0001123292-16-002001.txt : 20160318
0001123292-16-002001.hdr.sgml : 20160318
20160318164602
ACCESSION NUMBER: 0001123292-16-002001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160316
FILED AS OF DATE: 20160318
DATE AS OF CHANGE: 20160318
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Affinity Gaming
CENTRAL INDEX KEY: 0001499268
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 020815199
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3755 BREAKTHROUGH WAY
STREET 2: SUITE 300
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: (702) 341-2400
MAIL ADDRESS:
STREET 1: 3755 BREAKTHROUGH WAY
STREET 2: SUITE 300
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
FORMER COMPANY:
FORMER CONFORMED NAME: Affinity Gaming, LLC
DATE OF NAME CHANGE: 20110630
FORMER COMPANY:
FORMER CONFORMED NAME: Herbst Gaming, LLC
DATE OF NAME CHANGE: 20100816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPH Manager, LLC
CENTRAL INDEX KEY: 0001509924
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54085
FILM NUMBER: 161516575
BUSINESS ADDRESS:
STREET 1: TWO GREENWICH PLAZA, FIRST FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-548-4200
MAIL ADDRESS:
STREET 1: TWO GREENWICH PLAZA, FIRST FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-03-16
0001499268
Affinity Gaming
NONE
0001509924
SPH Manager, LLC
TWO GREENWICH PLAZA
FIRST FLOOR
GREENWICH
CT
06830
1
0
1
0
Common Stock
2016-03-16
4
A
0
10417
0
A
5269339
D
Represents a grant of 10,417 shares of restricted stock of issuer, 5,209 shares of which vested upon the grant and the remainder will vest on January 1, 2017, to the reporting person in recognition of services of David Reganato, a director of the issuer and employee of Silver Point Capital, L.P. ("Silver Point"). Silver Point is the investment manager of the Funds (defined below). Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and the sole members of SPH Manager (defined below).
SPH Manager, LLC ("SPH Manager") is the manager of SPH Investment, LLC ("SPH Investment"), an entity that holds an investment in the common stock of the Issuer (the "Common Stock"). Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (collectively, the "Funds") directly or indirectly hold non-voting equity interests in SPH Investment and an economic interest in the Common Stock. SPH Manager holds the voting equity interests in SPH Investment and, as a result thereof, holds voting control over, and may be deemed to be the beneficial owner of, the Common Stock held by SPH Investment on behalf of the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are the sole members of SPH Manager and, as a result, hold voting control over, and may be deemed to be the beneficial owners of the Common Stock held by SPH Investment on behalf of the Funds.
/s/ Edward A. Mule, Member
2016-03-18