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(State or Other Jurisdiction
of Incorporation) |
(Commission
File Number) |
(IRS Employer
Identification No.) |
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(Address of Principal Executive Offices)
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(Zip Code)
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of exchange on which registered
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||
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●
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elected William Bennet, Robert M. Franko, Dr. James W. Kao, Christina Kao, Joyce Wong Lee, Chuang-I (Christopher) Lin, Geraldine Pannu, Scott Polakoff, Frank Wong, and David R. Morris to the board of directors of the Company (the “Board”);
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●
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approved, on a non-binding, advisory basis, the compensation of the Company's named executive officers; and
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●
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ratified the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023.
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FOR
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WITHHELD
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BROKER NON-VOTES
|
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William Bennet
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10,634,917
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139,171
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1,582,859
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Robert M. Franko
|
10,634,818
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139,270
|
1,582,859
|
Dr. James W. Kao
|
10,416,580
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357,508
|
1,582,859
|
Christina Kao
|
9,390,338
|
1,383,750
|
1,582,859
|
Joyce Wong Lee
|
10,622,308
|
151,780
|
1,582,859
|
Chuang-I (Christopher) Lin
|
9,334,767
|
1,439,321
|
1,582,859
|
Geraldine Pannu
|
10,622,108
|
151,980
|
1,582,859
|
Scott Polakoff
|
10,635,017
|
139,071
|
1,582,859
|
Frank Wong
|
10,634,917
|
139,171
|
1,582,859
|
David R. Morris
|
10,622,207
|
151,881
|
1,582,859
|
FOR
|
AGAINST
|
ABSTAIN
|
BROKER NON-VOTES
|
6,542,250
|
4,099,983
|
131,855
|
1,582,859
|
FOR
|
AGAINST
|
ABSTAIN
|
12,279,239
|
26,026
|
51,682
|
|
|
RBB BANCORP
(Registrant)
|
|
|
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Date: June 13, 2023
|
|
By:
|
/s/ David Morris
|
|
|
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David Morris
|
President and Chief Executive Officer |
Document And Entity Information |
Jun. 09, 2023 |
---|---|
Document Information [Line Items] | |
Entity, Registrant Name | RBB BANCORP |
Document, Type | 8-K |
Document, Period End Date | Jun. 09, 2023 |
Entity, Incorporation, State or Country Code | CA |
Entity, File Number | 001-38149 |
Entity, Tax Identification Number | 27-2776416 |
Entity, Address, Address Line One | 1055 Wilshire Blvd. |
Entity, Address, Address Line Two | 12th Floor |
Entity, Address, City or Town | Los Angeles |
Entity, Address, State or Province | CA |
Entity, Address, Postal Zip Code | 90017 |
City Area Code | 213 |
Local Phone Number | 627-9888 |
Written Communications | false |
Soliciting Material | false |
Pre-commencement Tender Offer | false |
Pre-commencement Issuer Tender Offer | false |
Title of 12(b) Security | Common Stock |
Trading Symbol | RBB |
Security Exchange Name | NASDAQ |
Entity, Emerging Growth Company | false |
Amendment Flag | false |
Entity, Central Index Key | 0001499422 |
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