0001209191-14-009138.txt : 20140211
0001209191-14-009138.hdr.sgml : 20140211
20140211164144
ACCESSION NUMBER: 0001209191-14-009138
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140211
FILED AS OF DATE: 20140211
DATE AS OF CHANGE: 20140211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CM Finance Inc
CENTRAL INDEX KEY: 0001578348
IRS NUMBER: 462883380
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-388-5813
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAUER MICHAEL
CENTRAL INDEX KEY: 0001498608
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01054
FILM NUMBER: 14594818
MAIL ADDRESS:
STREET 1: C/O ICAHN CAPITAL LP
STREET 2: 767 FIFTH AVE., SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10153
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-02-11
0
0001578348
CM Finance Inc
CMFN
0001498608
MAUER MICHAEL
C/O CM FINANCE INC
399 PARK AVENUE, 39TH FLOOR
NEW YORK
NY
10022
1
1
0
0
Chief Executive Officer
Common Stock
2014-02-11
4
P
0
67000
15.00
A
67000
D
/s/ Michael C. Mauer
2014-02-11