0000899243-23-016547.txt : 20230627
0000899243-23-016547.hdr.sgml : 20230627
20230627161615
ACCESSION NUMBER: 0000899243-23-016547
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230620
FILED AS OF DATE: 20230627
DATE AS OF CHANGE: 20230627
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Crofford Curt L.
CENTRAL INDEX KEY: 0001499152
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41103
FILM NUMBER: 231047510
MAIL ADDRESS:
STREET 1: 100 CRESCENT COURT
STREET 2: SUITE 1200
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Drilling Tools International Corp
CENTRAL INDEX KEY: 0001884516
STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533]
IRS NUMBER: 872488708
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3701 BRIARPARK DRIVE
STREET 2: SUITE 150
CITY: HOUSTON
STATE: TX
ZIP: 77042
BUSINESS PHONE: 8327428500
MAIL ADDRESS:
STREET 1: 3701 BRIARPARK DRIVE
STREET 2: SUITE 150
CITY: HOUSTON
STATE: TX
ZIP: 77042
FORMER COMPANY:
FORMER CONFORMED NAME: ROC Energy Acquisition Corp.
DATE OF NAME CHANGE: 20210923
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-06-20
0
0001884516
Drilling Tools International Corp
DTI
0001499152
Crofford Curt L.
2200 ROSS AVENUE, SUITE 4600W
DALLAS
TX
75201
1
0
0
0
0
Common Stock
2023-06-20
4
A
0
75000
A
75000
D
Received in connection with the Issuer's business combination (the "Business Combination") with Drilling Tools International Holdings, Inc. ("Legacy DTI") in accordance with the terms of the Agreement and Plan of Merger dated as of February 13, 2023 and amended as of June 5, 2023 (the "Merger Agreement"), by and among the Issuer (f/k/a ROC Energy Acquisition Corp.), ROC Merger Sub, Inc. and Legacy DTI. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy DTI (i) common stock was converted into the right to receive 0.2282 shares of common stock of the Issuer ("Common Stock") and (ii) preferred stock was converted into the right to receive 0.3299 shares of Common Stock and $0.54 in cash. The Business Combination closed on June 20, 2023 (the "Closing Date").
/s/ Curtis L. Crofford
2023-06-27