0000899243-23-016547.txt : 20230627 0000899243-23-016547.hdr.sgml : 20230627 20230627161615 ACCESSION NUMBER: 0000899243-23-016547 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230620 FILED AS OF DATE: 20230627 DATE AS OF CHANGE: 20230627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crofford Curt L. CENTRAL INDEX KEY: 0001499152 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41103 FILM NUMBER: 231047510 MAIL ADDRESS: STREET 1: 100 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Drilling Tools International Corp CENTRAL INDEX KEY: 0001884516 STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533] IRS NUMBER: 872488708 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3701 BRIARPARK DRIVE STREET 2: SUITE 150 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 8327428500 MAIL ADDRESS: STREET 1: 3701 BRIARPARK DRIVE STREET 2: SUITE 150 CITY: HOUSTON STATE: TX ZIP: 77042 FORMER COMPANY: FORMER CONFORMED NAME: ROC Energy Acquisition Corp. DATE OF NAME CHANGE: 20210923 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-20 0 0001884516 Drilling Tools International Corp DTI 0001499152 Crofford Curt L. 2200 ROSS AVENUE, SUITE 4600W DALLAS TX 75201 1 0 0 0 0 Common Stock 2023-06-20 4 A 0 75000 A 75000 D Received in connection with the Issuer's business combination (the "Business Combination") with Drilling Tools International Holdings, Inc. ("Legacy DTI") in accordance with the terms of the Agreement and Plan of Merger dated as of February 13, 2023 and amended as of June 5, 2023 (the "Merger Agreement"), by and among the Issuer (f/k/a ROC Energy Acquisition Corp.), ROC Merger Sub, Inc. and Legacy DTI. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy DTI (i) common stock was converted into the right to receive 0.2282 shares of common stock of the Issuer ("Common Stock") and (ii) preferred stock was converted into the right to receive 0.3299 shares of Common Stock and $0.54 in cash. The Business Combination closed on June 20, 2023 (the "Closing Date"). /s/ Curtis L. Crofford 2023-06-27