0001209191-19-049233.txt : 20190911 0001209191-19-049233.hdr.sgml : 20190911 20190911193331 ACCESSION NUMBER: 0001209191-19-049233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190911 FILED AS OF DATE: 20190911 DATE AS OF CHANGE: 20190911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morris David Richard CENTRAL INDEX KEY: 0001711919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38149 FILM NUMBER: 191089300 MAIL ADDRESS: STREET 1: 1055 WILSHIRE BOULEVARD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RBB Bancorp CENTRAL INDEX KEY: 0001499422 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 272776416 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1055 WILSHIRE BOULEVARD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-533-7918 MAIL ADDRESS: STREET 1: 1055 WILSHIRE BOULEVARD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-11 0 0001499422 RBB Bancorp RBB 0001711919 Morris David Richard 1055 WILSHIRE BLVD SUITE 1200 LOS ANGELES CA 90017 0 1 0 0 EVP Common Stock, No Par Value 2019-09-11 2019-09-11 4 M 0 20588 9.2915 A 33364 D Common Stock, No Par Value 2019-09-11 2019-09-11 4 M 0 20588 19.99 D 12776 D Stock Options 2019-09-11 2019-09-11 4 M 0 20588 9.2915 D 63499 D Option (right to buy) 9.2915 2019-09-11 2019-09-11 4 M 0 20588 9.2915 D 2020-02-01 Common Stock 20588 0 D Option (right to buy) 9.2915 2022-01-01 Common Stock 9686 9686 D Option (right to buy) 11.1498 2023-01-01 Common Stock 53813 53813 D These options vest in three equal annual installments beginning one year after the 02/01/2010 date of grant. These options vest in three equal annual installments beginning one year after the 01/01/2012 date of grant. These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. Cashless sale David R Morris 2019-09-11