0001144204-15-006965.txt : 20150209 0001144204-15-006965.hdr.sgml : 20150209 20150209122908 ACCESSION NUMBER: 0001144204-15-006965 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20150209 DATE AS OF CHANGE: 20150209 GROUP MEMBERS: BROADBILL PARTNERS GP, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GLOBUS MARITIME LTD CENTRAL INDEX KEY: 0001499780 STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412] IRS NUMBER: 000000000 STATE OF INCORPORATION: 1T FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85956 FILM NUMBER: 15587499 BUSINESS ADDRESS: STREET 1: 128 VOULIAGMENIS AVENUE 3RD FL STREET 2: 166 74 GLYFADA CITY: ATHENS GREECE STATE: J3 ZIP: 00000 BUSINESS PHONE: 30 210 960 8300 MAIL ADDRESS: STREET 1: 128 VOULIAGMENIS AVENUE 3RD FL STREET 2: 166 74 GLYFADA CITY: ATHENS GREECE STATE: J3 ZIP: 00000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Broadbill Investment Partners, LLC CENTRAL INDEX KEY: 0001533856 IRS NUMBER: 452496183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 527 MADISON AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-792-7245 MAIL ADDRESS: STREET 1: 527 MADISON AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Broadbill Investment Partners, LP DATE OF NAME CHANGE: 20111028 SC 13G/A 1 v400604_13ga.htm SC 13G/A

 

 

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
 
SCHEDULE 13G/A
(Rule 13d-102)
 
Information Statement Pursuant to Rules 13d-1 and 13d-2
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
 
 
  Globus Maritime Limited  
(Name of Issuer)
 
  Common Shares, $0.004 par value  
(Title of Class of Securities)
 
 
 

MHY272652097

 
(ISIN Number)
 
 
 

December 31, 2014

 
Date of Event Which Requires Filing of the Statement
               

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

[ ]   Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ]   Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

 

1.

 

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Broadbill Investment Partners, LLC

 

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) [_]

(b) [_]

 

3.

 

SEC USE ONLY

 

 

4.

 

 

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

 

5.

 

SOLE VOTING POWER

0

 

6.

 

SHARED VOTING POWER

 

581,631

 

 

7.

 

SOLE DISPOSITIVE POWER

0

 

8.

 

 

SHARED DISPOSITIVE POWER

581,631

 

 

 

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

581,631

 

 

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES [_]

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

5.7%1

 

12.

 

 

TYPE OF REPORTING PERSON

IA; OO

 

       

 

 


1The percentages reported in this Schedule 13G/A with respect to Broadbill Investment Partners, LLC are based upon 10,235,419 shares of common stock outstanding according to the Form 6-K filed by the issuer on July 25, 2014.

 

 
 

 

 

1.

 

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Broadbill Partners GP, LLC

 

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) [_]

(b) [_]

 

3.

 

SEC USE ONLY

 

 

4.

 

 

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

 

5.

 

SOLE VOTING POWER

0

 

6.

 

SHARED VOTING POWER

 

581,631

 

 

7.

 

SOLE DISPOSITIVE POWER

0

 

8.

 

 

SHARED DISPOSITIVE POWER

581,631

 

 

 

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

581,631

 

 

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES [_]

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

5.7%2

 

12.

 

 

TYPE OF REPORTING PERSON

HC; OO

 

       

 

 


2The percentages reported in this Schedule 13G/A with respect to Broadbill Investment Partners, LLC are based upon 10,235,419 shares of common stock outstanding according to the Form 6-K filed by the issuer on July 25, 2014.

 

 

 
 

 

Item 1(a) Name of Issuer
  Globus Maritime Limited
   
Item 1(b) Address of Issuer's Principal Executive Offices
  128 Vouliagmenis Avenue, 3rd Floor, Glyfada, Athens, Greece, 166 74
Item 2(a) Name of Person Filing
  This Schedule 13G/A is being jointly filed by Broadbill Investment Partners, LLC (“Broadbill Investment LLC”) and Broadbill Partners GP, LLC (“Broadbill Partners”, and together with Broadbill Investment LLC, the “Reporting Persons”) with respect to shares of common shares of the above-named issuer owned by Broadbill Partners, L.P., a Delaware limited partnership (“Broadbill LP”) and Broadbill Partners II, L.P., a limited partnership (“Broadbill II LP”).
  Broadbill Investment LLC is the Investment Manager for Broadbill LP and Broadbill II LP. Broadbill Partners is the General Partner of Broadbill LP and Broadbill II LP.
  The filing of this statement shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any securities covered by the statement other than the securities actually owned by such person (if any).
Item 2(b) Address of Principal Business Office
  The address of the principal business office of each of the Reporting Persons is  Broadbill Investment Partners, LLC, 20 W. 22nd Street, Suite 816, New York, New York 10010.  
   
Item 2(c) Citizenship
  Broadbill Investment LLC is organized as a limited liability company under the laws of the State of Delaware.  Broadbill Partners is organized as a limited liability company under the laws of the State of Delaware.
Item 2(d) Title of Class of Securities
  Common Shares, $0.004 par value
Item 2(e) ISIN Number
  MHY272652097
Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

  (a) [__] Broker or dealer registered under Section 15 of the Exchange Act;
  (b) [__] Bank as defined in Section 3(a)(6) of the Exchange Act;
  (c) [__] Insurance company as defined in Section 3(a)(19) of the Exchange Act;
  (d) [__] Investment company registered under Section 8 of the Investment Company Act;
  (e) [__] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
  (f) [__] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
  (g) [__] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
  (h) [__] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
  (i) [__] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
  (j) [__] A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);
  (k) [__] Group, in accordance with Rule 13d-1(b)(1)(ii)(K).
  If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: ____________.
 
 

 

 

Item 4 Ownership

 

  A. Broadbill Investment LLC
         
    (a) Broadbill Investment LLC may be deemed to beneficially own 581,631 shares of common shares.
    (b) The number of shares Broadbill Investment LLC may be deemed to beneficially own constitutes approximately 5.7% of the common shares outstanding.
    (c) Number of shares as to which such person has:
      (i) sole power to vote or to direct the vote:  0
      (ii) shared power to vote or to direct the vote:  581,631
      (iii) sole power to dispose or to direct the disposition of:  0
      (iv) shared power to dispose or to direct the disposition of: 581,631
  B. Broadbill Partners
         
    (a) Broadbill Partners may be deemed to beneficially own 581,631 shares of common shares.
    (b) The number of shares Broadbill Partners may be deemed to beneficially own constitutes approximately 5.7% of the common shares outstanding.
    (c) Number of shares as to which such person has:
      (i) sole power to vote or to direct the vote:  0
      (ii) shared power to vote or to direct the vote:  581,631
      (iii) sole power to dispose or to direct the disposition of:  0
      (iv) shared power to dispose or to direct the disposition of:  581,631
           

Item 5 Ownership of Five Percent or Less of a Class
   
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [_].
   
Item 6 Ownership of More than Five Percent on Behalf of Another Person
   
  Not Applicable
   
Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company
   
  See Item 2 above
 
 

 

 

Item 8 Identification and Classification of Members of the Group
   
  Not Applicable
   
Item 9 Notice of Dissolution of Group
   
  Not Applicable
   
Item 10 Certification
   
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 

 

 

After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

 

Dated this 9th day of February, 2015.

 

BROADBILL INVESTMENT PARTNERS, LLC

 

 

By: /s/ Jeffrey Magee

BROADBILL PARTNERS GP, LLC

 

 

By: /s/ Jeffrey Magee

 

 

EX-99.1 2 v400604_ex99-1.htm JOINT FILING AGREEMENT

 

EXHIBIT 99.1

 

JOINT FILING AGREEMENT

 

The undersigned hereby agree that the Statement on Schedule 13G/A2 filed herewith, relating to the Common Shares, $0.004 par value, of Globus Maritime Limited, a Republic of the Marshall Islands corporation, is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934, as amended, on behalf of each of the undersigned.

 

This Agreement may be executed in counterparts and each of such counterparts taken together shall constitute one and the same instrument.

 

Dated this 9th day of February, 2015.

 

BROADBILL INVESTMENT PARTNERS, LLC

 

 

By: /s/ Jeffrey Magee

BROADBILL PARTNERS GP, LLC

 

 

By: /s/ Jeffrey Magee