X0306
4
2017-05-16
0
0001500217
American Assets Trust, Inc.
AAT
0001221359
RADY ERNEST S
C/O AMERICAN ASSETS TRUST, INC.
11455 EL CAMINO REAL, SUITE 200
SAN DIEGO
CA
92130
1
1
1
0
Chairman, CEO & President
Common Stock, par value $0.01
2017-05-16
4
P
0
13676
38.52
A
380991
I
By AAI
Common Stock, par value $0.01
2017-05-17
4
P
0
34300
38.56
A
415291
I
By AAI
Common Stock, par value $0.01
4865718
I
By ERT
Common Stock, par value $0.01
624572
I
By ICW
Common Stock, par value $0.01
597341
I
By RFF
Common Stock, par value $0.01
200000
I
By EIC
Common Stock, par value $0.01
27000
I
By ESRT
Common Stock, par value $0.01
133675
D
Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by American Assets, Inc. ("AAI"), which is indirectly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by Insurance Company of the West ("ICW"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by Rady Family Foundation dated August 2, 2002 ("RFF"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by Explorer Insurance Company ("EIC"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by Evelyn Shirley Rady Trust U/D/T March 10, 1983 ("ESRT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Amount includes (a) 52,500 shares held by Ernest Rady IRA and (b) 81,175 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. 2011 Equity Incentive Award Plan.
/s/ Adam Wyll, Attorney-in-fact
2017-05-18