0001144204-15-001533.txt : 20150109 0001144204-15-001533.hdr.sgml : 20150109 20150109134820 ACCESSION NUMBER: 0001144204-15-001533 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150107 FILED AS OF DATE: 20150109 DATE AS OF CHANGE: 20150109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FXCM Inc. CENTRAL INDEX KEY: 0001499912 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 273268672 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 WATER ST. STREET 2: FL 50 CITY: NEW YORK STATE: NY ZIP: 10041 BUSINESS PHONE: 6464322241 MAIL ADDRESS: STREET 1: 55 WATER ST. STREET 2: FL 50 CITY: NEW YORK STATE: NY ZIP: 10041 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROMERSA MICHAEL CENTRAL INDEX KEY: 0001539516 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34986 FILM NUMBER: 15518528 MAIL ADDRESS: STREET 1: 1 BROAD STREET STREET 2: APT 1G CITY: STAMFORD STATE: CT ZIP: 06901 4 1 v398480_4.xml OWNERSHIP DOCUMENT X0306 4 2015-01-07 0 0001499912 FXCM Inc. FXCM 0001539516 ROMERSA MICHAEL C/O FXCM INC. 55 WATER STREET NEW YORK NY 10041 0 0 1 0 Class A Common Stock 2015-01-07 4 S 0 26308 17.09 D 401857 D Class A Common Stock 2015-01-08 4 S 0 27500 17.11 D 374357 D Units of FXCM Holdings, LLC Class A common stock 4100000 4100000 D Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.09 to $17.12, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.06 to $17.15, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/David S. Sassoon, as designated signatory 2015-01-09