0001104659-17-005818.txt : 20170201 0001104659-17-005818.hdr.sgml : 20170201 20170201163631 ACCESSION NUMBER: 0001104659-17-005818 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170131 FILED AS OF DATE: 20170201 DATE AS OF CHANGE: 20170201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Affinity Gaming CENTRAL INDEX KEY: 0001499268 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 020815199 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3755 BREAKTHROUGH WAY STREET 2: SUITE 300 CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: (702) 341-2400 MAIL ADDRESS: STREET 1: 3755 BREAKTHROUGH WAY STREET 2: SUITE 300 CITY: LAS VEGAS STATE: NV ZIP: 89135 FORMER COMPANY: FORMER CONFORMED NAME: Affinity Gaming, LLC DATE OF NAME CHANGE: 20110630 FORMER COMPANY: FORMER CONFORMED NAME: Herbst Gaming, LLC DATE OF NAME CHANGE: 20100816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zenni James Joseph JR CENTRAL INDEX KEY: 0001530898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54085 FILM NUMBER: 17565355 MAIL ADDRESS: STREET 1: 150 FIELD DRIVE STREET 2: STE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Z Capital Partners UGP, L.L.C. CENTRAL INDEX KEY: 0001530862 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54085 FILM NUMBER: 17565356 BUSINESS ADDRESS: STREET 1: 150 FIELD DRIVE STREET 2: STE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-235-8100 MAIL ADDRESS: STREET 1: 150 FIELD DRIVE STREET 2: STE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 FORMER NAME: FORMER CONFORMED NAME: Z Capital Special Situations Fund UGP LLC DATE OF NAME CHANGE: 20110921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Z CAPITAL PARTNERS GP II, L.P. CENTRAL INDEX KEY: 0001664609 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54085 FILM NUMBER: 17565357 BUSINESS ADDRESS: STREET 1: 150 N. FIELD DRIVE STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-235-8100 MAIL ADDRESS: STREET 1: 150 N. FIELD DRIVE STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Z Capital Partners GP I, L.P. CENTRAL INDEX KEY: 0001530861 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54085 FILM NUMBER: 17565358 BUSINESS ADDRESS: STREET 1: 150 FIELD DRIVE STREET 2: STE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-235-8100 MAIL ADDRESS: STREET 1: 150 FIELD DRIVE STREET 2: STE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 FORMER NAME: FORMER CONFORMED NAME: Z Capital Special Situations Fund GP LP DATE OF NAME CHANGE: 20110921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zenni Holdings LLC CENTRAL INDEX KEY: 0001530859 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54085 FILM NUMBER: 17565359 BUSINESS ADDRESS: STREET 1: 150 FIELD DRIVE STREET 2: STE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-235-8100 MAIL ADDRESS: STREET 1: 150 FIELD DRIVE STREET 2: STE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Z Capital Group, L.L.C. CENTRAL INDEX KEY: 0001515358 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54085 FILM NUMBER: 17565361 BUSINESS ADDRESS: STREET 1: 150 FIELD DRIVE, STE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-235-8100 MAIL ADDRESS: STREET 1: 150 FIELD DRIVE, STE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 FORMER NAME: FORMER CONFORMED NAME: Z Capital Partners, L.L.C. DATE OF NAME CHANGE: 20110314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Z CAPITAL PARTNERS, L.L.C. CENTRAL INDEX KEY: 0001664612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54085 FILM NUMBER: 17565360 BUSINESS ADDRESS: STREET 1: 150 N. FIELD DRIVE STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-235-8100 MAIL ADDRESS: STREET 1: 150 N. FIELD DRIVE STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 4 1 a4.xml 4 X0306 4 2017-01-31 0 0001499268 Affinity Gaming NONE 0001515358 Z Capital Group, L.L.C. 1330 AVENUE OF THE AMERICAS, 16TH FLOOR NEW YORK NY 10019 0 0 1 0 0001664612 Z CAPITAL PARTNERS, L.L.C. 1330 AVENUE OF THE AMERICAS, 16TH FLOOR NEW YORK NY 10019 0 0 1 0 0001530859 Zenni Holdings LLC 1330 AVENUE OF THE AMERICAS, 16TH FLOOR NEW YORK NY 10019 0 0 1 0 0001530861 Z Capital Partners GP I, L.P. 1330 AVENUE OF THE AMERICAS, 16TH FLOOR NEW YORK NY 10019 0 0 1 0 0001664609 Z CAPITAL PARTNERS GP II, L.P. 1330 AVENUE OF THE AMERICAS, 16TH FLOOR NEW YORK NY 10019 0 0 1 0 0001530862 Z Capital Partners UGP, L.L.C. 1330 AVENUE OF THE AMERICAS, 16TH FLOOR NEW YORK NY 10019 0 0 1 0 0001530898 Zenni James Joseph JR 1330 AVENUE OF THE AMERICAS, 16TH FLOOR NEW YORK NY 10019 1 0 1 0 Common Stock 2017-01-31 4 J 0 11987215 17.35 A 20405831 I See Footenote Pursuant to the Agreement and Plan of Merger, dated as of August 22, 2016, among Z Capital Affinity Owner, L.L.C., Affinity Merger Sub, Inc. ("Merger Sub") and Affinity Gaming (the "Merger Agreement"), at the effective time of the merger of Merger Sub with and into Affinity Gaming (the "Merger"), affiliates of Z Capital Partners, L.L.C. ("Z Capital") acquired all of the outstanding equity interests of Affinity Gaming not already owned by Z Capital, or an additional 11,987,215 shares. Following the Merger, Z Capital is the benefical owner of 100% of the equity interests of Affinity Gaming. The Merger is more completely described in the Company's Definitive Proxy Statement filed with the SEC on November 14, 2016. Each of the reporting persons disclaims beneficial ownership of the shares, except to the extent of its or his pecuniary interest therein. Z CAPITAL GROUP, L.L.C., By: /s/ James J. Zenni, Name: James J. Zenni, Title: President 2017-01-31 Z CAPITAL PARTNERS, L.L.C., By: /s/ James J. Zenni, Name: James J. Zenni, Title: President 2017-01-31 ZENNI HOLDINGS, LLC, By: /s/ James J. Zenni, Name: James J. Zenni, Title: Sole Owner 2017-01-31 Z CAPITAL PARTNERS GP I, L.P., By: Z Capital Partners UGP, L.L.C., General Partner By: Z Capital Partners, L.L.C., Managing Member By: /s/ James J. Zenni, Name: James J. Zenni, Title: President 2017-01-31 Z CAPITAL PARTNERS GP II, L.P., By: Z Capital Partners UGP, L.L.C., General Partner By: Z Capital Partners, L.L.C., Managing Member By: /s/ James J. Zenni, Name: James J. Zenni, Title: President 2017-01-31 Z CAPITAL PARTNERS UGP, L.L.C., By: Z Capital Partners, L.L.C., Managing Member By: /s/ James J. Zenni, Name: James J. Zenni, Title: President 2017-01-31 JAMES J. ZENNI, By: /s/ James J. Zenni, Name: James J. Zenni 2017-01-31