0001209191-19-049233.txt : 20190911
0001209191-19-049233.hdr.sgml : 20190911
20190911193331
ACCESSION NUMBER: 0001209191-19-049233
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190911
FILED AS OF DATE: 20190911
DATE AS OF CHANGE: 20190911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Morris David Richard
CENTRAL INDEX KEY: 0001711919
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38149
FILM NUMBER: 191089300
MAIL ADDRESS:
STREET 1: 1055 WILSHIRE BOULEVARD
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBB Bancorp
CENTRAL INDEX KEY: 0001499422
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 272776416
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1055 WILSHIRE BOULEVARD
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
BUSINESS PHONE: 213-533-7918
MAIL ADDRESS:
STREET 1: 1055 WILSHIRE BOULEVARD
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-09-11
0
0001499422
RBB Bancorp
RBB
0001711919
Morris David Richard
1055 WILSHIRE BLVD
SUITE 1200
LOS ANGELES
CA
90017
0
1
0
0
EVP
Common Stock, No Par Value
2019-09-11
2019-09-11
4
M
0
20588
9.2915
A
33364
D
Common Stock, No Par Value
2019-09-11
2019-09-11
4
M
0
20588
19.99
D
12776
D
Stock Options
2019-09-11
2019-09-11
4
M
0
20588
9.2915
D
63499
D
Option (right to buy)
9.2915
2019-09-11
2019-09-11
4
M
0
20588
9.2915
D
2020-02-01
Common Stock
20588
0
D
Option (right to buy)
9.2915
2022-01-01
Common Stock
9686
9686
D
Option (right to buy)
11.1498
2023-01-01
Common Stock
53813
53813
D
These options vest in three equal annual installments beginning one year after the 02/01/2010 date of grant.
These options vest in three equal annual installments beginning one year after the 01/01/2012 date of grant.
These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
Cashless sale
David R Morris
2019-09-11