0001140361-14-040260.txt : 20141105 0001140361-14-040260.hdr.sgml : 20141105 20141105123637 ACCESSION NUMBER: 0001140361-14-040260 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141105 DATE AS OF CHANGE: 20141105 EFFECTIVENESS DATE: 20141105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW VERNON INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001500605 IRS NUMBER: 364263954 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14174 FILM NUMBER: 141196030 BUSINESS ADDRESS: STREET 1: 799 CENTRAL AVENUE STREET 2: SUITE 350 CITY: HIGHLAND PARK STATE: IL ZIP: 60035 BUSINESS PHONE: 847-926-5712 MAIL ADDRESS: STREET 1: 799 CENTRAL AVENUE STREET 2: SUITE 350 CITY: HIGHLAND PARK STATE: IL ZIP: 60035 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001500605 XXXXXXXX 09-30-2014 09-30-2014 NEW VERNON INVESTMENT MANAGEMENT LLC

799 CENTRAL AVENUE SUITE 350 HIGHLAND PARK IL 60035

13F HOLDINGS REPORT 028-14174 N Steven Shapiro 847-926-5712 Steven Shapiro Highland Park IL 11-05-2014 1 44 122673 false 1 0001512538 028-14173 New Vernon Capital Holdings II LLC INFORMATION TABLE 2 form13fInfoTable.xml ALCENTRA CAP CORP COM 01374T102 854 64284 SH DFND 01 64284 0 0 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 2077 56383 SH DFND 01 56383 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 2555 72000 SH DFND 01 72000 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 4855 289500 SH DFND 01 289500 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 3218 55580 SH DFND 01 55580 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 2980 125000 SH DFND 01 125000 0 0 APOLLO INVT CORP COM 03761U106 3033 371232 SH DFND 01 371232 0 0 APPLE INC COM 037833100 4085 40550 SH DFND 01 40550 0 0 ARCH COAL INC COM 039380100 572 270000 SH Call DFND 01 270000 0 0 ARES CAP CORP COM 04010L103 3127 193500 SH DFND 01 193500 0 0 BAIDU INC SPON ADR REP A 056752108 720 3300 SH DFND 01 3300 0 0 BLACKROCK INCOME OPP TRUST I COM 092475102 6059 584825 SH DFND 01 584825 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 4722 150000 SH DFND 01 150000 0 0 CHEVRON CORP NEW COM 166764100 4492 37650 SH DFND 01 37650 0 0 COMCAST CORP NEW CL A 20030N101 495 9200 SH DFND 01 9200 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 5459 151000 SH DFND 01 151000 0 0 FIFTH STREET FINANCE CORP COM 31678A103 2919 318000 SH DFND 01 318000 0 0 FS INVT CORP COM 302635107 1691 157000 SH DFND 01 157000 0 0 HANOVER INS GROUP INC COM 410867105 2234 36370 SH DFND 01 36370 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 2282 61250 SH DFND 01 61250 0 0 HERITAGE INS HLDGS INC COM 42727J102 413 27395 SH DFND 01 27395 0 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 6215 496000 SH DFND 01 496000 0 0 INVESCO MUN TR COM 46131J103 6325 504000 SH DFND 01 504000 0 0 INVESCO TR INVT GRADE MUNS COM 46131M106 3933 300000 SH DFND 01 300000 0 0 JETBLUE AIRWAYS CORP COM 477143101 2261 212900 SH DFND 01 212900 0 0 LAZARD LTD SHS A G54050102 456 9000 SH DFND 01 9000 0 0 LEAR CORP COM NEW 521865204 2160 25000 SH DFND 01 25000 0 0 MEADOWBROOK INS GROUP INC COM 58319P108 234 40000 SH DFND 01 40000 0 0 NAVIGATORS GROUP INC COM 638904102 1230 20000 SH DFND 01 20000 0 0 NUVEEN SELECT QUALITY MUN FD COM 670973106 2051 150000 SH DFND 01 150000 0 0 NXP SEMICONDUCTORS N V COM N6596X109 5509 80500 SH DFND 01 80500 0 0 PLATINUM UNDERWRITER HLDGS L COM G7127P100 1583 26000 SH DFND 01 26000 0 0 SOUTHWEST AIRLS CO COM 844741108 3748 111000 SH DFND 01 111000 0 0 SPIRIT AIRLS INC COM 848577102 3251 47015 SH DFND 01 47015 0 0 SUNCOR ENERGY INC NEW COM 867224107 4439 122800 SH DFND 01 122800 0 0 TEAM HEALTH HOLDINGS INC COM 87817A107 748 12900 SH DFND 01 12900 0 0 UNION PAC CORP COM 907818108 510 4700 SH DFND 01 4700 0 0 UNITED CONTL HLDGS INC COM 910047109 4695 100350 SH DFND 01 100350 0 0 WABASH NATL CORP COM 929566107 3250 244000 SH DFND 01 244000 0 0 WELLS FARGO & CO NEW COM 949746101 519 10000 SH DFND 01 10000 0 0 WHITEWAVE FOODS CO COM 966244105 1019 28050 SH DFND 01 28050 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 5146 98350 SH DFND 01 98350 0 0 WISDOMTREE TR JP SMALLCP DIV 97717W836 1544 30000 SH DFND 01 30000 0 0 XL GROUP PLC SHS G98290102 3005 90600 SH DFND 01 90600 0 0