0001209191-14-070482.txt : 20141120
0001209191-14-070482.hdr.sgml : 20141120
20141120195247
ACCESSION NUMBER: 0001209191-14-070482
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141117
FILED AS OF DATE: 20141120
DATE AS OF CHANGE: 20141120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CM Finance Inc
CENTRAL INDEX KEY: 0001578348
IRS NUMBER: 462883380
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 26TH FLOOR SUITE C
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-388-5813
MAIL ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 26TH FLOOR SUITE C
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAUER MICHAEL
CENTRAL INDEX KEY: 0001498608
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01054
FILM NUMBER: 141240480
MAIL ADDRESS:
STREET 1: C/O ICAHN CAPITAL LP
STREET 2: 767 FIFTH AVE., SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10153
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-11-17
0
0001578348
CM Finance Inc
CMFN
0001498608
MAUER MICHAEL
C/O CM FINANCE INC
601 LEXINGTON AVE, 26TH FLOOR
NEW YORK
NY
10022
1
1
0
0
Chief Executive Officer
Common Stock
2014-11-17
4
P
0
2500
12.697
A
77174.099
D
Common Stock
2014-11-17
4
P
0
1425
12.62
A
78599.099
D
Common Stock
2014-11-18
4
P
0
4000
12.60
A
82599.099
D
Includes 0.053 shares acquired under the CM Finance Inc dividend reinvestment plan.
/s/ Michael C. Mauer
2014-11-20