The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALCENTRA CAP CORP | COM | 01374T102 | 854 | 64,284 | SH | DFND | 1 | 64,284 | 0 | 0 | |
| ALLIED WRLD ASSUR COM HLDG A | SHS | H01531104 | 2,077 | 56,383 | SH | DFND | 1 | 56,383 | 0 | 0 | |
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | 2,555 | 72,000 | SH | DFND | 1 | 72,000 | 0 | 0 | |
| AMERICAN AXLE & MFG HLDGS IN | COM | 024061103 | 4,855 | 289,500 | SH | DFND | 1 | 289,500 | 0 | 0 | |
| AMERICAN FINL GROUP INC OHIO | COM | 025932104 | 3,218 | 55,580 | SH | DFND | 1 | 55,580 | 0 | 0 | |
| APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | 2,980 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
| APOLLO INVT CORP | COM | 03761U106 | 3,033 | 371,232 | SH | DFND | 1 | 371,232 | 0 | 0 | |
| APPLE INC | COM | 037833100 | 4,085 | 40,550 | SH | DFND | 1 | 40,550 | 0 | 0 | |
| ARCH COAL INC | COM | 039380100 | 572 | 270,000 | SH | Call | DFND | 1 | 270,000 | 0 | 0 |
| ARES CAP CORP | COM | 04010L103 | 3,127 | 193,500 | SH | DFND | 1 | 193,500 | 0 | 0 | |
| BAIDU INC | SPON ADR REP A | 056752108 | 720 | 3,300 | SH | DFND | 1 | 3,300 | 0 | 0 | |
| BLACKROCK INCOME OPP TRUST I | COM | 092475102 | 6,059 | 584,825 | SH | DFND | 1 | 584,825 | 0 | 0 | |
| BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 4,722 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
| CHEVRON CORP NEW | COM | 166764100 | 4,492 | 37,650 | SH | DFND | 1 | 37,650 | 0 | 0 | |
| COMCAST CORP NEW | CL A | 20030N101 | 495 | 9,200 | SH | DFND | 1 | 9,200 | 0 | 0 | |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 5,459 | 151,000 | SH | DFND | 1 | 151,000 | 0 | 0 | |
| FIFTH STREET FINANCE CORP | COM | 31678A103 | 2,919 | 318,000 | SH | DFND | 1 | 318,000 | 0 | 0 | |
| FS INVT CORP | COM | 302635107 | 1,691 | 157,000 | SH | DFND | 1 | 157,000 | 0 | 0 | |
| HANOVER INS GROUP INC | COM | 410867105 | 2,234 | 36,370 | SH | DFND | 1 | 36,370 | 0 | 0 | |
| HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 2,282 | 61,250 | SH | DFND | 1 | 61,250 | 0 | 0 | |
| HERITAGE INS HLDGS INC | COM | 42727J102 | 413 | 27,395 | SH | DFND | 1 | 27,395 | 0 | 0 | |
| INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | 6,215 | 496,000 | SH | DFND | 1 | 496,000 | 0 | 0 | |
| INVESCO MUN TR | COM | 46131J103 | 6,325 | 504,000 | SH | DFND | 1 | 504,000 | 0 | 0 | |
| INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 3,933 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
| JETBLUE AIRWAYS CORP | COM | 477143101 | 2,261 | 212,900 | SH | DFND | 1 | 212,900 | 0 | 0 | |
| LAZARD LTD | SHS A | G54050102 | 456 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | |
| LEAR CORP | COM NEW | 521865204 | 2,160 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
| MEADOWBROOK INS GROUP INC | COM | 58319P108 | 234 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
| NAVIGATORS GROUP INC | COM | 638904102 | 1,230 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
| NUVEEN SELECT QUALITY MUN FD | COM | 670973106 | 2,051 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 5,509 | 80,500 | SH | DFND | 1 | 80,500 | 0 | 0 | |
| PLATINUM UNDERWRITER HLDGS L | COM | G7127P100 | 1,583 | 26,000 | SH | DFND | 1 | 26,000 | 0 | 0 | |
| SOUTHWEST AIRLS CO | COM | 844741108 | 3,748 | 111,000 | SH | DFND | 1 | 111,000 | 0 | 0 | |
| SPIRIT AIRLS INC | COM | 848577102 | 3,251 | 47,015 | SH | DFND | 1 | 47,015 | 0 | 0 | |
| SUNCOR ENERGY INC NEW | COM | 867224107 | 4,439 | 122,800 | SH | DFND | 1 | 122,800 | 0 | 0 | |
| TEAM HEALTH HOLDINGS INC | COM | 87817A107 | 748 | 12,900 | SH | DFND | 1 | 12,900 | 0 | 0 | |
| UNION PAC CORP | COM | 907818108 | 510 | 4,700 | SH | DFND | 1 | 4,700 | 0 | 0 | |
| UNITED CONTL HLDGS INC | COM | 910047109 | 4,695 | 100,350 | SH | DFND | 1 | 100,350 | 0 | 0 | |
| WABASH NATL CORP | COM | 929566107 | 3,250 | 244,000 | SH | DFND | 1 | 244,000 | 0 | 0 | |
| WELLS FARGO & CO NEW | COM | 949746101 | 519 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| WHITEWAVE FOODS CO | COM | 966244105 | 1,019 | 28,050 | SH | DFND | 1 | 28,050 | 0 | 0 | |
| WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | 5,146 | 98,350 | SH | DFND | 1 | 98,350 | 0 | 0 | |
| WISDOMTREE TR | JP SMALLCP DIV | 97717W836 | 1,544 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
| XL GROUP PLC | SHS | G98290102 | 3,005 | 90,600 | SH | DFND | 1 | 90,600 | 0 | 0 | |