0001144204-15-001533.txt : 20150109
0001144204-15-001533.hdr.sgml : 20150109
20150109134820
ACCESSION NUMBER: 0001144204-15-001533
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150107
FILED AS OF DATE: 20150109
DATE AS OF CHANGE: 20150109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FXCM Inc.
CENTRAL INDEX KEY: 0001499912
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 273268672
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 WATER ST.
STREET 2: FL 50
CITY: NEW YORK
STATE: NY
ZIP: 10041
BUSINESS PHONE: 6464322241
MAIL ADDRESS:
STREET 1: 55 WATER ST.
STREET 2: FL 50
CITY: NEW YORK
STATE: NY
ZIP: 10041
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROMERSA MICHAEL
CENTRAL INDEX KEY: 0001539516
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34986
FILM NUMBER: 15518528
MAIL ADDRESS:
STREET 1: 1 BROAD STREET
STREET 2: APT 1G
CITY: STAMFORD
STATE: CT
ZIP: 06901
4
1
v398480_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-01-07
0
0001499912
FXCM Inc.
FXCM
0001539516
ROMERSA MICHAEL
C/O FXCM INC.
55 WATER STREET
NEW YORK
NY
10041
0
0
1
0
Class A Common Stock
2015-01-07
4
S
0
26308
17.09
D
401857
D
Class A Common Stock
2015-01-08
4
S
0
27500
17.11
D
374357
D
Units of FXCM Holdings, LLC
Class A common stock
4100000
4100000
D
Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.09 to $17.12, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.06 to $17.15, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/David S. Sassoon, as designated signatory
2015-01-09