FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Home Federal Bancorp, Inc. of Louisiana [ HFBL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/21/2018 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 11/21/2018 | M | 1,000 | A | $14.7 | 15,761(1) | D | |||
Common Stock | 5,361 | I | By IRA | |||||||
Common Stock | 2,101.8623(2) | I | By 401(k) Plan | |||||||
Common Stock | 5,765.2392(3) | I | By ESOP |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $14.7 | 11/21/2018 | M | 1,000 | 01/31/2017(4) | 01/31/2022 | Common Stock | 1,000 | $0 | 13,562 | D | ||||
Employee Stock Option (Right to Buy) | $23 | (5) | 10/26/2025 | Common Stock | 7,000 | 7,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $18.92 | (6) | 07/31/2024 | Common Stock | 3,253 | 3,253 | D |
Explanation of Responses: |
1. Includes 400 shares and 203 shares granted pursuant to the 2014 Stock Incentive Plan and held in the 2011 Recognition and Retention Plan Trust, respectively, which reflect the unvested portion of grant awards originally covering 1,000 shares and 1,003 shares, respectively, that commenced vesting at a rate of 20% per year on October 26, 2016 and July 31, 2015, respectively, and 1,922 shares held jointly with the reporting person's spouse. |
2. Reflects units which represent share interests and a reserve of cash in the Issuer's 401(k) Plan. Based on a report dated November 19, 2018. |
3. Includes shares allocated to the reporting person's account in the ESOP since the last filed Form 4. |
4. The options vested at a rate of 20% per year commencing on January 31, 2013. |
5. The options are vesting at a rate of 20% per year commencing on October 26, 2016. |
6. The options are vesting at a rate of 20% per year commencing on July 31, 2015. |
Remarks: |
* Senior Vice President Commercial Lending of Home Federal Bank (Issuer Subsidiary). |
/s/K. Matthew Sawrie | 11/21/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |