0001123292-16-002001.txt : 20160318 0001123292-16-002001.hdr.sgml : 20160318 20160318164602 ACCESSION NUMBER: 0001123292-16-002001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160316 FILED AS OF DATE: 20160318 DATE AS OF CHANGE: 20160318 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Affinity Gaming CENTRAL INDEX KEY: 0001499268 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 020815199 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3755 BREAKTHROUGH WAY STREET 2: SUITE 300 CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: (702) 341-2400 MAIL ADDRESS: STREET 1: 3755 BREAKTHROUGH WAY STREET 2: SUITE 300 CITY: LAS VEGAS STATE: NV ZIP: 89135 FORMER COMPANY: FORMER CONFORMED NAME: Affinity Gaming, LLC DATE OF NAME CHANGE: 20110630 FORMER COMPANY: FORMER CONFORMED NAME: Herbst Gaming, LLC DATE OF NAME CHANGE: 20100816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPH Manager, LLC CENTRAL INDEX KEY: 0001509924 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54085 FILM NUMBER: 161516575 BUSINESS ADDRESS: STREET 1: TWO GREENWICH PLAZA, FIRST FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-548-4200 MAIL ADDRESS: STREET 1: TWO GREENWICH PLAZA, FIRST FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-03-16 0001499268 Affinity Gaming NONE 0001509924 SPH Manager, LLC TWO GREENWICH PLAZA FIRST FLOOR GREENWICH CT 06830 1 0 1 0 Common Stock 2016-03-16 4 A 0 10417 0 A 5269339 D Represents a grant of 10,417 shares of restricted stock of issuer, 5,209 shares of which vested upon the grant and the remainder will vest on January 1, 2017, to the reporting person in recognition of services of David Reganato, a director of the issuer and employee of Silver Point Capital, L.P. ("Silver Point"). Silver Point is the investment manager of the Funds (defined below). Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and the sole members of SPH Manager (defined below). SPH Manager, LLC ("SPH Manager") is the manager of SPH Investment, LLC ("SPH Investment"), an entity that holds an investment in the common stock of the Issuer (the "Common Stock"). Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (collectively, the "Funds") directly or indirectly hold non-voting equity interests in SPH Investment and an economic interest in the Common Stock. SPH Manager holds the voting equity interests in SPH Investment and, as a result thereof, holds voting control over, and may be deemed to be the beneficial owner of, the Common Stock held by SPH Investment on behalf of the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are the sole members of SPH Manager and, as a result, hold voting control over, and may be deemed to be the beneficial owners of the Common Stock held by SPH Investment on behalf of the Funds. /s/ Edward A. Mule, Member 2016-03-18