N-PX 1 riv-npx_063022.htm ANNUAL REPORT OF PROXY VOTING RECORD

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

 

Investment Company Act file number: 811-22472

 

 

RIVERNORTH OPPORTUNITIES FUND, INC.

(Exact name of registrant as specified in charter)

 

 

1290 Broadway, Suite 1000

Denver, Colorado 80203

(Address of principal executive offices) (Zip code)

 

 

Sareena Khwaja-Dixon

RiverNorth Opportunities Fund, Inc.

1290 Broadway, Suite 1000

Denver, Colorado 80203

(Name and address of agent for service)

 

 

Registrant’s Telephone Number, including Area Code: (303) 623-2577

 

 

Date of fiscal year end: July 31

 

 

Date of reporting period: July 1, 2021 – June 30, 2022

 

 

 

 

 

Item 1 – Proxy Voting Record.

 

 

 

Vote Summary

 

  PIMCO FUNDS        
  Security 69346N107                   Meeting Type   Annual  
  Ticker Symbol NRGX                              Meeting Date   08-Jul-2021  
  ISIN US69346N1072                   Agenda   935443476 - Opposition
  Record Date 29-Apr-2021                   Holding Recon Date   29-Apr-2021  
  City / Country     / United States             Vote Deadline Date   07-Jul-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Deborah A. DeCotis           Split     Split          
        2 David N. Fisher           Split     Split          
        3 Hans W. Kertess           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL98 RIVERNORTH
OPP FUND FBO
NFSLLC		 AL98 STATE
STREET BANK
& TRUST CO		 292,000   0 25-Jun-2021 25-Jun-2021
  PIMCO FUNDS        
  Security 69346N107                   Meeting Type   Annual  
  Ticker Symbol NRGX                              Meeting Date   08-Jul-2021  
  ISIN US69346N1072                   Agenda   935443476 - Opposition
  Record Date 29-Apr-2021                   Holding Recon Date   29-Apr-2021  
  City / Country     / United States             Vote Deadline Date   07-Jul-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Deborah A. DeCotis           Split     Split          
        2 David N. Fisher           Split     Split          
        3 Hans W. Kertess           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 449,329   0 25-Jun-2021 25-Jun-2021
  ALLIANZGI CONV & INCOME FD II        
  Security 92838U108                   Meeting Type   Annual  
  Ticker Symbol NCZ                               Meeting Date   08-Jul-2021  
  ISIN US92838U1088                   Agenda   935461121 - Management
  Record Date 13-May-2021                   Holding Recon Date   13-May-2021  
  City / Country     / United States             Vote Deadline Date   07-Jul-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Hans W. Kertess           Split     Split          
        2 James S. MacLeod           Split     Split          
        3 George R. Aylward           Split     Split          
        4 Philip R. McLoughlin           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL98 RIVERNORTH
OPP FUND FBO
NFSLLC		 AL98 STATE
STREET BANK
& TRUST CO		 273,000   0 07-Jul-2021 07-Jul-2021  
  ALLIANZGI CONV & INCOME FD II        
  Security 92838U108                   Meeting Type   Annual  
  Ticker Symbol NCZ                               Meeting Date   08-Jul-2021  
  ISIN US92838U1088                   Agenda   935461121 - Management
  Record Date 13-May-2021                   Holding Recon Date   13-May-2021  
  City / Country     / United States             Vote Deadline Date   07-Jul-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Hans W. Kertess           Split     Split          
        2 James S. MacLeod           Split     Split          
        3 George R. Aylward           Split     Split          
        4 Philip R. McLoughlin           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 864,650   0 07-Jul-2021 07-Jul-2021  
  SPARTAN ACQUISITION CORP. II        
  Security 846775104                   Meeting Type   Special 
  Ticker Symbol SPRQ                              Meeting Date   08-Jul-2021  
  ISIN US8467751041                   Agenda   935465624 - Management
  Record Date 01-Jun-2021                   Holding Recon Date   01-Jun-2021  
  City / Country     / United States             Vote Deadline Date   07-Jul-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - To consider and
vote upon a proposal to (a) approve and adopt the
Business Combination Agreement, dated as of January
23, 2021 (the "Business Combination Agreement") by
and among Spartan, SL Invest I Inc., a Delaware
corporation and wholly owned subsidiary of Spartan
("MergerCo1"), SL Invest II LLC, a Delaware limited
liability company and wholly owned subsidiary of Spartan
("MergerCo2"), SL Financial Investor I LLC, a Delaware
limited liability company ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  2A.   The Authorized Share Charter Sub-Proposal - To (a)
increase the number of authorized shares of Spartan's
capital stock, par value $0.0001 per share ("Common
Stock"), from (i) 271,000,000 shares, consisting of
270,000,000 shares of Common Stock, including
250,000,000 shares of Class A common stock, par value
$0.0001 per share ("Class A Common Stock"), and
20,000,000 shares of Class B common stock, par value
$0.0001 per share ("Class B Common Stock") and
1,000,000 shares of preferred ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  2B.   The Additional Charter Sub-Proposal - To make certain
other changes that the Spartan Board deems appropriate
for a public company, including changing the post-
combination company's name to "Sunlight Financial
Holdings Inc.," removing the provision that Spartan elects
to not be subject to Section 203 of the Delaware General
Corporation Law, eliminating the right of stockholders to
act by written consent and certain other changes (the
"Additional Charter Sub-Proposal").		 Management     For     For          
  2C.   The Bylaw Amendment Charter Sub-Proposal - To
require the affirmative vote of the holders of at least 66
2/3 % of the voting power of all then-outstanding shares
of Sunlight Financial Holdings' capital stock entitled to
vote generally in the election of directors, voting together
as a single class, for the stockholders of Sunlight
Financial Holdings to adopt, amend or repeal any
provision of Sunlight Financial Holdings' bylaws (the
"Bylaw Amendment Charter Sub-Proposal").		 Management     For     For          
  2D.   The Charter Amendment Charter Sub-Proposal - To
require, except as otherwise provided in the second
amended and restated certificate of incorporation of
Spartan (the "Proposed Second A&R Charter") to be
adopted by Spartan prior to the closing of the Business
Combination (the "Closing"), including, for example, to
increase or decrease the number of authorized shares of
Class A Common Stock, Class B Common Stock, Class
C Common Stock or Preferred Stock the affirmative vote
of the holders of ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  3.    The NYSE Proposal - To consider and vote upon a
proposal to approve, for purposes of complying with
applicable listing rules of the New York Stock Exchange
(the "NYSE"), the issuance of up to (a) an aggregate of
115,000,000 shares of Class A Common Stock,
including, without limitation, (i) in connection with the
Business Combination, (ii) to the investors in the private
offering of Class A Common Stock to certain investors in
connection with the Business Combination (the "PIPE
Financing"), ...(due to space limits, see proxy statement
for full proposal).		 Management     For     For          
  4.    The 2021 Plan Proposal - To consider and vote upon a
proposal to approve and adopt the Sunlight Financial
Holdings 2021 Equity Incentive Plan (the "2021 Plan")
and material terms thereunder (the "2021 Plan
Proposal"). The 2021 Plan Proposal is conditioned on the
approval of the Business Combination Proposal, the
Charter Proposals and the NYSE Proposal.		 Management     For     For          
  5.    The ESPP Proposal - To consider and vote upon a
proposal to approve and adopt the Sunlight Financial
Holdings Employee Stock Purchase Plan (the "ESPP")
and material terms thereunder (the "ESPP Proposal").
The ESPP Proposal is conditioned on the approval of the
Business Combination Proposal, the Charter Proposals
and the NYSE Proposal.		 Management     For     For          
  6.    DIRECTOR Management                      
        1 Matthew Potere           For     For          
        2 Emil W. Henry, Jr.           For     For          
        3 Brad Bernstein           For     For          
        4 Jennifer D. Nordquist           For     For          
        5 Kenneth Shea           For     For          
        6 Joshua Siegel           For     For          
        7 Philip Ryan           For     For          
        8 Jeanette Gorgas           For     For          
        9 Toan Huynh           For     For          
  7.    The Adjournment Proposal - To consider and vote upon a
proposal to approve the adjournment of the special
meeting to a later date or dates, if necessary or
appropriate, to permit further solicitation and vote of
proxies in the event that there are insufficient votes for, or
otherwise in connection with, the approval of the
Business Combination Proposal, the Charter Proposals,
the NYSE Proposal, the 2021 Plan Proposal, the ESPP
Proposal or the Director Election Proposal.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 1,200   0 22-Jun-2021 22-Jun-2021
  LANDCADIA HOLDINGS III, INC.        
  Security 51476H100                   Meeting Type   Special 
  Ticker Symbol LCY                               Meeting Date   13-Jul-2021  
  ISIN US51476H1005                   Agenda   935468199 - Management
  Record Date 16-Jun-2021                   Holding Recon Date   16-Jun-2021  
  City / Country     / United States             Vote Deadline Date   12-Jul-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - to consider and
vote upon a proposal to approve the agreement and plan
of merger, dated as of January 24, 2021 (as may be
amended and/or restated from time to time, the "Merger
Agreement"), by and among Landcadia; Helios Sun
Merger Sub, Inc., a Delaware corporation and a wholly-
owned subsidiary of Landcadia ("Merger Sub"); HMAN
Group Holdings Inc. a Delaware corporation ("Hillman
Holdco"); and CCMP Sellers' Representative, LLC, solely
in its capacity as representative of ...(due to space limits,
see proxy statement for full proposal).		 Management     For     For          
  2.    The Charter Proposal - to consider and vote upon a
proposal to approve, assuming the other condition
precedent proposals (as defined below) are approved
and adopted, the proposed third amended and restated
certificate of incorporation of Landcadia (the "Proposed
Charter"), which will replace Landcadia's second
amended and restated certificate of incorporation, dated
October 8, 2020 (the "Current Charter") and will be in
effect upon the Closing of the Business Combination.		 Management     For     For          
  3A.   Advisory Charter Proposal A - Our Current Charter
requires the affirmative vote of holders of at least a
majority of the voting power of outstanding shares to
adopt, amend, alter or repeal the Current Charter. The
Proposed Charter will require the approval by affirmative
vote of the holders of at least 66% in voting power of the
outstanding common stock of the combined company to
amend certain provisions of the Proposed Charter as
follows: Article FIFTH, which addresses amending or
addressing the number ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  3B.   Advisory Charter Proposal B - Our Current Charter
requires the affirmative vote of holders of at least a
majority of the voting power of outstanding shares for
stockholders to adopt, amend, alter or repeal the bylaws
of New Hillman. The Proposed Charter would require the
approval by the affirmative vote of the holders of at least
66% in voting power of the then outstanding shares of
common stock of New Hillman for stockholders to adopt,
amend, alter or repeal the bylaws of New Hillman.		 Management     For     For          
  3C.   Advisory Charter Proposal C - Our Current Charter
requires the affirmative vote of holders of at least a
majority of the voting power of outstanding shares to
remove a director from office. The Proposed Charter
would require the approval by the affirmative vote of the
holders of at least 66% in voting power of the then
outstanding shares of common stock of New Hillman to
remove a director from office.		 Management     For     For          
  3D.   Advisory Charter Proposal D - Under the Current Charter,
Landcadia is subject to Section 203 of the DGCL. The
additional amendment would cause the combined
company to not be governed by Section 203 of the DGCL
and, instead, include a provision in the Proposed Charter
that is substantially similar to Section 203 of the DGCL,
but excludes from the definition of "interested
stockholder" (A) the investment funds affiliated with
CCMP Capital Advisors, LP and their respective
successors, ...(due to space limits, see proxy statement
for full proposal).		 Management     For     For          
  3E.   Advisory Charter Proposal E - Our Current Charter
authorizes the issuance of 380,000,000 shares of
Landcadia Class A common stock, 20,000,000 shares of
Landcadia Class B common stock and 1,000,000 shares
of preferred stock. The Proposed Charter would increase
the total number of authorized shares of common stock to
500,000,000 and 1,000,000 shares of preferred stock. As
part of the transactions contemplated by the Merger
Agreement and in accordance with the Current Charter,
all Landcadia Class B ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  3F.   Advisory Charter Proposal F - The Proposed Charter
provides that New Hillman will renounce any interest or
expectancy in, or in being offered an opportunity to
participate in, any business opportunities that are from
time to time available to CCMP Capital Advisors, LP, the
investment funds affiliated with CCMP Capital Advisors,
LP or their respective successors, Transferees, and
Affiliates (each as defined in the Proposed Charter)
(other than New Hillman and its subsidiaries) or any of
...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  3G.   Advisory Charter Proposal G - The Current Charter
permits only holders of Class B common stock to take
action by written consent in lieu of taking action at a
meeting of stockholders. The Proposed Charter instead
prohibits stockholder action by written consent by
specifying that any action required or permitted to be
taken by stockholders must be effected by a duly called
annual or special meeting and may not be effected by
written consent.		 Management     For     For          
  4.    The Stock Issuance Proposal - to consider and vote upon
a proposal to approve, assuming the other condition
precedent proposals (as defined below) are approved
and adopted, for the purposes of complying with the
applicable listing rules of Nasdaq, the issuance of (x)
shares of New Hillman common stock pursuant to the
terms of the Merger Agreement and (y) shares of
Landcadia Class A common stock to certain institutional
investors including JFG Sponsor (collectively, the "PIPE
Investors") in connection with the Private Placement.		 Management     For     For          
  5.    The Incentive Plan Proposal - to consider and vote upon
a proposal to approve, assuming the other condition
precedent proposals (as defined below) are approved
and adopted, the Hillman Solutions Corp. 2021 Equity
Incentive Plan (the "Incentive Equity Plan"), a copy of
which is attached to the accompanying proxy
statement/prospectus as Annex F, including the
authorization of the initial share reserve under the
Incentive Equity Plan.		 Management     For     For          
  6.    The ESPP Proposal - to consider and vote upon a
proposal to approve, assuming the condition precedent
proposals (as defined below) are approved and adopted,
the Hillman Solutions Corp. 2021 Employee Stock
Purchase Plan (the "ESPP"), a copy of which is attached
to the accompanying proxy statement/prospectus as
Annex G, including the authorization of the initial share
reserve under the ESPP.		 Management     For     For          
  7.    DIRECTOR Management                      
        1 Douglas Cahill           For     For          
        2 Joseph Scharfenberger           For     For          
        3 Richard Zannino           For     For          
        4 Aaron Jagdfeld           For     For          
        5 David Owens           For     For          
        6 Philip Woodlief           For     For          
        7 Diana Dowling           For     For          
        8 John Swygert           For     For          
        9 Daniel O'Leary           For     For          
        10 Teresa Gendron           For     For          
  8.    The Adjournment Proposal - to consider and vote upon a
proposal to approve the adjournment of the Special
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Special Meeting, any of
the Business Combination Proposal, the Charter
Proposal, the Stock Issuance Proposal, the Incentive
Plan Proposal and the Director Election Proposal
(together the "condition precedent proposals") would not
be duly approved and ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 11,913   0 06-Jul-2021 06-Jul-2021  
  SANDBRIDGE ACQUISITION CORP CLASS A        
  Security 799793104                   Meeting Type   Special 
  Ticker Symbol SBG                               Meeting Date   14-Jul-2021  
  ISIN US7997931040                   Agenda   935467224 - Management
  Record Date 01-Jun-2021                   Holding Recon Date   01-Jun-2021  
  City / Country     / United States             Vote Deadline Date   13-Jul-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Business Combination Proposal - to approve the
business combination agreement, dated as of February
15, 2021 (as may be amended and/or restated from time
to time, the "Business Combination Agreement"), by and
among Sandbridge Acquisition Corporation
("Sandbridge"), Project Olympus Merger Sub, Inc., a
Delaware corporation and a wholly owned subsidiary of
Sandbridge ("Merger Sub"), and Owlet Baby Care Inc., a
Delaware corporation ("Owlet"), and the transactions
contemplated thereby, pursuant ...(due to space limits,
see proxy statement for full proposal).		 Management     For     For          
  2.    The Charter Amendment Proposal, including the Advisory
Charter Amendment Proposals - to approve, assuming
Proposal 1 is approved and adopted, the proposed
amended and restated certificate of incorporation of
Sandbridge (the "Proposed Charter"), which will replace
Sandbridge's amended and restated certificate of
incorporation, dated September 14, 2020 (the "Current
Charter"), and which will be in effect as of the Effective
Time (we refer to such proposal as the "Charter ... (due to
space limits, see proxy statement for full proposal).		 Management     For     For          
  2A.   Advisory Charter Amendment Proposal A -- Upon the
effectiveness of the Proposed Charter, Sandbridge will be
renamed Owlet, Inc. ("New Owlet") and will be authorized
to issue 1,100,000,000 shares of capital stock, consisting
of (i) 1,000,000,000 shares of New Owlet common stock,
par value $0.0001 per share and (ii) 100,000,000 shares
of undesignated preferred stock, par value $0.0001 per
share, as opposed to the Current Charter, which
authorizes Sandbridge to issue 111,000,000 shares of
capital ... (due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  2B.   Advisory Charter Amendment Proposal B -- Under the
Proposed Charter, New Owlet will remove the provisions
regarding New Owlet not being governed by Section 203
of the General Corporation Law of the State of Delaware
relating to takeovers by interested stockholders.		 Management     For     For          
  2C.   Advisory Charter Amendment Proposal C -- Under the
Proposed Charter, in addition to any vote required by
Delaware law, Part B of Article IV, Article V, Article VI,
Article VII, Article VIII and Article IX of the Proposed
Charter may be amended only by the affirmative vote of
the holders of at least two-thirds of the total voting power
of the then outstanding shares of stock of New Owlet
entitled to vote thereon, voting together as a single class.		 Management     For     For          
  2D.   Advisory Charter Amendment Proposal D -- Under the
Proposed Charter, directors can be removed only for
cause and only by the affirmative vote of the holders of at
least two-thirds of the outstanding shares entitled to vote
at an election of directors.		 Management     For     For          
  2E.   Advisory Charter Amendment Proposal E -- Under the
Proposed Charter, the board of directors of New Owlet is
expressly authorized to adopt, alter, amend or repeal the
Bylaws in accordance with Delaware law; provided that,
in addition to any vote required by Delaware law, the
adoption, amendment or repeal of the Bylaws by New
Owlet stockholders will require the affirmative vote of the
holders of at least two-thirds of the voting power of all of
the then outstanding shares of voting ... (due to space
limits, see proxy statement for full proposal).		 Management     For     For          
  2F.   Advisory Charter Amendment Proposal F -- To provide
for certain additional changes, including, among other
things, (i) changing the corporate name from "Sandbridge
Acquisition Corporation" to "Owlet, Inc.", and (ii) removing
certain provisions related to Sandbridge's status as a
blank check company that will no longer be applicable
upon consummation of the Merger, all of which the
Sandbridge board of directors believes is necessary to
adequately address the needs of New Owlet after the
Merger.		 Management     For     For          
  3.    The NYSE Proposal - to approve, assuming Proposals 1
and 2 are approved and adopted, for the purposes of
complying with the applicable listing rules of the New
York Stock Exchange, the issuance of (i) 13,000,000
shares of Sandbridge Class A common stock to the
certain investors pursuant to subscription agreements
(the "Subscription Agreements") immediately prior to the
Closing, plus any additional shares issued pursuant to
Subscription Agreements we may enter into prior to
Closing, and ...(due to space limits, see proxy statement
for full proposal).		 Management     For     For          
  4.    The Incentive Award Plan Proposal - to approve,
assuming Proposals 1, 2 and 3 are approved and
adopted, the Owlet, Inc. 2021 Incentive Award Plan (the
"New Owlet Incentive Award Plan"), including the
authorization of the initial share reserve under the New
Owlet Incentive Award Plan, including with respect to the
number of shares that may be issued pursuant to the
exercise of incentive stock options granted.		 Management     For     For          
  5.    The ESPP Proposal - to approve, assuming Proposals 1,
2, 3 and 4 are approved and adopted, the Owlet, Inc.
2021 Employee Stock Purchase Plan (the "New Owlet
ESPP"), including the authorization of the initial share
reserve under the New Owlet ESPP.		 Management     For     For          
  6.    The Adjournment Proposal - to approve the adjournment
of the special meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies if, based upon the tabulated vote at the time of
the special meeting, any of Proposals 1, 2, 3, 4 or 5
would not be duly approved and adopted by our
stockholders or we determine that one or more of the
closing conditions under the Business Combination
Agreement is not satisfied or waived.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 23,690   0 01-Jul-2021 01-Jul-2021  
  EMPOWER LTD.        
  Security G3R39W102                   Meeting Type   Special 
  Ticker Symbol EMPW                              Meeting Date   14-Jul-2021  
  ISIN KYG3R39W1020                   Agenda   935468947 - Management
  Record Date 07-Jun-2021                   Holding Recon Date   07-Jun-2021  
  City / Country     / United States             Vote Deadline Date   13-Jul-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Business Combination Proposal - Proposal to adopt the
Merger Agreement, dated as of March 11, 2021 (as it
may be amended from time to time, the "Merger
Agreement") by and among Empower, Empower Merger
Sub I, Inc., a Delaware corporation and subsidiary of
Empower ("Merger Sub I"), Empower Merger Sub II, LLC,
a Delaware limited liability company and subsidiary of
Empower ("Merger Sub II") and Holley Intermediate
Holdings, Inc., a Delaware corporation "Holley"),...(due to
space limits, see proxy statement for full proposal).		 Management     For     For          
  2.    Redomestication Proposal - Proposal to approve by
special resolution the change of the Company's
jurisdiction of incorporation by continuing and
deregistering as an exempted company in the Cayman
Islands and continuing and domesticating as a
corporation incorporated under the laws of the State of
Delaware (the "Domestication" and, together with the
Mergers, the "Business Combination"). The
Redomestication Proposal is conditioned on the approval
of each of the Business Combination ...(due to space
limits, see proxy statement for full proposal).		 Management     For     For          
  3A.   Authorized Shares - Proposal to amend the Cayman
Constitutional Documents to authorize 555,000,000
shares, consisting of 550,000,000 shares of
Domestication Common Stock and 5,000,000 shares of
New Holley preferred stock.		 Management     For     For          
  3B.   Exclusive Forum Provision - Proposal to amend the
Cayman Constitutional Documents to adopt Delaware as
the exclusive forum.		 Management     For     For          
  3C.   Takeovers by Interested Stockholders - Proposal to
amend the Cayman Constitutional Documents to allow
New Holley to elect not to be governed by Section 203 of
the DGCL relating to takeovers by interested
stockholders and, instead, be governed by a provision
substantially similar to Section 203 of the DGCL.		 Management     For     For          
  3D.   Adoption of Supermajority Vote Requirement to Amend
the Proposed Organizational Documents - Proposal to
amend the Cayman Constitutional Documents to require
the affirmative vote of at least (i) 66 2/3% to adopt,
amend or repeal Article VI of the Proposed Bylaws (ii)
66.7%, to adopt, amend or repeal amend, alter, repeal or
rescind Section 4.2 and Articles V, VII, VIII, X, XI and XII
of the Proposed Charter and (iii) 80% to adopt, amend or
repeal Article IX of the Proposed Charter.		 Management     For     For          
  3E.   Removal of Directors - Proposal to amend the Cayman
Constitutional Documents to permit the removal of a
director only for cause and only by the affirmative vote of
the holders of at least a majority of the outstanding
shares entitled to vote at an election of directors.		 Management     For     For          
  3F.   Action by Written Consent of Stockholders - Proposal to
amend the Cayman Constitutional Documents to require
stockholders to take action at an annual or special
meeting and prohibit stockholder action by written
consent in lieu of a meeting.		 Management     For     For          
  3G.   Corporate Opportunities - Proposal to amend the
Cayman Constitutional Documents to explicitly waive any
expectation of corporate opportunities with respect to
New Holley's non- employee directors.		 Management     For     For          
  3H.   Other Changes In Connection With Adoption of the
Proposed Organizational Documents - Proposal to
amend the Cayman Constitutional Documents to
authorize (1) changing the corporate name from
"Empower Ltd." to "Holley Inc.", (2) making New Holley's
corporate existence perpetual, and (3) removing certain
provisions related to Empower's status as a blank check
company that will no longer be applicable upon
consummation of the Business Combination.		 Management     For     For          
  4.    Binding Charter Proposals - Proposal to adopt by special
resolution the Proposed Charter in the form attached to
the Proxy Statement as Annex C. The Binding Charter
Proposal is conditioned on the approval of each of the
Business Combination Proposal, the Redomestication
Proposal and the NYSE Proposal. Therefore, if each of
the Business Combination Proposal, the Redomestication
Proposal and the NYSE Proposal is not approved, the
Binding Charter Proposal will have no effect.		 Management     For     For          
  5.    Director Election Proposal - Proposal to elect seven (7)
directors who upon consummation of the Business
Combination will be directors of New Holley. The Director
Election Proposal is conditioned on the approval of each
of the Business Combination Proposal, the
Redomestication Proposal, the NYSE Proposal and the
Binding Charter Proposal. Therefore, if each of the
Business Combination Proposal, the Redomestication
Proposal, the NYSE Proposal and the Binding Charter
Proposal is not approved, the ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  6.    The NYSE Proposal - Proposal to approve, for purposes
of complying with applicable NYSE listing rules, the
issuance of more than 20% of Empower Class A Shares
and Empower Class B Shares pursuant to the Business
Combination. The NYSE Proposal is conditioned on the
approval of each of the Business Combination Proposal,
the Redomestication Proposal and the Binding Charter
Proposal. Therefore, if each of the Business Combination
Proposal, the Redomestication Proposal and the ... (due
to space limits, see proxy statement for full proposal).		 Management     For     For          
  7.    Incentive Plan Proposal - Proposal to approve the Holley
Inc. 2021 Stock Incentive Plan (the "Incentive Plan"), in
the form attached to the Proxy Statement as Annex I,
including the authorization of the initial share reserve
under the Incentive Plan. The Incentive Plan Proposal is
conditioned on the approval of each of the Business
Combination Proposal, the Redomestication Proposal,
the NYSE Proposal and the Binding Charter Proposal.
Therefore, if each of the Business Combination ...(due to
space limits, see proxy statement for full proposal).		 Management     For     For          
  8.    Adjournment Proposal - Proposal to adjourn the
Extraordinary Meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies if there are insufficient votes for, or otherwise in
connection with, the approval of the Business
Combination Proposal, the Redomestication Proposal,
the Binding Charter Approval Proposal, the Incentive
Plan Proposal, the Director Election Proposal and the
NYSE Proposal.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 12,285   0 06-Jul-2021 06-Jul-2021  
  NEWHOLD INVESTMENT CORP.        
  Security 651448102                   Meeting Type   Special 
  Ticker Symbol NHIC                              Meeting Date   15-Jul-2021  
  ISIN US6514481026                   Agenda   935469456 - Management
  Record Date 10-Jun-2021                   Holding Recon Date   10-Jun-2021  
  City / Country     / United States             Vote Deadline Date   14-Jul-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Business Combination Proposal - To approve the
transactions contemplated under the Agreement and
Plan of Merger, dated as of March 5, 2021, as amended
by that certain First Amendment to Agreement and Plan
of Merger dated June 5, 2021 (as amended, the "Merger
Agreement"), by and among NewHold Investment Corp.,
NHIC Sub Inc., a Delaware corporation and wholly-
owned subsidiary of NHIC and Evolv Technologies, Inc.		 Management     For     For          
  2.    Charter Approval Proposal - To approve the Amended
and Restated Certificate of Incorporation of NewHold, to,
among other things, change NHIC's name to "Evolv
Technologies Holdings, Inc.," amend certain provisions
related to authorized capital stock, the required vote to
amend the charter and bylaws, and director removal, and
to divide the board of directors into three classes, with
one class of directors being elected in each year and
each class (except for those directors appointed to our
first annual meeting of stockholders) serving a three-year
term.		 Management     For     For          
  3.    The Stock Plan Proposal - To approve the Evolv
Technologies Holdings, Inc. 2021 Incentive Award Plan.		 Management     For     For          
  4.    The Employee Stock Plan Proposal - To approve the
Evolv Technologies Holdings, Inc. 2021 Employee Stock
Purchase Plan.		 Management     For     For          
  5.    The Nasdaq Proposal - To approve: (i) for purposes of
complying with Nasdaq Listing Rule 5635 (a) and (b), the
issuance of more than 20% of the issued and outstanding
shares of NewHold common stock and the resulting
change in control in connection with the Merger, and (ii)
for purposes of complying with Nasdaq Listing Rule
5635(d), the issuance of more than 20% of the common
stock in connection with the PIPE Investment upon the
consummation of the Business Combination.		 Management     For     For          
  6.    Adjournment Proposal - To consider and vote upon a
proposal to approve the adjournment of the Meeting by
the chairman thereof to a later date, if necessary, under
certain circumstances, including for the purpose of
soliciting additional proxies in favor of the foregoing
Proposals, in the event NHIC does not receive the
requisite stockholder vote to approve the Proposals. This
proposal is called the "Adjournment Proposal" or
"Proposal 6."		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 54,554   0 06-Jul-2021 06-Jul-2021  
  FG NEW AMERICA ACQUISITION CORP.        
  Security 30259V106                   Meeting Type   Special 
  Ticker Symbol FGNA                              Meeting Date   16-Jul-2021  
  ISIN US30259V1061                   Agenda   935467779 - Management
  Record Date 21-Jun-2021                   Holding Recon Date   21-Jun-2021  
  City / Country     / United States             Vote Deadline Date   15-Jul-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Business Combination Proposal - To consider and vote
upon a proposal to approve and adopt the Business
Combination Agreement, dated as of February 9, 2021 (a
copy of which is attached to this proxy statement as
Annex A) (as amended, the "Business Combination
Agreement"), by and among the Company, Opportunity
Financial, LLC, a Delaware limited liability company
("OppFi"), OppFi Shares, a Delaware limited liability
company ("OFS") and Todd Schwartz, in his capacity as
the member's ... (due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  2.    NYSE Proposal - To consider and vote upon a proposal
to approve, for purposes of complying with applicable
NYSE listing rules, the issuance of more than 20% of the
Company's issued and outstanding common stock (i)
pursuant to the terms of the Business Combination
Agreement and (ii) upon the exchange of the Retained
OppFi Units pursuant to the terms of the OppFi A&R
LLCA, in each case, that may result in a Member owning
more than 20% of our outstanding common stock, or
more than 20% of the ... (due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  3.    Charter Proposal - To consider and vote upon proposal to
approve the Company's proposed second amended and
restated certificate of incorporation (the "proposed
charter"), substantially in the form attached to the
accompanying proxy statement as Annex C, in
connection with the business combination.		 Management     For     For          
  4A.   Advisory Charter Proposal A - to provide that special
meetings of stockholders of the Company may be called,
at any time when the SCG Holders (as defined in the
accompanying proxy statement) beneficially own, in the
aggregate, 35% or more of the voting power of the stock
of the Company entitled to vote generally in the election
of directors, by a representative of the SCG Holders.		 Management     For     For          
  4B.   Advisory Charter Proposal B - to provide that, at any time
when the SCG Holders beneficially own, in the
aggregate, less than 35% of the voting power of the stock
of the Company entitled to vote generally in the election
of directors, any action required or permitted to be taken
by the stockholders of the Company must be effected at
a duly called annual or special meeting of such holders
and may not be effected by written consent of the
stockholders; provided, however, that any action required
or ... (due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  4C.   Advisory Charter Proposal C - to provide that, at any time
when the SCG Holders beneficially own, in the
aggregate, 35% or more of the voting power of the stock
of the Company entitled to vote generally in the election
of directors, any action required or permitted to be taken
at any annual or special meeting of stockholders of the
Company may be taken without a meeting, without prior
notice and without a vote, if a consent or consents in
writing, setting forth the action so taken, shall be ...(due
to space limits, see proxy statement for full proposal).		 Management     For     For          
  4D.   Advisory Charter Proposal D - to provide that the
Company opts out of Section 203 of the Delaware
General Corporation Law, which prevents certain
Delaware corporations, under certain circumstances,
from engaging in a "business combination" with certain
"interested stockholders" and their affiliates, and, instead,
effective immediately following the Closing of the
business combination, the Company shall not engage in
any business combination (as defined in the proposed
charter), at ...(due to space limits, see proxy statement
for full proposal).		 Management     For     For          
  4E.   Advisory Charter Proposal E - to provide that, at any time
when the SCG Holders beneficially own, in the
aggregate, 35% or more of the voting power of the stock
of the Company entitled to vote generally in the election
of directors, any newly created directorships resulting
from an increase in the number of directors and any
vacancies on the Board resulting from death, resignation,
retirement, disqualification, removal or other cause may
be filled by (i) the affirmative vote or written ... (due to
space limits, see proxy statement for full proposal).		 Management     For     For          
  4F.   Advisory Charter Proposal F - to provide that, at any time
when the SCG Holders beneficially own, in the
aggregate, 35% or more of the voting power of the stock
of the Company entitled to vote generally in the election
of directors, any or all of the directors may be removed
from office at any time, either with or without cause and
only by the affirmative vote or written consent of the
holders of at least a majority in voting power of all then
outstanding shares of common stock, voting together as
...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  4G.   Advisory Charter Proposal G - to change the name of the
new public entity to "OppFi Inc." from "FG New America
Acquisition Corp.".		 Management     For     For          
  4H.   Advisory Charter Proposal H - to, upon completion of the
business combination, increase the authorized capital
stock from 401,000,000 shares, consisting of
380,000,000 shares of Class A common stock,
20,000,000 shares of Class B common stock and
1,000,000 shares of preferred stock, to 501,000,000
shares, which would consist of 500,000,000 shares of
common stock, including (i) 379,000,000 shares of Class
A common stock, (ii) 6,000,000 shares of Class B
common stock, and (iii) 115,000,000 ...(due to space
limits, see proxy statement for full proposal).		 Management     For     For          
  5.    Incentive Plan Proposal - To consider and vote upon a
proposal to approve the Incentive Plan, substantially in
the form attached to the accompanying proxy statement
as Annex E, including the authorization of the initial share
reserve under the Incentive Plan.		 Management     For     For          
  6.    ESPP Proposal - To consider and vote upon a proposal
to approve, assuming the condition precedent proposals
are approved and adopted, the ESPP, substantially in the
form attached to the accompanying proxy statement as
Annex F, including the authorization of the initial share
reserve under the ESPP.		 Management     For     For          
  7.    DIRECTOR Management                      
        1 Christina Favilla           For     For          
        2 Jocelyn Moore           For     For          
        3 Ted Schwartz           For     For          
        4 Jared Kaplan           For     For          
        5 Greg Zeeman           For     For          
        6 David Vennettilli           For     For          
        7 Todd Schwartz           For     For          
  8.    Adjournment Proposal - To consider and vote upon a
proposal to approve the adjournment of the special
meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if there are
insufficient votes for, or otherwise in connection with, the
approval of the condition precedent proposals.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 27,076   0 01-Jul-2021 01-Jul-2021  
  10X CAPITAL VENTURE ACQUISITION CORP.        
  Security 88025V107                   Meeting Type   Special 
  Ticker Symbol VCVC                              Meeting Date   21-Jul-2021  
  ISIN US88025V1070                   Agenda   935471879 - Management
  Record Date 02-Jun-2021                   Holding Recon Date   02-Jun-2021  
  City / Country     / United States             Vote Deadline Date   20-Jul-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Merger Proposal - To adopt the Agreement and Plan
of Merger, dated as of February 3, 2021 and to approve
the merger contemplated by such agreement (the
"Merger") by and among REE Automotive Ltd, a
corporation organized under the laws of Israel ("REE"),
Spark Merger Sub Inc., a Delaware corporation and a
direct, wholly-owned subsidiary of REE ("Merger Sub"),
and the Company, which provides for, among other
things, the merger of Merger Sub with and into the
Company, with Company surviving as a wholly-owned
subsidiary of REE. In connection with Merger.		 Management     For     For          
  2.    The Class B Charter Proposal - To amend the
Company's amended and restated certificate of
incorporation (the "Existing 10X Capital Charter") by
adopting the second amended and restated certificate of
incorporation (the "Proposed 10X Capital Charter"),
which will provide that, immediately prior to the
consummation of the Merger, all shares of 10X Capital
Class B Common Stock will automatically convert into
shares of 10X Class A Common Stock with an amended
conversion ratio adjustment.		 Management     For     For          
  3.    The Material Differences Charter Proposal - To approve
the material differences between the Existing 10X Capital
Charter and REE's articles of association to be in effect
following the Merger (the "Amended and Restated
Articles").		 Management     For     For          
  4.    The Adjournment Proposal - To adjourn the Special
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Special Meeting, the
Company is not authorized to consummate the Merger.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 35,960   0 14-Jul-2021 14-Jul-2021  
  ROTH CH ACQUISITION II        
  Security 778673103                   Meeting Type   Special 
  Ticker Symbol ROCC                              Meeting Date   27-Jul-2021  
  ISIN US7786731031                   Agenda   935473695 - Management
  Record Date 07-Jul-2021                   Holding Recon Date   07-Jul-2021  
  City / Country     / United States             Vote Deadline Date   26-Jul-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - to approve and
adopt, assuming each of the Charter Proposal and the
Nasdaq Proposal is approved and adopted, the
agreement and plan of merger, dated as of April 14, 2021
(the "Merger Agreement"), by and among ROCC, Roth
CH II Merger Sub Corp., a Delaware corporation and
wholly- owned subsidiary of ROCC ("Merger Sub"), and
Reservoir Holdings, Inc., a Delaware corporation
("Reservoir"), pursuant to which Merger Sub will be
merged with and into Reservoir, with ...(due to space
limits, see proxy statement for full proposal).		 Management     For     For          
  2A.   To approve the proposed Second Amended and
Restated Certificate of Incorporation of ROCC, a copy of
which is attached to the proxy statement as Annex B: to
amend the name of the new public entity from "Roth CH
Acquisition II Co." to "Reservoir Media, Inc."		 Management     For     For          
  2B.   To approve the proposed Second Amended and
Restated Certificate of Incorporation of ROCC, a copy of
which is attached to the proxy statement as Annex B: to
remove various provisions applicable only to blank check
companies.		 Management     For     For          
  2C.   To approve the proposed Second Amended and
Restated Certificate of Incorporation of ROCC, a copy of
which is attached to the proxy statement as Annex B: to
increase total number of authorized shares of the
Combined Company's common stock to 750,000,000.		 Management     For     For          
  2D.   To approve the proposed Second Amended and
Restated Certificate of Incorporation of ROCC, a copy of
which is attached to the proxy statement as Annex B: to
authorize a total of 75,000,000 shares of the Combined
Company's preferred stock.		 Management     For     For          
  2E.   To approve the proposed Second Amended and
Restated Certificate of Incorporation of ROCC, a copy of
which is attached to the proxy statement as Annex B: to
require an affirmative vote of holders of at least two-thirds
(66 and 2/3%) of the total voting power of all of the then
outstanding shares of stock of the Combined Company,
voting together as a single class, to amend, alter, repeal
or rescind certain provisions of the Proposed Charter.		 Management     For     For          
  2F.   To approve the proposed Second Amended and
Restated Certificate of Incorporation of ROCC, a copy of
which is attached to the proxy statement as Annex B: to
require an affirmative vote of holders of at least two-thirds
(66 and 2/3%) of the voting power of all of the then
outstanding shares of voting stock of the Combined
Company entitled to vote generally in an election of
directors, voting together as a single class, to adopt,
amend, alter or repeal the Combined Company's
amended and restated bylaws.		 Management     For     For          
  2G.   To approve the proposed Second Amended and
Restated Certificate of Incorporation of ROCC, a copy of
which is attached to the proxy statement as Annex B: to
provide for the removal of directors for cause only by
affirmative vote of holders of at least two-thirds (66 and
2/3%) of the voting power of all of the then outstanding
shares of voting stock of the Combined Company entitled
to vote at an election of directors.		 Management     For     For          
  3.    The Nasdaq Proposal - to approve, assuming the
Business Combination Proposal is approved and
adopted, for purposes of complying with applicable listing
rules of the Nasdaq Stock Market LLC ("Nasdaq"), the
issuance of more than 20% of the issued and outstanding
shares of ROCC's common stock in connection with (i)
the terms of the Merger Agreement, which will result in a
change of control, as required by Nasdaq Listing Rule
5635(a) and 5635(b), (ii) the issuance and sale of ...(due
to space limits, see proxy statement for full proposal).		 Management     For     For          
  4.    DIRECTOR Management                      
        1 Rell Lafargue           For     For          
        2 Neil de Gelder           For     For          
        3 Stephen M. Cook           For     For          
        4 Jennifer G. Koss           For     For          
        5 Adam Rothstein           For     For          
        6 Golnar Khosrowshahi           For     For          
        7 Ezra S. Field           For     For          
        8 Ryan P. Taylor           For     For          
  5.    The Incentive Plan Proposal - to approve and adopt,
assuming the Business Combination Proposal is
approved and adopted, Reservoir Media, Inc. 2021
Omnibus Incentive Plan, a copy of which is attached to
this proxy statement as Annex D, which will be assumed
by the Combined Company in connection with the
Business Combination.		 Management     For     For          
  6.    The Adjournment Proposal - to approve a proposal to
adjourn the special meeting of stockholders to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies if, based upon the tabulated vote at
the time of the special meeting of stockholders, there are
not sufficient votes to approve the Business Combination
Proposal, the Charter Proposal, the Nasdaq Proposal,
the Directors Proposal or the Incentive Plan Proposal.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 6,302   0 16-Jul-2021 16-Jul-2021  
  STARBOARD VALUE ACQUISITION CORP        
  Security 85521J109                   Meeting Type   Special 
  Ticker Symbol SVAC                              Meeting Date   28-Jul-2021  
  ISIN US85521J1097                   Agenda   935475916 - Management
  Record Date 28-Jun-2021                   Holding Recon Date   28-Jun-2021  
  City / Country     / United States             Vote Deadline Date   27-Jul-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - To consider and
vote upon a proposal to (a) approve and adopt the
Agreement and Plan of Merger, dated as of February 21,
2021, by and among SVAC, Mundo Merger Sub 1, Inc.,
Mundo Merger Sub 2, LLC, Cyxtera Technologies, Inc.
("Cyxtera"), and Mundo Holdings, Inc., and (b) approve
the business combination of SVAC and Cyxtera as
described therein (the "Business Combination").		 Management     For     For          
  2.    The Charter Proposal - To consider and vote upon a
proposal to approve and adopt amendments to SVAC's
amended and  restated certificate of incorporation to be
effective upon the consummation of the Business
Combination, which will include amendments to increase
the number of authorized shares of SVAC's common and
preferred stock, eliminate certain provisions in our
Charter that will no longer be applicable to us following
the closing, and approve and adopt certain other
changes.		 Management     For     For          
  3.    The Nasdaq Proposal - To consider and vote upon a
proposal to approve, for purposes of complying with
applicable listing rules of the Nasdaq Stock Market LLC,
the issuance of shares of Class A common stock to SIS
Holdings LP, the PIPE Investors and, if necessary, the
forward purchasers at closing of the Business
Combination.		 Management     For     For          
  4.    The Director Election Proposal - To consider and vote
upon a proposal to elect the nine director nominees to the
board of directors effective as of the closing of the
Business Combination in accordance with the Merger
Agreement.		 Management     For     For          
  5.    The 2021 Incentive Plan Proposal - To consider and vote
upon a proposal to approve and adopt the Cyxtera
Technologies, Inc. 2021 Omnibus Incentive Plan,
substantially in the form attached as Annex G to this
proxy statement, and the material terms thereunder.		 Management     For     For          
  6.    The Adjournment Proposal - To consider and vote upon a
proposal to approve the adjournment of the special
meeting to a later date or dates, if necessary or
appropriate, to permit further solicitation and vote of
proxies in the event that there are insufficient votes for, or
otherwise in connection with, the approval of the
Business Combination Proposal, the Charter Proposal,
the Nasdaq Proposal, the Director Election Proposal
and/or the 2021 Incentive Plan Proposal.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 19,242   0 20-Jul-2021 20-Jul-2021  
  CF FINANCE ACQUISITION CORP III        
  Security 12529D108                   Meeting Type   Special 
  Ticker Symbol CFAC                              Meeting Date   12-Aug-2021  
  ISIN US12529D1081                   Agenda   935477984 - Management
  Record Date 12-Jul-2021                   Holding Recon Date   12-Jul-2021  
  City / Country     / United States             Vote Deadline Date   11-Aug-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Pre-Merger Charter Amendment Proposal - To
approve an amendment of CF III's current amended and
restated certificate of incorporation (the "Existing
Charter") to increase the number of authorized shares of
Class A Common Stock from 200,000,000 to
300,000,000 shares for the purposes of carrying out the
Business Combination (as defined below).		 Management     For     For          
  2.    The Business Combination Proposal - To approve and
adopt the Agreement and Plan of Merger, dated February
17, 2021, as amended on April 30, 2021 (as the terms
and conditions therein may be further amended, modified
or waived from time to time, the "Merger Agreement"), by
and among CF III, Meliora Merger Sub, Inc., a Delaware
corporation and wholly-owned subsidiary of CF III
("Merger Sub"), and AEye, Inc., a Delaware corporation
("AEye"), and approve the transactions contemplated
thereby, ...(due to space limits, see proxy statement for
full proposal).		 Management     For     For          
  3.    DIRECTOR Management                      
        1 Wen Hsieh           For     For          
        2 Timothy J. Dunn           For     For          
        3 Luis Dussan           For     For          
        4 Dr. Karl-Thomas Neumann           For     For          
        5 Blair LaCorte           For     For          
        6 Prof. Dr. B. Gottschalk           For     For          
        7 Carol DiBattiste           For     For          
  4.    The Nasdaq Proposal - To approve, for purposes of
complying with The Nasdaq Stock Market Listing Rule
5635 (the "Nasdaq Listing Rule"), the issuance of up to
154,081,440 shares of Class A Common Stock, par value
$0.0001 per share, of CF III pursuant to the Merger
Agreement and up to 22,500,000 shares of Class A
Common Stock pursuant to the PIPE Investment.		 Management     For     For          
  5A.   Post-Merger Charter Amendment Proposal A - To
consider and vote upon separate proposals to approve
the following material differences between the proposed
amended and restated certificate of incorporation of the
Combined Entity (the "Amended Charter") that will be in
effect upon the closing of the Merger and the Existing
Charter: Change in Name.		 Management     For     For          
  5B.   Post-Merger Charter Amendment Proposal B - To
consider and vote upon separate proposals to approve
the following material differences between the proposed
amended and restated certificate of incorporation of the
Combined Entity (the "Amended Charter") that will be in
effect upon the closing of the Merger and the Existing
Charter: Change in Corporate Purpose.		 Management     For     For          
  5C.   Post-Merger Charter Amendment Proposal C - To
consider and vote upon separate proposals to approve
the following material differences between the proposed
amended and restated certificate of incorporation of the
Combined Entity (the "Amended Charter") that will be in
effect upon the closing of the Merger and the Existing
Charter: Elimination of Class B Common Stock.		 Management     For     For          
  5D.   Post-Merger Charter Amendment Proposal D - To
consider and vote upon separate proposals to approve
the following material differences between the proposed
amended and restated certificate of incorporation of the
Combined Entity (the "Amended Charter") that will be in
effect upon the closing of the Merger and the Existing
Charter: Additional Director Class and Increased Term.		 Management     For     For          
  5E.   Post-Merger Charter Amendment Proposal E - To
consider and vote upon separate proposals to approve
the following material differences between the proposed
amended and restated certificate of incorporation of the
Combined Entity (the "Amended Charter") that will be in
effect upon the closing of the Merger and the Existing
Charter: Amendment of Corporate Opportunities
Provision.		 Management     For     For          
  5F.   Post-Merger Charter Amendment Proposal F - To
consider and vote upon separate proposals to approve
the following material differences between the proposed
amended and restated certificate of incorporation of the
Combined Entity (the "Amended Charter") that will be in
effect upon the closing of the Merger and the Existing
Charter: Removal of Blank Check Company Provisions.		 Management     For     For          
  6.    The Equity Incentive Plan Proposal - To approve and
adopt the Equity Incentive Plan of the Combined Entity.		 Management     For     For          
  7.    The Adjournment Proposal - To consider and vote upon a
proposal to adjourn the Special Meeting to a later date or
dates, if necessary, to permit further solicitation and vote
of proxies if, based upon the tabulated vote at the time of
the Special Meeting, there are not sufficient votes to
approve the Pre- Merger Charter Amendment Proposal,
the Business Combination Proposal, the Director Election
Proposal, the Nasdaq Proposal, the Post-Merger Charter
Amendment Proposals, or the Equity Incentive Plan
Proposal.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 4,542   0 02-Aug-2021 02-Aug-2021
  TAILWIND ACQUISITION CORP.        
  Security 87403Q102                   Meeting Type   Special 
  Ticker Symbol TWND                              Meeting Date   17-Aug-2021  
  ISIN US87403Q1022                   Agenda   935468543 - Management
  Record Date 02-Jun-2021                   Holding Recon Date   02-Jun-2021  
  City / Country     / United States             Vote Deadline Date   16-Aug-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - To consider and
vote upon a proposal to approve the Business
Combination Agreement, dated as of March 1, 2021, by
and among Tailwind Acquisition Corp., a Delaware
corporation ("Tailwind"), Compass Merger Sub, Inc., a
Delaware corporation and wholly owned subsidiary of
Tailwind ("Merger Sub"), QOMPLX, Inc., a Delaware
corporation ("QOMPLX") and Rationem, LLC, a Delaware
limited liability company, in its capacity as the
representative of the stockholders of QOMPLX and
...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  2.    The Charter Proposal - To consider and vote upon a
proposal to approve New QOMPLX's (as defined in the
proxy statement/ prospectus) amended and restated
certificate of incorporation, to be approved and adopted
in connection with the Business Combination, a form of
which is attached to the proxy statement/prospectus as
Annex B (the "Post-Closing New QOMPLX Certificate of
Incorporation").		 Management     For     For          
  3.    Governing Documents Proposal - To decrease the
number of authorized shares of Tailwind from
551,000,000 to 501,000,000.		 Management     For     For          
  4.    Governing Documents Proposal - To eliminate the
classification of Tailwind's Class B common stock, par
value $0.0001 per share.		 Management     For     For          
  5.    Governing Documents Proposal - To provide that the
number of authorized shares of common stock or
preferred stock may be increased or decreased by the
affirmative vote of the holders of at least a majority of the
voting power of the stock outstanding and entitled to vote
thereon irrespective of the provisions of Section 242(b)(2)
of the Delaware General Corporation Law.		 Management     For     For          
  6.    Governing Documents Proposal - To remove the
provisions regarding the doctrine of corporate opportunity
from the Post- Closing New QOMPLX Certificate of
Incorporation.		 Management     For     For          
  7.    Governing Documents Proposal - To provide that the
vote of two- thirds of the voting power of the stock
outstanding and entitled to vote thereon, voting together
as a single class, shall be required to adopt, amend or
repeal any portion of Post-Closing New QOMPLX
Certificate of Incorporation inconsistent with Article V(B)
(Preferred Stock), Article VI, Article VII, Article VIII, Article
IX, Article X and Article XI of the Post-Closing New
QOMPLX Certificate of Incorporation.		 Management     For     For          
  8.    The NYSE Proposal - To consider and vote upon a
proposal to approve, for purposes of complying with
applicable listing rules of the New York Stock Exchange,
the issuance of shares of Class A common stock, par
value $0.0001 per share, of New QOMPLX.		 Management     For     For          
  9.    The Incentive Plan Proposal - To consider and vote upon
a proposal to approve and adopt the 2021 QOMPLX, Inc.
Incentive Equity Plan.		 Management     For     For          
  10.   The Adjournment Proposal - To consider and vote upon a
proposal to adjourn the Tailwind Special Meeting to a
later date or dates, if necessary, to permit further
solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Tailwind Special
Meeting, there are not sufficient votes to approve any of
the Business Combination Proposal, the Charter
Proposal, the NYSE Proposal or the Incentive Plan
Proposal, or holders of Tailwind's Class A Common Stock
have elected to ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 13,098   0 01-Jul-2021 01-Jul-2021  
  NEXTGEN ACQUISITION CORPORATION        
  Security G65305107                   Meeting Type   Special 
  Ticker Symbol NGAC                              Meeting Date   18-Aug-2021  
  ISIN KYG653051071                   Agenda   935481553 - Management
  Record Date 02-Jul-2021                   Holding Recon Date   02-Jul-2021  
  City / Country     / United States             Vote Deadline Date   17-Aug-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The BCA Proposal - to consider and vote upon a
proposal to approve by ordinary resolution and adopt the
Agreement and Plan of Merger, dated as of February 21,
2021, as amended on May 14, 2021 (the "Merger
Agreement"), by and among NextGen Acquisition
Corporation ("NextGen"), Sky Merger Sub I, Inc. ("Merger
Sub") and Xos, Inc. ("Xos"), a copy of which is attached
to the proxy statement/prospectus statement as Annex A.
The Merger Agreement provides for, among other things,
the merger of Merger Sub with ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  2.    The Domestication Proposal - to consider and vote upon
a proposal to approve by special resolution, the change
of NextGen's jurisdiction of incorporation by deregistering
as an exempted company in the Cayman Islands and
continuing and domesticating as a corporation
incorporated under the laws of the State of Delaware (the
"Domestication" and, together with the Merger, the
"Business Combination") (the "Domestication Proposal").		 Management     For     For          
  2A.   Organizational Documents Proposals - to consider and
vote upon the following four separate proposals
(collectively, the "Organizational Documents Proposals")
to approve by special resolution, the following material
differences between NextGen's Amended and Restated
Memorandum and Articles of Association (as may be
amended from time to time, the "Cayman Constitutional
Documents") and the proposed new certificate of
incorporation ("Proposed Certificate of Incorporation")
and the proposed new ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  3.    Organizational Documents Proposal A - to authorize the
change in the authorized share capital of NextGen from
500,000,000 Class A ordinary shares, par value $0.0001
per share (the "NextGen Class A ordinary shares"),
50,000,000 Class B ordinary shares, par value $0.0001
per share (the "NextGen Class B ordinary shares" and,
together with the Class A ordinary shares, the "ordinary
shares"), and 5,000,000 preferred shares, par value
$0.0001 per share (the "NextGen preferred shares"), to
1,000,000,000 shares ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  4.    Organizational Documents Proposal B - to authorize the
board of directors of New Xos (the "New Xos Board") to
issue any or all shares of New Xos preferred stock in one
or more series, with such terms and conditions as may be
expressly determined by the New Xos Board and as may
be permitted by the DGCL ("Organizational Documents
Proposal B").		 Management     For     For          
  5.    Organizational Documents Proposal C - to provide that
the New Xos Board be divided into three classes, with
each class made up of, as nearly as may be possible, of
one-third of the total number of directors constituting the
entire New Xos Board, with only one class of directors
being elected in each year and each class serving a
three-year term ("Organizational Documents Proposal
C").		 Management     For     For          
  6.    Organizational Documents Proposal D - to authorize all
other changes in connection with the replacement of
Cayman Constitutional Documents with the Proposed
Certificate of Incorporation and Proposed Bylaws in
connection with the consummation of the Business
Combination (copies of which are attached to the proxy
statement/prospectus as Annex I and Annex J,
respectively), including (1) changing the corporate name
from "NextGen Acquisition Corporation" to "Xos, Inc.", (2)
making New ...(due to space limits, see proxy statement
for full proposal).		 Management     For     For          
  7.    The Director Election Proposal - to consider and vote
upon a proposal to approve by ordinary resolution,
assuming the BCA Proposal, the Domestication Proposal
and the Organizational Documents Proposals are
approved, to elect six directors who, upon consummation
of the Business Combination, will be the directors of New
Xos (the "Director Election Proposal").		 Management     For     For          
  8.    The Stock Issuance Proposal - to consider and vote upon
a proposal to approve by ordinary resolution for purposes
of complying with the applicable provisions of The
Nasdaq Stock Market Listing Rule 5635, the issuance of
New Xos common stock to (a) the PIPE Investors (as
defined in the proxy statement/prospectus), including the
Sponsor Related PIPE Investor (as defined in the proxy
statement/prospectus), pursuant to the PIPE Investment
(as defined in the proxy ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  9.    The Equity Incentive Plan Proposal - to consider and vote
upon a proposal to approve by ordinary resolution, the
Xos, Inc. 2021 Equity Incentive Plan (the "Equity
Incentive Plan Proposal").		 Management     For     For          
  10.   The ESPP Proposal - to consider and vote upon a
proposal to approve by ordinary resolution, the Xos, Inc.
2021 Employee Stock Purchase Plan (the "ESPP
Proposal").		 Management     For     For          
  11.   The Adjournment Proposal - to consider and vote upon a
proposal to approve the adjournment of the extraordinary
general meeting to a later date or dates, if necessary, to
permit further solicitation and vote of proxies in the event
that there are insufficient votes for the approval of one or
more proposals at the extraordinary general meeting (the
"Adjournment Proposal").		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 12,285   0 06-Aug-2021 06-Aug-2021
  LIV CAPITAL ACQUISITION CORP.        
  Security G5510C108                   Meeting Type   Special 
  Ticker Symbol LIVK                              Meeting Date   18-Aug-2021  
  ISIN KYG5510C1087                   Agenda   935481971 - Management
  Record Date 15-Jul-2021                   Holding Recon Date   15-Jul-2021  
  City / Country     / Mexico             Vote Deadline Date   17-Aug-2021  
  SEDOL(s)               Quick Code      
                                                               
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal. To approve by an
ordinary resolution, that the transactions contemplated by
the Agreement and Plan of Merger, dated as of May 9,
2021 (as amended or modified from time to time, the
"merger agreement"), by and among LIV Capital
Acquisition Corp., a Cayman Islands exempted company
("LIVK") and AgileThought, Inc., a Delaware corporation
("AT"), pursuant to which LIVK will domesticate as a new
Delaware corporation and AT will subsequently be
merged with and ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  2.    The Nasdaq Proposal. To approve by ordinary resolution,
that, for purposes of complying with applicable listing
rules of The Nasdaq Stock Market LLC (the "Nasdaq"),
the issuance by LIVK of (i) 2,650,000 shares of Class A
common stock to the subscription investors pursuant to
the subscription agreements and (ii) up to 36,712,131
shares of Class A common stock to equityholders of
AgileThought, Inc., including LIV Fund IV solely with
respect to its shares held as a pre-merger AT equity
holder, pursuant to ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  3.    The Domestication Proposal. To approve by special
resolution that LIV Capital Acquisition Corp. be
transferred by way of continuation to Delaware pursuant
to Part XII of the Companies Act (As Revised) of the
Cayman Islands and Section 388 of the General
Corporation Law of the State of Delaware and,
immediately upon being de-registered in the Cayman
Islands, LIV Capital Acquisition Corp. be continued and
domesticated as a corporation under the laws of the state
of Delaware and, ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  4.    The Charter Amendment Proposal. To approve by
special resolution, that the Amended and Restated
Memorandum and Articles of Association of LIV Capital
Acquisition Corp. currently in effect be amended and
restated by the deletion in their entirety and the
substitution in their place of the proposed Certificate of
Incorporation (a copy of which is attached to the proxy
statement/prospectus in respect of the shareholders
meeting as Annex B) including the authorization of the
change in authorized share capital as indicated therein.		 Management     For     For          
  5.    To approve by ordinary resolution, that, (x) in connection
with the amendment and restatement of the Amended
and Restated Memorandum and Articles of Association of
LIV Capital Acquisition Corp. by deleting them in their
entirety and substituting in their place the proposed
Certificate of Incorporation (a copy of which is attached to
the proxy statement/prospectus in respect of the
shareholders meeting as Annex B), the provisions in the
proposed Certificate of ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  6.    To approve by ordinary resolution, that, in connection
with the amendment and restatement of the Amended
and Restated Memorandum and Articles of Association of
LIV Capital Acquisition Corp. by deleting them in their
entirety and substituting in their place the proposed
Certificate of Incorporation (a copy of which is attached to
the proxy statement/prospectus in respect of the
shareholders meeting as Annex B), the provisions in the
proposed Certificate of Incorporation dividing the board of
directors ...(due to space limits, see proxy statement for
full proposal).		 Management     For     For          
  7.    To approve by ordinary resolution, that, in connection
with the amendment and restatement of the Amended
and Restated Memorandum and Articles of Association of
LIV Capital Acquisition Corp. by deleting them in their
entirety and substituting in their place the proposed
Certificate of Incorporation (a copy of which is attached to
the proxy statement/prospectus in respect of the
shareholders meeting as Annex B), the provisions in the
proposed Certificate of Incorporation providing that the
directors may ...(due to space limits, see proxy statement
for full proposal).		 Management     For     For          
  8.    To approve by ordinary resolution, that, in connection
with the amendment and restatement of the Amended
and Restated Memorandum and Articles of Association of
LIV Capital Acquisition Corp. by deleting them in their
entirety and substituting in their place the proposed
Certificate of Incorporation (a copy of which is attached to
the proxy statement/prospectus in respect of the
shareholders meeting as Annex B), the provisions in the
proposed Certificate of Incorporation removing the ability
of ...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  9.    To approve by ordinary, advisory resolution, that, in
connection with the amendment and restatement of the
Amended and Restated Memorandum and Articles of
Association of LIV Capital Acquisition Corp. by deleting
them in their entirety and substituting in their place the
proposed Certificate of Incorporation (a copy of which is
attached to the proxy statement/prospectus in respect of
the shareholders meeting as Annex B), the provisions in
the proposed Certificate of ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  10.   To approve by ordinary, advisory resolution, that in
connection with the amendment and restatement of the
Amended and Restated Memorandum and Articles of
Association of LIV Capital Acquisition Corp. by deleting
them in their entirety and substituting in their place the
proposed Certificate of Incorporation (a copy of which is
attached to the proxy statement/prospectus in respect of
the shareholders meeting as Annex B), the provisions in
the proposed Certificate of ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  11.   The Equity Incentive Plan Proposal. To approve by
ordinary resolution, that the New AT 2021 Equity
Incentive Plan in the form attached to the proxy
statement/prospectus dated July 29, 2021 be adopted
and approved in all respects.		 Management     For     For          
  12.   The Employee Stock Purchase Plan Proposal. To
approve by ordinary resolution, that the New AT 2021
Employee Stock Purchase Plan in the form attached to
the proxy statement/prospectus dated July 29, 2021 be
adopted and approved in all respects.		 Management     For     For          
  13.   The Adjournment Proposal. To approve by ordinary
resolution, that the adjournment of the general meeting to
a later date or dates, if necessary or appropriate, to
permit further solicitation and vote of proxies in the event
that it is determined by LIV Capital Acquisition Corp. that
more time is necessary or appropriate to approve one or
more proposals at the general meeting be approved and
adopted in all respects.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 46,360   0 05-Aug-2021 05-Aug-2021
  LOCUST WALK ACQUISITION CORP        
  Security 54015L301                   Meeting Type   Special 
  Ticker Symbol LWACU                             Meeting Date   24-Aug-2021  
  ISIN US54015L3015                   Agenda   935485599 - Management
  Record Date 06-Aug-2021                   Holding Recon Date   06-Aug-2021  
  City / Country     / United States             Vote Deadline Date   23-Aug-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Transaction Proposal - to approve the transactions
contemplated under the Agreement and Plan of Merger,
dated as of May 26, 2021 ("Merger Agreement"), by and
among Locust Walk Acquisition Corp. ("LWAC"), Locust
Walk Merger Sub, Inc., a Delaware corporation and
wholly-owned subsidiary of LWAC ("Merger Sub"), and
eFFECTOR Therapeutics, Inc., a Delaware corporation
("eFFECTOR") (the "Business Combination"), pursuant to
which Merger Sub will merge with and into eFFECTOR
(the "Merger") with eFFECTOR surviving the Merger as a
wholly owned subsidiary of LWAC.		 Management     For     For          
  2.    Amendment Proposal - to approve Amended and
Restated Certificate of Incorporation of LWAC, to, among
other things, change LWAC's name to "eFFECTOR
Therapeutics, Inc.," amend certain provisions related to
authorized capital stock, required vote to amend the
charter & bylaws, & director removal, & to divide the
board into three classes, with one class of directors being
elected in each year & each class (except for those
directors appointed to our first annual meeting ) serving a
three-year term, in each case, to be effective upon
consummation of the Business Combination.		 Management     For     For          
  3.    Incentive Plan Proposal - to approve the eFFECTOR
Therapeutics, Inc. 2021 Incentive Award Plan (the
"Incentive Plan") to be effective upon the consummation
of the Business Combination.		 Management     For     For          
  4.    ESPP Proposal - to approve the eFFECTOR
Therapeutics, Inc. 2021 Employee Stock Purchase Plan
(the "ESPP") to be effective upon the consummation of
the Business Combination.		 Management     For     For          
  5.    Nasdaq Proposal - to approve: (i) for purposes of
complying with Nasdaq Listing Rule 5635(a) and (b), the
issuance of more than 20% of the issued and outstanding
shares of LWAC's common stock and the resulting
change in control in connection with the Merger, and (ii)
for purposes of complying with Nasdaq Listing Rule
5635(d), the issuance of more than 20% of LWAC's
common stock in a private placement to certain
accredited investors upon the consummation of the
Business Combination.		 Management     For     For          
  6.    Adjournment Proposal - to approve the adjournment of
the special meeting by the chairman thereof to a later
date, if necessary, under certain circumstances, including
for the purpose of soliciting additional proxies in favor of
the foregoing proposals, in the event LWAC does not
receive the requisite stockholder vote to approve the
proposals 1-5.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 2   0 16-Aug-2021 16-Aug-2021
  LOCUST WALK ACQUISITION CORP        
  Security 54015L103                   Meeting Type   Special 
  Ticker Symbol LWAC                              Meeting Date   24-Aug-2021  
  ISIN US54015L1035                   Agenda   935485599 - Management
  Record Date 06-Aug-2021                   Holding Recon Date   06-Aug-2021  
  City / Country     / United States             Vote Deadline Date   23-Aug-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Transaction Proposal - to approve the transactions
contemplated under the Agreement and Plan of Merger,
dated as of May 26, 2021 ("Merger Agreement"), by and
among Locust Walk Acquisition Corp. ("LWAC"), Locust
Walk Merger Sub, Inc., a Delaware corporation and
wholly-owned subsidiary of LWAC ("Merger Sub"), and
eFFECTOR Therapeutics, Inc., a Delaware corporation
("eFFECTOR") (the "Business Combination"), pursuant to
which Merger Sub will merge with and into eFFECTOR
(the "Merger") with eFFECTOR surviving the Merger as a
wholly owned subsidiary of LWAC.		 Management     For     For          
  2.    Amendment Proposal - to approve Amended and
Restated Certificate of Incorporation of LWAC, to, among
other things, change LWAC's name to "eFFECTOR
Therapeutics, Inc.," amend certain provisions related to
authorized capital stock, required vote to amend the
charter & bylaws, & director removal, & to divide the
board into three classes, with one class of directors being
elected in each year & each class (except for those
directors appointed to our first annual meeting ) serving a
three-year term, in each case, to be effective upon
consummation of the Business Combination.		 Management     For     For          
  3.    Incentive Plan Proposal - to approve the eFFECTOR
Therapeutics, Inc. 2021 Incentive Award Plan (the
"Incentive Plan") to be effective upon the consummation
of the Business Combination.		 Management     For     For          
  4.    ESPP Proposal - to approve the eFFECTOR
Therapeutics, Inc. 2021 Employee Stock Purchase Plan
(the "ESPP") to be effective upon the consummation of
the Business Combination.		 Management     For     For          
  5.    Nasdaq Proposal - to approve: (i) for purposes of
complying with Nasdaq Listing Rule 5635(a) and (b), the
issuance of more than 20% of the issued and outstanding
shares of LWAC's common stock and the resulting
change in control in connection with the Merger, and (ii)
for purposes of complying with Nasdaq Listing Rule
5635(d), the issuance of more than 20% of LWAC's
common stock in a private placement to certain
accredited investors upon the consummation of the
Business Combination.		 Management     For     For          
  6.    Adjournment Proposal - to approve the adjournment of
the special meeting by the chairman thereof to a later
date, if necessary, under certain circumstances, including
for the purpose of soliciting additional proxies in favor of
the foregoing proposals, in the event LWAC does not
receive the requisite stockholder vote to approve the
proposals 1-5.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 7,029   0 19-Aug-2021 19-Aug-2021
  GOOD WORKS ACQUISITION CORP.        
  Security 38216X107                   Meeting Type   Special 
  Ticker Symbol GWAC                              Meeting Date   25-Aug-2021  
  ISIN US38216X1072                   Agenda   935482531 - Management
  Record Date 27-Jul-2021                   Holding Recon Date   27-Jul-2021  
  City / Country     / United States             Vote Deadline Date   24-Aug-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - RESOLVED, that
Good Works's entry into the Agreement and Plan of
Merger, dated as of March 4, 2021 (as may be amended,
supplemented or otherwise modified from time to time,
the "Merger Agreement"), by and among Currency
Merger Sub, Inc., a Delaware corporation and a wholly-
owned direct subsidiary of GWAC ("Merger Sub"), and
Cipher Mining Technologies Inc., a Delaware corporation
("Cipher"), a copy of which is attached to the
accompanying proxy ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  2A.   Advisory Charter Amendment Proposal A - Under the
Proposed Certificate of Incorporation, New Cipher will be
authorized to issue 510,000,000 shares of GWAC capital
stock, consisting of (i) 500,000,000 shares of common
stock, par value $0.001 per share and (ii) 10,000,000
shares of undesignated preferred stock, par value $0.001
per share, as opposed to the Current Certificate of
Incorporation, which authorizes GWAC to issue
101,000,000 shares of capital stock, consisting of (a)
...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  2B.   Advisory Charter Amendment Proposal B - Under the
Proposed Certificate of Incorporation, in addition to any
vote required by Delaware law, Part B of Article IV, Article
V, Article VI, Article VII, Article VIII and Article IX of the
Proposed Certificate of Incorporation may be amended
only by the affirmative vote of the holders of at least two-
thirds of the total voting power of the then outstanding
shares of stock of New Cipher entitled to vote thereon,
voting together as a single class.		 Management     For     For          
  2C.   Advisory Charter Amendment Proposal C - Under the
Proposed Certificate of Incorporation, directors can be
removed only for cause and only by the affirmative vote
of the holders of at least a two-thirds of the outstanding
shares entitled to vote at an election of directors.		 Management     For     For          
  2D.   Advisory Charter Amendment Proposal D - Under the
Proposed Certificate of Incorporation, the New Cipher
Board is expressly authorized to adopt, alter, amend or
repeal the Bylaws in accordance with Delaware law;
provided that, in addition to any vote required by
Delaware law, the adoption, amendment or repeal of the
Bylaws by New Cipher stockholders will require the
affirmative vote of the holders of at least two-thirds of the
voting power of all of the then outstanding shares of
voting ...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  2E.   Advisory Charter Amendment Proposal E - to provide for
certain additional changes, including, among other things,
(i) changing the corporate name from "Good Works
Acquisition Corp." to "Cipher Mining Inc.", and (ii)
removing certain provisions related to GWAC's status as
a blank check company that will no longer be applicable
upon consummation of the Business Combination, all of
which the GWAC Board believes is necessary to
adequately address the needs of GWAC after the
Business Combination.		 Management     For     For          
  3.    The Incentive Plan Proposal - RESOLVED, that the
Incentive Award Plan, a copy of which is attached to the
proxy statement/prospectus as Annex L, be approved,
ratified and confirmed in all respects.		 Management     For     For          
  4A.   Election of Class I Director until 2022 annual meeting:
Caitlin Long		 Management     For     For          
  4B.   Election of Class I Director until 2022 annual meeting:
Robert Dykes		 Management     For     For          
  4C.   Election of Class II Director until 2023 annual meeting:
Holly Morrow Evans		 Management     For     For          
  4D.   Election of Class II Director until 2023 annual meeting:
James Newsome		 Management     For     For          
  4E.   Election of Class II Director until 2023 annual meeting:
Wesley Williams		 Management     For     For          
  4F.   Election of Class III Director until 2024 annual meeting:
Tyler Page		 Management     For     For          
  4G.   Election of Class III Director until 2024 annual meeting:
Cary Grossman		 Management     For     For          
  5.    The Nasdaq Proposal - RESOLVED, that, for purpose of
complying with Nasdaq Listing Rule 5635, the issuance
of GWAC Common Stock in connection with the
Business Combination, the PIPE Financing and the
Bitfury Private Placement be approved, ratified and
confirmed in all respects.		 Management     For     For          
  6.    The Adjournment Proposal - RESOLVED, that, the
adjournment of the Special Meeting to a later date or
dates, if necessary, to permit further solicitation and vote
of proxies in the event that there are insufficient votes for,
or otherwise in connection with, the approval of the
Business Combination Proposal, the Charter Proposal,
the Incentive Plan Proposal, the Director Election
Proposal, and the Nasdaq Proposal, or if we determine
that one or more of the closing conditions to Merger
...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 11,977   0 06-Aug-2021 06-Aug-2021
  BLUE WATER ACQUISITION CORP.        
  Security 09607T104                   Meeting Type   Special 
  Ticker Symbol BLUW                              Meeting Date   27-Aug-2021  
  ISIN US09607T1043                   Agenda   935478823 - Management
  Record Date 16-Jul-2021                   Holding Recon Date   16-Jul-2021  
  City / Country     / United States             Vote Deadline Date   26-Aug-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - To approve and
adopt the Agreement and Plan of Merger, dated as of
April 27, 2021 (as it may be amended or supplemented
from time to time, the "Merger Agreement"), by and
among Blue Water, Blue Water Merger Sub Corp., a
Delaware corporation and wholly-owned subsidiary of
Blue Water ("Merger Sub") and Clarus Therapeutics, Inc.,
a Delaware corporation ("Clarus"), and approve the
transactions contemplated thereby, including the merger
of Merger Sub with ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  2.    To approve and adopt a second amendment and
restatement of Blue Water's certificate of incorporation
("Blue Water Charter"): provide that the name of Blue
Water shall be changed to "Clarus Therapeutics
Holdings, Inc."		 Management     For     For          
  3.    To approve and adopt a second amendment and
restatement of Blue Water's certificate of incorporation
("Blue Water Charter"): provide for the structure of the
board of directors of Blue Water (the "Board")
immediately after the consummation of the Business
Combination (the "Closing"), split into three classes of as
even size as practicable, Class I, II, and III, each to serve
a term of three (3) years, except for the initial term, for
which the Class I directors will be up for reelection at the
...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  4.    To approve and adopt a second amendment and
restatement of Blue Water's certificate of incorporation
("Blue Water Charter"): remove and change certain
provisions in the Blue Water Charter related to Blue
Water's status as a special purpose acquisition company.		 Management     For     For          
  5.    To approve and adopt a second amendment and
restatement of Blue Water's certificate of incorporation
("Blue Water Charter"): conditioned upon the approval of
Proposals 2 through 4, to approve the proposed
Amended Charter in the form appended to the
accompanying proxy statement/prospectus as Annex B,
which includes the approval of all other changes in the
proposed Amended Charter in connection with replacing
the existing Blue Water Charter with the proposed
Amended Charter as of the ... (due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  6.    DIRECTOR Management                      
        1 John Amory           For     For          
        2 Alex Zisson           For     For          
        3 Elizabeth Cermak           For     For          
        4 Mark Prygocki           For     For          
        5 Robert Dudley           For     For          
        6 Kimberly Murphy           For     For          
        7 Joseph Hernandez           For     For          
  7.    The Incentive Plan Proposal - To consider and vote upon
a proposal to adopt the Clarus Therapeutics Holdings,
Inc. 2021 Stock Option and Incentive Plan, a copy of
which is appended to the accompanying proxy
statement/prospectus as Annex C.		 Management     For     For          
  8.    The ESPP Proposal - To consider and vote upon a
proposal to adopt the Clarus Therapeutics Holdings, Inc.
2021 Employee Stock Purchase Plan, a copy of which is
appended to the accompanying proxy
statement/prospectus as Annex D.		 Management     For     For          
  9.    The Adjournment Proposal - To consider and vote upon a
proposal to adjourn this special meeting to a later date or
dates, if necessary, to permit further solicitation and vote
of proxies if, based upon the tabulated vote at the time of
the special meeting, there are not sufficient votes to
approve the Business Combination Proposal, the Charter
Amendment Proposals, the Director Election Proposal,
the Incentive Plan Proposal, or the ESPP Proposal.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 31,486   0 02-Aug-2021 02-Aug-2021
  CHARDAN HEALTHCARE ACQUISITION 2 CORP.        
  Security 15957T107                   Meeting Type   Special 
  Ticker Symbol CHAQ                              Meeting Date   01-Sep-2021  
  ISIN US15957T1079                   Agenda   935483862 - Management
  Record Date 05-Aug-2021                   Holding Recon Date   05-Aug-2021  
  City / Country     / United States             Vote Deadline Date   31-Aug-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    To consider and vote upon a proposal to approve the
transactions (collectively, the "Business Combination")
contemplated by that certain Agreement and Plan of
Merger, dated March 22, 2021 (as it may be amended,
supplemented or otherwise modified from time to time,
the "Merger Agreement"), by and among Chardan,
CHAQ2 Merger Sub, Inc., a Delaware corporation and a
wholly-owned direct subsidiary of Chardan ("Merger
Sub"), and Renovacor, Inc., a Delaware corporation
("Renovacor"), a copy of which is ...(due to space limits,
see proxy statement for full proposal).		 Management     For     For          
  2A.   To consider and vote upon proposal to approve and
adopt changes to the certificate of incorporation of
Chardan reflected in the second amended and restated
certificate of incorporation of Chardan in the form
attached as Annex B to the accompanying proxy
statement / information statement (the "second amended
and restated certificate of incorporation"): to change
Chardan's name from "Chardan Healthcare Acquisition 2
Corp." to "Renovacor, Inc."		 Management     For     For          
  2B.   To consider and vote upon proposal to approve and
adopt changes to the certificate of incorporation of
Chardan reflected in the second amended and restated
certificate of incorporation of Chardan in the form
attached as Annex B to the accompanying proxy
statement / information statement (the "second amended
and restated certificate of incorporation"): to approve the
removal of certain provisions relating to Chardan's status
as a special purpose acquisition company.		 Management     For     For          
  2C.   To consider and vote upon proposal to approve and
adopt changes to the certificate of incorporation of
Chardan reflected in the second amended and restated
certificate of incorporation of Chardan in the form
attached as Annex B to the accompanying proxy
statement / information statement (the "second amended
and restated certificate of incorporation"): to approve an
increase in the number of shares of authorized capital
stock of Chardan.		 Management     For     For          
  2D.   To consider and vote upon proposal to approve and
adopt changes to the certificate of incorporation of
Chardan reflected in the second amended and restated
certificate of incorporation of Chardan in the form
attached as Annex B to the accompanying proxy
statement / information statement (the "second amended
and restated certificate of incorporation"): to approve the
classification of New Renovacor's board of directors into
three separate classes, with directors in each class
serving a three-year term.		 Management     For     For          
  2E.   To consider and vote upon proposal to approve and
adopt changes to the certificate of incorporation of
Chardan reflected in the second amended and restated
certificate of incorporation of Chardan in the form
attached as Annex B to the accompanying proxy
statement / information statement (the "second amended
and restated certificate of incorporation"): to approve the
provision of New Renovacor's proposed certificate that
would require the vote of at least two-thirds of the voting
power of ...(due to space limits, see proxy statement for
full proposal).		 Management     For     For          
  2F.   To consider and vote upon proposal to approve and
adopt changes to the certificate of incorporation of
Chardan reflected in the second amended and restated
certificate of incorporation of Chardan in the form
attached as Annex B to the accompanying proxy
statement / information statement (the "second amended
and restated certificate of incorporation"): to expressly
consent to the selection of the federal district courts of
the United States of America as the sole and exclusive
forum for the ... (due to space limits, see proxy statement
for full proposal).		 Management     For     For          
  2G.   To consider and vote upon proposal to approve and
adopt changes to the certificate of incorporation of
Chardan reflected in the second amended and restated
certificate of incorporation of Chardan in the form
attached as Annex B to the accompanying proxy
statement / information statement (the "second amended
and restated certificate of incorporation"): to approve the
provisions in the proposed certificate that provide that
special meetings of the stockholders of New Renovacor
may be called at ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  2H.   To consider and vote upon proposal to approve and
adopt changes to the certificate of incorporation of
Chardan reflected in the second amended and restated
certificate of incorporation of Chardan in the form
attached as Annex B to the accompanying proxy
statement / information statement (the "second amended
and restated certificate of incorporation"): to approve the
provisions in the proposed certificate that would prohibit
stockholders of New Renovacor from acting by written
consent.		 Management     For     For          
  2I.   To consider and vote upon proposal to approve and
adopt changes to the certificate of incorporation of
Chardan reflected in the second amended and restated
certificate of incorporation of Chardan in the form
attached as Annex B to the accompanying proxy
statement / information statement (the "second amended
and restated certificate of incorporation"): to approve the
provisions in the proposed certificate permitting
stockholders to remove a director from office only for
cause.		 Management     For     For          
  2J.   To consider and vote upon proposal to approve and
adopt changes to the certificate of incorporation of
Chardan reflected in the second amended and restated
certificate of incorporation of Chardan in the form
attached as Annex B to the accompanying proxy
statement / information statement (the "second amended
and restated certificate of incorporation"): to approve the
provisions in the proposed certificate that would require
the vote of at least two-thirds of the voting power of New
...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  3.    To consider and vote on a proposal to approve and adopt
the Chardan Healthcare Acquisition 2 Corp. 2021
Incentive Plan (the "Incentive Plan") - we refer to this
proposal as the "incentive plan proposal." A copy of the
Incentive Plan is attached to the accompanying proxy
statement / information statement as Annex C.		 Management     For     For          
  4.    To consider and vote upon a proposal to approve, for
purposes of complying with Section 312.03(c) of the
NYSE Listed Company Manual, the issuance of more
than 20% of Chardan's issued and outstanding shares of
common stock in connection with the Business
Combination, including, without limitation, the private
placement of 3,000,000 shares of common stock to
certain investors pursuant subscription agreements
entered into in connection with the Business Combination
- we refer to this proposal as the "NYSE proposal".		 Management     For     For          
  5.    To consider and vote upon a proposal to adjourn the
special meeting to a later date or dates, if necessary, to
permit further solicitation and vote of proxies in the event
that there are insufficient votes for, or otherwise in
connection with, the approval of the business
combination proposal, the Charter Proposals, the
incentive plan proposal or the NYSE proposal - we refer
to this proposal as the "adjournment proposal."		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 29,794   0 11-Aug-2021 11-Aug-2021
  GENESIS PARK ACQUISITION CORP.        
  Security G38245109                   Meeting Type   Special 
  Ticker Symbol GNPK                              Meeting Date   01-Sep-2021  
  ISIN KYG382451097                   Agenda   935485498 - Management
  Record Date 02-Aug-2021                   Holding Recon Date   02-Aug-2021  
  City / Country     / United States             Vote Deadline Date   31-Aug-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - RESOLVED, as an
ordinary resolution, that (a) GPAC's entry into the
Agreement and Plan of Merger, dated as of March 25,
2021 (as may be amended, supplemented or otherwise
modified from time to time, the "Merger Agreement"), by
and among GPAC, Shepard Merger Sub Corporation, a
Delaware corporation and direct, wholly owned subsidiary
of GPAC ("Merger Sub"), Cosmos Intermediate, LLC, a
Delaware limited liability company and direct, wholly
owned ...(due to space limits, see proxy material for full
proposal).		 Management     For     For          
  2.    The Domestication Proposal - RESOLVED, as a special
resolution, that GPAC be transferred by way of
continuation to Delaware pursuant to Sections 206
through 209 of Part XII of the Companies Act (as
Revised) of the Cayman Islands and Section 388 of the
General Corporation Law of the State of Delaware
("DGCL") and, immediately upon being de-registered in
the Cayman Islands, GPAC be continued and
domesticated as a corporation under the laws of the
State of Delaware (the "Domestication" and ...(due to
space limits, see proxy statement for full proposal).		 Management     For     For          
  3.    The Charter Amendment Proposal - RESOLVED, as a
special resolution, that the existing amended and
restated memorandum and articles of association of
GPAC (together, the "Existing Governing Documents") be
amended and restated by the deletion in their entirety
and the substitution in their place of the proposed new
certificate of incorporation, a copy of which is attached to
the accompanying proxy statement/prospectus as Annex
C (the "Proposed Certificate of Incorporation") and the
proposed ...(due to space limits, see proxy statement for
full proposal).		 Management     For     For          
  4.    Governing Documents Proposal A - RESOLVED, as a
non-binding, advisory resolution, that the change in the
authorized share capital of GPAC from (i) US$25,200
divided into 230,000,000 Class A ordinary shares, par
value $0.0001 per share, 20,000,000 Class B ordinary
shares, par value $0.0001 per share, and 2,000,000
preference shares, par value $0.0001 per share, to (ii)
500,000,000 shares of the New Redwire Common Stock
and 100,000,000 shares of preferred stock, par value
$0.0001 per ...(due to space limits, see proxy statement
for full proposal).		 Management     For     For          
  5.    Governing Documents Proposal B - RESOLVED, as a
non-binding, advisory resolution, that the authorization to
the board of directors of New Redwire to issue all or any
shares of New Redwire Preferred Stock in one or more
series and to fix for each such series such voting powers,
designations, preferences and rights and such
qualifications, limitations or restrictions thereof, as may
be determined by the New Redwire Board and as may be
permitted by the DGCL, be approved.		 Management     For     For          
  6.    Governing Documents Proposal C - RESOLVED, as a
non-binding, advisory resolution, that the removal of the
ability of New Redwire stockholders to take action by
written consent in lieu of a meeting from and after the
time that Holdings and its permitted transferees no longer
beneficially own a majority of the voting power of the
then-outstanding shares of capital stock of New Redwire
be approved.		 Management     For     For          
  7.    Governing Documents Proposal D - RESOLVED, as a
non-binding, advisory resolution, that the amendment and
restatement of the Existing Governing Documents be
approved and that all other changes necessary or, as
mutually agreed in good faith by GPAC, Holdings and
Cosmos, desirable in connection with the replacement of
the Existing Governing Documents with the Proposed
Certificate of Incorporation and Proposed Bylaws as part
of the Domestication (copies of which are attached to the
...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  8.    The NYSE Proposal - RESOLVED, as an ordinary
resolution, that for purposes of complying with the
applicable provisions of New York Stock Exchange (the
"NYSE") Listing Rule 312.03, the issuance of (i)
37,200,000 shares of New Redwire Common Stock to
Holdings in the Business Combination and (ii) an
aggregate of 10,000,000 shares of New Redwire
Common Stock at a price of $10.00 per share pursuant to
the Subscription Agreements (the "Subscription
Agreements") with certain investors (the "PIPE ...(due to
space limits, see proxy statement for full proposal).		 Management     For     For          
  9.    The Incentive Equity Plan Proposal - RESOLVED, as an
ordinary resolution, that the Redwire Corporation 2021
Omnibus Incentive Plan, a copy of which is attached to
the accompanying proxy statement/prospectus as Annex
J, be adopted and approved.		 Management     For     For          
  10.   The Employee Stock Purchase Plan Proposal -
RESOLVED, as an ordinary resolution, that the Redwire
Corporation 2021 Employee Stock Purchase Plan, a copy
of which is attached to the accompanying proxy
statement/prospectus as Annex K, be adopted and
approved.		 Management     For     For          
  11.   The Adjournment Proposal - RESOLVED, as an ordinary
resolution, that the adjournment of the extraordinary
general meeting to a later date or dates (a) to the extent
necessary to ensure that any required supplement or
amendment to the accompanying proxy
statement/prospectus is provided to GPAC shareholders,
(b) in order to solicit additional proxies from GPAC
shareholders in favor of one or more of the proposals at
the extraordinary general meeting or (c) if GPAC
shareholders redeem an amount of ...(due to space
limits, see proxy statement for full proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 21,842   0 16-Aug-2021 16-Aug-2021
  SUSTAINABLE OPPORTUNITIES ACQ. CORP.        
  Security G8598Y109                   Meeting Type   Special 
  Ticker Symbol SOAC                              Meeting Date   03-Sep-2021  
  ISIN KYG8598Y1098                   Agenda   935485943 - Management
  Record Date 21-Jun-2021                   Holding Recon Date   21-Jun-2021  
  City / Country     / United States             Vote Deadline Date   02-Sep-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Continuance Proposal - to consider and vote upon a
proposal by special resolution to approve the migration
and continuance of SOAC from the Cayman Islands to
British Columbia, pursuant to Part XII of the Cayman
Islands Companies Act (as Revised) and Part 9, Division
8 of the Business Corporations Act (British Columbia)
(the "BCBCA") (such continuance, the "Continuance").		 Management     For     For          
  2.    The Business Combination Proposal - to consider and
vote upon a proposal by ordinary resolution to approve
the Business Combination Agreement, dated as of March
4, 2021 (as amended or supplemented from time to time,
the "Business Combination Agreement"), by and among
SOAC, 1291924 B.C. Unlimited Liability Company, an
unlimited liability company existing under the laws of
British Columbia, Canada ("NewCo Sub") and
DeepGreen Metals Inc., a company existing under the
laws of British Columbia, ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  3.    The Charter Proposal - to consider and vote upon the
approval by special resolution of the amendment and
restatement of the Existing Governing Documents (as
defined herein) in their entirety by the notice and articles
of association of TMC the metals company Inc. (the
"TMC Articles"), including the change in authorized share
capital and change of name of SOAC to "TMC the metals
company Inc." in connection with the Business
Combination. SOAC refers to this as the "Charter
Proposal."		 Management     For     For          
  4A.   Organizational Documents Proposal 4a - the
establishment of the authorized capital of TMC to consist
of (i) an unlimited number of common shares, (ii) an
unlimited number of preferred shares, issuable in series,
and (iii) the TMC Special Shares, in each case, without
par value (this proposal is referred to herein as
"Organizational Documents Proposal 4a").		 Management     For     For          
  4B.   Organizational Documents Proposal 4b - the
declassification of the board of directors with the result
being that each director will be elected on an annual
basis (this proposal is referred to herein as
"Organizational Documents Proposal 4b").		 Management     For     For          
  4C.   Organizational Documents Proposal 4c - the reduction of
the requisite quorum for a meeting of shareholders from a
majority to at least two shareholders representing no less
than one-third (33 1/3%) of the shares entitled to vote at
such meeting (this proposal is referred to herein as
"Organizational Documents Proposal 4c").		 Management     For     For          
  4D.   Organizational Documents Proposal 4d - the inclusion of
an advance notice provision that requires a shareholder
to provide notice to TMC in advance of a meeting of
shareholders should such shareholder wish to nominate
a person for election to the board of directors (this
proposal is referred to herein as "Organizational
Documents Proposal 4d").		 Management     For     For          
  4E.   Organizational Documents Proposal 4e - the inclusion of
a forum selection provision whereby, subject to limited
exceptions, or unless TMC consents in writing to the
selection of an alternative forum, the Supreme Court of
the Province of British Columbia, Canada, and the
appellate courts therefrom, will be the sole and exclusive
forum for certain shareholder litigation matters (this
proposal is referred to herein as "Organizational
Documents Proposal 4e").		 Management     For     For          
  4F.   Organizational Documents Proposal 4f - certain other
changes, including the changes in the rights and
restrictions attached to the Class B ordinary shares, and
the deletion of the provisions relating to the initial public
offering, the Sponsors, the initial business combination
and other related matters (this proposal is referred to
herein as "Organizational Documents Proposal 4f").		 Management     For     For          
  5.    The NYSE Proposal - to consider and vote upon a
proposal by ordinary resolution to approve, for purposes
of complying with the provisions of the New York Stock
Exchange ("NYSE") Listing Rule 312.03, the issuance of
TMC Common Shares (as defined in the accompanying
proxy statement/prospectus), and securities convertible
into or exchangeable for TMC Common Shares, in
connection with the Business Combination and the PIPE
Investment (the "NYSE Proposal").		 Management     For     For          
  6.    The Incentive Award Plan Proposal - to consider and vote
upon the approval by ordinary resolution of the TMC
Incentive Plan (as defined in the accompanying proxy
statement/prospectus). SOAC refers to this as the
"Incentive Award Plan Proposal." A copy of the Incentive
Award Plan Proposal is attached to an amendment to the
accompanying proxy statement/prospectus as Annex D.		 Management     For     For          
  7.    The Adjournment Proposal - to consider and vote upon a
proposal by ordinary resolution to approve the
adjournment of the Extraordinary General Meeting to a
later date or dates, if necessary, to permit further
solicitation and vote of proxies in the event that there are
insufficient votes for the approval of one or more
proposals at the Extraordinary General Meeting (the
"Adjournment Proposal").		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 16,120   0 19-Aug-2021 19-Aug-2021
  EATON VANCE SENIOR FLOATING-RATE TRUST        
  Security 27828Q105                   Meeting Type   Annual  
  Ticker Symbol EFR                               Meeting Date   10-Sep-2021  
  ISIN US27828Q1058                   Agenda   935477150 - Management
  Record Date 08-Jul-2021                   Holding Recon Date   08-Jul-2021  
  City / Country     / United States             Vote Deadline Date   09-Sep-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Keith Quinton           Split     Split          
        2 Marcus L. Smith           Split     Split          
        3 Susan J. Sutherland           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 109,073   0 09-Sep-2021 09-Sep-2021
  FIRST TRUST ADVISORS        
  Security 33740K101                   Meeting Type   Annual  
  Ticker Symbol FIV                               Meeting Date   13-Sep-2021  
  ISIN US33740K1016                   Agenda   935484080 - Management
  Record Date 23-Jul-2021                   Holding Recon Date   23-Jul-2021  
  City / Country     / United States             Vote Deadline Date   10-Sep-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Richard E. Erickson           Split     Split          
        2 Thomas R. Kadlec           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 343,819   0 10-Sep-2021 10-Sep-2021
  SOARING EAGLE ACQUISITION CORP.        
  Security G8354H126                   Meeting Type   Special 
  Ticker Symbol SRNG                              Meeting Date   14-Sep-2021  
  ISIN KYG8354H1267                   Agenda   935486387 - Management
  Record Date 10-Aug-2021                   Holding Recon Date   10-Aug-2021  
  City / Country     / United States             Vote Deadline Date   13-Sep-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - to consider and
vote upon a proposal to approve and adopt, by way of
ordinary resolution, the agreement and plan of merger,
dated as of May 11, 2021 (as may be amended, restated,
supplemented or otherwise modified from time to time,
the "Merger Agreement"), by and among SRNG, SEAC
Merger Sub Inc., a Delaware corporation and a wholly
owned subsidiary of SRNG ("Merger Sub"), and Ginkgo
Bioworks, Inc. a Delaware corporation ("Ginkgo"),
pursuant to which, among other ...(due to space limits,
see proxy statement for full proposal).		 Management     For     For          
  2.    The Domestication Proposal - to consider and vote upon
a proposal to approve, by way of special resolution in
accordance with Article 49 of SRNG's amended and
restated articles of association, assuming the Business
Combination Proposal is approved and adopted, the
transfer of SRNG by way of continuation to Delaware
pursuant to Part XII of the Companies Act (Revised) of
the Cayman Islands and Section 388 of the General
Corporation Law of the State of Delaware and, ...(due to
space limits, see proxy statement for full proposal).		 Management     For     For          
  3.    The Governing Documents Proposal - to consider and
vote upon a proposal to approve and adopt, by way of
special resolution, assuming the Business Combination
Proposal and the Domestication Proposal are approved
and adopted, the proposed certificate of incorporation of
SRNG (the "Proposed Charter"), and the proposed
bylaws of SRNG (the "Proposed Bylaws"), which together
will replace SRNG's amended and restated memorandum
and articles of association, dated October 22, 2020 (the
"Current Charter"), ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  4A.   Advisory Governing Documents Proposal A - Under the
Proposed Charter, New Ginkgo will be authorized to
issue 16,000,000,000 shares of capital stock, consisting
of (i) 15,800,000,000 shares of common stock, including
10,500,000,000 shares of New Ginkgo Class A common
stock, par value $0.0001 per share ("New Ginkgo Class A
common stock"), 4,500,000,000 shares of New Ginkgo
Class B common stock, par value $0.0001 per share
("New Ginkgo Class B common stock"), and 800,000,000
shares of New Ginkgo Class C ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  4B.   Advisory Governing Documents Proposal B - Holders of
shares of New Ginkgo Class A common stock will be
entitled to cast one vote per share of New Ginkgo Class
A common stock on each matter properly submitted to
New Ginkgo's stockholders entitled to vote, holders of
shares of New Ginkgo Class B common stock will be
entitled to cast 10 votes per share of New Ginkgo Class
B common stock on each matter properly submitted to
New Ginkgo's stockholders entitled to vote and holders of
shares of New ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  4C.   Advisory Governing Documents Proposal C - The
number of directors constituting the New Ginkgo board of
directors (the "New Ginkgo Board") shall be fixed from
time to time solely by resolution of the New Ginkgo Board
and the holders of shares of New Ginkgo Class B
common stock shall be entitled to nominate and elect
one-quarter of the total number of directors of New
Ginkgo (the "Class B Directors") for so long as the
outstanding number of shares of Class B common stock
continue to represent ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  4D.   Advisory Governing Documents Proposal D - (i) The
number of authorized shares of New Ginkgo Class A
common stock, New Ginkgo Class B common stock and
New Ginkgo Class C common stock may be increased by
the affirmative vote of the holders of shares representing
a majority of the voting power of all of the outstanding
shares of capital stock of New Ginkgo entitled to vote
thereon, irrespective of the provisions of Section 242(b)
(2) of the DGCL (or any successor provision thereto), (ii)
the ...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  4E.   Advisory Governing Documents Proposal E -
Authorization of all other changes in the Proposed
Charter and the Proposed Bylaws, including (1) adopting
Delaware as the exclusive forum for certain stockholder
litigation and the federal district courts of the United States as the exclusive forum for certain other
stockholder litigation, in each case unless New Ginkgo
expressly consents in writing to the selection of an
alternative forum, (2) electing not to be governed by
Section 203 of the DGCL and ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  4F.   Advisory Governing Documents Proposal F -
Authorization of an amendment to the Proposed Charter
in order to change the corporate name of "Soaring Eagle
Acquisition Corp." to "Ginkgo Bioworks Holdings, Inc." in
connection with the consummation of the Business
Combination.		 Management     For     For          
  5.    The Director Election Proposal - For holders of SRNG
Class B ordinary shares, to consider and vote upon a
proposal to approve, by way of ordinary resolution,
assuming the Business Combination Proposal, the
Domestication Proposal and the Governing Documents
Proposal are approved and adopted, to elect seven
directors to serve on the New Ginkgo Board; provided
that as long as the outstanding number of shares of New
Ginkgo Class B common stock continue to represent at
least 2% of the ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  6.    The Stock Issuance Proposal - to consider and vote upon
a proposal to approve, by way of ordinary resolution,
assuming the Business Combination Proposal, the
Domestication Proposal, the Governing Documents
Proposal and the Director Election Proposal are
approved and adopted, for the purposes of complying
with the applicable listing rules of Nasdaq, the issuance
of (x) shares of New Ginkgo Class A common stock
pursuant to the terms of the Merger Agreement and (y)
shares of New SRNG Class A common stock ...(due to
space limits, see proxy statement for full proposal).		 Management     For     For          
  7.    The Incentive Plan Proposal - to consider and vote upon
a proposal to approve by way of ordinary resolution,
assuming the Business Combination Proposal, the
Domestication Proposal, the Governing Documents
Proposal, the Director Election Proposal and the Stock
Issuance Proposal are approved and adopted, the
Ginkgo Bioworks Holdings, Inc. 2021 Incentive Award
Plan (the "2021 Plan"), including the authorization of the
initial share reserve under the 2021 Plan (we refer to
such proposal as the "Incentive Plan Proposal").		 Management     For     For          
  8.    The ESPP Proposal - to consider and vote upon a
proposal to approve by way of ordinary resolution,
assuming the Business Combination Proposal, the
Domestication Proposal, the Governing Documents
Proposal, the Director Election Proposal, the Stock
Issuance Proposal and the Incentive Plan Proposal are
approved and adopted, the Ginkgo Bioworks Holdings,
Inc. 2021 Employee Stock Purchase Plan (the "ESPP"),
including the authorization of the initial share reserve
under the ESPP (the "ESPP Proposal").		 Management     For     For          
  9.    The Adjournment Proposal - to consider and vote upon a
proposal to approve by way of ordinary resolution the
adjournment of the Special Meeting to a later date or
dates, if necessary, to permit further solicitation and vote
of proxies if, based upon the tabulated vote at the time of
the Special Meeting, any of the Business Combination
Proposal, the Domestication Proposal, the Governing
Documents Proposal, the Director Election Proposal, the
Stock Issuance Proposal, the Incentive Plan ...(due to
space limits, see proxy statement for full proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 44,680   0 19-Aug-2021 19-Aug-2021
  SOARING EAGLE ACQUISITION CORP.        
  Security G8354H100                   Meeting Type   Special 
  Ticker Symbol SRNGU                             Meeting Date   14-Sep-2021  
  ISIN KYG8354H1002                   Agenda   935486387 - Management
  Record Date 10-Aug-2021                   Holding Recon Date   10-Aug-2021  
  City / Country     / United States             Vote Deadline Date   13-Sep-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - to consider and
vote upon a proposal to approve and adopt, by way of
ordinary resolution, the agreement and plan of merger,
dated as of May 11, 2021 (as may be amended, restated,
supplemented or otherwise modified from time to time,
the "Merger Agreement"), by and among SRNG, SEAC
Merger Sub Inc., a Delaware corporation and a wholly
owned subsidiary of SRNG ("Merger Sub"), and Ginkgo
Bioworks, Inc. a Delaware corporation ("Ginkgo"),
pursuant to which, among other ...(due to space limits,
see proxy statement for full proposal).		 Management     For     For          
  2.    The Domestication Proposal - to consider and vote upon
a proposal to approve, by way of special resolution in
accordance with Article 49 of SRNG's amended and
restated articles of association, assuming the Business
Combination Proposal is approved and adopted, the
transfer of SRNG by way of continuation to Delaware
pursuant to Part XII of the Companies Act (Revised) of
the Cayman Islands and Section 388 of the General
Corporation Law of the State of Delaware and, ...(due to
space limits, see proxy statement for full proposal).		 Management     For     For          
  3.    The Governing Documents Proposal - to consider and
vote upon a proposal to approve and adopt, by way of
special resolution, assuming the Business Combination
Proposal and the Domestication Proposal are approved
and adopted, the proposed certificate of incorporation of
SRNG (the "Proposed Charter"), and the proposed
bylaws of SRNG (the "Proposed Bylaws"), which together
will replace SRNG's amended and restated memorandum
and articles of association, dated October 22, 2020 (the
"Current Charter"), ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  4A.   Advisory Governing Documents Proposal A - Under the
Proposed Charter, New Ginkgo will be authorized to
issue 16,000,000,000 shares of capital stock, consisting
of (i) 15,800,000,000 shares of common stock, including
10,500,000,000 shares of New Ginkgo Class A common
stock, par value $0.0001 per share ("New Ginkgo Class A
common stock"), 4,500,000,000 shares of New Ginkgo
Class B common stock, par value $0.0001 per share
("New Ginkgo Class B common stock"), and 800,000,000
shares of New Ginkgo Class C ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  4B.   Advisory Governing Documents Proposal B - Holders of
shares of New Ginkgo Class A common stock will be
entitled to cast one vote per share of New Ginkgo Class
A common stock on each matter properly submitted to
New Ginkgo's stockholders entitled to vote, holders of
shares of New Ginkgo Class B common stock will be
entitled to cast 10 votes per share of New Ginkgo Class
B common stock on each matter properly submitted to
New Ginkgo's stockholders entitled to vote and holders of
shares of New ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  4C.   Advisory Governing Documents Proposal C - The
number of directors constituting the New Ginkgo board of
directors (the "New Ginkgo Board") shall be fixed from
time to time solely by resolution of the New Ginkgo Board
and the holders of shares of New Ginkgo Class B
common stock shall be entitled to nominate and elect
one-quarter of the total number of directors of New
Ginkgo (the "Class B Directors") for so long as the
outstanding number of shares of Class B common stock
continue to represent ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  4D.   Advisory Governing Documents Proposal D - (i) The
number of authorized shares of New Ginkgo Class A
common stock, New Ginkgo Class B common stock and
New Ginkgo Class C common stock may be increased by
the affirmative vote of the holders of shares representing
a majority of the voting power of all of the outstanding
shares of capital stock of New Ginkgo entitled to vote
thereon, irrespective of the provisions of Section 242(b)
(2) of the DGCL (or any successor provision thereto), (ii)
the ...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  4E.   Advisory Governing Documents Proposal E -
Authorization of all other changes in the Proposed
Charter and the Proposed Bylaws, including (1) adopting
Delaware as the exclusive forum for certain stockholder
litigation and the federal district courts of the United States as the exclusive forum for certain other
stockholder litigation, in each case unless New Ginkgo
expressly consents in writing to the selection of an
alternative forum, (2) electing not to be governed by
Section 203 of the DGCL and ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  4F.   Advisory Governing Documents Proposal F -
Authorization of an amendment to the Proposed Charter
in order to change the corporate name of "Soaring Eagle
Acquisition Corp." to "Ginkgo Bioworks Holdings, Inc." in
connection with the consummation of the Business
Combination.		 Management     For     For          
  5.    The Director Election Proposal - For holders of SRNG
Class B ordinary shares, to consider and vote upon a
proposal to approve, by way of ordinary resolution,
assuming the Business Combination Proposal, the
Domestication Proposal and the Governing Documents
Proposal are approved and adopted, to elect seven
directors to serve on the New Ginkgo Board; provided
that as long as the outstanding number of shares of New
Ginkgo Class B common stock continue to represent at
least 2% of the ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  6.    The Stock Issuance Proposal - to consider and vote upon
a proposal to approve, by way of ordinary resolution,
assuming the Business Combination Proposal, the
Domestication Proposal, the Governing Documents
Proposal and the Director Election Proposal are
approved and adopted, for the purposes of complying
with the applicable listing rules of Nasdaq, the issuance
of (x) shares of New Ginkgo Class A common stock
pursuant to the terms of the Merger Agreement and (y)
shares of New SRNG Class A common stock ...(due to
space limits, see proxy statement for full proposal).		 Management     For     For          
  7.    The Incentive Plan Proposal - to consider and vote upon
a proposal to approve by way of ordinary resolution,
assuming the Business Combination Proposal, the
Domestication Proposal, the Governing Documents
Proposal, the Director Election Proposal and the Stock
Issuance Proposal are approved and adopted, the
Ginkgo Bioworks Holdings, Inc. 2021 Incentive Award
Plan (the "2021 Plan"), including the authorization of the
initial share reserve under the 2021 Plan (we refer to
such proposal as the "Incentive Plan Proposal").		 Management     For     For          
  8.    The ESPP Proposal - to consider and vote upon a
proposal to approve by way of ordinary resolution,
assuming the Business Combination Proposal, the
Domestication Proposal, the Governing Documents
Proposal, the Director Election Proposal, the Stock
Issuance Proposal and the Incentive Plan Proposal are
approved and adopted, the Ginkgo Bioworks Holdings,
Inc. 2021 Employee Stock Purchase Plan (the "ESPP"),
including the authorization of the initial share reserve
under the ESPP (the "ESPP Proposal").		 Management     For     For          
  9.    The Adjournment Proposal - to consider and vote upon a
proposal to approve by way of ordinary resolution the
adjournment of the Special Meeting to a later date or
dates, if necessary, to permit further solicitation and vote
of proxies if, based upon the tabulated vote at the time of
the Special Meeting, any of the Business Combination
Proposal, the Domestication Proposal, the Governing
Documents Proposal, the Director Election Proposal, the
Stock Issuance Proposal, the Incentive Plan ...(due to
space limits, see proxy statement for full proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 3   0 19-Aug-2021 19-Aug-2021
  PIONEER MUNICIPAL HIGH INCOME TRUST        
  Security 723763108                   Meeting Type   Annual  
  Ticker Symbol MHI                               Meeting Date   15-Sep-2021  
  ISIN US7237631087                   Agenda   935481818 - Management
  Record Date 09-Jul-2021                   Holding Recon Date   09-Jul-2021  
  City / Country     / United States             Vote Deadline Date   14-Sep-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Craig C. MacKay           Split     Split          
        2 Thomas J. Perna           Split     Split          
        3 Fred J. Ricciardi           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 123,099   0 14-Sep-2021 14-Sep-2021
  FUSION ACQUISITION CORP.        
  Security 36118H105                   Meeting Type   Special 
  Ticker Symbol FUSE                              Meeting Date   21-Sep-2021  
  ISIN US36118H1059                   Agenda   935494740 - Management
  Record Date 02-Sep-2021                   Holding Recon Date   02-Sep-2021  
  City / Country     / United States             Vote Deadline Date   20-Sep-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - to consider and
vote upon a proposal to approve the agreement and plan
of merger, dated as of February 11, 2021 (as may be
amended and/or restated from time to time, the "Merger
Agreement"), by and among Fusion Acquisition Corp.
("Fusion"), ML Merger Sub Inc., a Delaware corporation
and a wholly-owned subsidiary of Fusion ("Merger Sub"),
and MoneyLion Inc., a Delaware corporation
("MoneyLion"); and the transactions contemplated
thereby, pursuant to which ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  2A.   The Charter Proposal - A proposal to approve and adopt,
assuming the Business Combination Proposal is
approved and adopted, the A&R Charter, which, if
approved, would take effect upon the Closing (we refer to
this proposal as "Charter Proposal A").		 Management     For     For          
  2B.   The Charter Proposal - A proposal to approve and adopt,
assuming the Business Combination Proposal and
Charter Proposal A are approved and adopted, an
amendment to the A&R Charter to increase the number
of authorized shares of Class A common stock, par value
$0.0001 per share, of New MoneyLion (the "New
MoneyLion Class A common stock") from 380,000,000 to
2,000,000,000 and the total number of authorized shares
from 401,000,000 to 2,200,000,000, which, if approved,
would take ...(due to space limits, see proxy statement for
full proposal).		 Management     For     For          
  3A.   Advisory Charter Proposal 3a - to provide that New
MoneyLion will have authorized capital stock of
2,200,000,000 shares, consisting of 2,000,000,000
shares of Class A common stock, par value $0.0001 per
share (the "New MoneyLion Class A common stock") and
200,000,000 shares of preferred stock, par value $0.0001
per share, as opposed to Fusion having authorized
capital stock of 401,000,000 shares, consisting of
380,000,000 shares of Fusion Class A common stock,
20,000,000 shares of ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  3B.   Advisory Charter Proposal 3b - to provide that directors of
New MoneyLion may be removed from office only for
cause and only with the affirmative vote of the holders of
at least 66 2/3% of the voting power of the outstanding
shares of stock of New MoneyLion.		 Management     For     For          
  3C.   Advisory Charter Proposal 3c - to change the stockholder
vote required to amend certain provisions of the
Proposed Charter.		 Management     For     For          
  3D.   Advisory Charter Proposal 3d - to change the stockholder
vote required to amend the amended and restated
bylaws of New MoneyLion (the "Proposed Bylaws").		 Management     For     For          
  3E.   Advisory Charter Proposal 3e - to prohibit stockholders
from acting by written consent by specifying that any
action required or permitted to be taken by stockholders
must be effected by a duly called annual or special
meeting and may not be effected by written consent.		 Management     For     For          
  3F.   Advisory Charter Proposal 3f - to provide for certain
additional changes, including, among other things, (i)
changing the post- business combination company's
corporate name from "Fusion Acquisition Corp." to
"MoneyLion Inc." and making the company's corporate
existence perpetual and (ii) removing certain provisions
related to our status as a blank check company that will
no longer apply upon consummation of the Business
Combination, all of which our board of directors believes
are ...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  4.    The Stock Issuance Proposal - to consider and vote upon
a proposal to approve, assuming the Business
Combination Proposal and the Charter Proposals are
approved and adopted, for the purposes of complying
with the applicable listing rules of the NYSE, the issuance
of (x) shares of Fusion Class A common stock pursuant
to the terms of the Merger Agreement and (y) shares of
Fusion Class A common stock to certain institutional
investors (the "PIPE Investors") in connection with the
Private Placement.		 Management     For     For          
  5.    The Incentive Plan Proposal - to consider and vote upon
a proposal to approve, assuming the Business
Combination Proposal, the Charter Proposals and the
Stock Issuance Proposal are approved and adopted, the
MoneyLion Inc. Incentive Plan (the "Incentive Plan"),
including the authorization of the initial share reserve
under the Incentive Plan.		 Management     For     For          
  6.    The ESPP Proposal - to consider and vote upon a
proposal to approve, assuming the Business
Combination Proposal, the Charter Proposals, the Stock
Issuance Proposal and the Incentive Plan Proposal are
approved and adopted, the MoneyLion Inc. Employee
Stock Purchase Plan (the "ESPP"), including the
authorization of the initial share reserve under the ESPP.		 Management     For     For          
  7.    The Adjournment Proposal - to consider and vote upon a
proposal to approve the adjournment of the Special
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Special Meeting, any of
the Business Combination Proposal, the Charter
Proposals, the Stock Issuance Proposal, the Incentive
Plan Proposal and the ESPP Proposal (together the
"condition precedent proposals") would not be duly
approved and ...(due to space limits, see proxy statement
for full proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 5,316   0 15-Sep-2021 15-Sep-2021
  UNION ACQUISITION CORP. II        
  Security G9402Q100                   Meeting Type   Special 
  Ticker Symbol LATN                              Meeting Date   22-Sep-2021  
  ISIN KYG9402Q1001                   Agenda   935490968 - Management
  Record Date 19-Aug-2021                   Holding Recon Date   19-Aug-2021  
  City / Country     / United States             Vote Deadline Date   21-Sep-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal: To consider and
vote upon a proposal by ordinary resolution to approve
and adopt the Business Combination Agreement, dated
as of March 31, 2021, as may be amended, by and
among Union, Procaps, Holdco and Merger Sub and the
Transactions contemplated thereby, and the business
combination of Union and Procaps as described therein
(the "Business Combination").		 Management     For     For          
  2.    The Merger Proposal: To consider and vote upon a
proposal by special resolution to approve and adopt the
Merger with Merger Sub and authorize, approve and
confirm the Plan of Merger.		 Management     For     For          
  3.    The Nasdaq Proposal: To consider and vote upon a
proposal by ordinary resolution to approve, for purposes
of complying with applicable listing roles of The Nasdaq
Stock Market the issuance of more than 20% of the
current total issued and outstanding SPAC Ordinary
Shares.		 Management     For     For          
  4.    The Adjournment Proposal: An ordinary resolution to, if
necessary, adjourn the Extraordinary General Meeting to
a later date or dates, if necessary, to permit further
solicitation and vote of proxies in the event there are
insufficient votes for, or otherwise in connection with
Proposals 1, 2 and 3.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 10,363   0 01-Sep-2021 01-Sep-2021
  AMPLITUDE HEALTHCARE ACQUISITION CORP        
  Security 03212A105                   Meeting Type   Special 
  Ticker Symbol AMHC                              Meeting Date   22-Sep-2021  
  ISIN US03212A1051                   Agenda   935491059 - Management
  Record Date 20-Aug-2021                   Holding Recon Date   20-Aug-2021  
  City / Country     / United States             Vote Deadline Date   21-Sep-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - to consider and
vote upon a proposal to (a) adopt and approve the
Business Combination Agreement, dated as of May 5,
2021 (as may be amended, supplemented or otherwise
modified from time to time, the "Business Combination
Agreement"), by and among AMHC, Ample Merger Sub,
Inc., a Delaware corporation and wholly owned subsidiary
of AMHC ("Merger Sub"), and Jasper Therapeutics, Inc.,
a Delaware corporation ("Jasper"), pursuant to which
...(due to space limits, see proxy material for full
proposal).		 Management     For     For          
  2.    The Charter Amendment Proposal - to consider and vote
upon a proposal to approve, assuming the Business
Combination Proposal is approved and adopted, a
proposed amended and restated certificate of
incorporation (the "Proposed Charter"), which will amend
and restate AMHC's current amended and restated
certificate of incorporation (the "Current Charter"), and
which Proposed Charter will be in effect when duly filed
with the Secretary of State of the State of Delaware in
connection with the closing of the Business Combination.		 Management     For     For          
  3.    The Bylaws Amendment Proposal - consider and vote
upon a proposal to approve, assuming the Business
Combination Proposal is approved and adopted, the
proposed amended and restated bylaws (the "Proposed
Bylaws"), which will amend and restate AMHC's current
bylaws.		 Management     For     For          
  4A.   The Advisory Charter Amendment Proposal - consider
and vote upon a proposal to approve, on a non-binding
advisory basis, the following material differences between
the Proposed Charter and the Current Charter: Advisory
Charter Proposal A - to change the corporate name of
New Jasper to "Jasper Therapeutics, Inc."		 Management     For     For          
  4B.   The Advisory Charter Amendment Proposal - consider
and vote upon a proposal to approve, on a non-binding
advisory basis, the following material differences between
the Proposed Charter and the Current Charter: Advisory
Charter Proposal B - to increase AMHC's capitalization
so that it will have 490,000,000 authorized shares of
voting common stock, 2,000,000 authorized shares of
non-voting common stock and 10,000,000 authorized
shares of preferred stock.		 Management     For     For          
  4C.   The Advisory Charter Amendment Proposal - consider
and vote upon a proposal to approve, on a non-binding
advisory basis, the following material differences between
the Proposed Charter and the Current Charter: Advisory
Charter Proposal C - to provide that the removal of any
director be only for cause and by the affirmative vote of at
least 66 2/3% of New Jasper's then- outstanding shares
of capital stock entitled to vote generally in the election of
directors (provided that as of the three-year ...(due to
space limits, see proxy material for full proposal).		 Management     For     For          
  4D.   The Advisory Charter Amendment Proposal - consider
and vote upon a proposal to approve, on a non-binding
advisory basis, the following material differences between
the Proposed Charter and the Current Charter: Advisory
Charter Proposal D - to provide that certain amendments
to provisions of the Proposed Charter will require the
approval of at least 66 2/3% of New Jasper's then-
outstanding shares of capital stock entitled to vote
generally in the election of directors, voting together as a
...(due to space limits, see proxy material for full
proposal).		 Management     For     For          
  4E.   The Advisory Charter Amendment Proposal - consider
and vote upon a proposal to approve, on a non-binding
advisory basis, the following material differences between
the Proposed Charter and the Current Charter: Advisory
Charter Proposal E - to provide that amendments to the
Proposed Bylaws will require the approval of at least 66
2/3% of New Jasper's then-outstanding shares of capital
stock entitled to vote generally in the election of directors,
voting together as a single-class (provided that as ...(due
to space limits, see proxy material for full proposal).		 Management     For     For          
  4F.   The Advisory Charter Amendment Proposal - consider
and vote upon a proposal to approve, on a non-binding
advisory basis, the following material differences between
the Proposed Charter and the Current Charter: Advisory
Charter Proposal F - to make New Jasper's corporate
existence perpetual as opposed to AMHC's corporate
existence, which is required to be dissolved and
liquidated 24 months following the closing of its initial
public offering, and to remove from the Proposed Charter
the various ...(due to space limits, see proxy material for
full proposal).		 Management     For     For          
  4G.   The Advisory Charter Amendment Proposal - consider
and vote upon a proposal to approve, on a non-binding
advisory basis, the following material differences between
the Proposed Charter and the Current Charter: Advisory
Charter Proposal G - to remove the provision that allows
certain stockholders to act by written consent as opposed
to holding a stockholders meeting		 Management     For     For          
  4H.   The Advisory Charter Amendment Proposal - consider
and vote upon a proposal to approve, on a non-binding
advisory basis, the following material differences between
the Proposed Charter and the Current Charter: Advisory
Charter Proposal H - to remove the current limitation in
place on the corporate opportunity doctrine.		 Management     For     For          
  5.    The Nasdaq Stock Issuance Proposal - to consider and
vote upon a proposal to approve, assuming the Business
Combination Proposal is approved and adopted, for
purposes of complying with the applicable provisions of
Nasdaq Listing Rule 5635, (a) the issuance of up to
27,500,000 newly issued shares of New Jasper Common
Stock in the Business Combination, which amount will be
determined as described in more detail in the
accompanying proxy statement/prospectus and (b) the
PIPE Investment.		 Management     For     For          
  6.    DIRECTOR Management                      
        1 Kurt von Emster           For     For          
        2 Anna French, D.Phil           For     For          
        3 Judith Shizuru, MD, PhD           For     For          
        4 William Lis           For     For          
        5 Christian W. Nolet           For     For          
  7.    The Equity Incentive Plan Proposal - to consider and vote
upon a proposal to approve, assuming the Business
Combination Proposal is approved and adopted, the
Jasper Therapeutics, Inc. 2021 Equity Incentive Plan, a
copy of which is appended to the accompanying proxy
statement/ prospectus as Annex D, which will become
effective as of the date immediately preceding the date of
the closing of the Business Combination.		 Management     For     For          
  8.    The ESPP Proposal - consider and vote upon a proposal
to approve, assuming the Business Combination
Proposal is approved and adopted, the Jasper
Therapeutics, Inc. 2021 Employee Stock Purchase Plan,
a copy of which is appended to the accompanying proxy
statement/prospectus as Annex E, which will become
effective as of the date immediately preceding the date of
the closing of the Business Combination.		 Management     For     For          
  9.    The Adjournment Proposal - approve a proposal to
adjourn the Special Meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies if, based upon the tabulated vote at the time of
the Special Meeting, there are not sufficient votes to
approve the Business Combination Proposal, the Charter
Amendment Proposal, the Bylaws Amendment Proposal,
the Nasdaq Stock Issuance Proposal, the Director
Election Proposal, the Equity Incentive Plan Proposal or
the ...(due to space limits, see proxy material for full
proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 47,778   0 01-Sep-2021 01-Sep-2021
  SABA CAPITAL INCOME FUND        
  Security 78518H103                   Meeting Type   Annual  
  Ticker Symbol BRW                               Meeting Date   24-Sep-2021  
  ISIN US78518H1032                   Agenda   935484674 - Management
  Record Date 16-Jul-2021                   Holding Recon Date   16-Jul-2021  
  City / Country     / United States             Vote Deadline Date   23-Sep-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Aditya Bindal           Split     Split          
        2 Karen Caldwell           Split     Split          
        3 Ketu Desai           Split     Split          
        4 Kieran Goodwin           Split     Split          
        5 Thomas Bumbolow           Split     Split          
        6 Andrew Kellerman           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 3,644,474   0 23-Sep-2021 23-Sep-2021
  MONTES ARCHIMEDES ACQUISITION CORP        
  Security 612657106                   Meeting Type   Special 
  Ticker Symbol MAAC                              Meeting Date   28-Sep-2021  
  ISIN US6126571065                   Agenda   935485979 - Management
  Record Date 10-Aug-2021                   Holding Recon Date   10-Aug-2021  
  City / Country     / United States             Vote Deadline Date   27-Sep-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal-To consider and
vote upon a proposal to approve the Business
Combination Agreement, dated as of May 1, 2021 (as
amended on June 9, 2021), by and among Montes
Archimedes Acquisition Corp., ("MAAC"), Roivant
Sciences Ltd., ("Roivant"), and Rhine Merger Sub, Inc.,
("Merger Sub") (the "Business Combination Agreement")
and the transactions contemplated thereby (the
"Business Combination"), pursuant to which Merger Sub
will merge with and into MAAC, with MAAC surviving the
merger as a wholly-owned subsidiary of Roivant.		 Management     For     For          
  2.    The Nasdaq Proposal-To consider and vote upon a
proposal to approve, for purposes of complying with
Nasdaq Listing Rule 5635(a), (b) and (d), the issuance of
more than 20% of the issued and outstanding shares of
MAAC Class A common stock and MAAC Class B
common stock upon the completion of the Business
Combination.		 Management     For     For          
  3.    The Adjournment Proposal-To consider and vote upon a
proposal to adjourn the MAAC Special Meeting to a later
date or time, if necessary, to permit further solicitation
and vote of proxies if, based upon the tabulated vote at
the time of the MAAC Special Meeting, there are not
sufficient votes to approve the Business Combination
Proposal or holders of shares of MAAC Class A common
stock have elected to redeem an amount of shares of
MAAC Class A common stock.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 12,286   0 19-Aug-2021 19-Aug-2021
  TUSCAN HOLDINGS CORP II        
  Security 90070A103                   Meeting Type   Special 
  Ticker Symbol THCA                              Meeting Date   28-Sep-2021  
  ISIN US90070A1034                   Agenda   935491035 - Management
  Record Date 20-Aug-2021                   Holding Recon Date   20-Aug-2021  
  City / Country     / United States             Vote Deadline Date   27-Sep-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Extension Amendment Proposal - Amend the Company's
amended and restated certificate of incorporation to
extend the date that the Company has to consummate a
business combination to December 31, 2021.		 Management     For     For          
  2.    Adjournment Proposal - Approve the adjournment of the
special meeting to a later date or dates, if the Company
determines that additional time is necessary to effectuate
the Extension.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 92,638   0 01-Sep-2021 01-Sep-2021
  PTK ACQUISITION CORP.        
  Security 69375F108                   Meeting Type   Special 
  Ticker Symbol PTK                               Meeting Date   28-Sep-2021  
  ISIN US69375F1084                   Agenda   935491441 - Management
  Record Date 24-Aug-2021                   Holding Recon Date   24-Aug-2021  
  City / Country     / United States             Vote Deadline Date   27-Sep-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - to adopt and
approve the Business Combination Agreement, dated as
of May 25, 2021 (the "Business Combination
Agreement"), among PTK, Valens Semiconductor Ltd, a
company organized under the laws of the State of Israel
("Valens") and Valens Merger Sub, Inc., a Delaware
corporation and wholly owned subsidiary of Valens
("Merger Sub"), pursuant to which Merger Sub will merge
with and into PTK, with PTK surviving the merger as a
wholly owned subsidiary of Valens (the "Business
Combination").		 Management     For     For          
  2.    The Adjournment Proposal - to approve a proposal to
adjourn the Special Meeting to a later date or dates if it is
determined that more time is necessary or appropriate, in
the judgment of the board of directors of PTK or the
officer presiding over the Special Meeting, for PTK to
consummate the Business Combination.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 32,769   0 15-Sep-2021 15-Sep-2021
  STAR PEAK CORP II        
  Security 855179206                   Meeting Type   Special 
  Ticker Symbol STPCU                             Meeting Date   28-Sep-2021  
  ISIN US8551792067                   Agenda   935492998 - Management
  Record Date 09-Aug-2021                   Holding Recon Date   09-Aug-2021  
  City / Country     / United States             Vote Deadline Date   27-Sep-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - To consider and
vote upon a proposal to approve and adopt the
Agreement and Plan of Merger, dated as of May 8, 2021
(as it may be amended and/or restated from time to time,
the "Merger Agreement"), by and among the Star Peak
Corp II (the "Company" or "STPC" and, following the
consummation of the Merger (as defined below), "New
Benson Hill"), STPC II Merger Sub Corp., a Delaware
corporation and wholly-owned subsidiary of STPC
("Merger Sub"), and Benson Hill, ...(due to space limits,
see proxy statement for full proposal).		 Management     For     For          
  2.    The Charter Proposal - To approve the elimination of the
Class B Common Stock classification and provide for a
single class of common stock.		 Management     For     For          
  3.    The Charter Proposal - To provide that amendments to
the Company's waiver of corporate opportunities will only
be prospective only and provide certain other clarificatory
amendments to the waiver of corporate opportunities
provision.		 Management     For     For          
  4.    The Charter Proposal - To provide that, prior to the third
anniversary of the closing of the Merger, the affirmative
vote of at least 66 2/3% of the voting power of the
outstanding shares of capital stock outstanding and
entitled to vote thereon, voting together as a single class,
shall be required to (A) adopt, amend or repeal the
bylaws by action of the stockholders of New Benson Hill,
or (B) to amend or repeal any provision of the Proposed
Charter in Article V (Board of ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  5.    The Charter Proposal - Conditioned upon the approval of
Proposals No. 2 through No. 4 above, a proposal to
approve the Proposed Charter, which includes the
approval of all other changes in the Proposed Charter in
connection with replacing the Existing Charter with the
Proposed Charter, including changing STPC's name from
"Star Peak Corp II" to "Benson Hill, Inc." as of the closing
of the Merger.		 Management     For     For          
  6.    The NYSE Proposal - To consider and vote upon a
proposal to approve, for purposes of complying with
applicable listing rules of the New York Stock Exchange:
(i) the issuance of shares of New Benson Hill common
stock immediately following the consummation of the
merger, pursuant to the PIPE Agreements (as defined in
the Proxy Statement); (ii) the issuance of shares of New
Benson Hill common stock pursuant to the Merger
Agreement; and (iii) the related change of control of
STPC that will occur ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  7.    The Incentive Plan Proposal - To consider and vote upon
a proposal to approve and adopt the New Benson Hill
2021 Omnibus Incentive Plan.		 Management     For     For          
  8.    The Adjournment Proposal - To consider and vote upon a
proposal to adjourn the STPC Special Meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies if, based upon the tabulated vote at
the time of the STPC Special Meeting, there are not
sufficient votes to approve the Business Combination
Proposal, the Charter Proposals, the NYSE Proposal or
the Incentive Plan Proposal, or holders of STPC's Class
A Common Stock have elected to redeem an amount of
Class A ...(due to space limits, see proxy statement for
full proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 3   0 15-Sep-2021 15-Sep-2021
  STAR PEAK CORP II        
  Security 855179107                   Meeting Type   Special 
  Ticker Symbol STPC                              Meeting Date   28-Sep-2021  
  ISIN US8551791077                   Agenda   935492998 - Management
  Record Date 09-Aug-2021                   Holding Recon Date   09-Aug-2021  
  City / Country     / United States             Vote Deadline Date   27-Sep-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - To consider and
vote upon a proposal to approve and adopt the
Agreement and Plan of Merger, dated as of May 8, 2021
(as it may be amended and/or restated from time to time,
the "Merger Agreement"), by and among the Star Peak
Corp II (the "Company" or "STPC" and, following the
consummation of the Merger (as defined below), "New
Benson Hill"), STPC II Merger Sub Corp., a Delaware
corporation and wholly-owned subsidiary of STPC
("Merger Sub"), and Benson Hill, ...(due to space limits,
see proxy statement for full proposal).		 Management     For     For          
  2.    The Charter Proposal - To approve the elimination of the
Class B Common Stock classification and provide for a
single class of common stock.		 Management     For     For          
  3.    The Charter Proposal - To provide that amendments to
the Company's waiver of corporate opportunities will only
be prospective only and provide certain other clarificatory
amendments to the waiver of corporate opportunities
provision.		 Management     For     For          
  4.    The Charter Proposal - To provide that, prior to the third
anniversary of the closing of the Merger, the affirmative
vote of at least 66 2/3% of the voting power of the
outstanding shares of capital stock outstanding and
entitled to vote thereon, voting together as a single class,
shall be required to (A) adopt, amend or repeal the
bylaws by action of the stockholders of New Benson Hill,
or (B) to amend or repeal any provision of the Proposed
Charter in Article V (Board of ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  5.    The Charter Proposal - Conditioned upon the approval of
Proposals No. 2 through No. 4 above, a proposal to
approve the Proposed Charter, which includes the
approval of all other changes in the Proposed Charter in
connection with replacing the Existing Charter with the
Proposed Charter, including changing STPC's name from
"Star Peak Corp II" to "Benson Hill, Inc." as of the closing
of the Merger.		 Management     For     For          
  6.    The NYSE Proposal - To consider and vote upon a
proposal to approve, for purposes of complying with
applicable listing rules of the New York Stock Exchange:
(i) the issuance of shares of New Benson Hill common
stock immediately following the consummation of the
merger, pursuant to the PIPE Agreements (as defined in
the Proxy Statement); (ii) the issuance of shares of New
Benson Hill common stock pursuant to the Merger
Agreement; and (iii) the related change of control of
STPC that will occur ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  7.    The Incentive Plan Proposal - To consider and vote upon
a proposal to approve and adopt the New Benson Hill
2021 Omnibus Incentive Plan.		 Management     For     For          
  8.    The Adjournment Proposal - To consider and vote upon a
proposal to adjourn the STPC Special Meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies if, based upon the tabulated vote at
the time of the STPC Special Meeting, there are not
sufficient votes to approve the Business Combination
Proposal, the Charter Proposals, the NYSE Proposal or
the Incentive Plan Proposal, or holders of STPC's Class
A Common Stock have elected to redeem an amount of
Class A ...(due to space limits, see proxy statement for
full proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 2,496   0 15-Sep-2021 15-Sep-2021
  CA HEALTHCARE ACQUISITION CORP.        
  Security 12510W107                   Meeting Type   Special 
  Ticker Symbol CAHC                              Meeting Date   28-Sep-2021  
  ISIN US12510W1071                   Agenda   935494283 - Management
  Record Date 01-Sep-2021                   Holding Recon Date   01-Sep-2021  
  City / Country     / United States             Vote Deadline Date   27-Sep-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Merger Proposal - to consider and approve the
merger of LumiraDx Merger Sub, Inc. ("Merger Sub"), a
newly formed Delaware corporation and wholly owned
subsidiary of LumiraDx Limited ("LumiraDx"), with and
into CAH, with CAH being the surviving corporation in the
merger ("Merger"), pursuant to the Agreement and Plan
of Merger, dated as of April 6, 2021, as amended
pursuant to amendments to the merger agreement, dated
August 19, 2021 and August 27, 2021, (collectively, the
"Merger Agreement") by and among LumiraDx, Merger
Sub and CAH.		 Management     For     For          
  2.    The Charter Proposals - to consider and approve the
following material differences between the constitutional
documents of LumiraDx that will be in effect upon the
closing of the Merger and CAH's current certificate of
incorporation: The name of the new public entity will be
"LumiraDx Limited" as opposed to "CA Healthcare
Acquisition Corp." The authorized share capital of the
new public entity will be US$10,290 divided into,
assuming completion of the Merger Subdivision, (1)
1,769,292,966 ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  3.    To consider and vote upon a proposal to adjourn the
special meeting to a later date or dates, if necessary, to
permit further solicitation and vote of proxies if CAH has
not received sufficient votes at the special meeting to
enable it to consummate the business combination
contemplated by the Merger Agreement.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 1,736   0 15-Sep-2021 15-Sep-2021
  GALILEO ACQUISITION CORP.        
  Security G3770A102                   Meeting Type   Special 
  Ticker Symbol GLEO                              Meeting Date   28-Sep-2021  
  ISIN KYG3770A1022                   Agenda   935495160 - Management
  Record Date 02-Aug-2021                   Holding Recon Date   02-Aug-2021  
  City / Country     / United States             Vote Deadline Date   27-Sep-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Domestication Proposal - To consider and vote upon
a proposal by special resolution to (a) change the
domicile of Galileo pursuant to a transfer by way of
continuation of an exempted company out of the Cayman
Islands and a domestication into the State of Delaware as
a corporation (the "Domestication"). The Domestication
will be effected immediately prior to the consummation of
the Business Combination (as defined below) by Galileo
filing a Certificate of Corporate ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  2.    The Business Combination Proposal - To consider and
vote upon a proposal by ordinary resolution to approve
the Agreement and Plan of Merger and Reorganization,
dated as of April 28, 2021 (as amended or supplemented
from time to time, the "Merger Agreement"), by and
among Galileo Acquisition Corp. ("Galileo"), Galileo
Acquisition Holdings Inc., a Delaware corporation and a
wholly-owned subsidiary of Galileo ("Merger Sub"),
Galileo Founders Holdings, L.P., a Delaware limited
partnership (the ... (due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  3.    The Charter Proposal - To consider and vote on a
proposal by special resolution to approve, in connection
with the Business Combination, the replacement of
Galileo's Amended and Restated Memorandum and
Articles of Association (the "Current Charter") with the
proposed new certificate of incorporation (the "Proposed
Charter") of Galileo, in the form appended to the joint
proxy statement/consent solicitation
statement/prospectus as Annex A, to be effective upon
the Domestication. "RESOLVED, ...(due to space limits,
see proxy statement for full proposal).		 Management     For     For          
  4.    Advisory Organizational Document Proposal 4 - To
approve and adopt provisions in the Proposed Charter,
which will amend and replace the Current Charter if the
Charter Proposal is approved, requiring the affirmative
vote of the holders of at least 66 2/3% of the voting power
of all the then outstanding shares of stock of the
Company entitled to vote to remove a director for cause.		 Management     For     For          
  5.    Advisory Organizational Document Proposal 5 - To
approve and adopt provisions in the Proposed Charter,
which will amend and replace the Current Charter if the
Charter Proposal is approved, providing that (i) special
meetings of stockholders for any purpose or purposes
may be called at any time by the majority of the combined
company Board, the Chairman of the combined company
Board or the Chief Executive Officer of the combined
company, and may not be called by another other person
or persons and ... (due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  6.    Advisory Organizational Document Proposal 6 - To
approve and adopt provisions in the Proposed Charter,
which will amend and replace the Current Charter if the
Charter Proposal is approved, providing adopting
Delaware as the exclusive forum for certain shareholder
litigation.		 Management     For     For          
  7.    Advisory Organizational Document Proposal 7 - To
approve and adopt provisions in the Proposed Charter,
which will amend and replace the Current Charter if the
Charter Proposal is approved, changing the post-
Business Combination company's corporate name from
"Galileo Acquisition Corp." to "Shapeways Holdings, Inc.".		 Management     For     For          
  8.    Advisory Organizational Document Proposal 8 - To
approve and adopt provisions in the Proposed Charter,
which will amend and replace the Current Charter if the
Charter Proposal is approved, to remove certain
provisions related to Galileo's status as a blank check
company that will no longer apply upon consummation of
the Business Combination.		 Management     For     For          
  9.    Advisory Organizational Document Proposal 9 - To
approve and adopt provisions in the Proposed Charter,
which will amend and replace the Current Charter if the
Charter Proposal is approved, increasing the total
number of authorized shares of all classes of stock to
130,000,000 shares, each with a par value of $.0001 per
share, consisting of (i) 120,000,000 shares of Common
Stock, and (ii) 10,000,000 shares of preferred stock."		 Management     For     For          
  10.   The Share Escrow Amendment Proposal - To consider
and vote on a proposal by ordinary resolution to approve
an amendment, in the form appended to the joint proxy
statement/consent solicitation statement/prospectus as
Annex D, to the Share Escrow Agreement entered into at
the time of Galileo's initial public offering, effected by the
filing with the Securities and Exchange Commission of
the prospectus contained in the registration statement on
Form S-1 (File No. 333-234049), the Sponsor and the
...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  11.   The NYSE Proposal - To consider and vote on a proposal
by ordinary resolution to approve, for purposes of
complying with the applicable provisions of NYSE Listing
Rule 312.03, the issuance of (a) shares of Common
Stock of the combined company to the PIPE Investors,
pursuant to the PIPE Investment (each as defined in the
joint proxy statement/consent solicitation
statement/prospectus), and (b) shares of Galileo stock to
the Shapeways stockholders pursuant to the Merger
Agreement. ...(due to space limits, see proxy statement
for full proposal).		 Management     For     For          
  12.   The Incentive Plan Proposal - To consider and vote on a
proposal by ordinary resolution to approve the
Shapeways Holdings, Inc. 2021 Equity Incentive Plan, in
the form appended to the joint proxy statement/consent
solicitation statement/prospectus as Annex E.
"RESOLVED, as an ordinary resolution, that the
Shapeways Holdings, Inc. 2021 Equity Incentive Plan,
the form of which is appended to the joint proxy
statement/consent solicitation statement/prospectus in
respect of the meeting as Annex E, be approved and
adopted in all respects."		 Management     For     For          
  13.   The Employment Stock Purchase Plan Proposal - To
consider and vote on a proposal by ordinary resolution to
approve the Shapeways Holdings, Inc. 2021 Employee
Stock Purchase Plan, in the form appended to the joint
proxy statement/consent solicitation
statement/prospectus as Annex F. "RESOLVED, as an
ordinary resolution, that the Shapeways Holdings, Inc.
2021 Employee Stock Purchase Plan, the form of which
is appended to the joint proxy statement/consent
solicitation statement/ ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  14.   DIRECTOR Management                      
        1 Josh Wolfe           For     For          
        2 Greg Kress           For     For          
        3 Robert Jan Galema           For     For          
        4 Patrick S. Jones           For     For          
        5 Alberto Recchi           For     For          
        6 Ryan Kearny           For     For          
  15.   The Adjournment Proposal - To consider and vote upon a
proposal by ordinary to adjourn the Meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies if it is determined by the Galileo
Board that more time is necessary or appropriate to
approve one or more proposals at the Meeting.
"RESOLVED, as an ordinary resolution, that the
adjournment of the meeting to a later date or dates, if
necessary, be determined by the chairman of the meeting
to ...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 9,373   0 15-Sep-2021 15-Sep-2021
  LIFESCI ACQUISITION II CORP.        
  Security 53229E103                   Meeting Type   Special 
  Ticker Symbol LSAQ                              Meeting Date   04-Oct-2021  
  ISIN US53229E1038                   Agenda   935499586 - Management
  Record Date 27-Aug-2021                   Holding Recon Date   27-Aug-2021  
  City / Country     / United States             Vote Deadline Date   01-Oct-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1     Business Combination Proposal: To approve the
transactions contemplated under the Agreement and
Plan of Merger, dated as of May 6, 2021 (the "Merger
Agreement"), by and among LifeSci Acquisition II Corp.
("LSAQ"), LifeSci Acquisition II Merger Sub, Inc., a
Delaware corporation and wholly-owned subsidiary of
LSAQ and Science 37, Inc.		 Management     For     For          
  2     Charter Approval Proposal: To approve the Second
Amended and Restated Certificate of Incorporation of
LSAQ, to, among other things, change LSAQ's name to
"Science 37 Holdings, Inc.," amend certain provisions
related to authorized capital stock, the required vote to
amend the charter and bylaws, and director removal.		 Management     For     For          
  3A    increase the number of shares of (i) common stock LSAQ
is authorized to issue from 30,000,000 shares to
400,000,000 shares and (ii) preferred stock LSAQ is
authorized to issue from 1,000,000 shares to
100,000,000 shares.		 Management     For     For          
  3B    require the vote of at least two-thirds (66 and 2/3%) of the
voting power of the then outstanding shares of voting
stock of LSAQ entitled to vote at an election of directors,
rather than a simple majority, to amend, alter, repeal or
rescind the LSAQ's certificate of incorporation.		 Management     For     For          
  3C    require the vote of at least two-thirds (66 and 2/3%) of the
voting power of the then outstanding shares of voting
stock of LSAQ entitled to vote at an election of directors,
rather than a simple majority, to amend, alter, repeal or
rescind LSAQ's bylaws.		 Management     For     For          
  3D    require the vote of at least two-thirds (66 and 2/3%) of the
voting power of the then outstanding shares of voting
stock of LSAQ, rather than a simple majority, to remove a
director from office.		 Management     For     For          
  3E    remove certain provisions related to LSAQ's status as a
special purpose acquisition company that will no longer
be relevant following the closing of the Business
Combination.		 Management     For     For          
  4     The Stock Plan Proposal: To approve the Science 37
Holdings, Inc. 2021 Incentive Award Plan.		 Management     For     For          
  5     The Employee Stock Plan Proposal: To approve the
Science 37 Holdings, Inc. 2021 Employee Stock
Purchase Plan.		 Management     For     For          
  6     The Nasdaq Proposal: To approve: (i) for purposes of
complying with Nasdaq Listing Rule 5635 (a) and (b), the
issuance of more than 20% of the issued and outstanding
shares of LSAQ common stock and the resulting change
in control in connection with the Business Combination,
and (ii) for purposes of complying with Nasdaq Listing
Rule 5635(d), the issuance of more than 20% of the
common stock in connection with the PIPE Investment
and conversion of the Private Placement Warrants upon
the consummation of the Business Combination.		 Management     For     For          
  7     Adjournment Proposal: To consider and vote upon a
proposal to approve the adjournment of the Meeting by
the chairman thereof to a later date, if necessary, under
certain circumstances, including for the purpose of
soliciting additional proxies in favor of the foregoing
Proposals, in the event LSAQ does not receive the
requisite stockholder vote to approve the Proposals.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 8,031   0 27-Sep-2021 27-Sep-2021
  INDUSTRIAL TECH ACQUISITIONS, INC.        
  Security 456357102                   Meeting Type   Special 
  Ticker Symbol ITAC                              Meeting Date   05-Oct-2021  
  ISIN US4563571029                   Agenda   935498154 - Management
  Record Date 24-Aug-2021                   Holding Recon Date   24-Aug-2021  
  City / Country     / United States             Vote Deadline Date   04-Oct-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - To consider and
vote upon a proposal to adopt and approve the Business
Combination Agreement, dated March 18, 2021 (the
"BCA"), among Arbe Robotics Ltd. ("Arbe"), Autobot
MergerSub, Inc., a wholly-owned subsidiary of Arbe
("Merger Sub"), and the Company, including the merger
(the "Merger") described therein, in which Merger Sub will
be merged with and into the Company, with the Company
surviving as a wholly-owned subsidiary of Arbe, and
holders of the Company's securities will receive securities
of Arbe.		 Management     For     For          
  2.    The ITAC Charter Proposal - To amend and restate the
Company's certificate of incorporation (the "Existing ITAC
Charter") by adopting the second certificate of
incorporation (the "Proposed ITAC Charter"), a copy of
which is included as Annex C to the Proxy Statement,
which will, change the corporate name of the Company to
Autobot HoldCo, Inc., authorized capital stock to 100
shares of common stock and otherwise restate the
Existing ITAC Charter to a certificate of incorporation
appropriate for a privately owned corporation, become
effective upon the Merger.		 Management     For     For          
  3.    The Adjournment Proposal - To adjourn the Special
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Special Meeting, the
Company is not authorized to consummate the
transactions contemplated by the Business Combination
Agreement, including the Merger.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 33,034   0 27-Sep-2021 27-Sep-2021
  PETRA ACQUISITION INC        
  Security 716421102                   Meeting Type   Special 
  Ticker Symbol PAIC                              Meeting Date   08-Oct-2021  
  ISIN US7164211028                   Agenda   935500707 - Management
  Record Date 21-Sep-2021                   Holding Recon Date   21-Sep-2021  
  City / Country     / United States             Vote Deadline Date   07-Oct-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    EXTENSION AMENDMENT - APPROVAL OF AN
AMENDMENT TO THE COMPANY'S SECOND
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO EXTEND THE DATE BY WHICH
THE COMPANY HAS TO CONSUMMATE A BUSINESS
COMBINATION (THE "EXTENSION") UNTIL
NOVEMBER 13, 2021, OR, IF THE COMPANY SHALL,
IN ITS SOLE DISCRETION DETERMINE, DECEMBER
13, 2021, OR, IF THE COMPANY SHALL IN ITS SOLE
DISCRETION DETERMINE, JANUARY 13, 2022.		 Management     For     For          
  2.    ADJOURNMENT - APPROVAL TO DIRECT THE
CHAIRMAN OF THE SPECIAL MEETING TO ADJOURN
THE SPECIAL MEETING TO A LATER DATE OR
DATES, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION AND VOTE OF PROXIES IF, BASED
UPON THE TABULATED VOTE AT THE TIME OF THE
MEETING, THERE ARE NOT SUFFICIENT VOTES TO
APPROVE THE PROPOSAL 1.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 29,221   0 28-Sep-2021 28-Sep-2021
  LIVE OAK ACQUISITION CORP. II        
  Security 53804W106                   Meeting Type   Special 
  Ticker Symbol LOKB                              Meeting Date   12-Oct-2021  
  ISIN US53804W1062                   Agenda   935499233 - Management
  Record Date 13-Sep-2021                   Holding Recon Date   13-Sep-2021  
  City / Country     / United States             Vote Deadline Date   11-Oct-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - To consider and
vote upon a proposal to (a) approve and adopt the
Business Combination Agreement and Plan of
Reorganization, dated as of May 6, 2021 (the "Business
Combination Agreement"), among LOKB, Live Oak
Merger Sub Inc., a Delaware corporation and a wholly
owned direct subsidiary of LOKB ("Merger Sub"), and
Navitas Semiconductor Limited, a private company
limited by shares organized under the laws of Ireland
("Navitas Ireland") that ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  2.    The Authorized Share Charter Proposal - To consider
and vote upon a proposal to increase the number of
authorized shares of LOKB's capital stock, par value
$0.0001 per share, from 111,000,000 shares, consisting
of (a) 110,000,000 shares of common stock, including
100,000,000 shares of Class A common stock (the "Class
A Common Stock"), and 10,000,000 shares of Class B
common stock (the "LOKB Class B Common Stock"), and
(b) 1,000,000 shares of preferred stock, to 751,000,000
shares, ...(due to space limits, see proxy statement for
full proposal).		 Management     For     For          
  3.    The Additional Charter Proposal - To consider and vote
upon a proposal to make certain other changes that the
LOKB Board deems appropriate for a public operating
company, including (a) eliminating provisions in the
Charter relating to LOKB's Initial Business Combination
that will no longer be applicable to LOKB following the
closing of the Business Combination (the "Closing"),
including provisions relating to (i) redemption rights with
respect to Class A Common Stock, (ii) the trust ...(due to
space limits, see proxy statement for full proposal).		 Management     For     For          
  4.    The PIPE Proposal - To consider and vote upon a
proposal to approve, for purposes of complying with
applicable listing rules of the New York Stock Exchange,
the issuance and sale of 15,500,000 shares of Class A
Common Stock in a private offering of securities to
certain investors in connection with the Business
Combination, which will occur substantially concurrently
with, and is contingent upon, the consummation of the
transactions contemplated by the Business Combination
Agreement (the "PIPE Proposal").		 Management     For     For          
  5.    The 2021 Plan Proposal - To consider and vote upon a
proposal to approve and adopt the 2021 Equity Incentive
Plan (the "2021 Plan") and the material terms thereunder
(the "2021 Plan Proposal"). The 2021 Plan Proposal is
conditioned on the approval of the Business Combination
Proposal and the PIPE Proposal.		 Management     For     For          
  6.    DIRECTOR Management                      
        1 Gene Sheridan           For     For          
        2 Daniel Kinzer           For     For          
        3 Brian Long           For     For          
        4 Dipender Saluja           For     For          
        5 David Moxam           For     For          
        6 Richard J. Hendrix           For     For          
        7 Gary K. Wunderlich, Jr.           For     For          
  7.    The Adjournment Proposal - To consider and vote upon a
proposal to approve the adjournment of the special
meeting to a later date or dates, if necessary or
appropriate, to permit further solicitation and vote of
proxies in the event that there are insufficient votes for, or
otherwise in connection with, the approval of the
Business Combination Proposal, the Charter Proposals,
the PIPE Proposal, the 2021 Plan Proposal or the
Director Election Proposal (the "Adjournment Proposal").
The ...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 12,588   0 27-Sep-2021 27-Sep-2021
  MILLER/HOWARD HIGH INCOME EQUITY FUND        
  Security 600379101                   Meeting Type   Annual  
  Ticker Symbol HIE                               Meeting Date   15-Oct-2021  
  ISIN US6003791018                   Agenda   935499295 - Management
  Record Date 10-Sep-2021                   Holding Recon Date   10-Sep-2021  
  City / Country     / United States             Vote Deadline Date   14-Oct-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Charles I. Leone*           Split     Split          
        2 Mayra Martinez-Sacco*           Split     Split          
        3 Catherine M. Johnston#           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL98 RIVERNORTH
OPP FUND FBO
NFSLLC		 AL98 STATE
STREET BANK
& TRUST CO		 100,000   0 14-Oct-2021 14-Oct-2021  
  MILLER/HOWARD HIGH INCOME EQUITY FUND        
  Security 600379101                   Meeting Type   Annual  
  Ticker Symbol HIE                               Meeting Date   15-Oct-2021  
  ISIN US6003791018                   Agenda   935499295 - Management
  Record Date 10-Sep-2021                   Holding Recon Date   10-Sep-2021  
  City / Country     / United States             Vote Deadline Date   14-Oct-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Charles I. Leone*           Split     Split          
        2 Mayra Martinez-Sacco*           Split     Split          
        3 Catherine M. Johnston#           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 460,468   0 14-Oct-2021 14-Oct-2021  
  BIG CYPRESS ACQUISITION CORP        
  Security 089115109                   Meeting Type   Special 
  Ticker Symbol BCYP                              Meeting Date   20-Oct-2021  
  ISIN US0891151096                   Agenda   935501824 - Management
  Record Date 17-Sep-2021                   Holding Recon Date   17-Sep-2021  
  City / Country     / United States             Vote Deadline Date   19-Oct-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Adopting the Agreement and Plan of Merger, dated as of
June 21, 2021, as amended August 12, 2021, by and
among SAB Biotherapeutics, Inc., BCYP and Big
Cypress Merger Sub Inc.		 Management     For     For          
  2.    Adopting the amended and restated certificate of
incorporation of BYCP.		 Management     For     For          
  3.    Approval of the issuance of more than 20% of the issued
and outstanding shares of BCYP Common Stock in
connection with the Business Combination Agreement for
purposes of complying with Nasdaq Rules 5635(a), (b)
and (d).		 Management     For     For          
  4.    Adopting the 2021 Incentive Proposal, including the
authorization of the initial share reserve thereunder.		 Management     For     For          
  5.    Adopting the ESPP Proposal, including the authorization
of the initial share reserve thereunder.		 Management     For     For          
  6.    DIRECTOR Management                      
        1 William Polvino           For     For          
        2 David Link           For     For          
        3 Mervyn Turner           For     For          
        4 Jeffrey G. Spragens           For     For          
        5 Christine Hamilton           For     For          
        6 Sam Reich           For     For          
        7 Eddie J. Sullivan           For     For          
  7.    Adjourning the Special Meeting to a later date or dates to
permit further solicitation and vote of proxies if there are
not sufficient votes to approve the Business Combination
Proposal, the Charter Amendment Proposal, the Nasdaq
Proposal, the Incentive Plan Proposal, the ESPP
Proposal or the Director Election Proposal.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 24,642   0 04-Oct-2021 04-Oct-2021  
  ALKURI GLOBAL ACQUISITION CORP.        
  Security 66981N103                   Meeting Type   Special 
  Ticker Symbol KURI                              Meeting Date   20-Oct-2021  
  ISIN US66981N1037                   Agenda   935503361 - Management
  Record Date 14-Sep-2021                   Holding Recon Date   14-Sep-2021  
  City / Country     / United States             Vote Deadline Date   19-Oct-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination proposal - to consider and
vote upon a proposal to approve and adopt the merger
agreement, by and among Alkuri, Babylon Holdings
Limited, Liberty USA Merger Sub, Inc., and, solely for
purposes of Section 1.08 of the Merger Agreement, each
of Alkuri Sponsors LLC and Dr. Ali Parsadoust, pursuant
to which, among other things, Merger Sub will merger
with and into Alkuri, with Alkuri continuing as the
surviving corporation and a wholly owned subsidiary of
Babylon (the "Business Combination").		 Management     For     For          
  2.    The Equity Plans Proposal - to consider and vote upon a
proposal to approve the Babylon 2021 Equity Incentive
Plan.		 Management     For     For          
  3.    The Adjournment Proposal - to consider and vote upon a
proposal to adjourn the special meeting to a later date or
dates, if necessary, if the parties are not able to
consummate the Business Combination.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 4,340   0 07-Oct-2021 07-Oct-2021  
  GREENROSE ACQUISITION CORP.        
  Security 395392103                   Meeting Type   Special 
  Ticker Symbol GNRS                              Meeting Date   27-Oct-2021  
  ISIN US3953921034                   Agenda   935505062 - Management
  Record Date 23-Sep-2021                   Holding Recon Date   23-Sep-2021  
  City / Country     / United States             Vote Deadline Date   26-Oct-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Extension Amendment Proposal - to consider and
vote upon a proposal (the "Extension Amendment
Proposal") to amend the Company's amended and
restated certificate of incorporation to extend the date by
which the Company has to consummate a business
combination (the "Extension") from October 13, 2021 to
November 30, 2021 (the "Extended Date"); a copy of the
proposed amendment to the Company's amended and
restated certificate of incorporation to effectuate the
Extension is attached to the accompanying proxy
statement as Annex A.		 Management     For     For          
  2.    The Qualified Business Combinations Proposal - to
consider and vote upon a proposal (the "Qualified
Business Combinations Proposal") to approve the
Qualified Business Combinations; copies of the
Theraplant Merger Agreement, Asset Purchase
Agreement, Theraplant Amendment No. 1, and True
Harvest Amendment No. 1 are attached to the
accompanying proxy statement as Annex B, Annex C,
Annex D and Annex E, respectively.		 Management     For     For          
  3A.   Increase the number of shares of Common Stock, par
value $0.0001 per share, that Greenrose is authorized to
issue from 70,000,000 to 150,000,000 - we refer to this
proposal as "Proposal 3a" or the "Share Increase
Proposal".		 Management     For     For          
  3B.   Include a provision to allow for the redemption of
Greenrose Common Stock from stockholders who are
deemed "Unsuitable Persons" according to applicable
regulations, such that Greenrose would be ineligible to
obtain or maintain a cannabis license - we refer to this
proposal as "Proposal 3b" or the "Unsuitable Person
Redemption Proposal".		 Management     For     For          
  3C.   Change the stockholder vote required to amend certain
provisions contained in the Proposed Charter from 65%
to 50% - we refer to this proposal as "Proposal 3c" or the
"Transition to Operating Company Charter Amendment
Proposal".		 Management     For     For          
  3D.   Change the name of the Company from "Greenrose
Acquisition Corp." to "The Greenrose Holding Company
Inc." - we refer to this proposal as "Proposal 3d" or the
"Name Change Proposal".		 Management     For     For          
  4.    The Accountant Proposal - to consider and vote upon a
proposal (the "Accountant Proposal") to ratify the change
of the Company's independent registered public
accounting firm from Marcum LLP to Macias Gini &
O'Connell, LLP ("MGO") for the fiscal year ending
December 31, 2021.		 Management     For     For          
  5.    The Director Election Proposal - to consider and vote
upon a proposal (the "Director Election Proposal") to re-
elect two Class A Directors, Steven Cummings and John
Falcon, to serve as members of the Company's board of
directors for three-year terms expiring at the Company's
2024 annual meeting of stockholders, or upon their
earlier resignation or removal.		 Management     For     For          
  6.    The Incentive Plan Proposal - to consider and vote upon
a proposal (the "Incentive Plan Proposal") to approve and
adopt the Company's 2021 Equity Incentive Plan, a copy
of which is attached the accompanying proxy statement
as Annex G (the "Incentive Plan"), including with respect
to the authorization of the initial share reserve under the
Incentive Plan and the number of shares that may be
issued pursuant to the exercise of incentive stock options
granted.		 Management     For     For          
  7.    The Adjournment Proposal - to consider and vote upon a
proposal (the "Adjournment Proposal") to adjourn the
Special Meeting to a later date or dates, if necessary (i)
to ensure that any supplement or amendment to the
accompanying proxy statement that the Board has
determined in good faith is required by applicable law to
be disclosed to the Company stockholders and for such
supplement or amendment to be promptly disseminated
to Company stockholders prior to the Special Meeting.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 74,128   0 11-Oct-2021 11-Oct-2021  
  MOUNTAIN CREST ACQUISITION CORP II        
  Security 62402D105                   Meeting Type   Special 
  Ticker Symbol MCAD                              Meeting Date   27-Oct-2021  
  ISIN US62402D1054                   Agenda   935508121 - Management
  Record Date 08-Sep-2021                   Holding Recon Date   08-Sep-2021  
  City / Country     / United States             Vote Deadline Date   26-Oct-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal: To consider and
vote on a proposal to adopt and approve (a) the
Agreement and Plan of Merger, dated as of April 6, 2021
and as amended as of August 30, 2021 and September
27, 2021 (the "Merger Agreement"), by and among
Mountain Crest Acquisition Corp. II, a Delaware
corporation ("MCAD"), MCAD Merger Sub Inc., a
Delaware corporation and wholly owned subsidiary of
MCAD ("Merger Sub"), and Better Therapeutics, Inc., a
Delaware corporation ("BTX"), ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  2.    The Charter Amendment Proposal: To consider and vote
on a proposal to adopt the proposed amended and
restated certificate of incorporation of MCAD (the
"Proposed Certificate of Incorporation").		 Management     For     For          
  3A.   The Governance Proposal: To consider and vote, on a
non-binding advisory basis, on seven separate
governance proposals relating to the following material
differences between the Current Charter and the
Proposed Certificate of Incorporation: To amend the
name of MCAD to "Better Therapeutics, Inc." from
"Mountain Crest Acquisition Corp. II" and remove certain
provisions related to MCAD's status as a special purpose
acquisition company that will no longer be relevant
following the closing of the Business Combination.		 Management     For     For          
  3B.   The Governance Proposal: To consider and vote, on a
non-binding advisory basis, on seven separate
governance proposals relating to the following material
differences between the Current Charter and the
Proposed Certificate of Incorporation: To increase the
authorized shares of (i) Common Stock from 30,000,000
shares to 200,000,000 shares and (ii) preferred stock
from no shares to 10,000,000 shares.		 Management     For     For          
  3C.   The Governance Proposal: To consider and vote, on a
non-binding advisory basis, on seven separate
governance proposals relating to the following material
differences between the Current Charter and the
Proposed Certificate of Incorporation: Require the vote of
at least two-thirds of the voting power of the outstanding
shares of capital stock, rather than a simple majority, to
adopt, amend or repeal MCAD's bylaws.		 Management     For     For          
  3D.   The Governance Proposal: To consider and vote, on a
non-binding advisory basis, on seven separate
governance proposals relating to the following material
differences between the Current Charter and the
Proposed Certificate of Incorporation: Require the vote of
a majority of the voting power of the outstanding shares
of capital stock, to remove a director from office.		 Management     For     For          
  3E.   The Governance Proposal: To consider and vote, on a
non-binding advisory basis, on seven separate
governance proposals relating to the following material
differences between the Current Charter and the
Proposed Certificate of Incorporation: Require the vote a
majority of the voting power of the outstanding shares of
capital stock, to amend or repeal certain provisions of the
Proposed Certificate of Incorporation.		 Management     For     For          
  3F.   The Governance Proposal: To consider and vote, on a
non-binding advisory basis, on seven separate
governance proposals relating to the following material
differences between the Current Charter and the
Proposed Certificate of Incorporation: Require that
special meetings of stockholders may only be called by
the board of directors and not by stockholders, subject to
any special rights of the holders of preferred stock.		 Management     For     For          
  3G.   The Governance Proposal: To consider and vote, on a
non-binding advisory basis, on seven separate
governance proposals relating to the following material
differences between the Current Charter and the
Proposed Certificate of Incorporation: Remove the forum
selection provision providing for concurrent jurisdiction in
the Court of Chancery and the federal district court for the
District of Delaware for claims arising under the
Securities Act of 1933 from the Proposed Certificate of
...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  4.    The Nasdaq Proposal: To consider and vote on a
proposal to approve, for purposes of complying with
Nasdaq Rules 5635(a) and (b), (i) the issuance of more
than 20% of the issued and outstanding MCAD common
stock, $.0001 par value, (the "Common Stock") and the
resulting change in control in connection with the
Business Combination and (ii) for the purposes of
complying with Nasdaq Rules 5635(d) the issuance of
more than 20% of the issued and outstanding Common
Stock in the PIPE Investment (as ...(due to space limits,
see proxy statement for full proposal).		 Management     For     For          
  5.    DIRECTOR Management                      
        1 David Perry           For     For          
        2 Kevin Appelbaum           For     For          
        3 Richard Carmona           For     For          
        4 Suying Liu           For     For          
        5 Andy Armanino           For     For          
        6 Geoffrey Parker           For     For          
        7 Risa Lavizzo-Mourey           For     For          
  6.    The 2021 Stock Option and Incentive Plan Proposal: To
consider and vote on a proposal to approve the 2021
Stock Option and Incentive Plan (the "2021 Plan"), in
connection with the Business Combination (the "2021
Plan Proposal").		 Management     For     For          
  7.    The 2021 Employee Stock Purchase Plan Proposal: To
consider and vote on a proposal to approve the 2021
Employee Stock Purchase Plan (the "2021 ESPP"), in
connection with the Business Combination (the "2021
ESPP Proposal").		 Management     For     For          
  8.    The Adjournment Proposal: To approve a proposal to
adjourn the Special Meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies if, based upon the tabulated vote at the time of
the Special Meeting, there are not sufficient votes to
approve the Business Combination Proposal, the Charter
Amendment Proposal, the Governance Proposal, the
Nasdaq Proposal, the Directors Proposal, the 2021 Plan
Proposal or the 2021 ESPP Proposal.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 34,613   0 20-Oct-2021 20-Oct-2021  
  MERIDA MERGER CORP. I        
  Security 58953M106                   Meeting Type   Special 
  Ticker Symbol MCMJ                              Meeting Date   29-Oct-2021  
  ISIN US58953M1062                   Agenda   935503967 - Management
  Record Date 24-Sep-2021                   Holding Recon Date   24-Sep-2021  
  City / Country     / United States             Vote Deadline Date   28-Oct-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date that the Company has to consummate a
business combination to December 31, 2021.		 Management     For     For          
  2.    Adjournment Proposal: to consider and vote upon a
proposal to adjourn the special meeting to a later date or
dates, if determined by the parties to the Merger
Agreement in accordance with the Merger Agreement.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 61,365   0 07-Oct-2021 07-Oct-2021  
  AGBA ACQUISITION LIMITED        
  Security G0120M109                   Meeting Type   Special 
  Ticker Symbol AGBA                              Meeting Date   02-Nov-2021  
  ISIN VGG0120M1095                   Agenda   935509503 - Management
  Record Date 12-Oct-2021                   Holding Recon Date   12-Oct-2021  
  City / Country     / United States             Vote Deadline Date   01-Nov-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    APPROVAL OF AN AMENDMENT TO THE
COMPANY'S AMENDED AND RESTATED
MEMORANDUM AND ARTICLES OF ASSOCIATION TO
EXTEND THE DATE BY WHICH THE COMPANY HAS
TO CONSUMMATE A BUSINESS COMBINATION (THE
"EXTENSION") TWO (2) TIMES FOR AN ADDITIONAL
THREE (3) MONTH EACH TIME FROM NOVEMBER 16,
2021 TO MAY 16, 2022.		 Management     For     For          
  2.    APPROVAL OF AN AMENDMENT TO THE
COMPANY'S EXISTING INVESTMENT MANAGEMENT
TRUST AGREEMENT TO MAKE CHANGES
NECESSARY TO REFLECT THE EXTENSION.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 30,883   0 20-Oct-2021 20-Oct-2021  
  DD3 ACQUISITION CORP. II        
  Security 23318M100                   Meeting Type   Special 
  Ticker Symbol DDMX                              Meeting Date   18-Nov-2021  
  ISIN US23318M1009                   Agenda   935513639 - Management
  Record Date 14-Oct-2021                   Holding Recon Date   14-Oct-2021  
  City / Country     / Mexico             Vote Deadline Date   17-Nov-2021  
  SEDOL(s)               Quick Code      
                                                               
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - To consider and
vote upon a proposal to approve and adopt the Business
Combination Agreement, dated as of June 21, 2021 (as
may be amended, supplemented, or otherwise modified
from time to time, the "Business Combination
Agreement"), by and among DD3, Codere Newco,
S.A.U., Servicios de Juego Online S.A.U., Codere Online
Luxembourg, S.A. and Codere Online U.S. Corp., and the
business combination contemplated thereby (the
"Business Combination").		 Management     For     For          
  2.    The Nasdaq Proposal - To consider and vote upon a
proposal to approve, for purposes of complying with
Nasdaq Listing Rule 5635(a), the issuance of more than
20% of the current total issued and outstanding shares of
DD3 common stock to certain investors pursuant to
forward purchase agreements entered into at the time of
DD3's initial public offering and subscription agreements
entered into in connection with PIPE transactions at or
prior to the closing of the Business Combination.		 Management     For     For          
  3.    The Adjournment Proposal - To consider and vote upon a
proposal to authorize the adjournment of the Special
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the Special Meeting, there are not
sufficient votes to approve one or more proposals
presented to stockholders for vote or public stockholders
have elected to redeem an amount of public shares such
that the minimum available cash condition to the
obligation to closing of the Business Combination would
not be satisfied.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 30,712   0 29-Oct-2021 29-Oct-2021  
  YUNHONG INTERNATIONAL        
  Security G98882106                   Meeting Type   Special 
  Ticker Symbol ZGYH                              Meeting Date   18-Nov-2021  
  ISIN KYG988821065                   Agenda   935518348 - Management
  Record Date 20-Oct-2021                   Holding Recon Date   20-Oct-2021  
  City / Country     / China             Vote Deadline Date   17-Nov-2021  
  SEDOL(s)               Quick Code      
                                                               
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Extension Amendment Proposal - To amend the
amended and restated Memorandum and Articles of
Association of Yunhong International ("Yunhong") to
extend the date by which Yunhong has to consummate a
business combination from November 18, 2021 to May
18, 2022 (if Yunhong's sponsor chooses to extend the
period of time to consummate a business combination by
the full amount of time).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 49,212   0 11-Nov-2021 11-Nov-2021
  INVESCO SENIOR INCOME TRUST        
  Security 46131H107                   Meeting Type   Annual  
  Ticker Symbol VVR                               Meeting Date   23-Nov-2021  
  ISIN US46131H1077                   Agenda   935470714 - Management
  Record Date 10-May-2021                   Holding Recon Date   10-May-2021  
  City / Country     / United States             Vote Deadline Date   22-Nov-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Jack M. Fields           Split     Split          
        2 Martin L. Flanagan           Split     Split          
        3 Elizabeth Krentzman           Split     Split          
        4 Robert C. Troccoli           Split     Split          
        5 James D. Vaughn           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 1,681,922   0 05-Aug-2021 05-Aug-2021
  INVESCO SENIOR INCOME TRUST        
  Security 46131H107                   Meeting Type   Annual  
  Ticker Symbol VVR                               Meeting Date   23-Nov-2021  
  ISIN US46131H1077                   Agenda   935470714 - Management
  Record Date 10-May-2021                   Holding Recon Date   10-May-2021  
  City / Country     / United States             Vote Deadline Date   22-Nov-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Jack M. Fields           Split     Split          
        2 Martin L. Flanagan           Split     Split          
        3 Elizabeth Krentzman           Split     Split          
        4 Robert C. Troccoli           Split     Split          
        5 James D. Vaughn           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL98 RIVERNORTH
OPP FUND FBO
NFSLLC		 AL98 STATE
STREET BANK
& TRUST CO		 330,000   0 05-Aug-2021 05-Aug-2021
  EAST STONE ACQUISITION CORPORATION        
  Security G2911D108                   Meeting Type   Special 
  Ticker Symbol ESSC                              Meeting Date   24-Nov-2021  
  ISIN VGG2911D1087                   Agenda   935518350 - Management
  Record Date 25-Oct-2021                   Holding Recon Date   25-Oct-2021  
  City / Country     / United States             Vote Deadline Date   23-Nov-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1)    The Extension Amendment Proposal: To amend the
amended and restated Memorandum and Articles of
Association of East Stone Acquisition Corporation ("East
Stone") to extend the date by which East Stone has to
consummate a business combination from November 24,
2021 to February 24, 2022.		 Management     For     For          
  2)    The Adjournment Proposal: To instruct the chairman of
the special meeting to adjourn the special meeting of
East Stone shareholders to a later date or dates, if
necessary, to permit further solicitation and vote of
Proxies if, based upon the tabulated vote at the time of
the special meeting, there are not sufficient votes to
approve the Extension Amendment Proposal.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 41,399   0 11-Nov-2021 11-Nov-2021
  THIMBLE POINT ACQUISITION CORP.        
  Security 88408P107                   Meeting Type   Special 
  Ticker Symbol THMA                              Meeting Date   30-Nov-2021  
  ISIN US88408P1075                   Agenda   935514136 - Management
  Record Date 18-Oct-2021                   Holding Recon Date   18-Oct-2021  
  City / Country     / United States             Vote Deadline Date   29-Nov-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    A proposal to (a) approve and adopt the Business
Combination Agreement, dated as of June 21, 2021 (as it
may be amended, supplemented or otherwise modified
from time to time in accordance with its terms, the
"Business Combination Agreement"), by and among
THMA, Oz Merger Sub, Inc., a Delaware corporation and
wholly-owned subsidiary of THMA ("Merger Sub"), and
Pear Therapeutics, Inc., a Delaware corporation ("Pear"),
and (b) approve the transactions contemplated thereby,
including ...(due to space limits, see proxy statement for
full proposal).		 Management     For     For          
  2.    A proposal to amend the current certificate of
incorporation of THMA (the "Current Charter") and adopt
the Second Amended and Restated Certificate of
Incorporation (the "Proposed Charter") to be effective
upon the consummation of the Merger (the "Closing")
which will include amendments to (a) increase the
number of authorized shares of THMA's capital stock, par
value $0.0001 per share, from 221,000,000 shares,
consisting of (i) 220,000,000 shares of common stock,
including 200,000,000 shares ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  3.    On a non-binding advisory basis, a separate proposal
with respect to certain governance provisions in the
Proposed Charter in accordance with Securities and
Exchange Commission guidance. The Proposed Charter,
and the provisions that are the subject of this proposal, is
further described in the Proxy Statement for the Special
Meeting and a copy of the Proposed Charter is attached
as Annex B to the Proxy Statement.		 Management     For     For          
  4.    DIRECTOR Management                      
        1 Zack Lynch           For     For          
        2 Kirthiga Reddy           For     For          
        3 Andrew J. Schwab           For     For          
        4 Alison Bauerlein           For     For          
        5 Nancy Schlichting           For     For          
        6 Jorge Gomez           For     For          
        7 Corey McCann           For     For          
  5.    A proposal to approve, in connection with the Merger, for
purposes of complying with applicable listing rules of the
NASDAQ Stock Market ("NASDAQ"), the issuance and/or
sale of (a) up to 132,395,625 THMA Class A Common
Shares to the holders of Pear's capital stock pursuant to
the Business Combination Agreement and the
reservation for issuance of THMA Class A Common
Shares subject to Rollover Options (as defined in the
Proxy Statement) pursuant to the Business Combination
Agreement ...(due to space limits, see proxy statement
for full proposal).		 Management     For     For          
  6.    A proposal to approve and adopt the Pear Holdings Corp.
2021 Stock Option and Incentive Plan (the "2021 Plan"),
a copy of which is attached as Annex K to the Proxy
Statement, and the material terms thereunder.		 Management     For     For          
  7.    A proposal to approve and adopt the Pear Holdings Corp.
Employee Stock Purchase Plan (the "2021 ESPP"), a
copy of which is attached as Annex L to the Proxy
Statement, and the material terms thereunder.		 Management     For     For          
  8.    A proposal to approve the adjournment of the Special
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies in the event that
there are insufficient votes for, or otherwise in connection
with, Proposals 1-2 and 4-7.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 34,158   0 10-Nov-2021 10-Nov-2021
  HIGH INCOME SECURITIES FUND        
  Security 42968F108                   Meeting Type   Annual  
  Ticker Symbol PCF                               Meeting Date   30-Nov-2021  
  ISIN US42968F1084                   Agenda   935517170 - Management
  Record Date 21-Sep-2021                   Holding Recon Date   21-Sep-2021  
  City / Country     / United States             Vote Deadline Date   29-Nov-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Phillip Goldstein           Split     Split          
        2 Andrew Dakos           Split     Split          
        3 Rajeev Das           Split     Split          
        4 Richard Dayan           Split     Split          
        5 Gerald Hellerman           Split     Split          
        6 Ben H. Harris           Split     Split          
        7 Mortiz Sell           Split     Split          
  2.    To provide a non-binding advisory vote on whether the
amendment to the Fund's proxy voting policy is in the
best interests of the Fund and its shareholders.		 Management     Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 100   0 29-Nov-2021 29-Nov-2021
  ALDEL FINANCIAL INC.        
  Security 01407X104                   Meeting Type   Special 
  Ticker Symbol ADF                               Meeting Date   01-Dec-2021  
  ISIN US01407X1046                   Agenda   935521307 - Management
  Record Date 09-Nov-2021                   Holding Recon Date   09-Nov-2021  
  City / Country     / United States             Vote Deadline Date   30-Nov-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - to adopt the
Business Combination Agreement, dated as of August
17, 2021 (the "Business Combination Agreement"), by
and among Aldel, Aldel Merger Sub LLC, a Delaware
limited liability company and wholly owned subsidiary of
Aldel ("Merger Sub"), and The Hagerty Group, LLC, a
Delaware limited liability company ("Hagerty"), which is
attached to the accompanying proxy statement as Annex
A and pursuant to which: (a) all of the outstanding equity
interests ...(due to space limits, see proxy statement for
full proposal).		 Management     For     For          
  2.    The NYSE Proposal - to approve, for purposes of
complying with applicable listing rules of the New York
Stock Exchange, (a) the issuance of approximately
250,000,000 shares of Class A Common Stock upon
exchange of the Class V Common Stock and OpCo Units
issued in connection with the Business Combination in
accordance with the Exchange Agreement (as defined in
the accompanying proxy statement) and (b) the issuance
and sale of 70,385,000 shares of Class A Common Stock
in a private offering of ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  3.    The Charter Amendment Proposal - to approve an
amendment and restatement of Aldel's amended and
restated certificate of incorporation (the "Current
Charter") in the form of the Proposed Charter attached to
the accompanying proxy statement as Annex B.		 Management     For     For          
  4A.   Advisory Charter Proposal A - increase Aldel's authorized
shares from 401,000,000 authorized shares to
500,000,000 authorized shares of Class A common
stock, 300,000,000 authorized shares of Class V
common stock and 20,000,000 authorized shares of
preferred stock.		 Management     For     For          
  4B.   Advisory Charter Proposal B - provide that each share of
Class V common stock will be entitled to ten votes until
the earlier of (a) the transfer of each such share other
than to a Qualified Transferee (as defined in the
Proposed Charter) and (b) 15 years from the date of
effectiveness of the Proposed Charter.		 Management     For     For          
  4C.   Advisory Charter Proposal C - provide that directors may
be removed from office for any reason by the affirmative
vote of the holders of at least a majority of the voting
power of all then outstanding shares of capital stock of
New Hagerty entitled to vote generally in the election of
directors, voting together as a single class until a Control
Trigger Event (as defined in the Proposed Charter)
occurs, after which directors may only be removed from
office for cause by the affirmative vote of the ...(due to
space limits, see proxy statement for full proposal).		 Management     For     For          
  4D.   Advisory Charter Proposal D - provide that the Bylaws of
New Hagerty may be amended by the affirmative vote of
the holders of at least a majority of the voting power of all
then outstanding shares of capital stock of New Hagerty
entitled to vote generally in the election of directors,
voting together as a single class until a Control Trigger
Event occurs, after which the Bylaws may only be
amended by the affirmative vote of the holders of at least
75% of the voting power of all then ...(due to space limits,
see proxy statement for full proposal).		 Management     For     For          
  4E.   Advisory Charter Proposal E - require the affirmative vote
of holders of the majority of the voting power of the
outstanding shares of capital stock for the amendment,
alteration, change or repeal of any provision in the
charter; provided, however, that upon a Control Trigger
Event the affirmative vote of the holders of at least 75%
of the voting power of all then outstanding shares of
capital stock entitled to vote generally in the election of
directors, voting together as a single class, shall ...(due to
space limits, see proxy statement for full proposal).		 Management     For     For          
  4F.   Advisory Charter Proposal F - delete the various
provisions in Aldel's current amended and restated
certificate of incorporation applicable only to special
purpose acquisition corporations (such as the obligation
to dissolve and liquidate if a business combination is not
consummated within a certain period of time).		 Management     For     For          
  5.    The Directors Proposal - to elect, effective as of the
consummation of the Business Combination, Michael
Angelina, Robert Kauffman, McKeel Hagerty, Michael
Crowley, Michael Tipsord, Laurie Harris, Mika Salmi, Bill
Swanson and Sabrina Kay, to serve on New Hagerty's
board of directors.		 Management     For     For          
  6.    The Equity Incentive Plan Proposal - to approve and
adopt the 2021 Equity Incentive Plan, a copy of which is
attached to the accompanying proxy statement as Annex
C.		 Management     For     For          
  7.    The Employee Stock Purchase Plan Proposal - to
approve and adopt the employee stock purchase plan, a
copy of which is attached to the accompanying proxy
statement as Annex D.		 Management     For     For          
  8.    The Adjournment Proposal - to consider and vote upon a
proposal to adjourn the Special Meeting to a later date or
dates, if necessary, to permit further solicitation and vote
of proxies if, based upon the tabulated vote at the time of
the Special Meeting, there are not sufficient votes to
approve Proposals 1, 2, 3, 4, 5, 6 or 7.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 41,462   0 15-Nov-2021 15-Nov-2021
  890 5TH AVENUE PARTNERS, INC.        
  Security 28250A105                   Meeting Type   Special 
  Ticker Symbol ENFA                              Meeting Date   02-Dec-2021  
  ISIN US28250A1051                   Agenda   935523717 - Management
  Record Date 08-Oct-2021                   Holding Recon Date   08-Oct-2021  
  City / Country     / United States             Vote Deadline Date   01-Dec-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - to adopt the
agreement and plan of merger and transactions
contemplated thereby.		 Management     For     For          
  2.    The Organizational Documents Proposal - to approve the
proposed amended and restated certificate of
incorporation and bylaws.		 Management     For     For          
  3A.   Advisory Charter Amendment Proposal A - to change
890's name to "BuzzFeed, Inc.".		 Management     For     For          
  3B.   Advisory Charter Amendment Proposal B - to increase
the total number of authorized shares of all classes of
capital stock.		 Management     For     For          
  3C.   Advisory Charter Amendment Proposal C - to eliminate
certain provisions specific to 890's status as a blank
check company.		 Management     For     For          
  3D.   Advisory Charter Amendment Proposal D - to create a
classified Board with three classes, each serving for a
three-year term.		 Management     For     For          
  3E.   Advisory Charter Amendment Proposal E - to eliminate
the rights and privileges of Class F common stock.		 Management     For     For          
  3F.   Advisory Charter Amendment Proposal F - to create a
class B common stock with different super-voting rights.		 Management     For     For          
  3G.   To create a Class C common stock with no voting rights. Management     For     For          
  3H.   Advisory Charter Amendment Proposal H - to eliminate
the ability of stockholders to act by written consent.		 Management     For     For          
  3I.   Advisory Charter Amendment Proposal I - to remove the
provision renouncing the corporate opportunity doctrine.		 Management     For     For          
  3J.   Advisory Charter Amendment Proposal J - to require a
supermajority vote to remove directors for cause.		 Management     For     For          
  3K.   Advisory Charter Amendment Proposal K - to increase
voting thresholds to two-thirds of outstanding shares for
amendments to the bylaws and certain provisions of the
certificate of incorporation.		 Management     For     For          
  3L.   Advisory Charter Amendment Proposal L - to require at
least 75% of voting power of Class A and Class B
common stock to amend certain provisions of the
proposed certificate of incorporation.		 Management     For     For          
  4.    The Stock Issuance Proposal - to approve the issuance
of shares pursuant to the Merger Agreement, C
Acquisition Purchase Agreement, and Note Subscription
Agreements.		 Management     For     For          
  5A.   Election of Class I Nominee a term that expires at New
BuzzFeed's 2022 annual meeting of stockholders: Angela
Acharia		 Management     For     For          
  5B.   Election of Class I Nominee a term that expires at New
BuzzFeed's 2022 annual meeting of stockholders: Jonah
Peretti		 Management     For     For          
  5C.   Election of Class II Nominee a term that expires at New
BuzzFeed's 2023 annual meeting of stockholders: Joan
Amble		 Management     For     For          
  5D.   Election of Class II Nominee a term that expires at New
BuzzFeed's 2023 annual meeting of stockholders: Adam
Rothstein		 Management     For     For          
  5E.   Election of Class II Nominee a term that expires at New
BuzzFeed's 2023 annual meeting of stockholders: Janet
Rollé		 Management     For     For          
  5F.   Election of Class III Nominee a term that expires at New
BuzzFeed's 2024 annual meeting of stockholders: Greg
Coleman		 Management     For     For          
  5G.   Election of Class III Nominee a term that expires at New
BuzzFeed's 2024 annual meeting of stockholders: Patrick
Kerins		 Management     For     For          
  6.    The Incentive Plan Proposal - to approve the 2021 equity
incentive plan.		 Management     For     For          
  7.    The Employee Stock Purchase Plan Proposal - to
approve the 2021 employee stock purchase plan.		 Management     For     For          
  8.    The Adjournment Proposal - to approve the adjournment
of the Special Meeting to a later date, if necessary.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 4,926   0 29-Nov-2021 29-Nov-2021
  FORESIGHT ACQUISITION CORP.        
  Security 34552Y106                   Meeting Type   Special 
  Ticker Symbol FORE                              Meeting Date   03-Dec-2021  
  ISIN US34552Y1064                   Agenda   935514148 - Management
  Record Date 08-Oct-2021                   Holding Recon Date   08-Oct-2021  
  City / Country     / United States             Vote Deadline Date   02-Dec-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combinations Proposal - To approve and
adopt the Agreement and Plan of Merger, dated as of
May 25, 2021 (as it may be amended or restated from
time to time, the "Merger Agreement), by and among
Foresight, P3 Health Group Holdings, LLC ("P3") and
FAC Merger Sub LLC ("P3 LLC") and the Transaction
and Combination Agreement, dated as of May 25, 2021
(as it may be amended or restated from time to time, the
"Transaction and Combination Agreement") among
Foresight and the blocker ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  2.    The Charter Amendment Proposal - To approve and
adopt the proposed second amended and restated
certificate of incorporation of Foresight attached as
Annex C to the proxy statement (the "Proposed Charter").		 Management     For     For          
  3.    The Bylaw Amendment Proposal - To approve
amendments to Foresight's bylaws, in the form of the
amended and restated bylaws attached as Annex D to
the proxy statement (the "Proposed Bylaws").		 Management     For     For          
  4A.   Advisory Governance Proposal 4A - to increase the
number of authorized shares of Class A Common Stock
from 200,000,000 to 800,000,000 and increase the
number of authorized shares of preferred stock from
1,000,000 to 10,000,000.		 Management     For     For          
  4B.   Advisory Governance Proposal 4B - to create a new
class of capital stock, Class V Common Stock, which will
carry certain voting rights but no economic rights, and set
the number of authorized shares of Class V Common
Stock to 205,000,000.		 Management     For     For          
  4C.   Advisory Governance Proposal 4C - to provide that the
post- combination company renounces all interest and
expectancy that the post-combination company would be
entitled to have in, and all rights to be offered an
opportunity to participate in, any business opportunity
that from time to time may be presented to Foresight
Sponsor Group, LLC and Chicago Pacific Founders or
their affiliates (other than the post-combination company
and its subsidiaries), and any of their respective
principals, ... (due to space limits, see proxy statement for
full proposal).		 Management     For     For          
  4D.   Advisory Governance Proposal 4D - to provide for certain
additional changes, including, among other things, (i)
changing the corporate name from "Foresight Acquisition
Corp." to "P3 Health Partners Inc.", (ii) making the post-
combination company's corporate existence perpetual,
and (iii) removing certain provisions related to Foresight's
status as a blank check company that will no longer be
applicable upon consummation of the Business
Combinations, all of which ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  4E.   Advisory Governance Proposal 4E - to modify the forum
selection provision to designate the U.S. federal district
courts as the exclusive forum for claims arising under the
Securities Act and provide that the forum selection
provision will not apply to claims seeking to enforce any
liability or duty created by the Exchange Act.		 Management     For     For          
  4F.   Advisory Governance Proposal 4F - to update the
advance notice requirements for stockholder proposals
and nominations to require enhanced disclosure about
both the proposing stockholder and the nominee,
including director questionnaires, disclosures of voting
commitments and compensation arrangements,
representations that any nominee will comply with all
post- combination company board policies and enhanced
disclosure of derivative and synthetic ownership interests.		 Management     For     For          
  4G.   Advisory Governance Proposal 4G - to provide that
special meetings of stockholders may be called by the
Chairman of the post-combination company board or a
majority of the whole board.		 Management     For     For          
  4H.   Advisory Governance Proposal 4H - to change the
required vote for stockholder approval in order to alter,
amend or repeal the bylaws from the affirmative vote of a
majority of the voting power of all outstanding shares of
capital stock of the post- combination company entitled to
vote generally in the election of directors, voting together
as a single class, to at least sixty-six and two-thirds
percent (66 2/3%) of the voting power of all of the
outstanding voting stock of the post- combination
company entitled to vote.		 Management     For     For          
  5.    Nasdaq Proposal - To approve, in connection with the
Business Combinations, for purposes of complying with
applicable listing rules of The Nasdaq Capital Market: the
issuance of (i) shares of Class A Common Stock to the
blocker sellers in the transactions contemplated by the
Transaction and Combination Agreement and (ii) shares
of Class V Common Stock to the P3 equityholders who
subscribe for shares of Class V Common Stock in the P3
equityholders subscription, with the number of such
...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  6.    2021 Plan Proposal - To approve the P3 Health Partners
Inc. 2021 Incentive Award Plan.		 Management     For     For          
  7.    Stockholder Adjournment Proposal - To approve the
adjournment of the special meeting of stockholders to a
later date or dates, if necessary or appropriate, to permit
further solicitation and vote of proxies in the event that
there are insufficient votes for, or otherwise in connection
with, the approval of any of the stockholder proposals.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 8,448   0 10-Nov-2021 10-Nov-2021
  GIGCAPITAL4, INC.        
  Security 37518G101                   Meeting Type   Special 
  Ticker Symbol GIG                               Meeting Date   03-Dec-2021  
  ISIN US37518G1013                   Agenda   935518956 - Management
  Record Date 05-Oct-2021                   Holding Recon Date   05-Oct-2021  
  City / Country     / United States             Vote Deadline Date   02-Dec-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    To approve and adopt the Agreement and Plan of Merger
dated June 4, 2021, as amended on August 6, 2021, and
as it may be further amended from time to time, the
("Merger Agreement") by and among the Company,
GigCapital4 Merger Sub Corporation, a Delaware
corporation ("Merger Sub"), BigBear.ai Holdings, LLC, a
Delaware limited liability company ("BigBear"), and BBAI
Ultimate Holdings, LLC, a Delaware limited liability
company, a copy of which is attached to the proxy
statement as Annex A, and approve the transactions
contemplated thereby.		 Management     For     For          
  2.    To approve, for purposes of complying with applicable
Nasdaq listing rules, the issuance of more than 20% of
the Company's outstanding GigCapital4 Common Stock
in connection with the Business Combination and the
Convertible Note Subscription Agreements, including up
to 123,710,000 shares of GigCapital4 Common Stock to
Ultimate as the sole equity holder of BigBear, and
17,391,304 shares of GigCapital4 Common Stock upon
conversion of the Convertible Notes.		 Management     For     For          
  3.    To consider and vote upon a proposal to amend the
Company's current amended and restated certificate of
incorporation (the "Charter") to provide for the
classification of our board of directors (our "Board") into
three classes of directors with staggered terms of office
and to make certain related changes.		 Management     For     For          
  4.    To consider and vote upon a proposal to amend the
Company's Charter to provide for certain additional
changes, including but not limited to changing the
Company's name from "GigCapital4, Inc." to "BigBear.ai
Holdings, Inc." and eliminating certain provisions specific
to our status as a blank check company.		 Management     For     For          
  5A.   To approve the BigBear.ai Holdings, Inc. 2021 Long-
Term Incentive Plan (the "2021 Plan"), including the
authorization of the initial share reserve under the 2021
Plan.		 Management     For     For          
  5B.   To approve the BigBear.ai Holdings, Inc. 2021 Employee
Stock Purchase Plan (the "2021 ESPP"), including the
authorization of the initial share reserve under the 2021
ESPP.		 Management     For     For          
  6.    To elect, effective at Closing, eleven directors to serve
staggered terms on our board of directors until the 2022,
2023 and 2024 annual meetings of stockholders,
respectively, and until their respective successors are
duly elected and qualified.		 Management     For     For          
  7.    To approve, if necessary the adjournment of the Special
Meeting to a later date or dates to permit further
solicitation and votes of proxies in the event there are
insufficient votes for, or otherwise in connection with, the
approval of the Business Combination Proposal, the
Nasdaq Stock Issuance Proposal, the Charter
Amendment Proposals, the Equity Plans Proposals or the
Election of Directors Proposal. This proposal will only be
presented at the Special Meeting if there are not
sufficient votes to approve the proposals.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 12,657   0 11-Nov-2021 11-Nov-2021
  SEVEN OAKS ACQUISITION CORP        
  Security 81787X106                   Meeting Type   Special 
  Ticker Symbol SVOK                              Meeting Date   07-Dec-2021  
  ISIN US81787X1063                   Agenda   935521799 - Management
  Record Date 26-Oct-2021                   Holding Recon Date   26-Oct-2021  
  City / Country     / United States             Vote Deadline Date   06-Dec-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - To consider and
vote upon a proposal to approve the agreement and plan
of merger (as the same may be amended and/or restated
from time to time, the "Business Combination
Agreement"), dated June 13, 2021, by and among Seven
Oaks, Blossom Merger Sub, Inc., a wholly owned
subsidiary of Seven Oaks ("Merger Sub"), Blossom
Merger Sub II, LLC, a wholly owned subsidiary of Seven
Oaks ("Merger Sub II"), and Giddy Inc. (d/b/a Boxed), a
Delaware corporation ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  2.    Organizational Documents Proposal - To consider and
vote upon a proposal to approve, assuming the Business
Combination Proposal is approved and adopted, the
proposed amended and restated certificate of
incorporation and the proposed amended and restated
bylaws of Seven Oaks, which will be renamed "Boxed,
Inc." ("New Boxed") in connection with the Business
Combination.		 Management     For     For          
  3A.   Advisory Organizational Documents Proposal - To
authorize the change in the authorized capital stock of
Seven Oaks from 380,000,000 shares of Class A
common stock, par value $0.0001 per share, 20,000,000
shares of Class B common stock, par value $0.0001 per
share, and 1,000,000 shares of preferred stock, par value
$0.0001 per share, to 600,000,000 shares of common
stock, par value $0.0001 per share, of New Boxed and
60,000,000 shares of preferred stock, par value $0.0001
per share, of New Boxed.		 Management     For     For          
  3B.   Advisory Organizational Documents Proposal - To
authorize all other changes in connection with the
replacement of the Current Organizational Documents
with the Proposed Organizational Documents in
connection with the consummation of the Business
Combination, including (1) changing the corporate name
from "Seven Oaks Acquisition Corp." to "Boxed, Inc.", (2)
making New Boxed's corporate existence perpetual, (3)
electing not to be governed by Section 203 of the DGCL
and, instead, to be governed ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  4.    The Stock Issuance Proposal - To consider and vote
upon a proposal to approve, assuming the Business
Combination Proposal and the Organizational Documents
Proposal are approved and adopted, for the purposes of
complying with the applicable listing rules of Nasdaq, the
issuance of (x) shares of New Boxed common stock
pursuant to the terms of the Business Combination
Agreement, (y) shares of Seven Oaks Class A common
stock to certain institutional and other investors in
connection with the ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  5.    The Incentive Award Plan Proposal - To consider and
vote upon a proposal to approve, assuming the Business
Combination Proposal, the Organizational Documents
Proposal and the Stock Issuance Proposal are approved
and adopted, the Boxed, Inc. 2021 Incentive Award Plan
(the "Incentive Award Plan"), including the authorization
of the initial share reserve under the Incentive Award
Plan.		 Management     For     For          
  6.    The ESPP Proposal - To consider and vote upon a
proposal to approve, assuming the Business
Combination Proposal, the Organizational Documents
Proposal and the Stock Issuance Proposal are approved
and adopted, the Boxed, Inc. 2021 Employee Stock
Purchase Plan (the "ESP Plan"), including the
authorization of the initial share reserve under the ESP
Plan.		 Management     For     For          
  7.    The Adjournment Proposal - To consider and vote upon a
proposal to approve the adjournment of the Special
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Special Meeting, any of
the Business Combination Proposal, the Organizational
Documents Proposal, the Stock Issuance Proposal, the
Incentive Plan Proposal and the ESPP Proposal would
not be duly approved and adopted by our ...(due to space
limits, see proxy statement for full proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 36,908   0 29-Nov-2021 29-Nov-2021
  SPECIAL OPPORTUNITIES FUND, INC        
  Security 84741T104                   Meeting Type   Annual  
  Ticker Symbol SPE                               Meeting Date   08-Dec-2021  
  ISIN US84741T1043                   Agenda   935521511 - Management
  Record Date 13-Oct-2021                   Holding Recon Date   13-Oct-2021  
  City / Country     / United States             Vote Deadline Date   07-Dec-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Mr. Andrew Dakos           Split     Split          
        2 Mr. Phillip Goldstein           Split     Split          
        3 Mr. Ben Harris           Split     Split          
        4 Mr. Gerald Hellerman           Split     Split          
        5 Mr. Mark Lunder           Split     Split          
        6 Mr. Charles Walden           Split     Split          
  2.    To provide a non-binding advisory vote on whether the
amendment to the Fund's proxy voting policy is in the
best interests of the Fund and its stockholders.		 Management     Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 375,543   0 07-Dec-2021 07-Dec-2021
  ACKRELL SPAC PARTNERS I CO.        
  Security 00461L303                   Meeting Type   Annual  
  Ticker Symbol ACKIT                             Meeting Date   09-Dec-2021  
  ISIN US00461L3033                   Agenda   935520660 - Management
  Record Date 29-Oct-2021                   Holding Recon Date   29-Oct-2021  
  City / Country     / United States             Vote Deadline Date   08-Dec-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management                      
        1 Daniel L. Sheehan           For     For          
  2.    Ratification of the appointment of UHY LLP as the
Company's independent registered public accounting firm
for the year ending December 31, 2021.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 26,282   0 15-Nov-2021 15-Nov-2021
  ISOS ACQUISITION CORP.        
  Security G4962C112                   Meeting Type   Special 
  Ticker Symbol ISOS                              Meeting Date   14-Dec-2021  
  ISIN KYG4962C1125                   Agenda   935526509 - Management
  Record Date 04-Nov-2021                   Holding Recon Date   04-Nov-2021  
  City / Country     / United States             Vote Deadline Date   13-Dec-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1)    The BCA Proposal - To approve and adopt the Business
Combination Agreement, dated as of July 1, 2021, (the
"Business Combination Agreement"), by and among Isos
and Bowlero Corp. which provides for, among other
things, the merger of Bowlero with and into Isos (the
"Merger"), with Isos surviving the Merger, in accordance
with the terms and subject to the conditions of the
Business Combination Agreement.		 Management     For     For          
  2)    The Domestication Proposal - To approve change Isos's
jurisdiction of incorporation by deregistering as an
exempted company in the Cayman Islands and
continuing and domesticating as a corporation
incorporated under the laws of the State of Delaware (the
"Domestication" and, together with the Merger, the
"Business Combination").		 Management     For     For          
  3A)   Organizational Documents Proposal A - change in
authorized capital stock		 Management     For     For          
  3B)   Organizational Documents Proposal B - issuance of
preferred stock		 Management     For     For          
  3C)   Organizational Documents Proposal C - adopt Delaware
as exclusive forum for certain stockholder litigation		 Management     For     For          
  3D)   Organizational Documents Proposal D - elect not to be
governed by Section 203 of the DGCL		 Management     For     For          
  3E)   Organizational Documents Proposal E - to approve
certain super- majority provisions for certain amendments		 Management     For     For          
  3F)   Organizational Documents Proposal F - to approve
certain super- majority provisions for removal of directors		 Management     For     For          
  3G)   Organizational Documents Proposal G - to approve
super-voting provisions New Bowlero Class B common
stock		 Management     For     For          
  3H)   Organizational Documents Proposal H - to provide for
certain additional changes		 Management     For     For          
  4)    DIRECTOR Management                      
        1 Thomas F. Shannon           For     For          
        2 Brett I. Parker           For     For          
        3 John A. Young           For     For          
        4 Michael J. Angelakis           For     For          
        5 Rachael A. Wagner           For     For          
        6 Robert J. Bass           For     For          
        7 George Barrios           For     For          
        8 Michelle Wilson           For     For          
        9 Sandeep Mathrani           For     For          
  5)    The Stock Issuance Proposal - To approve for purposes
of complying with the applicable provisions of the NYSE,
the issuance of Class A common stock and Series A
preferred stock pursuant to the Business Combination
Agreement, the PIPE Offering and the Forward Purchase
Contract.		 Management     For     For          
  6)    The Incentive Plan Proposal - To approve the Bowlero
Corp. 2021 Omnibus Incentive Plan.		 Management     For     For          
  7)    The ESPP Proposal - To approve the Bowlero Corp.
Employee Stock Purchase Plan.		 Management     For     For          
  8)    The Adjournment Proposal - To approve the adjournment
of the extraordinary general meeting to a later date or
dates, if necessary, to permit further solicitation and vote
of proxies in the event that there are insufficient votes for
the approval of one or more proposals at the
extraordinary general meeting.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 25,629   0 29-Nov-2021 29-Nov-2021
  MEXICO EQUITY AND INCOME FUND, INC.        
  Security 592834105                   Meeting Type   Annual  
  Ticker Symbol MXE                               Meeting Date   16-Dec-2021  
  ISIN US5928341057                   Agenda   935524214 - Management
  Record Date 18-Oct-2021                   Holding Recon Date   18-Oct-2021  
  City / Country     / United States             Vote Deadline Date   15-Dec-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1A.   To elect the below-named nominee as Class II Director to
hold office for the time period relating to such nominee's
class and until his successor has been duly elected and
qualified: Richard Abraham		 Management     Split     Split          
  1B.   To elect the below-named nominee as Class II Director to
hold office for the time period relating to such nominee's
class and until his successor has been duly elected and
qualified: Rajeev Das		 Management     Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 53,594   0 15-Dec-2021 15-Dec-2021
  HEALTHCOR CATALIO ACQUISITION CORP.        
  Security G44125105                   Meeting Type   Special 
  Ticker Symbol HCAQ                              Meeting Date   21-Dec-2021  
  ISIN KYG441251058                   Agenda   935530572 - Management
  Record Date 04-Nov-2021                   Holding Recon Date   04-Nov-2021  
  City / Country     / United States             Vote Deadline Date   20-Dec-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - RESOLVED, as an
ordinary resolution, that HealthCor's entry into the
Business Combination Agreement, dated as of July 7,
2021 (as the same has been or may be amended,
modified, supplemented or waived from time to time, the
"Business Combination Agreement"), by and among
HealthCor, Optimus Merger Sub I, Inc., a Delaware
corporation and wholly owned subsidiary of HealthCor
("Merger Sub I"), Optimus Merger Sub II, Inc., a
Delaware corporation and wholly owned subsidiary
...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  2.    The Domestication Proposal - RESOLVED, as a special
resolution, that the change of HealthCor's jurisdiction of
incorporation from the Cayman Islands to the State of
Delaware (the "Domestication") by deregistering as an
exempted company in the Cayman Islands and
continuing and domesticating as a corporation
incorporated under the laws of the State of Delaware
(HealthCor following the Domestication, "New Hyperfine"
and such proposal, the "Domestication Proposal") be
approved, ratified and confirmed in all respects.		 Management     For     For          
  3.    The Organizational Documents Proposal - RESOLVED,
as a special resolution, that, assuming the Business
Combination Proposal and the Domestication Proposal
are approved and adopted, the amendment and
restatement of the Current Articles by their deletion and
replacement with the proposed new certificate of
incorporation (the "Proposed Charter") and bylaws (the
"Proposed Bylaws" and, together with the Proposed
Charter, the "Proposed Organizational Documents") of
New Hyperfine, which, if approved, ...(due to space limits,
see proxy statement for full proposal).		 Management     For     For          
  4A.   Advisory Charter Proposal 4A - RESOLVED, that the
authorized share capital in the Proposed Charter be
increased from 555,000,000 shares divided into
500,000,000 Class A ordinary shares, par value $0.0001
per share (the "Class A ordinary shares"), 50,000,000
Class B ordinary shares, par value $0.0001 per share
(the "Class B ordinary shares" and, together with the
Class A ordinary shares, the "ordinary shares"), and
5,000,000 preference shares, par value $0.0001 per
share (the "preference ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  4B.   Advisory Charter Proposal 4B - RESOLVED, that the
Proposed Charter provide that holders of shares of Class
A common stock will be entitled to cast one vote per
share of Class A common stock and (i) prior to the
effective time of the Mergers (the "Effective Time"),
holders of shares of Class B common stock will have the
right to one vote per share of Class B common stock, and
(ii) effective upon the Effective Time, holders of shares of
Class B common stock will be entitled to cast 20 votes
...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  4C.   Advisory Charter Proposal 4C - RESOLVED, that the
Proposed Charter provide that any action required or
permitted to be taken by the stockholders of New
Hyperfine at any annual or special meeting of
stockholders of New Hyperfine may be taken by written
consent until the time the issued and outstanding shares
of Class B common stock represent less than 50% of the
voting power of the then outstanding shares of capital
stock of New Hyperfine that would be entitled to vote in
the election of ... (due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  4D.   Advisory Charter Proposal 4D - RESOLVED, that
amendments to certain provisions of the Proposed
Charter relating to the rights of Class A common stock
and Class B common stock will require (i) so long as any
shares of Class B common stock remain outstanding, the
affirmative vote of the holders of at least two-thirds of the
outstanding shares of Class B common stock, voting as a
separate class, (ii) so long as any shares of Class A
common stock remain outstanding, the affirmative vote of
the ...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  4E.   Advisory Charter Proposal 4E - RESOLVED, that the
Proposed Bylaws may be amended, altered, repealed or
adopted either (x) by the affirmative vote of a majority of
the board of directors of New Hyperfine (the "New
Hyperfine Board") present at any regular or special
meeting of the New Hyperfine Board at which a quorum
is present or (y) (i) when the issued and outstanding
shares of Class B common stock represents less than
50% of the voting power of the then outstanding shares
of capital stock ... (due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  4F.   Advisory Charter Proposal 4F - RESOLVED, that the
Proposed Charter provide that the number of directors
will be fixed and may be modified by the New Hyperfine
Board; provided that, prior to the first date on which the
issued and outstanding shares of Class B common stock
represents less than 50% of the voting power of the then
outstanding shares of capital stock of New Hyperfine that
would be entitled to vote in the election of directors, the
number of directors cannot exceed a certain ... (due to
space limits, see proxy statement for full proposal).		 Management     For     For          
  4G.   Advisory Charter Proposal 4G - RESOLVED, that the
Proposed Charter provide that the New Hyperfine Board
is not classified, and that the New Hyperfine directors
shall serve for a term of one year, expiring at the next
annual meeting of stockholders of New Hyperfine, as
opposed to the Current Articles, which provide that
HealthCor's board of directors is divided into three
classes, with each class elected for staggered three year
terms.		 Management     For     For          
  4H.   Advisory Charter Proposal 4H - RESOLVED, that the
Proposed Charter provide that any or all directors of New
Hyperfine may be removed from office at any time with or
without cause and for any or no reason only with and
immediately upon, (i) on or after the date on which the
issued and outstanding shares of Class B common stock
represents less than 50% of the voting power of the then
outstanding shares of capital stock of New Hyperfine that
would be entitled to vote in the election of directors, the ...
(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  4I.   Advisory Charter Proposal 4I - RESOLVED, that various
provisions in the Current Articles applicable only to blank
check companies, including the provisions requiring that
HealthCor have net tangible assets of at least $5,000,001
immediately prior to, or upon such consummation of, a
business combination, be eliminated.		 Management     For     For          
  5.    The Stock Issuance Proposal - RESOLVED, as an
ordinary resolution, that, assuming the Business
Combination Proposal, the Domestication Proposal and
the Organizational Documents Proposal are approved
and adopted, for the purposes of complying with the
applicable listing rules of The Nasdaq Stock Market
("Nasdaq"), the issuance of (i) an aggregate of
29,663,067 shares of Class A common stock to
stockholders of Hyperfine pursuant to the terms of the
Business Combination Agreement, ... (due to space
limits, see proxy statement for full proposal).		 Management     For     For          
  6.    The Director Election Proposal - RESOLVED, as an
ordinary resolution, that, assuming the Business
Combination Proposal, the Domestication Proposal, the
Organizational Documents Proposal and the Stock
Issuance Proposal are approved and adopted, the
appointment of seven directors who, effective
immediately after the Effective Time, will become the
directors of New Hyperfine until their respective
successors are duly elected and qualified pursuant to the
terms of the Proposed ... (due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  7.    The Incentive Plan Proposal - RESOLVED, as an
ordinary resolution, that, assuming the Business
Combination Proposal, the Domestication Proposal, the
Organizational Documents Proposal, the Stock Issuance
Proposal and the Director Election Proposal are
approved and adopted, the Hyperfine, Inc. 2021 Equity
Incentive Plan (the "Incentive Plan Proposal") be
approved and adopted.		 Management     For     For          
  8.    The Adjournment Proposal - RESOLVED, as an ordinary
resolution, that the adjournment of the extraordinary
general meeting to a later date or dates, if necessary, to
permit further solicitation and vote of proxies if, based
upon the tabulated vote at the time of the extraordinary
general meeting, any of the Business Combination
Proposal, the Domestication Proposal, the Organizational
Documents Proposal, the Stock Issuance Proposal or the
Incentive Plan Proposal would not be duly ... (due to
space limits, see proxy statement for full proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 1,736   0 03-Dec-2021 03-Dec-2021
  MCAP ACQUISITION CORPORATION        
  Security 55282T109                   Meeting Type   Special 
  Ticker Symbol MACQ                              Meeting Date   21-Dec-2021  
  ISIN US55282T1097                   Agenda   935532209 - Management
  Record Date 04-Nov-2021                   Holding Recon Date   04-Nov-2021  
  City / Country     / United States             Vote Deadline Date   20-Dec-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - to consider and
vote upon a proposal to approve and adopt the Business
Combination Agreement, dated as of July 27, 2021 (as
may from time to time be amended, restated,
supplemented or otherwise modified, the "Business
Combination Agreement"), by and among MCAP, GRNT
Merger Sub 1 LLC,.		 Management     For     For          
  2.    The Charter Amendment Proposal - to approve and
adopt, an amendment to MCAP's current certificate of
incorporation.		 Management     For     For          
  3A.   Advisory Proposal A - provide that the total number of
shares of all classes of capital stock which the Company
will have authority to issue is 370,000,000 shares,
consisting of (i) 350,000,000 shares of common stock,
par value $0.0001 per share and (ii) 20,000,000 shares of
preferred stock, par value $0.0001 per share.		 Management     For     For          
  3B.   Advisory Proposal B - provide that the capital stock
consists of common and preferred stock only and does
not delineate classes of common stock.		 Management     For     For          
  3C    Advisory Proposal C - provide for the waiver of the
corporate opportunity doctrine with respect to H.I.G. and
its affiliates and any Non-Employee Director or his or her
affiliates.		 Management     For     For          
  3D.   Advisory Proposal D - provide that certain actions under
the Proposed Charter relating to the nomination and
election of directors are subject to the Stockholders
Agreement.		 Management     For     For          
  3E.   Advisory Proposal E - provide that any action required or
permitted to be taken by the stockholders of the
combined company must be effected by a duly called
annual or special meeting of such stockholders and may
not be effected by written consent of the stockholders.		 Management     For     For          
  3F.   Advisory Proposal F - provide that amendments to the
Proposed Charter will require the affirmative vote of the
holders of at least 66 2/3% of the voting power of the
then outstanding shares of capital stock of the combined
company entitled to vote, voting together as a single
class.		 Management     For     For          
  3G.   Advisory Proposal G - provide that directors may be
removed by the affirmative vote of the holders of at least
66 2/3% of voting stock of the combined company
entitled to vote at an election of directors.		 Management     For     For          
  3H.   Advisory Proposal H - (i) provide that the post-business
combination company's corporate name would change
from "MCAP Acquisition Corporation" to "AdTheorent,
Inc." and make the Company's corporate existence
perpetual and (ii) remove certain provisions related to
MCAP's status as a blank check company that will no
longer apply upon consummation of the business
combination.		 Management     For     For          
  4A.   Election of Director 2022 special meeting of stockholders:
John Black		 Management     For     For          
  4B.   Election of Director 2022 special meeting of stockholders:
Danielle Qi		 Management     For     For          
  4C.   Election of Director 2022 special meeting of stockholders:
Ben Tatta		 Management     For     For          
  4D.   Election of Director 2023 special meeting of stockholders:
Rich Boghosian		 Management     For     For          
  4E.   Election of Director 2023 special meeting of stockholders:
Vineet Mehra		 Management     For     For          
  4F.   Election of Director 2023 special meeting of stockholders:
Zia Uddin		 Management     For     For          
  4G.   Election of Director 2024 special meeting of stockholders:
Kihara Kiarie		 Management     For     For          
  4H.   Election of Director 2024 special meeting of stockholders:
James Lawson		 Management     For     For          
  4I.   Election of Director 2024 special meeting of stockholders:
Eric Tencer		 Management     For     For          
  5.    The Long-Term Incentive Plan Proposal - to consider and
vote upon a proposal to approve the 2021 Long-Term
Incentive Plan to be effective after the closing of the
Business Combination.		 Management     For     For          
  6.    The ESPP Proposal - to consider and vote upon a
proposal to approve the 2021 Employee Stock Purchase
Plan ("ESPP") to be effective after the closing of the
Business Combination		 Management     For     For          
  7.    The Nasdaq Proposal - to consider and vote upon a
proposal to approve, (i) for purposes of complying with
Nasdaq Listing Rules 5635(a) and (b), the issuance of
more than 20% of the issued and outstanding Class A
common stock and the resulting change in control in
connection with the Business Combination and (ii) for the
purposes of complying with Nasdaq Listing Rules 5635(d)
the issuance of more than 20% of the issued and
outstanding shares of Class A common stock in the PIPE
Financing, upon the completion of the Business
Combination.		 Management     For     For          
  8.    The Adjournment Proposal - to consider and vote on a
proposal to adjourn the Stockholders Meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies if, based upon the tabulated vote at
the time of the Stockholders Meeting, there are not
sufficient votes to approve one or more proposals
presented to stockholders for vote.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 4,269   0 17-Dec-2021 17-Dec-2021
  TUSCAN HOLDINGS CORP II        
  Security 90070A103                   Meeting Type   Special 
  Ticker Symbol THCA                              Meeting Date   21-Dec-2021  
  ISIN US90070A1034                   Agenda   935533047 - Management
  Record Date 30-Nov-2021                   Holding Recon Date   30-Nov-2021  
  City / Country     / United States             Vote Deadline Date   20-Dec-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date that the Company has to consummate a
business combination to March 31, 2022.		 Management     For     For          
  2.    Adjournment Proposal: Approve the adjournment of the
special meeting to a later date or dates, if the Company
determines that additional time is necessary to effectuate
the Extension.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 92,638   0 17-Dec-2021 17-Dec-2021
  MERIDA MERGER CORP. I        
  Security 58953M106                   Meeting Type   Special 
  Ticker Symbol MCMJ                              Meeting Date   22-Dec-2021  
  ISIN US58953M1062                   Agenda   935531360 - Management
  Record Date 09-Nov-2021                   Holding Recon Date   09-Nov-2021  
  City / Country     / United States             Vote Deadline Date   21-Dec-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date that the Company has to consummate a
business combination to February 28, 2022.		 Management     For     For          
  2.    Adjournment Proposal: Approve the adjournment of the
special meeting to a later date or dates, if the Company
determines that additional time is necessary to effectuate
the Extension.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 61,365   0 03-Dec-2021 03-Dec-2021
  FS DEVELOPMENT CORP. II        
  Security 30318F100                   Meeting Type   Special 
  Ticker Symbol FSII                              Meeting Date   23-Dec-2021  
  ISIN US30318F1003                   Agenda   935532235 - Management
  Record Date 18-Nov-2021                   Holding Recon Date   18-Nov-2021  
  City / Country     / United States             Vote Deadline Date   22-Dec-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    To (a) adopt and approve the Merger Agreement and (b)
approve the Business Combination (the "Business
Combination Proposal").		 Management     For     For          
  2.    To approve, assuming the Business Combination
Proposal is approved and adopted, for purposes of
complying with the applicable provisions of Nasdaq Stock
Exchange Listing Rule 5635 (each, a "Nasdaq Listing
Rule"), (a) the issuance of 32,500,000 newly issued
shares of FS Development II Class A Common Stock in
the Business Combination, (b) the issuance and sale of
7,500,000 newly issued shares of FS Development II
Class A Common Stock in a private placement
concurrent with the Business combination ...(due to
space limits, see proxy statement for full proposal).		 Management     For     For          
  3A.   Charter Amendment Proposal A - To approve, assuming
the Business Combination Proposal is approved and
adopted, a proposed second amended and restated
certificate of incorporation, which will amend and restate
FS Development Corp. II's current certificate of
incorporation, dated February 16, 2021 (the "Current
Charter"), and which proposed second amended and
restated certificate of incorporation will be in effect upon
the closing of the Business Combination (the "Closing").		 Management     For     For          
  3B.   Charter Amendment Proposal B - To approve and adopt
a proposed amendment to the second amended and
restated certificate of incorporation to increase the
number of shares of FS Development II Class A Common
stock from 100,000,000 to 250,000,000 and the total
number of authorized shares from 110,000,000 (following
approval of Charter Amendment Proposal A) to
260,000,000, which proposed amendment to the second
amended and restated certificate of incorporation will be
in effect upon the Closing.		 Management     For     For          
  4A.   Advisory Charter Proposal A - To increase the authorized
shares of FS Development II Class A Common Stock to
250,000,000 shares (if Charter Amendment Proposal B
passes). If Charter Amendment Proposal B does not
pass, the authorized shares of FS Development II Class
A Common Stock will remain 100,000,000 shares.		 Management     For     For          
  4B.   Advisory Charter Proposal B - To increase the authorized
shares of "blank check" preferred stock that the
Combined Entity's board of directors could issue to
discourage a takeover attempt to 10,000,000 shares.		 Management     For     For          
  4C.   Advisory Charter Proposal C - To provide that certain
amendments to provisions of the Proposed Charter will
require the approval of at least 66.67% of the Combined
Entity's then-outstanding shares of capital stock entitled
to vote on such amendment.		 Management     For     For          
  4D.   Advisory Charter Proposal D - To make the Combined
Entity's corporate existence perpetual as opposed to FS
Development II's corporate existence, which is required
to be dissolved and liquidated 24 months following the
closing of its initial public offering and to remove from the
Proposed Charter the various provisions applicable only
to specified purpose acquisition corporations contained in
the Current Charter.		 Management     For     For          
  4E.   Advisory Charter Proposal E - To provide that any
amendment to the Amended Bylaws will require the
approval of at least 66.67% of the Combined Entity's
then-outstanding shares of capital stock entitled to vote
on such amendment, provided that if the board of
directors of the Combined Entity recommends approval of
such amendment, such amendment will require the
approval of a majority of the Combined Entity's then-
outstanding shares of capital stock entitled to vote on
such amendment.		 Management     For     For          
  5.    To approve, assuming the Business Combination
Proposal is approved and adopted, the 2021 Stock
Option and Incentive Plan a copy of which is appended to
the accompanying proxy statement/ prospectus as Annex
E, which will become effective the day prior to the Closing
(the "Incentive Plan Proposal").		 Management     For     For          
  6.    To approve a proposal to adjourn the Special Meeting to
a later date or dates, if necessary, to permit further
solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Special Meeting, there
are not sufficient votes to approve the Business
Combination Proposal, the Nasdaq Stock Issuance
Proposal, the Charter Amendment Proposals, the
Advisory Charter Proposals, or the Incentive Plan
Proposal, or we determine that one or more of the closing
conditions under the Business Combination is not
satisfied or waived.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 849   0 17-Dec-2021 17-Dec-2021
  MALACCA STRAITS ACQUISITION CO. LTD.        
  Security G5859B117                   Meeting Type   Annual  
  Ticker Symbol MLAC                              Meeting Date   27-Dec-2021  
  ISIN KYG5859B1178                   Agenda   935528957 - Management
  Record Date 15-Nov-2021                   Holding Recon Date   15-Nov-2021  
  City / Country     / China             Vote Deadline Date   23-Dec-2021  
  SEDOL(s)               Quick Code      
                                                               
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.1   Appointment of Director to serve until the 2023 annual
general meeting: Kenneth Ng		 Management     For     For          
  1.2   Appointment of Director to serve until the 2023 annual
general meeting: Stanley Wang		 Management     For     For          
  1.3   Appointment of Director to serve until the 2023 annual
general meeting: Christian Jason Chan		 Management     For     For          
  1.4   Appointment of Director to serve until the 2023 annual
general meeting: Ping He		 Management     For     For          
  1.5   Appointment of Director to serve until the 2023 annual
general meeting: Dwi Prasetyo Suseno		 Management     For     For          
  2.    Ratification of the selection by the audit committee of
WithumSmith+Brown, PC to serve as our independent
registered public accounting firm for the year ended
December 31, 2021.		 Management     For     For          
  3.    Amend the Company's amended and restated
memorandum and articles of association to extend the
date that the Company has to consummate a business
combination from January 17, 2022 (which is 18 months
from the closing of our initial public offering) to October
17, 2022 (or such earlier date as determined by the
Board of Directors).		 Management     For     For          
  4.    Adjourn the Annual Meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies in the event that there are insufficient votes for, or
otherwise in connection with, the approval of the other
proposals.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 11,182   0 03-Dec-2021 03-Dec-2021
  NEXTGEN ACQUISITION CORP. II        
  Security G65317102                   Meeting Type   Special 
  Ticker Symbol NGCA                              Meeting Date   28-Dec-2021  
  ISIN KYG653171028                   Agenda   935534087 - Management
  Record Date 19-Nov-2021                   Holding Recon Date   19-Nov-2021  
  City / Country     / United States             Vote Deadline Date   27-Dec-2021  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The BCA Proposal - to approve by ordinary resolution
and adopt the Agreement and Plan of Merger, dated as
of August 22, 2021, by and among NextGen, Merger Sub
and Vieco USA, a copy of which is attached to the
accompanying proxy statement/prospectus statement as
Annex A (as may be amended from time to time, the
"Merger Agreement"). The Merger Agreement provides,
among other things, for the merger of Merger Sub with
and into Vieco USA (the "Merger"), with Vieco USA
surviving the Merger as a wholly ...(due to space limits,
see proxy statement for full proposal).		 Management     For     For          
  2.    The Domestication Proposal - to approve by special
resolution, the change of NextGen's jurisdiction of
incorporation by deregistering as an exempted company
in the Cayman Islands and continuing and domesticating
as a corporation incorporated under the laws of the State
of Delaware (the "Domestication" and, together with the
Merger, the "Business Combination") (the "Domestication
Proposal").		 Management     For     For          
  3.    Organizational Documents Proposal A - to authorize the
change in the authorized share capital of NextGen from
500,000,000 Class A ordinary shares, par value $0.0001
per share (the "NextGen Class A ordinary shares"),
50,000,000 Class B ordinary shares, par value $0.0001
per share (the "NextGen Class B ordinary shares" and,
together with the Class A ordinary shares, the "ordinary
shares"), and 5,000,000 preferred shares, par value
$0.0001 per share (the "NextGen preferred shares"), to
2,000,000,000 shares ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  4.    Organizational Documents Proposal B - to authorize the
board of directors of Virgin Orbit (the "Virgin Orbit Board")
to issue any or all shares of Virgin Orbit preferred stock in
one or more series, with such terms and conditions as
may be expressly determined by the Virgin Orbit Board
and as may be permitted by the DGCL, subject to the
Stockholders' Agreement (as defined in the Merger
Agreement) ("Organizational Documents Proposal B").		 Management     For     For          
  5.    Organizational Documents Proposal C - to provide that
the Virgin Orbit Board be divided into three classes, with
each class made up of, as nearly as may be possible, of
one-third of the total number of directors constituting the
entire Virgin Orbit Board, with only one class of directors
being elected in each year and each class serving a
three-year term ("Organizational Documents Proposal
C").		 Management     For     For          
  6.    Organizational Documents Proposal D - to provide that
certain provisions of the Proposed Organizational
Documents will be subject to the Stockholders
Agreement, including provisions governing amendments
to the Proposed Organizational Documents, actions by
written consent of stockholders and the issuance of
preferred stock, with respect to which the Requisite Vieco
USA Stockholder will have certain rights pursuant to the
Stockholders' Agreement (and, following the post-Closing
...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  7.    Organizational Documents Proposal E - to authorize all
other changes in connection with the replacement of
Cayman Constitutional Documents with the Proposed
Certificate of Incorporation and Proposed Bylaws in
connection with the consummation of the Business
Combination (copies of which are attached to the
accompanying proxy statement/prospectus as Annex J
and Annex K, respectively), including (1) changing the
corporate name from "NextGen Acquisition Corp. II" to
"Virgin ...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  8.    The Director Election Proposal - to approve by ordinary
resolution, to elect seven directors who, upon
consummation of the Business Combination, will be the
directors of Virgin Orbit (the "Director Election Proposal").		 Management     For     For          
  9.    The Stock Issuance Proposal - to approve by ordinary
resolution for purposes of complying with the applicable
provisions of The Nasdaq Stock Market Listing Rule
5635, the issuance of Virgin Orbit common stock to (a)
the PIPE Investors, including the Sponsor Related PIPE
Investors and the Vieco USA PIPE Investors, pursuant to
the PIPE Investment and (b) the Vieco USA Stockholders
pursuant to the Merger Agreement (the "Stock Issuance
Proposal").		 Management     For     For          
  10.   The Incentive Award Plan Proposal - to approve by
ordinary resolution, the Virgin Orbit Holdings, Inc. 2021
Incentive Award Plan (the "Incentive Award Plan
Proposal").		 Management     For     For          
  11.   The ESPP Proposal - to approve by ordinary resolution,
the Virgin Orbit Holdings, Inc. 2021 Employee Stock
Purchase Plan (the "ESPP Proposal").		 Management     For     For          
  12.   The Adjournment Proposal - to approve the adjournment
of the extraordinary general meeting to a later date or
dates, if necessary, to permit further solicitation and vote
of proxies in the event that there are insufficient votes for
the approval of one or more proposals at the
extraordinary general meeting (the "Adjournment
Proposal").		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 27,220   0 17-Dec-2021 17-Dec-2021
  PETRA ACQUISITION INC        
  Security 716421102                   Meeting Type   Special 
  Ticker Symbol PAIC                              Meeting Date   06-Jan-2022  
  ISIN US7164211028                   Agenda   935537398 - Management
  Record Date 16-Dec-2021                   Holding Recon Date   16-Dec-2021  
  City / Country     / United States             Vote Deadline Date   05-Jan-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - to approve the
Agreement and Plan of Merger, dated as of August 29,
2021 (as it may be further amended and/or restated from
time to time, the "Business Combination Agreement"), by
and among Petra, Petra Acquisition Merger Inc., a
Delaware corporation and a wholly-owned subsidiary of
Petra ("Merger Sub"), and Revelation Biosciences, Inc., a
Delaware corporation ("Revelation"); and the transactions
contemplated thereby, pursuant to which Merger Sub
...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  2.    The Nasdaq Proposal - to approve, for purposes of
complying with applicable listing rules of The Nasdaq
Stock Market LLC, the issuance of up to an aggregate of
10,500,000 shares of Common Stock in connection with
the Business Combination (the "Nasdaq Proposal").		 Management     For     For          
  3.    The Charter Amendment Proposal - to approve the
proposed third amended and restated certificate of
incorporation of Petra (the "Proposed Charter"), which
will replace Petra's second amended and restated
certificate of incorporation, dated October 7, 2020 (the
"Current Charter"), and will be in effect upon the
consummation of the Business Combination (the "Charter
Amendment Proposal"). A copy of the Proposed Charter
is attached to the proxy statement/prospectus as Annex
B.		 Management     For     For          
  4.1   The Advisory Charter Proposal - to change the post-
Business Combination company's corporate name from
"Petra Acquisition, Inc." to "Revelation Biosciences, Inc."
(we refer to such proposal as "Advisory Charter Proposal
A").		 Management     For     For          
  4.2   The Advisory Charter Proposal - increasing the total
number of authorized shares of stock from 101,000,000
to 105,000,000 and the number of authorized shares of
Preferred Stock from 1,000,000 to 5,000,000 (we refer to
such proposal as "Advisory Charter Proposal B").		 Management     For     For          
  4.3   The Advisory Charter Proposal - prohibiting stockholders
from acting by written consent by specifying that any
action required or permitted to be taken by stockholders
must be effected by a duly called annual or special
meeting and may not be effected by written consent (we
refer to such proposal as "Advisory Charter Proposal C").		 Management     For     For          
  4.4   The Advisory Charter Proposal - removing certain
provisions related to our status as a blank check
company that will no longer apply upon consummation of
the Business Combination, all of which our board of
directors believes are necessary to adequately address
the needs of the post-Business Combination company
(we refer to such proposal as "Advisory Charter Proposal
D").		 Management     For     For          
  5.    The Directors Proposal - to consider and vote upon a
proposal to elect, effective as of the consummation of the
Business Combination, James Rolke, George F.
Tidmarsh, MD, PhD, Jennifer Carver, Jess Roper, and
Curt LaBelle, MD (the current members of the Revelation
board of directors) to serve on the post-Business
Combination company's board of directors until their
respective successors are duly elected and qualified (we
refer to this proposal as the "Directors Proposal").		 Management     For     For          
  6.    The Equity Incentive Plan Proposal - to approve the 2021
Equity Incentive Plan (the "Equity Incentive Plan"), a copy
of which is annexed to the proxy statement/prospectus as
Annex C, in connection with the Business Combination,
including the authorization of the initial share reserve
under the Equity Incentive Plan (the "Equity Incentive
Plan Proposal").		 Management     For     For          
  7.    The Adjournment Proposal - to approve a proposal to
adjourn the Special Meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies if, based upon the tabulated vote at the time of
the Special Meeting, there are not sufficient votes to
approve the Business Combination Proposal, the Nasdaq
Proposal, the Charter Amendment Proposal, the
Directors Proposal, or the Equity Incentive Plan Proposal
(the "Adjournment Proposal"). We refer to this proposal
as the ...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 29,221   0 31-Dec-2021 31-Dec-2021
  CAPSTAR SPECIAL PURPOSE ACQUISITION CORP        
  Security 14070Y101                   Meeting Type   Special 
  Ticker Symbol CPSR                              Meeting Date   11-Jan-2022  
  ISIN US14070Y1010                   Agenda   935539114 - Management
  Record Date 15-Nov-2021                   Holding Recon Date   15-Nov-2021  
  City / Country     / United States             Vote Deadline Date   10-Jan-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - subject to the
approval and adoption of the Charter Amendment
Proposal, NYSE Stock Issuance Proposal, Director
Election Proposal and Equity Incentive Plan Proposal, to
(a) adopt and approve the Business Combination
Agreement, dated as of July 19, 2021 and amended on
November 8, 2021 (as may be further amended,
supplemented or otherwise modified from time to time,
the "Business Combination Agreement"), a copy of which
is appended to the accompanying ...(due to space limits,
see proxy statement for full proposal).		 Management     For     For          
  2.    The Charter Amendment Proposal - to approve,
assuming the Business Combination Proposal, NYSE
Stock Issuance Proposal, Director Election Proposal and
Equity Incentive Plan Proposal are approved and
adopted, a proposed amended and restated certificate of
incorporation (the "Proposed Charter"), which will amend
and restate CPSR's current amended and restated
certificate of incorporation (the "Current Charter"), and
which Proposed Charter will be in effect when duly filed
with the ...(due to space limits, see proxy statement for
full proposal).		 Management     For     For          
  3A.   Advisory Charter Proposal A - to change the corporate
name of New Gelesis to "Gelesis Holdings, Inc.".		 Management     For     For          
  3B.   Advisory Charter Proposal B - to increase CPSR's
capitalization so that it will have 900,000,000 authorized
shares of common stock and 250,000,000 authorized
shares of preferred stock.		 Management     For     For          
  3C.   Advisory Charter Proposal C - to divide the New Gelesis
board of directors into three classes with staggered three-
year terms.		 Management     For     For          
  3D.   Advisory Charter Proposal D - to provide that the removal
of any director be only for cause and by the affirmative
vote of at least 66 2/3% of New Gelesis' then-outstanding
shares of capital stock entitled to vote generally in the
election of directors.		 Management     For     For          
  3E.   Advisory Charter Proposal E - to provide that certain
amendments to provisions of the Proposed Charter will
require the approval of at least 66 2/3% of New Gelesis'
then-outstanding shares of capital stock entitled to vote
on such amendment.		 Management     For     For          
  3F.   Advisory Charter Proposal F - to make New Gelesis'
corporate existence perpetual as opposed to CPSR's
corporate existence, which is required to be dissolved
and liquidated 24 months following the closing of its initial
public offering, and to remove from the Proposed Charter
the various provisions applicable only to special purpose
acquisition companies.		 Management     For     For          
  3G.   Advisory Charter Proposal G - to remove the provisions
setting the Court of Chancery of the State of Delaware as
the sole and exclusive forum for certain stockholder
actions.		 Management     For     For          
  4.    The NYSE Stock Issuance Proposal - to approve,
assuming the Business Combination Proposal, Charter
Amendment Proposal, Director Election Proposal and
Equity Incentive Plan Proposal are approved and
adopted, for purposes of complying with the applicable
provisions of Section 312 of the NYSE Listed Company
Manual, (a) the issuance of up to 96,876,625 newly
issued shares of common stock, par value $0.0001 per
share, of New Gelesis, in the Business Combination,
which amount will be determined ...(due to space limits,
see proxy statement for full proposal).		 Management     For     For          
  5.    The Director Election Proposal - to approve, assuming
the Business Combination Proposal, Charter Amendment
Proposal, NYSE Stock Issuance Proposal and Equity
Incentive Plan Proposal are approved and adopted, the
appointment of eight directors who, upon consummation
of the Business Combination, will become directors of
New Gelesis.		 Management     For     For          
  6.    The Equity Incentive Plan Proposal - to approve,
assuming the Business Combination Proposal, Charter
Amendment Proposal, NYSE Stock Issuance Proposal
and Director Election Proposal are approved and
adopted, the Gelesis Holdings, Inc. 2021 Stock Option
and Incentive Plan, a copy of which is appended to the
accompanying proxy statement/prospectus as Exhibit H
to the Business Combination Agreement, a copy of which
is attached to the accompanying proxy
statement/prospectus as Annex A, which will become
effective the day prior to the Closing.		 Management     For     For          
  7.    The Adjournment Proposal - to approve a proposal to
adjourn the Special Meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies if, based upon the tabulated vote at the time of
the Special Meeting, there are not sufficient votes to
approve the Business Combination Proposal, the Charter
Amendment Proposal, the NYSE Stock Issuance
Proposal, the Director Election Proposal or the Equity
Incentive Plan Proposal, or we determine that one or
more ...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 3,882   0 31-Dec-2021 31-Dec-2021
  GORES METROPOULOS II, INC.        
  Security 382873107                   Meeting Type   Special 
  Ticker Symbol GMII                              Meeting Date   14-Jan-2022  
  ISIN US3828731071                   Agenda   935539138 - Management
  Record Date 30-Nov-2021                   Holding Recon Date   30-Nov-2021  
  City / Country     / United States             Vote Deadline Date   13-Jan-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.1   Election of Director: Randall Bort Management     For     For          
  1.2   Election of Director: Michael Cramer Management     For     For          
  1.3   Election of Director: Joseph Gatto Management     For     For          
  1.4   Election of Director: Dean Metropoulos Management     For     For          
  2.    Business Combination Proposal. Management     For     For          
  3.    Nasdaq Proposal. Management     For     For          
  4.    Charter Proposal. Management     For     For          
  5A.   Goverance Proposal: Change in Authorized Shares. Management     For     For          
  5B.   Goverance Proposal: Classified Board. Management     For     For          
  5C.   Goverance Proposal: Application of the Doctrine of
Corporate Opportunity.		 Management     For     For          
  5D.   Goverance Proposal: Required Stockholder Vote to
Amend the Certificate of Incorporation of the Company.		 Management     For     For          
  6.    Management Equity Incentive Plan Proposal. Management     For     For          
  7.    Incentive Plan Proposal. Management     For     For          
  8.    ESPP Proposal. Management     For     For          
  9.    Adjournment Proposal. Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 4,030   0 31-Dec-2021 31-Dec-2021
  VISTAS MEDIA ACQUISITION CO., INC.        
  Security 92840T107                   Meeting Type   Special 
  Ticker Symbol VMAC                              Meeting Date   19-Jan-2022  
  ISIN US92840T1079                   Agenda   935537766 - Management
  Record Date 15-Dec-2021                   Holding Recon Date   15-Dec-2021  
  City / Country     / United States             Vote Deadline Date   18-Jan-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - to consider and
vote upon a proposal, which we refer to as the "Business
Combination Proposal," to approve and adopt the
business combination agreement, dated March 3, 2021
(as may be amended, supplemented, or otherwise
modified from time to time, the "Business Combination
Agreement"), by and among Vistas Media Acquisition
Company Inc. ("VMAC"), Anghami, a Cayman Islands
exempted company ("Anghami"), Anghami Inc., a
Cayman Islands exempted ... (due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  2.    The Nasdaq Proposal - to consider and vote upon a
proposal to approve, for purposes of complying with
applicable listing rules of The Nasdaq Stock Market LLC
("Nasdaq Listing Rules"), the issuance of more than 20%
of the current total issued and outstanding shares of
VMAC Class A Common Stock (the "Nasdaq Proposal")
to the Subscribers of the PIPE Shares and to SHUAA for
services rendered in connection with the Business
Combination.		 Management     For     For          
  3.    The Stockholder Adjournment Proposal - to consider and
vote upon a proposal to adjourn the special meeting of
stockholders to a later date or dates, if necessary, to
permit further solicitation and vote of proxies if, based
upon the tabulated vote at the time of the special meeting
of stockholders, there are not sufficient votes to approve
one or more proposals presented to stockholders for vote
or the holders of VMAC's Class A Common Stock (the
"Public Stockholders") have ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 25,796   0 31-Dec-2021 31-Dec-2021
  TREBIA ACQUISITION CORP.        
  Security G9027T109                   Meeting Type   Special 
  Ticker Symbol TREB                              Meeting Date   20-Jan-2022  
  ISIN KYG9027T1094                   Agenda   935539532 - Management
  Record Date 22-Nov-2021                   Holding Recon Date   22-Nov-2021  
  City / Country     / United States             Vote Deadline Date   19-Jan-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - a proposal to
approve Trebia's entry into that certain Business
Combination Agreement, dated as of June 28, 2021 and
amended on November 30, 2021 (as may be amended,
supplemented or otherwise modified from time to time,
the "Business Combination Agreement"), by and among
Trebia, S1 Holdco, LLC ("S1 Holdco"), Orchid Merger
Sub I, Inc. ("Trebia Merger Sub I"), Orchid Merger Sub II,
Inc. ("Trebia Merger Sub II"), System1 SS Protect
Holdings, Inc. ("Protected") ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  2.    The NYSE Proposal - a proposal to approve, for the
purposes of complying with the applicable provisions of
Section 312.03 of the NYSE's Listed Company Manual,
(i) the issuance of common stock of System1 (as defined
below) in connection with the consummation of the
transactions contemplated by the Business Combination
Agreement and the other transaction agreements, (ii) all
issuances of shares of common stock of System1 upon
the conversion of shares of any other class of System1
common stock ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  3.    The Domestication Proposal - a proposal to approve that
Trebia be domesticated as a Delaware corporation in
accordance with Section 388 of the DGCL and de-
register as a Cayman Islands exempted company in
accordance with Section 206 of the Cayman Islands
Companies Act (As Revised) (the "Domestication"), upon
which Trebia will change its name to "System1, Inc."
("System1").		 Management     For     For          
  4.    The Charter Amendment Proposal - a proposal to
approve the amendment and restatement of the
amended and restated memorandum and articles of
association of Trebia by their deletion and replacement
with the proposed certificate of incorporation of System1,
(a copy of which is attached to the accompanying proxy
statement/prospectus as Annex B (the "System1
Charter")), and the proposed bylaws of System1, a copy
of which is attached to the accompanying proxy
statement/prospectus as Annex C (the ...(due to space
limits, see proxy statement for full proposal).		 Management     For     For          
  5A.   Multi-class Shares Proposal - a proposal to authorize a
change to the authorized capital stock of Trebia from (A)
400,000,000 Class A ordinary shares of Trebia, par value
$0.0001 per share, 40,000,000 Class B ordinary shares
of Trebia, par value $0.0001 per share, and 1,000,000
preferred shares of Trebia, par value $0.0001 per share,
to (B) 500,000,000 shares of System1 class A common
stock, par value $0.0001 per share, 25,000,000 shares of
System1 class C common stock, par value $0.0001 per
share, ...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  5B.   Election, Number and Removal of Directors - a proposal
to permit changes to the ability of shareholders to vote
and remove directors from the System1 board of
directors.		 Management     For     For          
  5C.   Approval of Business Combination - a proposal to
approve the adoption of a majority voting requirement to
approve a merger or other form of business combination,
if such merger or business combination is approved by
the System1 board of directors.		 Management     For     For          
  5D.   Exclusive Forum Provision - a proposal to make the
Delaware Court of Chancery serve as the exclusive
forum (or, in the event that the Delaware Court of
Chancery does not have jurisdiction, the federal district
court for the District of Delaware or other state courts of
the State of Delaware) for any shareholder claims,
including claims in the right of System1 that are based
upon a violation of a duty by a current or former director,
officer, employee or shareholder in such capacity, or as
to ...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  5E.   Action by Written Consent of Stockholders - a proposal to
only permit action by System1 shareholders only at a
duly called annual or special meeting of such
shareholders.		 Management     For     For          
  5F.   Other Changes In Connection With Adoption of the
System1 Organizational Documents - a proposal to
approve and authorize (A) changing the corporate name
from "Trebia Acquisition Corp." to "System1, Inc.", (B)
making System1's corporate existence perpetual, and (C)
removing certain provisions related to System1's status
as a blank check company.		 Management     For     For          
  6.    The Incentive Plan Proposal - a proposal to approve and
adopt the System1 2022 Incentive Award Plan (the
"Incentive Plan") and the material terms thereunder,
including the authorization of the accompanying initial
share reserve thereunder. A copy of the Incentive Plan is
attached to the accompanying proxy
statement/prospectus as Annex D.		 Management     For     For          
  7.    DIRECTOR Management                      
        1 Dexter Fowler           For     For          
        2 Caroline Horn           For     For          
        3 Jennifer Prince           For     For          
        4 Moujan Kazerani           For     For          
        5 Frank R. Martire, Jr.           For     For          
        6 Christopher Phillips           For     For          
        7 Michael Blend           For     For          
        8 William P. Foley, II           For     For          
  8.    The Adjournment Proposal - a proposal to approve the
adjournment of the Extraordinary General Meeting to a
later date or dates (i) to the extent necessary to ensure
that any required supplement or amendment to the
accompanying proxy statement/prospectus is provided to
Trebia Shareholders or, if as of the time for which the
Extraordinary General Meeting is scheduled, there are
insufficient Trebia ordinary shares represented (either in
person or by proxy) to constitute ...(due to space limits,
see proxy statement for full proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 26,422   0 04-Jan-2022 04-Jan-2022
  CF ACQUISITION CORP V        
  Security 12520R205                   Meeting Type   Special 
  Ticker Symbol CFFVU                             Meeting Date   24-Jan-2022  
  ISIN US12520R2058                   Agenda   935521838 - Management
  Record Date 01-Nov-2021                   Holding Recon Date   01-Nov-2021  
  City / Country     / United States             Vote Deadline Date   21-Jan-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    A proposal to adopt and approve the Agreement and
Plan of Merger, dated July 5, 2021 (as the terms and
conditions therein may be amended, modified or waived
from time to time, the "Merger Agreement"), by and
among, CF V, Satellogic Inc., a business company with
limited liability incorporated under the laws of the British
Virgin Islands and a direct wholly owned subsidiary of the
Company ("PubCo"), Nettar Group Inc. (d/b/a Satellogic),
a business company with limited liability ...(due to space
limits, see proxy statement for full proposal).		 Management     For     For          
  2.    A proposal to approve a proposal to adjourn the Special
Meeting to a later date or dates, if necessary.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 4,349   0 29-Nov-2021 29-Nov-2021
  YELLOWSTONE ACQUISITION COMPANY        
  Security 98566K105                   Meeting Type   Special 
  Ticker Symbol YSAC                              Meeting Date   25-Jan-2022  
  ISIN US98566K1051                   Agenda   935542135 - Management
  Record Date 22-Dec-2021                   Holding Recon Date   22-Dec-2021  
  City / Country     / United States             Vote Deadline Date   24-Jan-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - to approve and
adopt the Equity Purchase Agreement, dated as of
August 1, 2021, by and among YAC and Sky Harbour
LLC, a Delaware limited liability company ("SKY"). The
transactions contemplated by the Equity Purchase
Agreement are referred to herein as the Business
Combination.		 Management     For     For          
  2.    The NYSE Proposal - to approve, assuming the Business
Combination Proposal is approved and adopted, for
purposes of complying with applicable NYSE listing rules,
(i) the issuance by Sky Harbour Group Corporation
("SHG Corporation"), as successor to YAC, of Class A
Common Stock and Class B Common Stock in the
Business Combination in an amount equal to 20% or
more of the amount of YAC's issued and outstanding
common stock immediately prior to the issuance and (ii)
the issuance by SHG ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  3.    The Charter and Governance Proposals - to approve and
adopt, assuming the Business Combination Proposal and
the NYSE Proposal are approved and adopted, the
Amended and Restated Certificate of Incorporation (the
"A&R Certificate of Incorporation"), which, if approved,
would take effect upon Closing, a copy of which is
attached to the accompanying proxy statement as Annex
B (the "Charter Proposal").In addition to the approval of
the A&R Certificate of Incorporation, the stockholders are
also ...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  3A.   To increase the total number of authorized shares and
classes of stock to 260,000,000 shares consisting of (i)
10,000,000 shares of preferred stock, par value 0.0001
per share, (ii) 200,000,000 shares of Class A Common
Stock. par value $0,0001 per share, and (iii) 50,000,000
shares of Class B Common Stock, par value $0.0001 per
share.		 Management     For     For          
  3B.   To declassify the board of directors, to provide that the
SHG Corporation Board will be elected by holders of
Class A Common Stock and Class B Common Stock
voting together as a single class and to provide that the
number of directors of SHG Corporation will be not less
than 3 and not more than 11, with the then- authorized
number of directors being fixed from time to time by the
SHG Corporation Board within such range, which number
shall initially be seven.		 Management     For     For          
  3C.   To elect not to be governed by Section 203 of the DGCL. Management     For     For          
  4.    The Director Election Proposal - for holders of YAC Class
B Common Stock to elect, assuming the Business
Combination Proposal, the NYSE Proposal, and the
Charter Proposal are approved and adopted, seven
Directors of the SHG Corporation Board until the 2022
annual meeting of stockholders or until such directors'
successors have been duly elected and qualified, or until
such directors' earlier death, resignation, retirement or
removal.		 Management     For     For          
  5.    The Incentive Plan Proposal - to approve and adopt,
assuming the Business Combination Proposal, the NYSE
Proposal, and the Charter Proposal are approved and
adopted, the SHG Corporation 2022 Incentive Award
Plan (the "2022 Plan").		 Management     For     For          
  6.    The Adjournment Proposal - to approve the adjournment
of the Special Meeting to a later date or dates, if
necessary or appropriate, to permit further solicitation
and vote of proxies in the event that there are insufficient
votes for, or otherwise in connection with, the approval of
any of the condition precedent proposals.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 24,288   0 13-Jan-2022 13-Jan-2022
  SPORTS ENTERTAINMENT ACQUISITION CORP        
  Security 84918M106                   Meeting Type   Special 
  Ticker Symbol SEAH                              Meeting Date   26-Jan-2022  
  ISIN US84918M1062                   Agenda   935542919 - Management
  Record Date 30-Dec-2021                   Holding Recon Date   30-Dec-2021  
  City / Country     / United States             Vote Deadline Date   25-Jan-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Business Combination Proposal - to approve and adopt
Business Combination Agreement ("Business
Combination Agreement"), by and among SEAC, SGHC
Ltd. a non-cellular company ltd. by shares Inc. under the
laws of Island of Guernsey ("SGHC"), Super Group
(SGHC) Ltd. a non-cellular company ltd. by shares Inc.
under laws of Island of Guernsey ("NewCo"), Super
Group (SGHC) Merger Sub, Inc., a Delaware corp. and a
wholly-owned subsidiary of NewCo ("Merger Sub" and,
together with NewCo, SGHC and SGHC's direct and
indirect subsidiaries, "Target Companies").		 Management     For     For          
  2.    the Equity Incentive Plan Proposal - to consider and vote,
on an advisory and non-binding basis, upon a proposal to
approve, assuming the Business Combination Proposal
is approved and adopted, the 2021 Equity Incentive Plan.		 Management     For     For          
  3.    the Employee Stock Purchase Plan Proposal - to
consider and vote, on an advisory and non-binding basis,
upon a proposal to approve, assuming the Business
Combination Proposal is approved and adopted, the
2021 Employee Stock Purchase Plan.		 Management     For     For          
  4.    the Adjournment Proposal - to approve the adjournment
of the special meeting to a later date or dates, if
necessary or appropriate, to permit further solicitation
and vote of proxies in the event that there are insufficient
votes for, or otherwise in connection with, the approval of
the Business Combination Proposal.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 31,852   0 24-Jan-2022 24-Jan-2022
  LIONHEART ACQUISITION CORP. II        
  Security 53625R104                   Meeting Type   Special 
  Ticker Symbol LCAP                              Meeting Date   27-Jan-2022  
  ISIN US53625R1041                   Agenda   935541258 - Management
  Record Date 31-Dec-2021                   Holding Recon Date   31-Dec-2021  
  City / Country     / United States             Vote Deadline Date   26-Jan-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Extension Amendment Proposal - Amend the Company's
amended and restated certificate of incorporation to
extend the date that the Company has to consummate an
initial business combination to August 18, 2022.		 Management     For     For          
  2.    Adjournment Proposal - Adjourn the Special Meeting to a
later date or dates, if necessary, to permit further
solicitation and vote of proxies in the event that there are
insufficient votes for, or otherwise in connection with, the
approval of Proposal 1.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 33,322   0 13-Jan-2022 13-Jan-2022
  MERIDA MERGER CORP. I        
  Security 58953M106                   Meeting Type   Special 
  Ticker Symbol MCMJ                              Meeting Date   01-Feb-2022  
  ISIN US58953M1062                   Agenda   935540092 - Management
  Record Date 28-Dec-2021                   Holding Recon Date   28-Dec-2021  
  City / Country     / United States             Vote Deadline Date   31-Jan-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - to consider and
vote upon a proposal to approve the Agreement and Plan
of Merger, dated as of August 9, 2021 and amended on
September 8, 2021 (as amended, the "Merger
Agreement"), by and among Merida, Merida Merger Sub,
Inc., a Washington corporation ("Merger Sub I"), Merida
Merger Sub II, LLC, a Washington limited liability
company ("Merger Sub II" and, together with Merger Sub
I, the "Merger Subs"), and Leafly Holdings, Inc., a
Washington corporation ("Leafly"), and ...(due to space
limits, see proxy statement for full proposal).		 Management     For     For          
  2.    The Nasdaq Proposal - to consider and vote upon a
proposal, as required by the rules of the Nasdaq Stock
Market, to approve (a) the issuance of shares of
Common Stock in the Mergers in an amount greater than
20% of the number of shares of Common Stock
outstanding before such issuances and (b) the issuance
of shares of Common Stock resulting in a change of
control of Merida.		 Management     For     For          
  3.    The Charter Amendment Proposal - to consider and vote
upon a proposal to adopt the Second Amended and
Restated Certificate of Incorporation of Merida (the
"Proposed Charter").		 Management     For     For          
  4A.   The Governance Proposal - Increase the number of
shares of common stock that New Leafly is authorized to
issue from 50,000,000 shares to 200,000,000 shares and
increase the number of shares of preferred stock that
Merida (or, after the completion of the transactions
contemplated by the Merger Agreement, "New Leafly") is
authorized to issue from 1,000,000 shares to 5,000,000
shares.		 Management     For     For          
  4B.   The Governance Proposal - Require an affirmative vote
of holders of at least two-thirds (66 2/3%) of the voting
power of all of the then outstanding shares of voting stock
following the consummation of the Mergers, voting
together as a single class, to amend, alter, repeal or
rescind certain provisions of the Proposed Charter
related to the board of directors, special meetings,
stockholder action by written consent, limitations on the
liability of directors, the applicability of the doctrine of
corporate opportunity, and amendments.		 Management     For     For          
  4C.   The Governance Proposal - Eliminate the ability of
stockholders to act by written consent.		 Management     For     For          
  4D.   The Governance Proposal - Provide that special
meetings of stockholders may only be called by the board
of directors, chairman of the board, or chief executive
officer of New Leafly, subject to the rights of the holders
of any outstanding series of preferred stock.		 Management     For     For          
  5A.   The Director Election Proposal - to consider and vote
upon a proposal to elect the director nominee identified
below who will serve as a director of Merida until the
2024 annual meeting of stockholders, and until the
nominee's successor is duly elected and qualified,
subject to the nominee's earlier death, resignation, or
removal: Andres Nannetti		 Management     For     For          
  6.    The Incentive Plan Proposal - to consider and vote upon
a proposal to approve the 2021 Equity Incentive Plan (the
"2021 Plan"), which is an incentive compensation plan for
employees and other service providers of New Leafly and
its subsidiaries.		 Management     For     For          
  7.    The ESPP Proposal - to consider and vote upon a
proposal to approve the 2021 Employee Stock Purchase
Plan (the "ESPP"), which provides for employees and
other service providers of New Leafly and its subsidiaries,
to purchase shares of Common Stock.		 Management     For     For          
  8.    The Earnout Plan Proposal - to consider and vote upon a
proposal to approve the Earnout Plan of New Leafly,
which provides a mechanism for Participants to
participate in the earnout pursuant to the Merger
Agreement.		 Management     For     For          
  9.    The Adjournment Proposal - to consider and vote upon a
proposal to adjourn the special meeting to a later date or
dates if it is determined by Merida and Leafly that
additional time is necessary to complete the Mergers for
any reason.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 61,365   0 04-Jan-2022 04-Jan-2022
  OMNICHANNEL ACQUISITION CORP.        
  Security 68218L108                   Meeting Type   Special 
  Ticker Symbol OCA                               Meeting Date   01-Feb-2022  
  ISIN US68218L1089                   Agenda   935542490 - Management
  Record Date 27-Dec-2021                   Holding Recon Date   27-Dec-2021  
  City / Country     / United States             Vote Deadline Date   31-Jan-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - to consider and
vote upon a proposal to approve the business
combination agreement, dated as of July 19, 2021 (as
may be amended and/or restated from time to time, the
"Business Combination Agreement"), by and among
Omnichannel Acquisition Corp. ("Omnichannel"),
Omnichannel Merger Sub, Inc., a Delaware corporation
("Merger Sub"), and Kin Insurance, Inc., a Delaware
corporation ("Kin"), and the transactions contemplated
thereby, pursuant to which Merger ... (due to space limits,
see proxy statement for full proposal).		 Management     For     For          
  2.    The Charter Proposal - to consider and vote upon a
proposal to approve, assuming the Business
Combination Proposal is approved and adopted, the
proposed second amended and restated certificate of
incorporation of Omnichannel (the "Proposed Charter"),
which will replace Omnichannel's amended and restated
certificate of incorporation, dated November 19, 2020
(the "Current Charter") and will be in effect upon the
Closing of the Business Combination (we refer to such
proposal as the "Charter ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  3A.   Advisory Charter Proposal A - to approve the
reclassification of Pubco's common stock to a single
class. The Proposed Charter provides for the issuance of
common stock and preferred stock, and does not provide
for the issuance of Class A and Class B common stock.
At the Effective Time, any distinction between the rights
of Class A and Class B common stock will not survive the
reclassification/conversion to Pubco common stock.
Pursuant to the Current Charter, and at the Effective
Time of the Business ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  3B.   Advisory Charter Proposal B - to approve the provision in
the Proposed Charter providing that a director may only
be removed only for cause and only by the affirmative
vote of at least two- thirds (66 and 2/3%) of the shares
entitled to vote at an election of directors. Under the
Current Charter, director removal requires an affirmative
vote of a majority of the shares of Omnichannel Class B
common stock.		 Management     For     For          
  3C.   Advisory Charter Proposal C - to approve amendments to
certain provisions of the Proposed Charter to require the
affirmative vote of at least two-thirds (66 and 2/3%) of the
total voting power of all the then outstanding shares
entitled to vote thereon, voting together as a single class,
rather than by an affirmative vote of a majority of the
shares entitled to vote under the Current Charter (and, for
the provisions concerning election and removal of
directors by shareholder vote, approval ...(due to space
limits, see proxy statement for full proposal).		 Management     For     For          
  3D.   Advisory Charter Proposal D - to approve an amendment
to the Proposed Charter allowing for the bylaws of Pubco
to be amended, altered, repealed or adopted by the
affirmative vote of the holders of at least two-thirds (66
and 2/3%) of the voting power of all of the then
outstanding shares of voting stock of Pubco entitled to
vote generally in an election of directors, as opposed to
the bylaws of Omnichannel requiring the approval of a
majority of the board of directors of Omnichannel or by
the ... (due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  4.    The Stock Issuance Proposal - to consider and vote upon
a proposal to approve, assuming the Business
Combination Proposal and the Charter Proposal are
approved and adopted, for the purposes of complying
with the applicable listing rules of the NYSE, the issuance
of (x) shares of Omnichannel Class A common stock
pursuant to the terms of the Business Combination
Agreement and (y) shares of Omnichannel Class A
common stock to certain institutional investors in
connection with the private ...(due to space limits, see
proxy statement for full proposal).		 Management     For     For          
  5.    The Incentive Plan Proposal - to consider and vote upon
a proposal to approve, assuming the Business
Combination Proposal, the Charter Proposal and the
Stock Issuance Proposal are approved and adopted, the
Kin Insurance Inc. 2021 Omnibus Incentive Equity Plan
(the "Incentive Plan"), including the authorization of the
initial share reserve under the Incentive Plan (the
"Incentive Plan Proposal").		 Management     For     For          
  6.    The Adjournment Proposal - to consider and vote upon a
proposal to approve the adjournment of the special
meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the special meeting, any of
the Business Combination Proposal, the Charter
Proposal, the Stock Issuance Proposal and the Incentive
Plan Proposal would not be duly approved and adopted
by our stockholders or we determine that one or more of
the ... (due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  7.    The ESPP Proposal - to consider and vote upon a
proposal to approve, assuming the Business
Combination Proposal, the Charter Proposal and the
Stock Issuance Proposal are approved and adopted, the
Kin Insurance 2021 Employee Stock Purchase Plan (the
"ESPP"), including the authorization of the initial share
reserve under the ESPP.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 20,080   0 24-Jan-2022 24-Jan-2022
  THAYER VENTURES ACQUISITION CORPORATION        
  Security 88332T100                   Meeting Type   Special 
  Ticker Symbol TVAC                              Meeting Date   08-Feb-2022  
  ISIN US88332T1007                   Agenda   935544230 - Management
  Record Date 21-Dec-2021                   Holding Recon Date   21-Dec-2021  
  City / Country     / United States             Vote Deadline Date   07-Feb-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The "Business Combination Proposal" - To consider and
vote upon a proposal to approve and adopt the Business
Combination Agreement, dated as of June 30, 2021, (as
may be further amended from time to time, the "Business
Combination Agreement"), by and among Thayer, the
Blocker Merger Subs, the Company Merger Sub, the
Blockers and Inspirato, pursuant to which the Blocker
Mergers will be effected and, immediately following the
Blocker Mergers, Company Merger Sub will merge with
and into Inspirato, ...(due to space limits, see proxy
statement for full proposal).		 Management     For     For          
  2.    The "Charter Proposal" - To consider and vote upon a
proposal to adopt the Proposed Certificate of
Incorporation in the form attached as Annex B to the
accompanying proxy statement.		 Management     For     For          
  3A.   Name Change Charter Amendment - To change Thayer's
name to "Inspirato Incorporated".		 Management     For     For          
  3B.   Authorized Share Charter Amendment - To increase the
number of authorized shares of our Class A Common
Stock, to authorize a new class of common stock called
the Class V Common Stock, and to increase the number
of authorized shares of our "blank check" preferred stock.		 Management     For     For          
  3C.   Actions by Stockholders Charter Amendment - To require
that stockholders only act at annual and special meeting
of the corporation and not by written consent.		 Management     For     For          
  3D.   Corporate Opportunity Charter Amendment - To eliminate
the current limitations in place on the corporate
opportunity doctrine.		 Management     For     For          
  3E.   Voting Thresholds Charter Amendment - To increase the
required vote thresholds for stockholders approving
amendments to the Proposed Certificate of Incorporation
and the Proposed Bylaws to 66 2/3%.		 Management     For     For          
  3F.   Classified Board Amendment - To provide that the PubCo
Board be divided into three classes with only one class of
directors being elected in each year and each class
serving a three-year term.		 Management     For     For          
  3G.   Additional Governance Amendments - To approve all
other changes in connection with the replacement of the
Existing Thayer Bylaws and Existing Thayer Certificate of
Incorporation with the Proposed Certificate of
Incorporation and the Proposed Bylaws, including
adopting Delaware as the exclusive forum for certain
shareholder litigation.		 Management     For     For          
  4.    The "Incentive Plan Proposal" - To consider and vote
upon a proposal to approve the Inspirato 2021 Equity
Incentive Plan, including the authorization of the initial
share reserve under such plan.		 Management     For     For          
  5.    The "ESPP Proposal" - To consider and vote upon a
proposal to approve the Inspirato 2021 Employee Stock
Purchase Plan, including the authorization of the initial
share reserve under such plan.		 Management     For     For          
  6A.   Merger Shares Issuance - To issue Combined Company
Class A Common Stock and Combined Company Class
V Common Stock in connection with the Mergers
pursuant to the Business Combination Agreement.		 Management     For     For          
  6B.   PIPE Shares Issuance - To issue Thayer Class A
Common Stock to the investors in the PIPE (as defined in
the accompanying proxy statement).		 Management     For     For          
  7.    The "Adjournment Proposal" - A proposal to adjourn the
special meeting of Thayer's stockholders to a later date
or dates, if necessary, to permit further solicitation and
vote of proxies if, based upon the tabulated vote at the
time of the special meeting, there are not sufficient votes
to approve one or more proposals presented to
stockholders for vote at such special meeting.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 44,510   0 24-Jan-2022 24-Jan-2022
  GROWTH CAPITAL ACQUISITION CORP.        
  Security 39986V107                   Meeting Type   Special 
  Ticker Symbol GCAC                              Meeting Date   09-Feb-2022  
  ISIN US39986V1070                   Agenda   935545650 - Management
  Record Date 13-Jan-2022                   Holding Recon Date   13-Jan-2022  
  City / Country     / United States             Vote Deadline Date   08-Feb-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - To approve and
adopt the Business Combination Agreement, dated as of
August 4, 2021 (as amended by the Amendment to the
Business Combination Agreement, dated as of January
21, 2022, and as it may be further amended or
supplemented from time to time, the "Business
Combination Agreement"), by and among Growth Capital
Acquisition Corp., a Delaware corporation (the
"Company"), GCAC Merger Sub Inc., a Delaware
corporation and newly formed wholly-owned subsidiary
...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  2.    The Amended and Restated Charter Proposal - To
approve the amendment and restatement, in connection
with the closing of the Business Combination, of the
Company's existing amended and restated certificate of
incorporation by adopting the second amended and
restated certificate of incorporation, a copy of which is
included as Annex B to the Proxy Statement.		 Management     For     For          
  3.    The Nasdaq Proposal - To approve, for purposes of
complying with the applicable listing rules of the Nasdaq
Stock Market, the issuance of (i) shares of the
Company's common stock pursuant to the Business
Combination Agreement and (ii) approximately $59.5
million of shares of the Company's Class A common
stock to investors in a PIPE financing to be completed in
connection with the Business Combination.		 Management     For     For          
  4.    The Incentive Plan Proposal - To approve and adopt the
2022 Equity Incentive Plan, including the initial share
reserve and automatic increases thereunder, a copy of
which is included as Annex D to the Proxy Statement.		 Management     For     For          
  5.    The Employee Stock Purchase Plan Proposal - To
approve and adopt the Employee Stock Purchase Plan,
including the initial share reserve and automatic
increases thereunder, a copy of which is included as
Annex E to the Proxy Statement.		 Management     For     For          
  6.    The Adjournment Proposal - To adjourn the Special
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Special Meeting, the
Company is not authorized to consummate the
transactions contemplated by the Business Combination
Agreement, including the Merger.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 21,746   0 01-Feb-2022 01-Feb-2022
  ASTREA ACQUISITION CORP.        
  Security 04637C106                   Meeting Type   Special 
  Ticker Symbol ASAX                              Meeting Date   15-Feb-2022  
  ISIN US04637C1062                   Agenda   935547301 - Management
  Record Date 21-Jan-2022                   Holding Recon Date   21-Jan-2022  
  City / Country     / United States             Vote Deadline Date   14-Feb-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - to consider and
vote upon a proposal to approve and adopt the
Agreement and Plan of Merger dated as of August 9,
2021 by and among Astrea, Peregrine Merger Sub, LLC,
Lexyl Travel Technologies, LLC, Double Peregrine
Merger Sub, LLC and Benjamin & Brothers, LLC, and the
transactions contemplated by the Merger Agreement.		 Management     For     For          
  2.    The Charter Amendment Proposal - to consider and vote
upon a proposal to approve the second amended and
restated certificate of incorporation of Astrea.		 Management     For     For          
  3A.   The Advisory Charter Proposal - to consider and vote
upon the following separate non-binding proposal: To
reclassify Astrea's capital stock and to increase the total
number of authorized shares and classes of stock from a
total of 51,000,000 shares, par value $0.0001 per share,
consisting of 50,000,000 shares of common stock and
1,000,000 shares of preferred stock, to a total of
380,000,000 shares, par value $0.0001 per share,
consisting of (i) 375,000,000 shares of common stock,
including (x) ...(due to space limits, see proxy statement
for full proposal).		 Management     For     For          
  3B.   The Advisory Charter Proposal - to consider and vote
upon the following separate non-binding proposal: To
provide that the Company Board shall have the power to
make, alter or amend or repeal any bylaw, but subject to
the right of stockholders to alter or repeal any such
bylaw; and to further provide that no bylaw made, altered
or amended by the stockholders will retroactively
invalidate any prior act of the Company Board that would
have been valid if such bylaw had not been made,
altered, or amended by the stockholders.		 Management     For     For          
  3C.   The Advisory Charter Proposal - to consider and vote
upon the following separate non-binding proposal: To
provide that, except as otherwise expressly permitted by
the terms of any series of preferred stock permitting the
holders of such series of preferred stock to call a special
meeting of the holders of such series, special meetings of
the stockholders of the Company may be called only by
the chairman of the Company Board, the chief executive
officer of the Company, or the Company Board; and the
...(due to space limits, see proxy statement for full
proposal).		 Management     For     For          
  3D.   The Advisory Charter Proposal - to consider and vote
upon the following separate non-binding proposal: To
provide that removal of one or more directors for cause
requires the affirmative vote of the holders of at least two-
thirds (66 and 2/3%) of the voting power of all of the then
outstanding shares of voting stock of the Company
following the consummation of the Business
Combination, voting together as a single class.		 Management     For     For          
  3E.   The Advisory Charter Proposal - to consider and vote
upon the following separate non-binding proposal: To
provide that no stockholders holding less than forty
percent (40%) of the total issued stock of the Company
will be entitled to examine the books of account or
documents or papers or vouchers of the Company,
except by a resolution of the Company Board giving such
privileges; however, this provision shall not restrict the
examination of such corporate records as are by statute
open to the inspection of stockholders.		 Management     For     For          
  4.    The Nasdaq Proposal - to consider and vote upon a
proposal, as required by the rules of the Nasdaq Stock
Market, to approve the issuance or potential issuance of
common stock in the Merger in an amount greater than
20% of the number of shares of Astrea Common Stock
before such issuances and the issuance of common
stock resulting in a change of control of Astrea.		 Management     For     For          
  5A.   Election of Director: Gianno Caldwell Management     For     For          
  5B.   Election of Director: Jeffrey Goldstein Management     For     For          
  5C.   Election of Director: James Wilkinson Management     For     For          
  5D.   Election of Director: John Prince Management     For     For          
  5E.   Election of Director: Mahesh Chaddah Management     For     For          
  5F.   Election of Director: Dieter Huckestein Management     For     For          
  5G.   Election of Director: Kate Walsh Management     For     For          
  5H.   Election of Director: Timothy N. Hentschel Management     For     For          
  5I.   Election of Director: Yatin Patel Management     For     For          
  5J.   Election of Director: Mohsen Moazami Management     For     For          
  5K.   Election of Director: Dylan Ratigan Management     For     For          
  6.    The Incentive Plan Proposal - to consider and vote upon
a proposal to approve and adopt the 2021 Long Term
Incentive Award Plan.		 Management     For     For          
  7.    The Employee Stock Purchase Plan Proposal - to
consider and vote upon a proposal to approve and adopt
the 2021 Employee Stock Purchase Plan.		 Management     For     For          
  8.    The Adjournment Proposal - to consider and vote upon a
proposal to adjourn the special meeting to a later date or
dates, if necessary.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 10,062   0 08-Feb-2022 08-Feb-2022
  HEALTHCARE CAPITAL CORP.        
  Security 42228C101                   Meeting Type   Special 
  Ticker Symbol HCCC                              Meeting Date   18-Feb-2022  
  ISIN US42228C1018                   Agenda   935544898 - Management
  Record Date 13-Jan-2022                   Holding Recon Date   13-Jan-2022  
  City / Country     / United States             Vote Deadline Date   17-Feb-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - To approve and
adopt the Agreement and Plan of Merger, dated as of
July 7, 2021 (as it may be amended or supplemented
from time to time, the "Merger Agreement"), by and
among HCCC, Alpha Tau Medical Ltd., a company
organized under the laws of the state of Israel ("Alpha
Tau") and Archery Merger Sub Inc., a Delaware
corporation and wholly-owned subsidiary of Alpha Tau
("Merger Sub"), and the transactions contemplated
therein.		 Management     For     For          
  2.1   The Charter Proposal - To approve and adopt the name
of the new public entity will be "Alpha Tau Medical Ltd."
as opposed to "Healthcare Capital Corp.".		 Management     For     For          
  2.2   The Charter Proposal - To approve and adopt the Alpha
Tau Articles will provide for one class of ordinary shares
as opposed to the two classes of common stock provided
for in the HCCC Charter.		 Management     For     For          
  2.3   The Charter Proposal - To approve and adopt Alpha
Tau's corporate existence is perpetual as opposed to
HCCC's corporate existence terminating if a business
combination is not consummated within a specified
period of time.		 Management     For     For          
  2.4   The Charter Proposal - To approve and adopt the Alpha
Tau Articles will not include the various provisions
applicable only to special purpose acquisition
corporations that the HCCC Charter contains.		 Management     For     For          
  3.    The Adjournment Proposal - To consider and vote upon a
proposal to adjourn this special meeting to a later date or
dates, if necessary, if the parties are not able to
consummate the Business Combination.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 6,044   0 24-Jan-2022 24-Jan-2022
  DTF TAX-FREE INCOME FUND INC.        
  Security 23334J107                   Meeting Type   Annual  
  Ticker Symbol DTF                               Meeting Date   07-Mar-2022  
  ISIN US23334J1079                   Agenda   935544329 - Management
  Record Date 10-Dec-2021                   Holding Recon Date   10-Dec-2021  
  City / Country     / United States             Vote Deadline Date   04-Mar-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1C.   Election of Director: Philip R. McLoughlin Management     Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 204,397   0 04-Mar-2022 04-Mar-2022
  CF ACQUISITION CORP. VIII        
  Security 12520C109                   Meeting Type   Special 
  Ticker Symbol CFFE                              Meeting Date   08-Mar-2022  
  ISIN US12520C1099                   Agenda   935549317 - Management
  Record Date 21-Jan-2022                   Holding Recon Date   21-Jan-2022  
  City / Country     / United States             Vote Deadline Date   07-Mar-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1     Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date by which the Company has to
consummate a business combination from March 16,
2022 to September 30, 2022.		 Management     For     For          
  2     Adjournment Proposal: Adjourn the Special Meeting to a
later date or dates, if necessary, to permit further
solicitation and vote of proxies in the event that there are
insufficient votes for, or otherwise in connection with, the
approval of Proposal 1.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 27,072   0 25-Feb-2022 25-Feb-2022
  SPARTAN ACQUISITION CORP. III        
  Security 84677R106                   Meeting Type   Special 
  Ticker Symbol SPAQ                              Meeting Date   08-Mar-2022  
  ISIN US84677R1068                   Agenda   935550598 - Management
  Record Date 18-Jan-2022                   Holding Recon Date   18-Jan-2022  
  City / Country     / United States             Vote Deadline Date   07-Mar-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - To consider and
vote upon a proposal to (a) approve and adopt the
Business Combination Agreement, dated as of July 28,
2021 (the "Business Combination Agreement"), by and
among Spartan, Athena Pubco B.V., a Dutch private
limited liability company (besloten vennootschap met
beperkte aansprakelijkheid) ("Allego"), Athena Merger
Sub, Inc., a Delaware corporation ("Merger Sub"),
Madeleine Charging B.V., a Dutch private limited liability
company (besloten vennootschap ...(due to space limits,
see proxy material for full proposal).		 Management     For     For          
  2.    The Governance Proposal - To consider and vote upon,
on a non- binding advisory basis, a proposal to approve
certain governance provisions contained in the Articles of
Association of Allego N.V., the successor to Allego
following the Business Combination (the "Allego Articles")
that materially affect Allego shareholder rights (the
"Governance Proposal").		 Management     For     For          
  3.    The Adjournment Proposal - To consider and vote upon a
proposal to approve the adjournment of the special
meeting to a later date or dates, if necessary or
appropriate, to permit further solicitation and vote of
proxies in the event that there are insufficient votes for, or
otherwise in connection with, the approval of the
Business Combination Proposal (the "Adjournment
Proposal").		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 19,528   0 25-Feb-2022 25-Feb-2022
  TECH AND ENERGY TRANSITION CORPORATION        
  Security 87823R102                   Meeting Type   Annual  
  Ticker Symbol TETC                              Meeting Date   15-Mar-2022  
  ISIN US87823R1023                   Agenda   935548480 - Management
  Record Date 27-Jan-2022                   Holding Recon Date   27-Jan-2022  
  City / Country     / United States             Vote Deadline Date   14-Mar-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.1   Election of Director: James Avery Management     For     For          
  1.2   Election of Director: Virginia Breen Management     For     For          
  1.3   Election of Director: Gregory Gilmore Management     For     For          
  1.4   Election of Director: Lawrence Handen Management     For     For          
  1.5   Election of Director: Dan Hesse Management     For     For          
  1.6   Election of Director: Diarmuid B. O'Connell Management     For     For          
  1.7   Election of Director: David Roseman Management     For     For          
  2.    Ratification of independent registered public accounting
firm.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 27,051   0 25-Feb-2022 25-Feb-2022
  TECH AND ENERGY TRANSITION CORPORATION        
  Security 87823R201                   Meeting Type   Annual  
  Ticker Symbol TETCU                             Meeting Date   15-Mar-2022  
  ISIN US87823R2013                   Agenda   935548480 - Management
  Record Date 27-Jan-2022                   Holding Recon Date   27-Jan-2022  
  City / Country     / United States             Vote Deadline Date   14-Mar-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.1   Election of Director: James Avery Management     For     For          
  1.2   Election of Director: Virginia Breen Management     For     For          
  1.3   Election of Director: Gregory Gilmore Management     For     For          
  1.4   Election of Director: Lawrence Handen Management     For     For          
  1.5   Election of Director: Dan Hesse Management     For     For          
  1.6   Election of Director: Diarmuid B. O'Connell Management     For     For          
  1.7   Election of Director: David Roseman Management     For     For          
  2.    Ratification of independent registered public accounting
firm.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 1   0 25-Feb-2022 25-Feb-2022
  VIVEON HEALTH ACQUISITION CORP.        
  Security 92853V106                   Meeting Type   Annual  
  Ticker Symbol VHAQ                              Meeting Date   18-Mar-2022  
  ISIN US92853V1061                   Agenda   935549824 - Management
  Record Date 28-Jan-2022                   Holding Recon Date   28-Jan-2022  
  City / Country     / United States             Vote Deadline Date   17-Mar-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1     Amend the Company's amended and restated certificate
of incorporation to (i) extend the date by which the
Company has to consummate a business combination for
three months, from March 28, 2022 ("Original
Termination Date") to June 28, 2022 ("Extended Date"),
and (ii) allow Company, without another stockholder vote,
to elect to extend the date to consummate a business
combination on a monthly basis for up to six times by an
additional one month each time after the Extended Date
for a total of up to nine months after Original Termination
Date.		 Management     For     For          
  2     DIRECTOR Management                      
        1 Jagi Gill           For     For          
        2 Rom Papadopoulos           For     For          
        3 Demetrios G. Logothetis           For     For          
        4 Brian Cole           For     For          
        5 Doug Craft           For     For          
  3     Ratification of Appointment of Independent Accountants Management     For     For          
  4     Adjournment Proposal Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 32,618   0 25-Feb-2022 25-Feb-2022
  BRILLIANT ACQUISITION CORPORATION        
  Security G1643W111                   Meeting Type   Special 
  Ticker Symbol BRLI                              Meeting Date   18-Mar-2022  
  ISIN VGG1643W1115                   Agenda   935559320 - Management
  Record Date 24-Feb-2022                   Holding Recon Date   24-Feb-2022  
  City / Country     / United States             Vote Deadline Date   17-Mar-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    THE EXTENSION AMENDMENT PROPOSAL -
APPROVAL OF AN AMENDMENT TO THE
COMPANY'S AMENDED AND RESTATED ARTICLES
OF ASSOCIATION (THE "CURRENT ARTICLES") TO
EXTEND THE DATE BY WHICH THE COMPANY HAS
TO CONSUMMATE A BUSINESS COMBINATION (THE
"EXTENSION") until July 23, 2022 by deleting articles
18.6, 18.7, 18.8 and 27.2 of the Current Articles in their
entirety, replacing them with the following new articles
18.6,18.7 and 27.2, and renumbering articles as
necessary: "18.6 "If the Company does not complete
...(due to space limits, see proxy material for full
proposal).		 Management     For     For          
  2.    THE AMENDED ARTICLES PROPOSAL - APPROVAL
OF THE AMENDED ARTICLES, REFLECTING THE
AMENDMENTS MADE TO THE CURRENT ARTICLES
AS SET OUT IN PROPOSAL 1.		 Management     For     For          
  3.    THE ADJOURNMENT PROPOSAL - APPROVAL TO
DIRECT THE CHAIRMAN OF THE SPECIAL MEETING
TO ADJOURN THE SPECIAL MEETING TO A LATER
DATE OR DATES, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION AND VOTE OF PROXIES IF,
BASED UPON THE TABULATED VOTE AT THE TIME
OF THE MEETING,THERE ARE NOT SUFFICIENT
VOTES TO APPROVE PROPOSAL 1 OR PROPOSAL 2.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 11,614   0 08-Mar-2022 08-Mar-2022
  AMERICAN ACQUISITION OPPORTUNITY INC.        
  Security 02369M102                   Meeting Type   Special 
  Ticker Symbol AMAO                              Meeting Date   21-Mar-2022  
  ISIN US02369M1027                   Agenda   935552352 - Management
  Record Date 08-Feb-2022                   Holding Recon Date   08-Feb-2022  
  City / Country     / United States             Vote Deadline Date   18-Mar-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    To amend our Amended and Restated Certificate of
Incorporation to extend the date by which the Company
must consummate a Business Combination from March
22, 2022 (the date which is 12 months from the closing
date of the Company's IPO) to September 22, 2022		 Management     For     For          
  2.    To amend the Trust Agreement to extend the liquidation
date from March 22, 2022 (the date which is 12 months
from the closing date of the Company's IPO) to
September 22, 2022.		 Management     For     For          
  3.    To approve an adjournment of the special meeting, if
necessary, to solicit additional proxies if there are not
sufficient votes in favor of Proposal 1 and Proposal 2.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 27,090   0 25-Feb-2022 25-Feb-2022
  TUSCAN HOLDINGS CORP II        
  Security 90070A103                   Meeting Type   Special 
  Ticker Symbol THCA                              Meeting Date   29-Mar-2022  
  ISIN US90070A1034                   Agenda   935556716 - Management
  Record Date 23-Feb-2022                   Holding Recon Date   23-Feb-2022  
  City / Country     / United States             Vote Deadline Date   28-Mar-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date that the Company has to consummate a
business combination to June 30, 2022.		 Management     For     For          
  2.    Adjournment Proposal: Approve the adjournment of the
special meeting to a later date or dates, if the Company
determines that additional time is necessary to effectuate
the Extension.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 92,638   0 08-Mar-2022 08-Mar-2022
  ABERDEEN FUNDS        
  Security 00301W105                   Meeting Type   Annual  
  Ticker Symbol AEF                               Meeting Date   31-Mar-2022  
  ISIN US00301W1053                   Agenda   935558037 - Management
  Record Date 15-Feb-2022                   Holding Recon Date   15-Feb-2022  
  City / Country     / United States             Vote Deadline Date   30-Mar-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.1   To elect one Class II Director of the Fund, for a three-
year term until the 2025 Annual Meeting of Stockholders
and until such Directors' successors are duly elected and
qualify: William Maher		 Management     Split     Split          
  2.1   To consider the continuation of the term of one Class III
Director under the Fund's Corporate Governance Policies
for a one-year term ending in 2023: Steven N. Rappaport		 Management     Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 270,248   0 30-Mar-2022 30-Mar-2022
  BRANDYWINEGLOBAL-GLOBAL INCOME OPP FD        
  Security 10537L104                   Meeting Type   Annual  
  Ticker Symbol BWG                               Meeting Date   08-Apr-2022  
  ISIN US10537L1044                   Agenda   935557819 - Management
  Record Date 08-Feb-2022                   Holding Recon Date   08-Feb-2022  
  City / Country     / United States             Vote Deadline Date   07-Apr-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.1   Election of Class I Director to serve until 2025 Annual
Meeting: Daniel P. Cronin		 Management     Split     Split          
  1.2   Election of Class I Director to serve until 2025 Annual
Meeting: Paolo M. Cucchi		 Management     Split     Split          
  2.    To ratify the selection of PricewaterhouseCoopers LLP as
the Fund's independent registered public accountants for
the fiscal year ending October 31, 2022.		 Management     Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 62,800   0 07-Apr-2022 07-Apr-2022  
  GLOBAL SPAC PARTNERS CO.        
  Security G3934K103                   Meeting Type   Special 
  Ticker Symbol GLSPT                             Meeting Date   11-Apr-2022  
  ISIN KYG3934K1031                   Agenda   935582468 - Management
  Record Date 14-Mar-2022                   Holding Recon Date   14-Mar-2022  
  City / Country     / United States             Vote Deadline Date   08-Apr-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1)    The Extension Amendment Proposal - To amend, by way
of special resolution, the amended and restated
Memorandum and Articles of Association of Global SPAC
Partners Co. ("Global") to extend the date by which
Global has to consummate a business combination from
April 13, 2022 to July 13, 2022 (or such earlier date as
determined by Global's Board of Directors).		 Management     For     For          
  2)    The Adjournment Proposal - To instruct the chairman of
the extraordinary general meeting to adjourn the
extraordinary general meeting of Global shareholders to
a later date or dates, if necessary, to permit further
solicitation and vote of Proxies if, based upon the
tabulated vote at the time of the special meeting, there
are not sufficient votes to approve the Extension
Amendment Proposal.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 40,780   0 06-Apr-2022 06-Apr-2022  
  PGIM SHORT DURATION HIGH YIELD OPP        
  Security 69355J104                   Meeting Type   Annual  
  Ticker Symbol SDHY                              Meeting Date   14-Apr-2022  
  ISIN US69355J1043                   Agenda   935545066 - Management
  Record Date 17-Dec-2021                   Holding Recon Date   17-Dec-2021  
  City / Country     / United States             Vote Deadline Date   13-Apr-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.1   Election of Class I Trustee: Ellen S. Alberding Management     Split     Split          
  1.2   Election of Class I Trustee: Stuart S. Parker Management     Split     Split          
  1.3   Election of Class I Trustee: Brian K. Reid Management     Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 56,475   0 08-Mar-2022 13-Apr-2022  
  KAYNE ANDERSON MIDSTREAM/ENERGY FUND INC        
  Security 48661E108                   Meeting Type   Annual  
  Ticker Symbol KMF                               Meeting Date   21-Apr-2022  
  ISIN US48661E1082                   Agenda   935558138 - Management
  Record Date 16-Feb-2022                   Holding Recon Date   16-Feb-2022  
  City / Country     / United States             Vote Deadline Date   20-Apr-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1A.   ELECTION OF DIRECTOR FOR A TERM OF THREE
YEARS: ANNE K. COSTIN		 Management     Split     Split          
  1B.   ELECTION OF DIRECTOR FOR A TERM OF THREE
YEARS: ALBERT L. RICHEY		 Management     Split     Split          
  2.    THE RATIFICATION OF THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS KMF'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING NOVEMBER
30, 2022.		 Management     Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 133,845   0 06-Apr-2022 06-Apr-2022  
  PIMCO CLOSED-END FUNDS        
  Security 69355M107                   Meeting Type   Annual  
  Ticker Symbol PDO                               Meeting Date   26-Apr-2022  
  ISIN US69355M1071                   Agenda   935575398 - Management
  Record Date 25-Feb-2022                   Holding Recon Date   25-Feb-2022  
  City / Country     / United States             Vote Deadline Date   25-Apr-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1a.   Election of Trustee: Deborah A. DeCotis Management     Split     Split          
  1b.   Election of Trustee: David N. Fisher Management     Split     Split          
  1c.   Election of Trustee: Joseph B. Kittredge, Jr. Management     Split     Split          
  1d.   Election of Trustee: E. Grace Vandecruze Management     Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 153,662   0 25-Apr-2022 25-Apr-2022  
  BROOKLINE CAPITAL ACQUISITION CORP.        
  Security 11374E104                   Meeting Type   Special 
  Ticker Symbol BCAC                              Meeting Date   26-Apr-2022  
  ISIN US11374E1047                   Agenda   935588698 - Management
  Record Date 21-Mar-2022                   Holding Recon Date   21-Mar-2022  
  City / Country     / United States             Vote Deadline Date   25-Apr-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Extension Amendment: Amend the Company's Amended
and Restated Certificate of Incorporation to extend the
date by which the Company must consummate a
Business Combination from May 2, 2022 (the date which
is 15 months from the closing date of the Company's
initial public offering of our units (the "IPO")) on a monthly
basis up to November 2, 2022 (the date which is 21
months from the closing date of the IPO).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 17,396   0 06-Apr-2022 06-Apr-2022  
  ARCHIMEDES TECH SPAC PARTNERS CO.        
  Security 039562301                   Meeting Type   Special 
  Ticker Symbol ATSPT                             Meeting Date   26-Apr-2022  
  ISIN US0395623012                   Agenda   935608832 - Management
  Record Date 16-Mar-2022                   Holding Recon Date   16-Mar-2022  
  City / Country     / United States             Vote Deadline Date   25-Apr-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal: To approve the
transactions contemplated under the Merger Agreement,
dated as of November 15, 2021 (the "Merger
Agreement"), by and among the Corporation, ATSPC
Merger Sub, Inc., a Delaware corporation and wholly-
owned subsidiary of the Corporation and SoundHound,
Inc., a Delaware corporation (the "Business
Combination").		 Management     For     For          
  2.    The Charter Amendment Proposal: To approve the
Second Amended and Restated Certificate of
Incorporation of the Corporation (the "Amended
Charter").		 Management     For     For          
  3A.   The Advisory Proposal: To increase the total number of
authorized shares of capital stock to (i) 499,000,000
shares of common stock, par value $0.0001 per share,
which shall be designated as 455,000,000 shares of
Class A common stock ("Class A Common Stock"),
having one vote per share, and 44,000,000 shares of
Class B common stock ("Class B Common Stock"),
having ten votes per share, and (ii) 1,000,000 shares of
preferred stock, par value $0.0001 per share.		 Management     For     For          
  3B.   The Advisory Proposal: To (a) establish a dual class
common stock structure consisting of Class A Common
Stock and Class B Common Stock, (b) provide that
holders of Class A Common Stock will be entitled to one
vote per share and holders of Class B Common Stock will
be entitled to ten votes per share on all matters properly
submitted to the Combined Company's stockholders
entitled to vote thereon, and (c) provide that the number
of authorized shares of Class A Common Stock or Class
B ...(due to space limits,see proxy material for full
proposal).		 Management     For     For          
  3C.   The Advisory Proposal: To provide that (i) the right of
stockholders to call a special stockholder meeting shall
be only called by the Chairman of the board of directors
of the Corporation (the "Board"), Chief Executive Officer
of the Corporation, or the Board pursuant to a resolution
adopted by a majority of the Board and to (ii) remove of
the right of stockholders to call a special stockholder
meeting.		 Management     For     For          
  3D.   The Advisory Proposal: To remove the right of
stockholders to act by written consent except to the
extent otherwise set forth in the Bylaws of the
Corporation.		 Management     For     For          
  3E.   The Advisory Proposal: To require the approval of
holders of at least a majority of the voting power of the
outstanding shares of capital stock of the Combined
Company entitled to vote generally in the election of
directors, voting together as a single class to amend
certain provisions of the Amended Charter.		 Management     For     For          
  3F.   The Advisory Proposal: To remove the waiver of the
corporate opportunity doctrine with respect to the
Combined Company.		 Management     For     For          
  4.    The Incentive Plan Proposal: To approve the
SoundHound AI, Inc. 2022 Incentive Award Plan to be
effective after consummation of the Business
Combination.		 Management     For     For          
  5.    The ESPP Proposal: To approve the SoundHound AI,
Inc. 2022 Employee Stock Purchase Plan to be effective
after consummation of the Business Combination.		 Management     For     For          
  6.    The Nasdaq Proposal: To approve, (i) for purposes of
complying with Nasdaq Listing Rules 5635 (a) and (b),
the issuance of more than 20% of the issued and
outstanding shares of common stock and the resulting
change in control in connection with the Business
Combination.		 Management     For     For          
  7A.   Election of Director: Dr. Keyvan Mohajer Management     For     For          
  7B.   Election of Director: James Hom Management     For     For          
  7C.   Election of Director: Larry Marcus Management     For     For          
  7D.   Election of Director: Dr. Eric Ball Management     For     For          
  7E.   Election of Director: Diana Sroka Management     For     For          
  8.    The Adjournment Proposal: To approve any adjournment
or postponement of the ATSP Special Meeting for the
purpose of soliciting additional proxies in the event the
Corporation does not receive the requisite stockholder
vote to approve the Business Combination Proposal, the
Charter Amendment Proposal, the Advisory Proposal, the
Incentive Plan Proposal, the ESPP Proposal, the Nasdaq
Proposal or the Directors Proposal.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 54,092   0 21-Apr-2022 21-Apr-2022  
  COHEN & STEERS        
  Security 19249X108                   Meeting Type   Annual  
  Ticker Symbol PTA                               Meeting Date   27-Apr-2022  
  ISIN US19249X1081                   Agenda   935568595 - Management
  Record Date 08-Mar-2022                   Holding Recon Date   08-Mar-2022  
  City / Country     / United States             Vote Deadline Date   26-Apr-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Joseph M. Harvey           Split     Split          
        2 Gerald J. Maginnis           Split     Split          
        3 Daphne L. Richards           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 334,027   0 26-Apr-2022 26-Apr-2022  
  COHEN & STEERS        
  Security 19249X108                   Meeting Type   Annual  
  Ticker Symbol PTA                               Meeting Date   27-Apr-2022  
  ISIN US19249X1081                   Agenda   935568595 - Management
  Record Date 08-Mar-2022                   Holding Recon Date   08-Mar-2022  
  City / Country     / United States             Vote Deadline Date   26-Apr-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Joseph M. Harvey           Split     Split          
        2 Gerald J. Maginnis           Split     Split          
        3 Daphne L. Richards           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL98 RIVERNORTH
OPP FUND FBO
NFSLLC		 AL98 STATE
STREET BANK
& TRUST CO		 65,000   0 26-Apr-2022 26-Apr-2022  
  NUVEEN CORE PLUS IMPACT FUND        
  Security 67080D103                   Meeting Type   Annual  
  Ticker Symbol NPCT                              Meeting Date   28-Apr-2022  
  ISIN US67080D1037                   Agenda   935556184 - Management
  Record Date 18-Jan-2022                   Holding Recon Date   18-Jan-2022  
  City / Country     / United States             Vote Deadline Date   27-Apr-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1C.   DIRECTOR Management                      
        1 William C. Hunter           For     For          
        2 Judith M. Stockdale           For     For          
        3 Carole E. Stone           For     For          
        4 Margaret L. Wolff           For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 68,442   0 16-Mar-2022 16-Mar-2022
  L&F ACQUISITION CORP        
  Security G53702109                   Meeting Type   Special 
  Ticker Symbol LNFA                              Meeting Date   03-May-2022  
  ISIN KYG537021092                   Agenda   935611055 - Management
  Record Date 04-Apr-2022                   Holding Recon Date   04-Apr-2022  
  City / Country     / United States             Vote Deadline Date   02-May-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Extension Amendment Proposal - RESOLVED, as a
special resolution that: a) the first sentence of Article 49.7
of L&F's Amended and Restated Memorandum and
Articles of Association be deleted in its entirety and
replaced with the following new first sentence of Article
49.7: "In the event that the Company does not
consummate a Business Combination by August 24,
2022, or such later time as the Members may approve in
accordance with the Articles, the Company shall:" b)
Article 49.8(a) of L&F's ...(due to space limits, see proxy
material for full proposal).		 Management     For     For          
  2.    The Adjournment Proposal - RESOLVED, as an ordinary
resolution, that the adjournment of the Shareholder
Meeting to a later date or dates if necessary, to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Shareholder Meeting,
there are insufficient Class A ordinary shares, par value
$0.0001 per share and Class B ordinary shares, par
value $0.0001 per share in the capital of L&F represented
(either in person or by proxy) to constitute a quorum
necessary ...(due to space limits, see proxy material for
full proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 18,120   0 21-Apr-2022 21-Apr-2022  
  AGBA ACQUISITION LIMITED        
  Security G0120M109                   Meeting Type   Annual  
  Ticker Symbol AGBA                              Meeting Date   03-May-2022  
  ISIN VGG0120M1095                   Agenda   935611093 - Management
  Record Date 04-Apr-2022                   Holding Recon Date   04-Apr-2022  
  City / Country     / United States             Vote Deadline Date   02-May-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    APPROVAL OF AN AMENDMENT TO THE
COMPANY'S AMENDED AND RESTATED
MEMORANDUM AND ARTICLES OF ASSOCIATION TO
EXTEND THE DATE BY WHICH THE COMPANY HAS
TO CONSUMMATE A BUSINESS COMBINATION (THE
"EXTENSION") TWO (2) TIMES FOR AN ADDITIONAL
THREE (3) MONTHS EACH TIME FROM MAY 16, 2022
TO NOVEMBER 16, 2022.		 Management     For     For          
  2.    APPROVAL OF AN AMENDMENT TO THE
COMPANY'S EXISTING INVESTMENT MANAGEMENT
TRUST AGREEMENT TO MAKE CHANGES
NECESSARY TO REFLECT THE EXTENSION.		 Management     For     For          
  3.    DIRECTOR Management                      
        1 Gordon Lee           For     For          
        2 Vera Tan           For     For          
        3 Eric Lam           For     For          
        4 Brian Chan           For     For          
        5 Thomas Ng           For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 30,883   0 21-Apr-2022 21-Apr-2022  
  PERSHING SQUARE HOLDINGS LTD        
  Security G7016V101                   Meeting Type   Annual General Meeting
  Ticker Symbol                     Meeting Date   05-May-2022  
  ISIN GG00BPFJTF46                   Agenda   715335065 - Management
  Record Date 22-Apr-2022                   Holding Recon Date   22-Apr-2022  
  City / Country   ST
PETER
PORT		 / Guernsey             Vote Deadline Date   26-Apr-2022  
  SEDOL(s) BG0H5M9 - BPFJTF4 - BRJLBM1 -
BS7JCJ8 - BVG1TQ2		             Quick Code      
                                                               
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    ACCEPT FINANCIAL STATEMENTS AND STATUTORY
REPORTS		 Management     For     For          
  2.    RATIFY ERNST YOUNG LLP AS AUDITORS Management     For     For          
  3.    AUTHORISE BOARD TO FIX REMUNERATION OF
AUDITORS		 Management     For     For          
  4.    RE-ELECT NICHOLAS BOTTA AS DIRECTOR Management     For     For          
  5.    RE-ELECT ANNE FARLOW AS DIRECTOR Management     For     For          
  6.    RE-ELECT BRONWYN CURTIS AS DIRECTOR Management     For     For          
  7.    RE-ELECT ANDREW HENTON AS DIRECTOR Management     For     For          
  8.    RE-ELECT TOPE LAWANI AS DIRECTOR Management     For     For          
  9.    RE-ELECT RUPERT MORLEY AS DIRECTOR Management     For     For          
  10.   RE-ELECT TRACY PALANDJIAN AS DIRECTOR Management     For     For          
  11.   AUTHORISE MARKET PURCHASE OF PUBLIC
SHARES		 Management     For     For          
  12.   AUTHORISE ISSUE OF EQUITY WITHOUT PRE-
EMPTIVE RIGHTS		 Management     For     For          
  CMMT  13 APR 2022: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN NUMBERING-OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE-AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU		 Non-Voting                      
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  AL97 AL97   STATE
STREET BANK		 484,604   0 18-Apr-2022 18-Apr-2022  
  BREEZE HOLDINGS ACQUISITION CORP.        
  Security 106762107                   Meeting Type   Special 
  Ticker Symbol BREZ                              Meeting Date   05-May-2022  
  ISIN US1067621078                   Agenda   935597863 - Management
  Record Date 21-Mar-2022                   Holding Recon Date   21-Mar-2022  
  City / Country     / United States             Vote Deadline Date   04-May-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Extension Amendment Proposal - amend the company's
amended and restated certificate of incorporation to
extend the time the company has to complete its initial
business combination until September 26, 2022.		 Management     For     For          
  2.    Adjournment Proposal - adjourn the special meeting to a
later date or dates to permit further solicitation of proxies
if there are insufficient votes to approve Proposal No. 1.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 21,512   0 12-Apr-2022 12-Apr-2022  
  WESTERN ASSET DIVERSIFIED INCOME FUND        
  Security 95790K109                   Meeting Type   Annual  
  Ticker Symbol WDI                               Meeting Date   06-May-2022  
  ISIN US95790K1097                   Agenda   935558710 - Management
  Record Date 08-Feb-2022                   Holding Recon Date   08-Feb-2022  
  City / Country     / United States             Vote Deadline Date   05-May-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.1   Election of Class I Trustee to serve until 2025 Annual
Meeting: Robert D. Agdern		 Management     Split     Split          
  1.2   Election of Class I Trustee to serve until 2025 Annual
Meeting: Carol L. Colman		 Management     Split     Split          
  1.3   Election of Class I Trustee to serve until 2025 Annual
Meeting: Daniel P. Cronin		 Management     Split     Split          
  2.    To ratify the selection of PricewaterhouseCoopers LLP as
the Fund's independent registered public accountants for
the fiscal year ending December 31, 2022.		 Management     Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 72,313   0 07-Apr-2022 07-Apr-2022  
  THE GDL FUND        
  Security 361570104                   Meeting Type   Annual  
  Ticker Symbol GDL                               Meeting Date   09-May-2022  
  ISIN US3615701048                   Agenda   935569597 - Management
  Record Date 14-Mar-2022                   Holding Recon Date   14-Mar-2022  
  City / Country     / United States             Vote Deadline Date   06-May-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Agnes Mullady           Split     Split          
        2 Salvatore J. Zizza           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 134,585   0 06-May-2022 06-May-2022
  ARTISAN ACQUISITION CORP.        
  Security G0509L102                   Meeting Type   Special 
  Ticker Symbol ARTA                              Meeting Date   09-May-2022  
  ISIN KYG0509L1023                   Agenda   935614811 - Management
  Record Date 04-Mar-2022                   Holding Recon Date   04-Mar-2022  
  City / Country     / United States             Vote Deadline Date   06-May-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - a proposal to
approve and authorize, as an ordinary resolution, (a) the
business combination and other transactions
contemplated by the Business Combination Agreement,
dated as of September 15, 2021 (as amended by an
Amendment to Business Combination Agreement dated
as of March 30, 2022 (the "BCA Amendment") and as
may be further amended, supplemented or otherwise
modified from time to time, the "Business Combination
Agreement"), by and among Prenetics ...(due to space
limits, see proxy material for full proposal).		 Management     For     For          
  2.    The Initial Merger Proposal - a proposal to approve and
authorize, as a special resolution, (a) the Plan of Merger
(the "Plan of Initial Merger"), by and among the
Company, Artisan Merger Sub and PubCo, substantially
in the form annexed as Exhibit F to the Business
Combination Agreement, (b) the Company's entry into the
Plan of Initial Merger, and (c) the merger of the Company
with and into Artisan Merger Sub, with Artisan Merger
Sub being the surviving entity and remaining as a wholly-
owned subsidiary of PubCo.		 Management     For     For          
  3.    The Adjournment Proposal - a proposal to approve, as an
ordinary resolution, the adjournment of the Meeting to a
later date or dates to be determined by the chairman of
the Meeting, if necessary, to permit further solicitation
and vote of proxies in the event that there are insufficient
votes for the approval of one or more proposals at the
Meeting or if shareholders have elected to redeem an
amount of Class A ordinary shares of the Company such
that the minimum available cash condition contained
...(due to space limits,see proxy material for full
proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 23,946   0 21-Apr-2022 21-Apr-2022  
  BETTER WORLD ACQUISITION CORP.        
  Security 08772B104                   Meeting Type   Special 
  Ticker Symbol BWAC                              Meeting Date   12-May-2022  
  ISIN US08772B1044                   Agenda   935628795 - Management
  Record Date 18-Apr-2022                   Holding Recon Date   18-Apr-2022  
  City / Country     / United States             Vote Deadline Date   11-May-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Amend the Company's amended and restated certificate
of incorporation to extend the date by which the
Company has to consummate a Business Combination
from May 17, 2022 to August 17, 2022 or such earlier
date as determined by the board of directors.		 Management     For     For          
  2.    Adjourn the Special Meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies in the event that there are insufficient votes for, or
otherwise in connection with, the approval of Proposal 1.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 29,581   0 28-Apr-2022 28-Apr-2022  
  KINGSWOOD ACQUISITION CORP.        
  Security 496861105                   Meeting Type   Special 
  Ticker Symbol KWAC                              Meeting Date   18-May-2022  
  ISIN US4968611057                   Agenda   935637768 - Management
  Record Date 25-Apr-2022                   Holding Recon Date   25-Apr-2022  
  City / Country     / United States             Vote Deadline Date   17-May-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1)    The Extension Amendment Proposal - to consider and
vote upon a proposal to amend the Company's amended
and restated certificate of incorporation to extend from
May 24, 2022 to August 24, 2022 (the "Extension" and
such date, the "Extended Date"). Please see the
definitive proxy statement for the full proposal language.		 Management     For     For          
  2)    The Adjournment Proposal - to consider and vote upon a
proposal to adjourn the Special Meeting to a later date or
dates, if necessary, to permit further solicitation and vote
of proxies if, based upon the tabulated vote at the time of
the Special Meeting, there are not sufficient votes to
approve one or more proposals presented to
stockholders for vote (the "Adjournment Proposal").		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 20,076   0 13-May-2022 13-May-2022
  BARINGS CORPORATE INVESTORS        
  Security 06759X107                   Meeting Type   Annual  
  Ticker Symbol MCI                               Meeting Date   19-May-2022  
  ISIN US06759X1072                   Agenda   935604935 - Management
  Record Date 21-Mar-2022                   Holding Recon Date   21-Mar-2022  
  City / Country     / United States             Vote Deadline Date   18-May-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Susan B. Sweeney           Split     Split          
        2 David M. Mihalick           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 275,243   0 18-May-2022 18-May-2022
  BARINGS PARTICIPATION INVESTORS        
  Security 06761A103                   Meeting Type   Annual  
  Ticker Symbol MPV                               Meeting Date   19-May-2022  
  ISIN US06761A1034                   Agenda   935604947 - Management
  Record Date 21-Mar-2022                   Holding Recon Date   21-Mar-2022  
  City / Country     / United States             Vote Deadline Date   18-May-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Susan B. Sweeney           Split     Split          
        2 David M. Mihalick           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 307,239   0 18-May-2022 18-May-2022
  XAI OCTAGON FUNDS        
  Security 98400T205                   Meeting Type   Annual  
  Ticker Symbol XFLTPR                            Meeting Date   24-May-2022  
  ISIN US98400T2050                   Agenda   935621842 - Management
  Record Date 01-Apr-2022                   Holding Recon Date   01-Apr-2022  
  City / Country     / United States             Vote Deadline Date   23-May-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1a.   Election of Class II Trustee of the Trust, to be elected by
common shares and preferred shares voting as a single
class, to serve until the 2025 annual meeting: Gregory G.
Dingens		 Management     Split     Split          
  1b.   Election of Class II Trustee of the Trust, to be elected by
preferred shares voting as a separate class, to serve until
the 2025 annual meeting: Philip G. Franklin		 Management     Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 33,699   0 23-May-2022 23-May-2022
  APOLLO STRATEGIC GROWTH CAPITAL        
  Security G0411R106                   Meeting Type   Special 
  Ticker Symbol APSG                              Meeting Date   25-May-2022  
  ISIN KYG0411R1065                   Agenda   935649218 - Management
  Record Date 01-Mar-2022                   Holding Recon Date   01-Mar-2022  
  City / Country     / United States             Vote Deadline Date   24-May-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Domestication Proposal - to consider and vote upon
a proposal to approve by special resolution under
Cayman Islands law, assuming the Business
Combination Proposal is approved and adopted, the
change of APSG's jurisdiction of incorporation from the
Cayman Islands to the State of Delaware by
deregistering as an exempted company in the Cayman
Islands and continuing and domesticating as a
corporation incorporated under the laws of the State of
Delaware (the "Domestication" and such proposal, the
"Domestication Proposal").		 Management     For     For          
  2.    The Amendment Proposal - to consider and vote upon a
proposal to approve by special resolution under Cayman
Islands law, assuming the Business Combination
Proposal and the Domestication Proposal are approved
and adopted, the Acquiror Delaware Certificate, which, if
approved, would take effect substantially concurrently
with the Closing; 2A through 2K - The Unbundling
Precatory Proposals - to approve, on a non-binding
advisory basis, certain governance provisions in the
Acquiror Delaware Certificate, ...(due to space limits, see
proxy material for full proposal).		 Management     For     For          
  2a.   To increase the authorized share capital from
361,000,000 shares consisting of 300,000,000 Acquiror
Class A Ordinary Shares, 60,000,000 Acquiror Class B
Ordinary Shares, and 1,000,000 undesignated preferred
shares, par value $0.00005 per share, to authorized
capital stock of shares, consisting of (i) 3,000,000,000
shares of Domesticated Acquiror Class A Common
Stock, (ii) 3,000,000,000 shares of Domesticated
Acquiror Class B Common Stock, (iii) 20,420,250 shares
of Domesticated Acquiror ...(due to space limits, see
proxy material for full proposal).		 Management     For     For          
  2b.   To provide that the Acquiror Delaware Certificate may be
amended, altered or repealed by the affirmative vote of
the holders of at least 66 2/3% of all the then outstanding
shares of stock entitled to vote, voting together as a
single class in addition to any other vote required by the
Acquiror Delaware Certificate or otherwise required by
law.		 Management     For     For          
  2c.   To provide that (i) each holder of record of Domesticated
Acquiror Class A Common Stock, Domesticated Acquiror
Class B Common Stock and Domesticated Acquiror
Class X Common Stock (solely prior to the automatic
conversion thereof to shares of Domesticated Acquiror
Class A Common Stock upon the Closing) will be entitled
to vote on the election or removal of directors, voting
together as a single class, (ii) any vacancy on the board
of directors shall be filled by the affirmative ...(due to
space limits, see proxy material for full proposal).		 Management     For     For          
  2d.   To elect not to be governed by Section 203 of the DGCL. Management     For     For          
  2e.   To provide that the Court of Chancery of the State of
Delaware or, if such court does not have subject matter
jurisdiction, another state or federal court located within
the State of Delaware, shall be the exclusive forum for
certain actions and claims.		 Management     For     For          
  2f.   To provide that each holder of record of Domesticated
Acquiror Class A Common Stock, Domesticated Acquiror
Class B Common Stock and Domesticated Acquiror
Class X Common Stock (solely prior to the automatic
conversion thereof to shares of Domesticated Acquiror
Class A Common Stock upon the Closing) be entitled to
one vote per share on all matters which stockholders
generally are entitled to vote.		 Management     For     For          
  2g.   To provide that subject to applicable law and the rights of
any holders of outstanding Preferred Stock, (i) each
holder of Domesticated Acquiror Class A Common Stock,
Domesticated Acquiror Class X Common Stock (solely
prior to the automatic conversion thereof to shares of
Domesticated Acquiror Class A Common Stock upon the
Closing) and Class A-1 Preferred Stock shall be entitled
to receive, ratably with the other participating shares,
such dividends and other distributions as ...(due to space
limits, see proxy material for full proposal).		 Management     For     For          
  2h.   To eliminate various provisions in the Existing
Organizational Documents applicable only to blank check
companies, including the provisions requiring that APSG
have net tangible assets of at least $5,000,001
immediately prior to, or upon such consummation of, a
business combination.		 Management     For     For          
  2i.   To restrict holders of Domesticated Acquiror Class B
Common Stock from transferring their shares of
Domesticated Acquiror Class B Common Stock unless
such holder also transfers an equal number of Opco B
Ordinary Shares in accordance with the GBT Amended &
Restated M&A.		 Management     For     For          
  2j.   To allow PubCo, subject to the terms of the Business
Combination Agreement, the Acquiror Delaware
Certificate and the Acquiror Delaware Bylaws, to take all
such actions as are contemplated by the Business
Combination Agreement to cause the issuance of its
equity securities as called for by the Egencia Equity
Contribution Agreement and in accordance with the
Acquiror Delaware Certificate, including any issuances,
redemptions and cancellations and/or adjustments for no
consideration.		 Management     For     For          
  2k.   To require PubCo to issue, reserve for issuance, cancel
and/or redeem certain of its equity securities in
accordance with the terms of the Exchange Agreement.		 Management     For     For          
  3.    The Business Combination Proposal - to consider and
vote upon a proposal to approve by ordinary resolution
under Cayman Islands law and adopt, assuming the
Domestication Proposal and Amendment Proposal are
approved, the Business Combination Agreement (as
amended from time to time, the "Business Combination
Agreement"), dated as of December 2, 2021, by and
between APSG and GBT Jersey Co Limited, a company
limited by shares incorporated under the laws of Jersey
("GBT"), and the ...(due to space limits, see proxy
material for full proposal).		 Management     For     For          
  4.    The Issuance Proposal - to consider and vote upon a
proposal to approve by ordinary resolution under Cayman
Islands law, assuming the Domestication Proposal, the
Amendment Proposal and the Business Combination
Proposal are approved and adopted, for the purposes of
complying with the applicable listing rules of the New
York Stock Exchange, the issuance of Domesticated
Acquiror Class A Common Stock to the PIPE Investors
(as defined below) pursuant to the PIPE Subscription
Agreements (as defined below) (the "Issuance
Proposal").		 Management     For     For          
  5.    The Equity Incentive Plan Proposal - to consider and vote
upon a proposal to approve by ordinary resolution under
Cayman Islands law, assuming the Domestication
Proposal, the Amendment Proposal, the Business
Combination Proposal and the Issuance Proposal are
approved and adopted, the Global Business Travel
Group, Inc. 2022 Equity Incentive Plan, a copy of which is
attached to the enclosed proxy statement/ prospectus as
Annex E (the "Equity Incentive Plan Proposal").		 Management     For     For          
  6.    The ESPP Proposal - to consider and vote upon a
proposal to approve by ordinary resolution under Cayman
Islands law, assuming the Domestication Proposal, the
Amendment Proposal, the Business Combination
Proposal, the Issuance Proposal, and the Equity
Incentive Plan Proposal are approved and adopted, the
Global Business Travel Group, Inc. Employee Stock
Purchase Plan (the "ESPP"), a copy of which is attached
to the enclosed proxy statement/prospectus as Annex F
(the "ESPP Proposal" and, ...(due to space limits, see
proxy material for full proposal).		 Management     For     For          
  7.    The Adjournment Proposal - if put to the meeting, to
consider and vote upon a proposal to approve by
ordinary resolution under Cayman Islands law the
adjournment of the Special Meeting to a later date or
dates, if necessary, to permit further solicitation and vote
of proxies if, based upon the proxies held at the time of
the Special Meeting, any of the Condition Precedent
Proposals would not be duly approved and adopted by
our shareholders or we determine that one or more of the
closing ...(due to space limits, see proxy material for full
proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 50,336   0 13-May-2022 13-May-2022
  TEMPLETON DRAGON FUND, INC.        
  Security 88018T101                   Meeting Type   Annual  
  Ticker Symbol TDF                               Meeting Date   26-May-2022  
  ISIN US88018T1016                   Agenda   935578041 - Management
  Record Date 10-Mar-2022                   Holding Recon Date   10-Mar-2022  
  City / Country     / United States             Vote Deadline Date   25-May-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1A.   Election of Director: Edith E. Holiday Management     Split     Split          
  1B.   Election of Director: Larry D. Thompson Management     Split     Split          
  1C.   Election of Director: Rupert H. Johnson, Jr. Management     Split     Split          
  1D.   Election of Director: Gregory E. Johnson Management     Split     Split          
  2.    The ratification of the selection of
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for the Fund for the
fiscal year ending December 31, 2022		 Management     Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 81,614   0 25-May-2022 25-May-2022
  NORTH ATLANTIC ACQUISITION CORP.        
  Security G66139109                   Meeting Type   Special 
  Ticker Symbol NAAC                              Meeting Date   01-Jun-2022  
  ISIN KYG661391097                   Agenda   935625028 - Management
  Record Date 13-Apr-2022                   Holding Recon Date   13-Apr-2022  
  City / Country     / United States             Vote Deadline Date   31-May-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Two separate proposals to approve the Business
Combination and approve and adopt the Business
Combination Agreement, dated as of December 16, 2021
as amended (the "Business Combination Agreement"),
by and among NAAC, TeleSign, BICS, New SPAC, and
New Holdco, pursuant to which the business combination
will be effected in two steps: (a) the proposal to approve
and authorize by special resolution the merger of NAAC
with and into New SPAC (the "SPAC Merger"), with New
SPAC surviving the SPAC Merger and ...(due to space
limits, see proxy material for full proposal).		 Management     For     For          
  2.    To approve by special resolution the proposed certificate
of incorporation (the "Proposed Certificate of
Incorporation") and the proposed bylaws (the "Proposed
Bylaws" and, together with the Proposed Certificate of
Incorporation, the "Proposed Organizational Documents")
of New Holdco (the "Organizational Documents
Proposal").		 Management     For     For          
  3.    To approve, on a non-binding advisory basis, by special
resolution, certain governance provisions in the Proposed
Organizational Documents, which are being presented
separately in accordance with U.S. Securities and
Exchange Commission guidance to give shareholders the
opportunity to present their separate views on important
corporate governance provisions (the "Advisory
Organizational Documents Proposals").		 Management     For     For          
  4.    To approve by ordinary resolution, for purposes of
complying with applicable listing rules of The Nasdaq
Capital Market, (a) the issuance of up to 115,512,500
shares of New Holdco Common Stock in connection with
the Share Acquisition, and (b) the issuance and sale of
11,698,750 shares of New Holdco Common Stock in the
PIPE Financing, which will occur substantially
concurrently with, and is contingent upon, the
consummation of the Share Acquisition (the "Nasdaq
Proposal").		 Management     For     For          
  5.    To approve by ordinary resolution and adopt the NAAC
Holdco, Inc. 2022 Restricted Stock Units and
Performance Stock Units Incentive Plan (the "Incentive
Plan") and material terms there under (the "Incentive
Plan Proposal").		 Management     For     For          
  6.    To approve by ordinary resolution the adjournment of the
extraordinary general meeting to a later date or dates, if
necessary or appropriate, (a) to the extent necessary to
ensure that any required supplement or amendment to
this proxy statement/prospectus is provided to NAAC
shareholders or, if as of the time for which the
extraordinary general meeting is scheduled, there are
insufficient NAAC ordinary shares represented (either in
the person or by proxy) to constitute a ...(due to space
limits, see proxy material for full proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 10,767   0 28-Apr-2022 28-Apr-2022  
  REDBALL ACQUISITION CORP.        
  Security G7417R105                   Meeting Type   Special 
  Ticker Symbol RBAC                              Meeting Date   01-Jun-2022  
  ISIN KYG7417R1056                   Agenda   935652708 - Management
  Record Date 22-Apr-2022                   Holding Recon Date   22-Apr-2022  
  City / Country     / United States             Vote Deadline Date   31-May-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    BCA Proposal - To consider and vote upon a proposal to
approve and adopt, by ordinary resolution, the Business
Combination Agreement and Plan of Reorganization,
dated as of October 13, 2021 (as amended from time to
time, including by the First Amendment to Business
Combination Agreement and Plan of Reorganization,
dated December 12, 2021 (the "First Amendment") and
the Second Amendment to Business Combination
Agreement and Plan of Reorganization, dated March 28,
2022 (the "Second ...(due to space limits, see proxy
material for full proposal).		 Management     For     For          
  2.    Domestication Proposal - To consider and vote upon a
proposal to approve, by special resolution, the
deregistration by way of continuation of RedBall as an
exempted company in the Cayman Islands and the
domestication of RedBall as a corporation in the State of
Delaware (the "Domestication" and, together with the
Mergers and the other transactions contemplated by the
Business Combination Agreement, the "Business
Combination"). Upon the effective time of the
Domestication, RedBall will be renamed ...(due to space
limits, see proxy material for full proposal).		 Management     For     For          
  3.    Charter Proposal - To consider and vote upon a proposal
to approve, by special resolution, the replacement of the
RedBall's Amended and Restated Memorandum and
Articles of Association (as may be amended from time to
time, the "Cayman Constitutional Documents"), currently
in effect, with the proposed certificate of incorporation of
New SeatGeek (the "Proposed Charter") (a copy of which
is attached to the accompanying proxy
statement/prospectus as Annex K), including the change
of ...(due to space limits, see proxy material for full
proposal).		 Management     For     For          
  4.    Advisory Organizational Documents Proposal A - To
consider and vote upon a proposal to approve the
change in the authorized capital stock of RedBall from
400,000,000 Class A ordinary shares, par value $0.0001
per share, 40,222,222 Class B ordinary shares, par value
$0.0001 per share ("RedBall Class B ordinary shares")
and 1,000,000 preference shares, par value $0.0001 per
share, to 1,000,000,000 shares of common stock, par
value $0.0001 per share, of New SeatGeek ("New
SeatGeek common stock") ...(due to space limits, see
proxy material for full proposal).		 Management     For     For          
  5.    Advisory Organizational Documents Proposal B - To
consider and vote upon a proposal to authorize the board
of directors of New SeatGeek (the "New SeatGeek
Board") to issue any or all shares of New SeatGeek
preferred stock in one or more classes or series, with
such terms and conditions as may be expressly
determined by the New SeatGeek Board and as may be
permitted by the General Corporation Law of the State of
Delaware (the "DGCL").		 Management     For     For          
  6.    Advisory Organizational Documents Proposal C - To
consider and vote upon a proposal to approve each of
the following: (i) that the Court of Chancery of the State of
Delaware (or any other court located in the State of
Delaware if such court is not available) will be the
exclusive forum for bringing certain legal claims against
New SeatGeek or any of its directors, officers, employees
or stockholders, including any derivative actions or claims
for breach of fiduciary duty, violation of the ...(due to
space limits, see proxy material for full proposal).		 Management     For     For          
  7.    Director Election Proposal A - To consider and vote upon
a proposal to appoint, by ordinary resolution of the
RedBall Class B ordinary shares, the two Class I
directors, Richard H. Thaler and Lewis N. Wolff, who will
serve as the Class I directors of RedBall until the earlier
of the 2025 annual general meeting of shareholders, or
the consummation of the Business Combination, each
until such director's respective successor is duly
appointed and qualified, subject to such director's earlier
...(due to space limits, see proxy material for full
proposal).		 Management     For     For          
  8.    Director Election Proposal B - To consider and vote upon
a proposal to elect, by ordinary resolution of the RedBall
Class B ordinary shares, directors who, immediately
following the consummation of the Business
Combination, will be the directors of New SeatGeek (the
"Director Election Proposal B").		 Management     For     For          
  9.    Stock Issuance Proposal - To consider and vote upon a
proposal to approve, by ordinary resolution, for purposes
of complying with Section 312.03 of the NYSE Listed
Company Manual, (i) the issuance of up to 6,500,000
shares of New SeatGeek common stock in the Backstop
Subscription (as defined in the accompanying proxy
statement/prospectus) pursuant to the Backstop
Subscription Agreement and (ii) the issuance of up to
176,493,334 shares of New SeatGeek common stock
(including the ...(due to space limits, see proxy material
for full proposal).		 Management     For     For          
  10.   Equity Incentive Plan Proposal - To consider and vote
upon a proposal to approve, by ordinary resolution, the
New SeatGeek 2022 Equity Incentive Plan (as defined in
the accompanying proxy statement/prospectus).		 Management     For     For          
  11.   ESPP Proposal - To consider and vote upon a proposal
to approve by ordinary resolution the New SeatGeek
2022 Employee Stock Purchase Plan (as defined in the
accompanying proxy statement/prospectus).		 Management     For     For          
  12.   Adjournment Proposal - To consider and vote upon a
proposal to approve, by ordinary resolution, the
adjournment of the extraordinary general meeting in lieu
of annual general meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies in the event that there are insufficient votes for
the approval of one or more proposals at the
extraordinary general meeting in lieu of annual general
meeting.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 19,827   0 24-May-2022 24-May-2022
  EDTECHX HOLDINGS ACQUISITION CORP. II        
  Security 28139A102                   Meeting Type   Special 
  Ticker Symbol EDTX                              Meeting Date   02-Jun-2022  
  ISIN US28139A1025                   Agenda   935644244 - Management
  Record Date 26-Apr-2022                   Holding Recon Date   26-Apr-2022  
  City / Country     / United States             Vote Deadline Date   01-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date that the Company has to consummate a
business combination to December 15, 2022.		 Management     For     For          
  2.    Adjournment Proposal: Approve the adjournment of the
special meeting to a later date or dates, if the Company
determines that additional time is necessary to effectuate
the Extension.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 12,606   0 24-May-2022 24-May-2022
  SVF INVESTMENT CORP. 3        
  Security G8601N108                   Meeting Type   Special 
  Ticker Symbol SVFC                              Meeting Date   03-Jun-2022  
  ISIN KYG8601N1088                   Agenda   935650350 - Management
  Record Date 25-Apr-2022                   Holding Recon Date   25-Apr-2022  
  City / Country     / United States             Vote Deadline Date   02-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - To consider and
vote upon a proposal to approve, by ordinary resolution
under Cayman Islands law, the Business Combination
and adopt the Agreement and Plan of Merger, dated as
of December 12, 2021 (as it may be amended, restated,
supplemented or otherwise modified from time to time,
the "Merger Agreement"), by and among SVF 3, Saturn
Acquisition (DE) Corp., a wholly owned subsidiary of SVF
3  ("Merger Sub"), Warehouse Technologies LLC
("Warehouse") and Symbotic Holdings ...(due to space
limits,see proxy material for full proposal).		 Management     For     For          
  2.    The Domestication Proposal - To consider and vote upon
a proposal to approve, by special resolution under
Cayman Islands law, assuming the Business
Combination Proposal is approved and adopted, the
change of SVF 3's jurisdiction of incorporation from the
Cayman Islands to the State of Delaware by
deregistering as an exempted company in the Cayman
Islands and continuing and domesticating as a
corporation incorporated under the laws of the State of
Delaware.		 Management     For     For          
  3.    The Organizational Documents Proposal - To consider
and vote upon a proposal to approve and adopt, by
special resolution under Cayman Islands law, assuming
the Business Combination Proposal and the
Domestication Proposal are approved and adopted, the
proposed new certificate of incorporation (the "Proposed
Charter") and bylaws (the "Proposed Bylaws," and,
together with the Proposed Charter, the "Proposed
Organizational Documents") of SVF 3 following the
consummation of the Business ...(due to space limits, see
proxy material for full proposal).		 Management     For     For          
  4A.   Governance Proposal - To increase the authorized share
capital from 221,000,000 shares divided into 200,000,000
Class A ordinary shares, par value $0.0001 per share,
20,000,000 Class B ordinary shares, par value $0.0001
per share, and 1,000,000 preferred shares, par value
$0.0001 per share, to authorized capital stock of
4,458,000,000 shares, consisting of (i) 3,000,000,000
shares of Class A common stock, par value $0.0001 per
share, (ii) 1,000,000,000 shares of Class V-1 common
stock, ...(due to space limits,see proxy material for full
proposal).		 Management     For     For          
  4B.   Governance Proposal - To provide that the Proposed
Charter may be amended by the affirmative vote of a
majority of the outstanding shares of voting stock entitled
to vote thereon, voting together as a single class, except
that (a) Section 4.03(b) through Section 4.04 and (b)
Article V through Article XIV of the Proposed Charter may
be amended, altered, repealed or rescinded, in whole or
in part, or any provision inconsistent therewith or herewith
may be adopted, only by the affirmative ...(due to space
limits, see proxy material for full proposal).		 Management     For     For          
  4C.   Governance Proposal - To provide for (i) the election of
directors by a majority of the votes cast in respect of the
shares present in person or represented by proxy at the
meeting and entitled to vote on the election of directors,
(ii) the filling of newly-created directorships or any
vacancy on the board of directors by a majority vote of
the remaining directors then in office, even if less than a
quorum, or by a sole remaining director and (iii) the
removal of directors with or ...(due to space limits, see
proxy material for full proposal).		 Management     For     For          
  4D.   Governance Proposal - To elect not to be governed by
Section 203 of the General Corporation Law of the State
of Delaware.		 Management     For     For          
  4E.   Governance Proposal - To provide that the Court of
Chancery of the State of Delaware or, if such court does
not have subject matter jurisdiction thereof, another state
or federal court located within the State of Delaware,
shall be the exclusive forum for certain actions and
claims.		 Management     For     For          
  4F.   Governance Proposal - To provide that (i) each holder of
record of Class A common stock, Class B common stock
and Class V-1 common stock shall be entitled to one vote
per share on all matters which stockholders generally are
entitled to vote, and (ii) each holder of record of Class V-
3 common stock shall be entitled to three votes per share
on all matters which stockholders generally are entitled to
vote.		 Management     For     For          
  4G.   Governance Proposal - To provide that (i) holders of
Class A common stock and Class B common stock, as
such, shall be entitled to the payment of dividends and
other distributions of cash, stock or property on the Class
A common stock and Class B common stock,
respectively, when, as and if declared by the board of
directors in accordance with law and (ii) except with
respect to certain stock dividends, dividends of cash or
property may not be declared or paid on Class V-1
common stock or Class V-3 common stock.		 Management     For     For          
  4H.   Governance Proposal - To eliminate various provisions in
Articles applicable only to blank check companies,
including the provisions requiring that SVF 3 have net
tangible assets of at least $5,000,001 immediately prior
to, or upon such consummation of, a business
combination.		 Management     For     For          
  5.1   Election of Director to serve until the 2023 Annual
Meeting: Richard B. Cohen		 Management     For     For          
  5.2   Election of Director to serve until the 2023 Annual
Meeting: Michael J. Loparco		 Management     For     For          
  5.3   Election of Director to serve until the 2023 Annual
Meeting: Rollin Ford		 Management     For     For          
  5.4   Election of Director to serve until the 2023 Annual
Meeting: Charles Kane		 Management     For     For          
  5.5   Election of Director to serve until the 2023 Annual
Meeting: Todd Krasnow		 Management     For     For          
  5.6   Election of Director to serve until the 2023 Annual
Meeting: Vikas J. Parekh		 Management     For     For          
  5.7   Election of Director to serve until the 2023 Annual
Meeting: Merline Saintil		 Management     For     For          
  5.8   Election of Director to serve until the 2023 Annual
Meeting: Michael Rhodin		 Management     For     For          
  6.    The Merger Issuance Proposal - To consider and vote
upon a proposal to approve, by ordinary resolution under
Cayman Islands law, for purposes of complying with
applicable listing rules of the Nasdaq Capital Market
("NASDAQ"), the issuance of shares of common stock
pursuant to the Business Combination.		 Management     For     For          
  7.    The Subscription Agreements Proposal - To consider and
vote upon a proposal to approve, by ordinary resolution
under Cayman Islands law, for purposes of complying
with applicable listing rules of NASDAQ, the issuance of
shares of Class A common stock pursuant to the
Subscription Agreements (as defined in the proxy
statement/prospectus).		 Management     For     For          
  8.    The Incentive Compensation Plan Proposal - To consider
and vote upon a proposal to approve and adopt, by
ordinary resolution under Cayman Islands law, the
Incentive Compensation Plan (as defined in the proxy
statement/prospectus).		 Management     For     For          
  9.    The ESPP Proposal - To consider and vote upon a
proposal to approve and adopt, by ordinary resolution
under Cayman Islands law, the ESPP (as defined in the
proxy statement/prospectus).		 Management     For     For          
  10.   The Adjournment Proposal - To consider and vote upon a
proposal to approve, by ordinary resolution under
Cayman Islands law, the adjournment of the
Extraordinary General Meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies (i) to ensure that any required supplement or
amendment to the proxy statement or prospectus is
provided to SVF 3's shareholders, and/or (ii) in the event
that there are insufficient votes for, or otherwise in
connection with, the ...(due to space limits, see proxy
material for full proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 36,465   0 24-May-2022 24-May-2022
  DELWINDS INSURANCE ACQUISITION CORP.        
  Security 24803C102                   Meeting Type   Special 
  Ticker Symbol DWIN                              Meeting Date   06-Jun-2022  
  ISIN US24803C1027                   Agenda   935664676 - Management
  Record Date 20-May-2022                   Holding Recon Date   20-May-2022  
  City / Country     / United States             Vote Deadline Date   03-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Amend the Company's Amended and Restated
Certificate of Incorporation, to extend the date by which
the Company must (i) consummate a business
combination, (ii) cease its operations if it fails to complete
such business combination, and (iii) redeem or
repurchase 100% of the Company's Class A common
stock included as part of the units sold in the Company's
initial public offering, from 6/15/22 to 9/15/22 (or such
earlier date as determined by Delwinds' board of
directors), in the form attached to the Company's Proxy
Statement.		 Management     For     For          
  2.    Adjournment Proposal: To approve the adjournment of
the Special Meeting to a later date or dates, if necessary,
to permit further solicitation and vote of proxies if there
are insufficient votes for, or otherwise in connection with,
the approval of the Extension Amendment Proposal.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 41,410   0 08-Jun-2022    
  GLOBIS ACQUISITION CORP.        
  Security 379582109                   Meeting Type   Special 
  Ticker Symbol GLAQ                              Meeting Date   07-Jun-2022  
  ISIN US3795821095                   Agenda   935655590 - Management
  Record Date 12-May-2022                   Holding Recon Date   12-May-2022  
  City / Country     / United States             Vote Deadline Date   06-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    To consider and vote upon, on a non-binding advisory
basis, a proposal to change the corporate structure and
jurisdiction of incorporation of Globis Nevada by way of
continuation, an alteration of its authorized and issued
share capital and re- registration from a Nevada
corporation to a public company limited by shares
incorporated under the laws of Gibraltar to be known as
"Forafric Global PLC" ("New Forafric").		 Management     For     For          
  2.    To consider and vote upon a proposal to approve and
adopt (a) the merger of Globis with and into Merger Sub,
with Merger Sub surviving (the "Merger"), and (b) the
appointment of an agent to act on behalf of Globis
stockholders such that, subject to and immediately
following the completion of the Merger, the agent will
exchange the issued and outstanding shares of common
stock of Merger Sub issued pursuant to the Merger, on a
one-for-one basis, for ordinary shares of New Forafric.		 Management     For     For          
  3.    To consider and vote upon a proposal to approve the
Business Combination Agreement, entered into as of
December 19, 2021 (as amended or supplemented from
time to time, the "Business Combination Agreement"), by
and among Globis, Lighthouse Capital Limited ("Seller"),
Forafric Agro Holdings Limited ("FAHL") and Globis
Nevada, and the transactions contemplated by the
Business Combination Agreement.		 Management     For     For          
  4.    To consider and vote upon the approval of the Equity
Incentive Plan.		 Management     For     For          
  5.    DIRECTOR Management                      
        1 Saad Bendidi           For     For          
        2 Julien Benitah           For     For          
        3 Franco Cassar           For     For          
        4 James Lasry           For     For          
        5 Paul Packer           For     For          
        6 Ira Greenstein           For     For          
        7 Rachel Bitan           For     For          
  6.    To consider and vote upon the terms of the Proposed
Organizational Documents of New Forafric, including
authorization of the change in authorized share capital as
indicated therein and the change of name of Globis to
"Forafric Global PLC" assuming the Business
Combination Proposal and the Merger and Exchange
Proposal are approved and adopted.		 Management     For     For          
  7a.   To acknowledge and agree to the change in the
authorized capital stock of Globis from (i) 100,000,000
Common Stock, and 1,000,000 Preferred Stock, par
value $0.0001 per share, to (ii) 100,000,000 Ordinary
Shares and 1,000,000 Preferred Shares of New Forafric.		 Management     For     For          
  7b.   To acknowledge and agree to all other changes in
connection with the replacement of terms of the Existing
Organizational Documents with being subject to the
terms of the Memorandum and Articles of Association to
be adopted following the Redomiciliation and as a
consequence of the re-registration as a Gibraltar public
company limited by shares.		 Management     For     For          
  8.    To consider and vote upon, for the purposes of complying
with the applicable provisions of Nasdaq Listing Rule
5635(a), the issuance of Ordinary Shares and securities
convertible into or exchangeable for Ordinary Shares in
connection with the Business Combination, and the
Ordinary Shares issued in connection with the PIPE
Investment, the conversion of the FAHL Bonds and the
conversion of the FAHL Related Party Loans.		 Management     For     For          
  9.    To consider and vote upon a proposal to adjourn the
Stockholders Meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies if, based on the tabulated vote, there are not
sufficient votes at the time of the Stockholders Meeting to
authorize Globis to consummate the Business
Combination.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 37,823   0 24-May-2022 24-May-2022
  ALTITUDE ACQUISITION CORP.        
  Security 02156Y103                   Meeting Type   Special 
  Ticker Symbol ALTU                              Meeting Date   10-Jun-2022  
  ISIN US02156Y1038                   Agenda   935652710 - Management
  Record Date 02-May-2022                   Holding Recon Date   02-May-2022  
  City / Country     / United States             Vote Deadline Date   09-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    To amend (the "Extension Amendment") the Company's
Amended and Restated Certificate of Incorporation (our
"charter") to extend the date by which the Company must
consummate a business combination (as defined below)
(the "Extension") from June 11, 2022 (the date which is
18 months from the closing date of the Company's initial
public offering of our units (the "IPO")) to October 11,
2022 (the date which is 22 months from the closing date
of the IPO) (the "Extended Date").		 Management     For     For          
  2.    A proposal to approve the adjournment of the special
meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies in the event that
there are insufficient votes to approve the Extension
Amendment Proposal or if we determine that additional
time is necessary to effectuate the Extension.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 5,136   0 24-May-2022 24-May-2022
  KINS TECHNOLOGY GROUP INC.        
  Security 49714K109                   Meeting Type   Special 
  Ticker Symbol KINZ                              Meeting Date   10-Jun-2022  
  ISIN US49714K1097                   Agenda   935658748 - Management
  Record Date 10-May-2022                   Holding Recon Date   10-May-2022  
  City / Country     / United States             Vote Deadline Date   09-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Charter Extension Proposal - amend the Charter
pursuant to an amendment to the Charter in the form set
forth in Annex A of the proxy statement to extend the
date by which the Company must (1) consummate an
initial business combination, (2) cease its operations
except for the purpose of winding up if it fails to complete
such initial business combination, and (3) redeem all of
the shares of Class A Common Stock included as part of
the units sold in the IPO from June 17,2022 to the
Extended Date of December 16, 2022.		 Management     For     For          
  2.    The Trust Extension Proposal - amend the Trust
Agreement pursuant to an amendment to the Trust
Agreement in the form set forth in Annex B of the proxy
statement, to extend the date on which Continental must
liquidate the Trust Account if the Company has not
completed its initial business combination, from June 17,
2022 to the Extended Date of December 16, 2022.		 Management     For     For          
  3.    The Adjournment Proposal - approve the adjournment of
the special meeting to a later date or dates, if necessary
or appropriate, to permit further solicitation and vote of
proxies in the event that there are insufficient votes for, or
otherwise in connection with, the approval of the
proposals for the Charter Extension and/or the Trust
Extension.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 12,594   0 24-May-2022 24-May-2022
  NEXPOINT FUNDS        
  Security 65340G205                   Meeting Type   Annual  
  Ticker Symbol NXDT                              Meeting Date   14-Jun-2022  
  ISIN US65340G2057                   Agenda   935597217 - Management
  Record Date 25-Mar-2022                   Holding Recon Date   25-Mar-2022  
  City / Country     / United States             Vote Deadline Date   13-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Bryan A. Ward           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 186,500   0 13-Jun-2022 13-Jun-2022
  BIOTECH ACQUISITION COMPANY        
  Security G1125A108                   Meeting Type   Special 
  Ticker Symbol BIOT                              Meeting Date   14-Jun-2022  
  ISIN KYG1125A1085                   Agenda   935652683 - Management
  Record Date 28-Mar-2022                   Holding Recon Date   28-Mar-2022  
  City / Country     / United States             Vote Deadline Date   13-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    The Business Combination Proposal - To consider and
vote upon a proposal by ordinary resolution to approve
the Agreement and Plan of Merger, dated as of
November 8, 2021 (as it may be amended and
supplemented from time to time, the "Merger
Agreement") with Blade Therapeutics, Inc., a Delaware
corporation ("Blade"), Blade Merger Subsidiary, Inc., a
Delaware corporation and a wholly owned subsidiary of
BAC ("Blade Merger Sub"), Biotech Sponsor LLC, a
Delaware limited liability ...(due to space limits, see proxy
material for full proposal).		 Management     For     For          
  2.    Domestication Proposal - To consider and vote upon a
Proposal by special resolution to (a) change BAC's
corporate structure and de-register from an exempted
company incorporated under the Cayman Islands
Companies Act and transfer by way of continuation as a
corporation incorporated under the laws of the State of
Delaware (the "Domestication"), (b) in connection
therewith to adopt upon the Domestication taking effect,
the certificate of incorporation (the "Interim Charter"), in
the form appended to ...(due to space limits, see proxy
material for full proposal).		 Management     For     For          
  3.    The Certificate of Incorporation Proposal - To consider
and vote upon by special resolution under the Cayman
Islands Companies Act a Proposal to replace the Interim
Charter with the Proposed Certificate of Incorporation
substantially in the form attached to the accompanying
proxy statement/prospectus as Annex C, to be effective
upon the consummation of the Business Combination.
The Certificate of Incorporation Proposal is conditioned
on the approval of the Business Combination Proposal
...(due to space limits, see proxy material for full
proposal).		 Management     For     For          
  4a.   Organizational Documents Proposals - To approve and
adopt provisions in the Proposed Charter, which will
amend and replace the Interim Charter if the Certificate of
Incorporation Proposal is approved, requiring the
affirmative vote of the holders of at least 66 2/3% of the
voting power of all the then outstanding shares of Blade
Biotherapeutics entitled to vote to remove a director for
cause.		 Management     For     For          
  4b.   Organizational Documents Proposals - To approve and
adopt provisions in the Proposed Charter, which will
amend and replace the Interim Charter if the Certificate of
Incorporation Proposal is approved, providing that (i)
special meetings of stockholders for any purpose or
purposes may be called at any time by the majority of the
Blade Biotherapeutics Board, the Chairman of the Blade
Biotherapeutics Board or the Chief Executive Officer of
Blade Biotherapeutics, and may not be called by another
other ...(due to space limits, see proxy material for full
proposal).		 Management     For     For          
  4c.   Organizational Documents Proposals - To approve and
adopt provisions in the Proposed Certificate of
Incorporation, which will amend and replace the Interim
Charter if the Certificate of Incorporation Proposal is
approved, adopting Delaware as the exclusive forum for
certain shareholder litigation.		 Management     For     For          
  4d.   Organizational Documents Proposals - To approve and
adopt provisions in the Proposed Charter, which will
amend and replace the Interim Charter if the Certificate of
Incorporation Proposal is approved, changing the post-
Business Combination company's corporate name from
"Biotech Acquisition Company" to "Blade Biotherapeutics,
Inc."		 Management     For     For          
  4e.   Organizational Documents Proposals - To approve and
adopt provisions in the Proposed Charter, which will
amend and replace the Interim Charter if the Certificate of
Incorporation Proposal is approved, to remove certain
provisions related to BAC's status as a blank check
company that will no longer apply upon consummation of
the Business Combination.		 Management     For     For          
  4f.   Organizational Documents Proposals - To approve and
adopt provisions in the Proposed Charter, which will
amend and replace the Interim Charter if the Certificate of
Incorporation Proposal is approved, increasing the total
number of authorized shares of all classes of stock to
310,000,000 shares, each with a par value of $0.0001
per share, consisting of (i) 300,000,000 shares of
Common Stock, (ii) 10,000,000 shares of preferred stock.		 Management     For     For          
  4g.   Organizational Documents Proposals - To approve and
adopt provisions in the Proposed Charter, which will
amend and replace the Interim Charter if the Certificate of
Incorporation Proposal is approved, electing not to be
governed by Section 203 of the DGCL and, instead be
governed by a provision substantially similar to Section
203 of the DGCL.		 Management     For     For          
  4h.   Organizational Documents Proposals - To approve and
adopt provisions in the Proposed Charter, which will
amend and replace the Interim Charter if the Certificate of
Incorporation Proposal is approved, making Blade
Biotherapeutics' corporate existence perpetual.		 Management     For     For          
  5.    DIRECTOR Management                      
        1 Wendy Robbins           For     For          
        2 Mark Timney           For     For          
        3 Lloyd Klickstein           For     For          
        4 James Scopa           For     For          
        5 Luke Evnin           For     For          
        6 Carl Goldfischer           For     For          
        7 John A. Hohneker           For     For          
        8 Michael Shleifer           For     For          
  6.    The Nasdaq Proposal - To consider and vote upon a
proposal by ordinary resolution to approve, for purposes
of complying with the applicable provisions of Nasdaq
Listing Rules 5635(a), (b), (c), and (d), the issuance of (a)
shares to the PIPE Investors pursuant to the PIPE
Investment, and (b) shares to the Blade stockholders
pursuant to the Merger Agreement. "RESOLVED, as an
ordinary resolution, that for the purposes of complying
with Nasdaq Listing Rules 5635(a), (b), (c), and (d), the
...(due to space limits, see proxy material for full
proposal).		 Management     For     For          
  7.    Incentive Award Plan Proposal - To consider and vote on
a Proposal by ordinary resolution to approve and adopt
the Blade Biotherapeutics, Inc. 2022 Incentive Award
Plan (the "2022 Plan") and the material terms thereunder.
The BAC Board approved the 2022 Plan, prior to the
BAC extraordinary general meeting, subject to
shareholder approval at the BAC extraordinary general
meeting. A copy of the proposed 2022 Plan is appended
to the accompanying proxy statement/prospectus as
Annex E. ...(due to space limits, see proxy material for full
proposal).		 Management     For     For          
  8.    ESPP Proposal - To consider and vote on a Proposal by
ordinary resolution to approve and adopt the Blade
Biotherapeutics, Inc. 2022 Employee Stock Purchase
Plan (the "ESPP") and the material terms thereunder.
The BAC Board approved the ESPP, prior to the BAC
extraordinary general meeting, subject to shareholder
approval at the BAC extraordinary general meeting. A
copy of the proposed ESPP is appended to the
accompanying proxy statement/prospectus as Annex F.
"RESOLVED, as an ordinary ...(due to space limits, see
proxy material for full proposal).		 Management     For     For          
  9.    The Adjournment Proposal - To consider and vote upon a
proposal by ordinary resolution to adjourn the Meeting to
a later date or dates, if necessary, to permit further
solicitation and vote of proxies if it is determined by the
BAC Board that more time is necessary or appropriate to
approve one or more proposals at the Meeting or if
certain conditions under the Merger Agreement are not
satisfied or waived. "RESOLVED, as an ordinary
resolution, that the adjournment of the Meeting to a later
date or dates, ...(due to space limits, see proxy material
for full proposal).		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 47,978   0 24-May-2022 24-May-2022
  DUNE ACQUISITION CORPORATION        
  Security 265334102                   Meeting Type   Special 
  Ticker Symbol DUNE                              Meeting Date   14-Jun-2022  
  ISIN US2653341022                   Agenda   935658762 - Management
  Record Date 13-May-2022                   Holding Recon Date   13-May-2022  
  City / Country     / United States             Vote Deadline Date   13-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Amend the Company's Amended and Restated
Certificate of Incorporation to extend the date by which
the Company must consummate a business combination
from June 22, 2022 (the date which is 18 months from
the closing date of the Company's initial public
offering(the "IPO")) to December 22, 2023 (the date
which is 36 months from the closing date of the IPO).		 Management     For     For          
  2.    A proposal to approve the adjournment of the Special
Meeting to a later date or dates, if necessary or
appropriate, to permit further solicitation and vote of
proxies in the event that there are insufficient votes for, or
otherwise in connection with, the approval of the
Extension Amendment Proposal.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 18,958   0 24-May-2022 24-May-2022
  AMERICAS TECHNOLOGY ACQUISITION CORP.        
  Security G0404A102                   Meeting Type   Special 
  Ticker Symbol ATA                               Meeting Date   14-Jun-2022  
  ISIN KYG0404A1022                   Agenda   935664563 - Management
  Record Date 19-May-2022                   Holding Recon Date   19-May-2022  
  City / Country     / United States             Vote Deadline Date   13-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Extension Amendment Proposal: To amend, by way of
special resolution, the Amended and Restated
Memorandum and Articles of Association to extend the
date by which the Company has to consummate a
business combination from June 17, 2022 to December
17, 2022 or such earlier date as determined by the board
of directors.		 Management     For     For          
  2.    Adjournment Proposal: To instruct the chairman of the
extraordinary general meeting to adjourn the
extraordinary general meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies if, based upon the tabulated vote at the time of
the extraordinary general meeting, there are not sufficient
votes to approve the Extension Amendment Proposal.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 18,890   0 08-Jun-2022 08-Jun-2022
  FIRST EAGLE ALTERNATIVE CAPITAL BDC, INC        
  Security 26943B100                   Meeting Type   Annual  
  Ticker Symbol FCRD                              Meeting Date   16-Jun-2022  
  ISIN US26943B1008                   Agenda   935635221 - Management
  Record Date 21-Apr-2022                   Holding Recon Date   21-Apr-2022  
  City / Country     / United States             Vote Deadline Date   15-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Christopher J. Flynn           Split     Split          
        2 E.P. Giambastiani, Jr.           Split     Split          
        3 Nancy Hawthorne           Split     Split          
        4 James D. Kern           Split     Split          
        5 Deborah McAneny           Split     Split          
        6 Jane Musser Nelson           Split     Split          
  2.    To ratify the appointment of PricewaterhouseCoopers
LLP as the independent registered public accounting firm
for the Company for the fiscal year ending December 31,
2022.		 Management     Split     Split          
  3.    To approve the adjournment of the Annual Meeting, if
necessary or appropriate, to solicit additional proxies.		 Management     Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 775,778   0 15-Jun-2022 15-Jun-2022
  VENTOUX CCM ACQUISITION CORP.        
  Security 92280L101                   Meeting Type   Special 
  Ticker Symbol VTAQ                              Meeting Date   16-Jun-2022  
  ISIN US92280L1017                   Agenda   935661517 - Management
  Record Date 27-Apr-2022                   Holding Recon Date   27-Apr-2022  
  City / Country     / United States             Vote Deadline Date   15-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Charter Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to (i)
extend the date by which the Company has to
consummate a business combination for three months,
from June 30, 2022 to September 30, 2022 (the
"Extension Date"), and (ii) allow the Company, without
another stockholder vote, to elect to extend the date to
consummate a business combination, after the Extension
Date for an additional three months, through and until
December 30, 2022.		 Management     For     For          
  2.    Trust Amendment Proposal: Amend the Investment
Management Trust Agreement to extend the date on
which the Trustee must liquidate the trust account
established in connection with the IPO if the Company
has not completed its initial business combination, from
June 30, 2022 to September 30, 2022, or for an
additional three months of December 30, 2022, if
applicable.		 Management     For     For          
  3.    Adjournment Proposal: Adjourn the Special Meeting to a
later date or dates, if necessary, to permit further
solicitation and vote of proxies in the event that there are
insufficient votes for, or otherwise in connection with, the
approval of Proposal 1 and Proposal 2.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 35,388   0 08-Jun-2022 08-Jun-2022
  ACKRELL SPAC PARTNERS I CO.        
  Security 00461L303                   Meeting Type   Special 
  Ticker Symbol ACKIT                             Meeting Date   21-Jun-2022  
  ISIN US00461L3033                   Agenda   935663054 - Management
  Record Date 16-May-2022                   Holding Recon Date   16-May-2022  
  City / Country     / United States             Vote Deadline Date   17-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1)    The Extension Amendment Proposal - To amend the
amended and restated certificate of incorporation of
Ackrell SPAC Partners I Co. ("Ackrell") to extend the date
by which Ackrell has to consummate a business
combination from June 23, 2022 to September 23, 2022,
or such earlier date as the Board of Directors may
determine.		 Management     For     For          
  2)    The Adjournment Proposal - To adjourn the special
meeting of Ackrell stockholders to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies if, based upon the tabulated vote at the time of
the special meeting, there are not sufficient votes to
approve the Extension Amendment Proposal.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 26,282   0 08-Jun-2022 08-Jun-2022
   MORGAN STANLEY EMERGING MKTS        
  Security 617477104                   Meeting Type   Annual  
  Ticker Symbol EDD                               Meeting Date   24-Jun-2022  
  ISIN US6174771047                   Agenda   935650817 - Management
  Record Date 04-Apr-2022                   Holding Recon Date   04-Apr-2022  
  City / Country     / United States             Vote Deadline Date   23-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Frances L. Cashman*           Split     Split          
        2 Frank L. Bowman#           Split     Split          
        3 Jakki L. Haussler#           Split     Split          
        4 Manuel H. Johnson#           Split     Split          
        5 Eddie A. Grier#           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL98 RIVERNORTH
OPP FUND FBO
NFSLLC		 AL98 STATE
STREET BANK
& TRUST CO		 240,000   0 23-Jun-2022 23-Jun-2022
   MORGAN STANLEY EMERGING MKTS        
  Security 617477104                   Meeting Type   Annual  
  Ticker Symbol EDD                               Meeting Date   24-Jun-2022  
  ISIN US6174771047                   Agenda   935650817 - Management
  Record Date 04-Apr-2022                   Holding Recon Date   04-Apr-2022  
  City / Country     / United States             Vote Deadline Date   23-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    DIRECTOR Management     Split     Split          
        1 Frances L. Cashman*           Split     Split          
        2 Frank L. Bowman#           Split     Split          
        3 Jakki L. Haussler#           Split     Split          
        4 Manuel H. Johnson#           Split     Split          
        5 Eddie A. Grier#           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 1,247,278   0 23-Jun-2022 23-Jun-2022
  CALAMOS INVESTMENTS        
  Security 12812C106                   Meeting Type   Annual  
  Ticker Symbol CPZ                               Meeting Date   28-Jun-2022  
  ISIN US12812C1062                   Agenda   935660452 - Management
  Record Date 29-Apr-2022                   Holding Recon Date   29-Apr-2022  
  City / Country     / United States             Vote Deadline Date   27-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  3.    DIRECTOR Management     Split     Split          
        1 Lloyd A. Wennlund           Split     Split          
        2 Virginia G. Breen           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL98 RIVERNORTH
OPP FUND FBO
NFSLLC		 AL98 STATE
STREET BANK
& TRUST CO		 115,000   0 27-Jun-2022 27-Jun-2022
  CALAMOS INVESTMENTS        
  Security 12812C106                   Meeting Type   Annual  
  Ticker Symbol CPZ                               Meeting Date   28-Jun-2022  
  ISIN US12812C1062                   Agenda   935660452 - Management
  Record Date 29-Apr-2022                   Holding Recon Date   29-Apr-2022  
  City / Country     / United States             Vote Deadline Date   27-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  3.    DIRECTOR Management     Split     Split          
        1 Lloyd A. Wennlund           Split     Split          
        2 Virginia G. Breen           Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 33,039   0 27-Jun-2022 27-Jun-2022
  PIMCO FUNDS        
  Security 69346N107                   Meeting Type   Annual  
  Ticker Symbol NRGX                              Meeting Date   28-Jun-2022  
  ISIN US69346N1072                   Agenda   935660616 - Management
  Record Date 29-Apr-2022                   Holding Recon Date   29-Apr-2022  
  City / Country     / United States             Vote Deadline Date   27-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1a.   Election of Trustee: E. Grace Vandecruze Management     Split     Split          
  1b.   Election of Trustee: Joseph B. Kittredge, Jr. Management     Split     Split          
  1c.   Election of Trustee: Alan Rappaport Management     Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 408,354   0 27-Jun-2022 27-Jun-2022
  PIMCO FUNDS        
  Security 69346N107                   Meeting Type   Annual  
  Ticker Symbol NRGX                              Meeting Date   28-Jun-2022  
  ISIN US69346N1072                   Agenda   935660616 - Management
  Record Date 29-Apr-2022                   Holding Recon Date   29-Apr-2022  
  City / Country     / United States             Vote Deadline Date   27-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1a.   Election of Trustee: E. Grace Vandecruze Management     Split     Split          
  1b.   Election of Trustee: Joseph B. Kittredge, Jr. Management     Split     Split          
  1c.   Election of Trustee: Alan Rappaport Management     Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL98 RIVERNORTH
OPP FUND FBO
NFSLLC		 AL98 STATE
STREET BANK
& TRUST CO		 292,000   0 27-Jun-2022 27-Jun-2022
  PIMCO GLOBAL STOCKSPLUS INCOME FD        
  Security 722011103                   Meeting Type   Annual  
  Ticker Symbol PGP                               Meeting Date   28-Jun-2022  
  ISIN US7220111030                   Agenda   935660628 - Management
  Record Date 29-Apr-2022                   Holding Recon Date   29-Apr-2022  
  City / Country     / United States             Vote Deadline Date   27-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1a.   Election of Trustee: E. Grace Vandecruze Management     Split     Split          
  1b.   Election of Trustee: Joseph B. Kittredge, Jr. Management     Split     Split          
  1c.   Election of Trustee: John C. Maney Management     Split     Split          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 148,574   0 27-Jun-2022 27-Jun-2022
  VICKERS VANTAGE CORP. I        
  Security G9440B107                   Meeting Type   Special 
  Ticker Symbol VCKA                              Meeting Date   30-Jun-2022  
  ISIN KYG9440B1077                   Agenda   935676164 - Management
  Record Date 31-May-2022                   Holding Recon Date   31-May-2022  
  City / Country     / United States             Vote Deadline Date   29-Jun-2022  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by		   Vote   For/Against
Management		          
  1.    Extension Proposal: Amend the Company's amended
and restated memorandum and articles of association to
extend the date that the Company has to consummate a
business combination from July 11, 2022 to August 11,
2022 and allow the Company, without another
shareholder vote, to elect to extend the date to
consummate a business combination on a monthly basis
for up to 5 times by an additional one month each time
after the extended date, upon five days' advance notice
prior to the applicable deadlines, until January 11, 2023.		 Management     For     For          
  2.    Adjournment Proposal: Adjourn the General Meeting to a
later date or dates, if necessary, to permit further
solicitation and vote of proxies if, based upon the
tabulated vote at the time of the General Meeting, there
are insufficient votes to approve the Extension Proposal.		 Management     For     For          
                                                               
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		  
  997AL97 RIVERNORTH
OPPORTUNITIES
FUND		 997AL97 STATE
STREET BANK
& TRUST CO		 70,218   0 17-Jun-2022 17-Jun-2022

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

  RiverNorth Opportunities Fund, Inc.
     
     
  By: /s/ Kathryn A. Burns
    Kathryn A. Burns
    President
     
  Date: August 15, 2022