0001144204-16-102265.txt : 20160516
0001144204-16-102265.hdr.sgml : 20160516
20160516120755
ACCESSION NUMBER: 0001144204-16-102265
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160512
FILED AS OF DATE: 20160516
DATE AS OF CHANGE: 20160516
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CM Finance Inc
CENTRAL INDEX KEY: 0001578348
IRS NUMBER: 462883380
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 26TH FLOOR SUITE C
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-388-5813
MAIL ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 26TH FLOOR SUITE C
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAUER MICHAEL
CENTRAL INDEX KEY: 0001498608
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01054
FILM NUMBER: 161651972
MAIL ADDRESS:
STREET 1: C/O ICAHN CAPITAL LP
STREET 2: 767 FIFTH AVE., SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10153
4
1
v440074_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-05-12
0
0001578348
CM Finance Inc
CMFN
0001498608
MAUER MICHAEL
C/O CM FINANCE INC
601 LEXINGTON AVE, 26TH FLOOR
NEW YORK
NY
10022
1
1
0
0
Chief Executive Officer
Common Stock
2016-05-12
4
P
0
5944
8.54
A
103145.642
D
Common Stock
2016-05-12
4
P
0
56
8.5699
A
103201.642
D
Common Stock
2016-05-13
4
S
0
6000
8.2905
D
97201.642
D
Includes 0.2 shares acquired under the CM Finance Inc dividend reinvestment plan.
/s/ Michael C. Mauer
2016-05-16