UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE
SECURITIES EXCHANGE ACT OF 1934
For the month of May, 2019
Commission file number: 001-34958
DUNXIN FINANCIAL HOLDINGS LIMITED |
23rd Floor, Lianfa International Building
128 Xudong Road, Wuchang District
Wuhan City, Hubei Province, 430063
People’s Republic of China
(Address of Principal Executive Offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulations S-T Rule 101(b)(1): ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulations S-T Rule 101(b)(7): ¨
EXHIBIT INDEX
Exhibit No. | Description of Document | |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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Date: May 15, 2019 | By: | /s/ Ricky Qizhi Wei | |
| Name: | Ricky Qizhi Wei | |
| Title: | Chairman and Chief Executive Officer |
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EXHIBIT 99.1
Dunxin Financial Holdings Limited Filed 2018 Annual Report on Form 20-F
WUHAN, China, May 15, 2019 /PRNewswire/ -- Dunxin Financial Holdings Limited (“Dunxin” or the “Company”) (NYSE American: DXF), a leading licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, announced today that it filed its annual report on Form 20-F for the year ended December 31, 2018 with the United States Securities and Exchange Commission (the “SEC”), which includes its audited financial statements.
The annual report on the Form 20-F will be accessed through the Company’s website (http://www.dunxin.us/irwebsite/). The soft copy of the Company’s annual report on Form 20-F (in PDF format) may also be downloaded through its website.
The Company will deliver within a reasonable time after request a hard copy of its annual report on Form 20-F, including its complete audited financial statements, free of charge, to any shareholder upon request. To request a hard copy of the annual report, please write an email to ir@dunxin.us.
About Dunxin Financial Holdings Limited
Dunxin Financial Holdings Limited (“DXF”) is one of the leading licensed microfinance lenders in Hubei Province, China. We have been granted a microfinance license by the Financial Affairs Office of the Hubei Provincial People’s Government to provide loans to individuals and small- and medium-sized enterprises. We received the Vice President Award from the China Micro-credit Companies Association under the China Banking Regulatory Commission in January 2017 and the President Award from the Hubei Micro-credit Company Association in December 2017. In 2016, we were recognized as a “National Excellent Micro-credit Company” by the China Micro-credit Companies Association. We have been named one of the “Top 100 Most Competitive Micro-credit Companies in China” by the China Microfinance Institution Association for four consecutive years since 2013, an “AA- Credit Rating Enterprise” by China Credit Management Co., Ltd in August 2017, and one of the “Top 10 Private Enterprises in Wuchang District, Wuhan City” by the People’s Government of Wuchang District in July 2017. The Company has a strong capital base and professional credit business experience in the microfinance industry.
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Safe Harbor Statement
This news release contains forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, and as defined in the U.S. Private Securities Litigation Reform Act of 1995. These forward-looking statements can be identified by terminology such as “will,” “expects,” “anticipates,” “future,” “intends,” “plans,” “believes,” “estimates,” “target,” “going forward,” “outlook” and similar statements. Such statements are based upon management’s current expectations and current market and operating conditions, and relate to events that involve known or unknown risks, uncertainties and other factors, all of which are difficult to predict and many of which are beyond the Company’s control, which may cause the Company’s actual results, performance or achievements to differ materially from those in the forward-looking statements. Further information regarding these and other risks, uncertainties or factors is included in the Company’s filings with the U.S. Securities and Exchange Commission. The Company does not undertake any obligation to update any forward-looking statement as a result of new information, future events or otherwise, except as required under law.
For additional information, please contact:
Dunxin Financial Holdings Limited
Claire Chen
Telephone: +86(27)8851-7899
Email: ir@dunxin.us
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EXHIBIT 99.2
Dunxin Financial Holdings Announces Conference Call Date to Discuss Full Year 2018 Financial Results on May 16, 2019
WUHAN, China, May 15, 2019 /PRNewswire/ -- Dunxin Financial Holdings Limited (“Dunxin” or the “Company”) (NYSE American: DXF), a leading licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, today announced that it will host a conference call to discuss the Company's full year 2018 financial results on Wednesday, May 16, 2019 before market open.
The Company’s management will host a conference call on May 16, 2019 at 8:00 am Eastern Time or 8:00 pm Beijing Time to discuss the Company’s 2018 financial results and future business plans.
The toll free dial-in details for the live conference call are as follows:
- USA: 1 866 836 0101, 1 833 220 6426
- China: 800 803 6015, 400 603 9015
- Hong Kong: 800 968 966
- International access: +886 2 21928018
Participant PIN Code: 516637 #
A conference call playback will be available within 30 days after the end of the conference.
Playback number: +886 2 21928015
Playback reference number: 204882 #
Participant pin code: 238629 #
About Dunxin Financial Holdings Limited
Dunxin Financial Holdings Limited (“DXF”) is one of the leading licensed microfinance lenders in Hubei Province, China. We have been granted a microfinance license by the Financial Affairs Office of the Hubei Provincial People’s Government to provide loans to individuals and small- and medium-sized enterprises. We received the Vice President Award from the China Micro-credit Companies Association under the China Banking Regulatory Commission in January 2017 and the President Award from the Hubei Micro-credit Company Association in December 2017. In 2016, we were recognized as a “National Excellent Micro-credit Company” by the China Micro-credit Companies Association. We have been named one of the “Top 100 Most Competitive Micro-credit Companies in China” by the China Microfinance Institution Association for four consecutive years since 2013, an “AA- Credit Rating Enterprise” by China Credit Management Co., Ltd in August 2017, and one of the “Top 10 Private Enterprises in Wuchang District, Wuhan City” by the People’s Government of Wuchang District in July 2017. The Company has a strong capital base and professional credit business experience in the microfinance industry.
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Safe Harbor Statement
This news release contains forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, and as defined in the U.S. Private Securities Litigation Reform Act of 1995. These forward-looking statements can be identified by terminology such as “will,” “expects,” “anticipates,” “future,” “intends,” “plans,” “believes,” “estimates,” “target,” “going forward,” “outlook” and similar statements. Such statements are based upon management’s current expectations and current market and operating conditions, and relate to events that involve known or unknown risks, uncertainties and other factors, all of which are difficult to predict and many of which are beyond the Company’s control, which may cause the Company’s actual results, performance or achievements to differ materially from those in the forward-looking statements. Further information regarding these and other risks, uncertainties or factors is included in the Company’s filings with the U.S. Securities and Exchange Commission. The Company does not undertake any obligation to update any forward-looking statement as a result of new information, future events or otherwise, except as required under law.
For additional information, please contact:
Dunxin Financial Holdings Limited
Claire Chen
Telephone: +86(27)8851-7899
Email: ir@dunxin.us
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