The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALLIED WRLD ASSUR COM HLDG A | SHS | H01531104 | 1,180 | 12,900 | SH | DFND | 1 | 12,900 | 0 | 0 | |
| AMERICAN AXLE & MFG HLDGS IN | COM | 024061103 | 4,788 | 257,000 | SH | DFND | 1 | 257,000 | 0 | 0 | |
| AMERICAN FINL GROUP INC OHIO | COM | 025932104 | 5,012 | 102,480 | SH | DFND | 1 | 102,480 | 0 | 0 | |
| ANIXTER INTL INC | COM | 035290105 | 3,441 | 45,388 | SH | DFND | 1 | 45,388 | 0 | 0 | |
| APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | 3,013 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
| APOLLO INVT CORP | COM | 03761U106 | 1,008 | 130,232 | SH | DFND | 1 | 130,232 | 0 | 0 | |
| ARES CAP CORP | COM | 04010L103 | 1,299 | 75,500 | SH | DFND | 1 | 75,500 | 0 | 0 | |
| ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | 3,805 | 102,590 | SH | DFND | 1 | 102,590 | 0 | 0 | |
| BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 3,956 | 360,627 | SH | DFND | 1 | 360,627 | 0 | 0 | |
| BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 4,739 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
| CITIGROUP INC | COM NEW | 172967424 | 2,830 | 59,000 | SH | DFND | 1 | 59,000 | 0 | 0 | |
| DANA HLDG CORP | COM | 235825205 | 1,733 | 90,000 | SH | DFND | 1 | 90,000 | 0 | 0 | |
| ENDURANCE SPECIALTY HLDGS LT | SHS | G30397106 | 2,058 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
| FIFTH STREET FINANCE CORP | COM | 31678A103 | 1,045 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| FLIR SYS INC | COM | 302445101 | 1,618 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
| FLOTEK INDS INC DEL | COM | 343389102 | 4,940 | 275,335 | SH | DFND | 1 | 275,335 | 0 | 0 | |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 2,118 | 14,000 | SH | DFND | 1 | 14,000 | 0 | 0 | |
| HANOVER INS GROUP INC | COM | 410867105 | 2,813 | 57,500 | SH | DFND | 1 | 57,500 | 0 | 0 | |
| HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 2,512 | 81,250 | SH | DFND | 1 | 81,250 | 0 | 0 | |
| ICICI BK LTD | ADR | 45104G104 | 1,262 | 33,000 | SH | DFND | 1 | 33,000 | 0 | 0 | |
| ISHARES TR | HIGH YLD CORP | 464288513 | 3,594 | 39,550 | SH | DFND | 1 | 39,550 | 0 | 0 | |
| LEHIGH GAS PARTNERS LP | UT LTD PTN INT | 524814100 | 2,052 | 83,000 | SH | DFND | 1 | 83,000 | 0 | 0 | |
| MARKET VECTORS ETF TR | VIETNAM ETF | 57060U761 | 39 | 2,100 | SH | DFND | 1 | 2,100 | 0 | 0 | |
| MEAD JOHNSON NUTRITION CO | COM | 582839106 | 2,833 | 35,759 | SH | DFND | 1 | 35,759 | 0 | 0 | |
| MORGAN STANLEY | COM NEW | 617446448 | 4,544 | 186,000 | SH | DFND | 1 | 186,000 | 0 | 0 | |
| NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 1,288 | 102,250 | SH | DFND | 1 | 102,250 | 0 | 0 | |
| NUVEEN SHT DUR CR OPP FD | COM | 67074X107 | 1,160 | 59,200 | SH | DFND | 1 | 59,200 | 0 | 0 | |
| PLATINUM UNDERWRITER HLDGS L | COM | G7127P100 | 1,144 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
| POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 2,859 | 115,500 | SH | DFND | 1 | 115,500 | 0 | 0 | |
| RENTECH NITROGEN PARTNERS L | COM UNIT | 760113100 | 2,207 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
| TRUETT-HURST INC | CL A | 897871109 | 472 | 80,000 | SH | DFND | 1 | 80,000 | 0 | 0 | |
| U S AIRWAYS GROUP INC | COM | 90341W108 | 1,149 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
| WESTERN GAS PARTNERS LP | COM UNIT LP IN | 958254104 | 1,298 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
| XL GROUP PLC | SHS | G98290102 | 4,960 | 163,600 | SH | DFND | 1 | 163,600 | 0 | 0 | |