The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AIR LEASE CORP | CL A | 00912X302 | 988 | 26,500 | SH | DFND | 1 | 26,500 | 0 | 0 | |
ALASKA AIR GROUP INC | COM | 011659109 | 3,546 | 38,000 | SH | DFND | 1 | 38,000 | 0 | 0 | |
ALLIANCEBERNSTEIN INCOME FUN | COM | 01881E101 | 5,894 | 803,000 | SH | DFND | 1 | 803,000 | 0 | 0 | |
ALLIED WRLD ASSUR COM HLDG A | SHS | H01531104 | 1,331 | 12,900 | SH | DFND | 1 | 12,900 | 0 | 0 | |
AMERICAN AXLE & MFG HLDGS IN | COM | 024061103 | 3,889 | 210,000 | SH | DFND | 1 | 210,000 | 0 | 0 | |
AMERICAN FINL GROUP INC OHIO | COM | 025932104 | 3,208 | 55,580 | SH | DFND | 1 | 55,580 | 0 | 0 | |
APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | 3,975 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
APOLLO INVT CORP | COM | 03761U106 | 2,620 | 315,232 | SH | DFND | 1 | 315,232 | 0 | 0 | |
ARES CAP CORP | COM | 04010L103 | 2,916 | 165,500 | SH | DFND | 1 | 165,500 | 0 | 0 | |
ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | 1,777 | 44,750 | SH | DFND | 1 | 44,750 | 0 | 0 | |
B/E AEROSPACE INC | COM | 073302101 | 955 | 11,000 | SH | DFND | 1 | 11,000 | 0 | 0 | |
BLACKROCK INCOME OPP TRUST I | COM | 092475102 | 6,041 | 584,825 | SH | DFND | 1 | 584,825 | 0 | 0 | |
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 4,988 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
CARLYLE GROUP L P | COM UTS LTD PTN | 14309L102 | 5,448 | 155,030 | SH | DFND | 1 | 155,030 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 1,020 | 12,000 | SH | DFND | 1 | 12,000 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 3,119 | 90,000 | SH | DFND | 1 | 90,000 | 0 | 0 | |
FIFTH STREET FINANCE CORP | COM | 31678A103 | 2,535 | 268,000 | SH | DFND | 1 | 268,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 1,962 | 57,000 | SH | DFND | 1 | 57,000 | 0 | 0 | |
HANOVER INS GROUP INC | COM | 410867105 | 2,235 | 36,370 | SH | DFND | 1 | 36,370 | 0 | 0 | |
HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 2,160 | 61,250 | SH | DFND | 1 | 61,250 | 0 | 0 | |
HEXCEL CORP NEW | COM | 428291108 | 3,222 | 74,000 | SH | DFND | 1 | 74,000 | 0 | 0 | |
INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | 6,051 | 496,000 | SH | DFND | 1 | 496,000 | 0 | 0 | |
INVESCO MUN TR | COM | 46131J103 | 6,098 | 504,000 | SH | DFND | 1 | 504,000 | 0 | 0 | |
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 3,840 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
ISHARES | IBOXX HI YD ETF | 464288513 | 3,733 | 39,550 | SH | DFND | 1 | 39,550 | 0 | 0 | |
LEAR CORP | COM NEW | 521865204 | 2,093 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
LEHIGH GAS PARTNERS LP | UT LTD PTN INT | 524814100 | 2,641 | 98,000 | SH | DFND | 1 | 98,000 | 0 | 0 | |
LINEAR TECHNOLOGY CORP | COM | 535678106 | 3,262 | 67,000 | SH | DFND | 1 | 67,000 | 0 | 0 | |
MEADOWBROOK INS GROUP INC | COM | 58319P108 | 233 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
NAVIGATORS GROUP INC | COM | 638904102 | 1,228 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
NUVEEN SELECT QUALITY MUN FD | COM | 670973106 | 1,986 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 1,470 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
PLATINUM UNDERWRITER HLDGS L | COM | G7127P100 | 1,202 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
POWER INTEGRATIONS INC | COM | 739276103 | 993 | 15,100 | SH | DFND | 1 | 15,100 | 0 | 0 | |
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 1,057 | 42,600 | SH | DFND | 1 | 42,600 | 0 | 0 | |
PRECISION CASTPARTS CORP | COM | 740189105 | 5,637 | 22,300 | SH | DFND | 1 | 22,300 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 1,506 | 19,100 | SH | DFND | 1 | 19,100 | 0 | 0 | |
ROCKWELL AUTOMATION INC | COM | 773903109 | 5,440 | 43,680 | SH | DFND | 1 | 43,680 | 0 | 0 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 2,243 | 95,000 | SH | DFND | 1 | 95,000 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 10,129 | 226,950 | SH | DFND | 1 | 226,950 | 0 | 0 | |
WABASH NATL CORP | COM | 929566107 | 3,357 | 244,000 | SH | DFND | 1 | 244,000 | 0 | 0 | |
XL GROUP PLC | SHS | G98290102 | 2,831 | 90,600 | SH | DFND | 1 | 90,600 | 0 | 0 |