N-PX 1 d527028dnpx.htm ASHMORE FUNDS Ashmore Funds

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22468

Ashmore Funds

(Exact name of registrant as specified in charter)

c/o Ashmore Investment Advisors Limited

61 Aldwych

London WC2B 4AE

England

(Address of principal executive offices) (Zip code)

Corporation Service Company

84 State Street

Boston, MA 02109

(Name and address of agent for service)

Registrant’s telephone number, including area code: 011-44-20-3077-6000

Date of fiscal year end: October 31

Date of reporting period: July 1, 2017 – June 30, 2018

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.


Item 1.

Proxy Voting Record.


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): Ashmore Emerging Markets Total Return Fund

 

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Corporacion Geo S.A.B. de C.V.

   GEO B    04/30/2018    P3142C117    1    Approve Individual and Consolidated Financial Statements and Statutory Reports    Mgmt    For    Do Not Vote

Corporacion Geo S.A.B. de C.V.

   GEO B    04/30/2018    P3142C117    2    Approve CEO’s and External Auditor Report; Accept Board’s Opinion on CEO’s Report; Receive Report on Adherence to Fiscal Obligations    Mgmt    For    Do Not Vote

Corporacion Geo S.A.B. de C.V.

   GEO B    04/30/2018    P3142C117    3    Approve Annual Reports of Audit and Corporate Practices Committee    Mgmt    For    Do Not Vote

Corporacion Geo S.A.B. de C.V.

   GEO B    04/30/2018    P3142C117    4    Approve Allocation of Income    Mgmt    For    Do Not Vote

Corporacion Geo S.A.B. de C.V.

   GEO B    04/30/2018    P3142C117    5    Set Maximum Amount of Share Repurchase Reserve    Mgmt    For    Do Not Vote

Corporacion Geo S.A.B. de C.V.

   GEO B    04/30/2018    P3142C117    6    Elect or Ratify Directors, Secretary and Deputy Secretary    Mgmt    For    Do Not Vote

Corporacion Geo S.A.B. de C.V.

   GEO B    04/30/2018    P3142C117    7    Elect or Ratify Chairman, Members and Secretary of Audit Committee and Corporate Practices Committees    Mgmt    For    Do Not Vote

Corporacion Geo S.A.B. de C.V.

   GEO B    04/30/2018    P3142C117    8    Approve Remuneration of Members and Alternates of Board, Secretary and Members of Audit and Corporate Practices Committee    Mgmt    For    Do Not Vote

Corporacion Geo S.A.B. de C.V.

   GEO B    04/30/2018    P3142C117    9    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    Do Not Vote

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Savannah Petroleum Plc

   SAVP    05/03/2018    N/A    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Savannah Petroleum Plc

   SAVP    05/03/2018    N/A    2    Reappoint Grant Thornton UK LLP as Auditors    Mgmt    For    For

Savannah Petroleum Plc

   SAVP    05/03/2018    N/A    3    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For

Savannah Petroleum Plc

   SAVP    05/03/2018    N/A    4    Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For

Savannah Petroleum Plc

   SAVP    05/03/2018    N/A    5    Approve Grant of Nil Cost Share Options to the Company’s Chief Executive Officer    Mgmt    For    For

Savannah Petroleum Plc

   SAVP    05/03/2018    N/A    6    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For

Savannah Petroleum Plc

   SAVP    05/03/2018    N/A    7    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For

Savannah Petroleum Plc

   SAVP    05/03/2018    N/A    8    Approve Cancellation of the Share Premium Account    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Mongolian Mining Corp

   975    06/29/2018    N/A    1    Accept Financial Statements and Statutory Reports    Mgmt    For    Abstain

Mongolian Mining Corp

   975    06/29/2018    N/A    2    Elect Enkhtuvshin Gombo as Director    Mgmt    For    Abstain

Mongolian Mining Corp

   975    06/29/2018    N/A    3    Elect Enkhtuvshin Dashtseren as Director    Mgmt    For    Abstain

Mongolian Mining Corp

   975    06/29/2018    N/A    4    Elect Khashchuluun Chuluundorj as Director    Mgmt    For    Abstain

Mongolian Mining Corp

   975    06/29/2018    N/A    5    Elect Unenbat Jigjid as Director    Mgmt    For    Abstain

Mongolian Mining Corp

   975    06/29/2018    N/A    6    Authorize Board to Fix Remuneration of Directors    Mgmt    For    Abstain

Mongolian Mining Corp

   975    06/29/2018    N/A    7    Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    Abstain

Mongolian Mining Corp

   975    06/29/2018    N/A    8    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Abstain

Mongolian Mining Corp

   975    06/29/2018    N/A    9    Authorize Repurchase of Issued Share Capital    Mgmt    For    Abstain

Mongolian Mining Corp

   975    06/29/2018    N/A    10    Authorize Reissuance of Repurchased Shares    Mgmt    For    Abstain


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): Ashmore Emerging Markets Corporate Debt Fund

 

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Corporacion Geo S.A.B. de C.V.

   GEO B    04/30/2018    P3142C117    1    Approve Individual and Consolidated Financial Statements and Statutory Reports    Mgmt    For    Do Not Vote

Corporacion Geo S.A.B. de C.V.

   GEO B    04/30/2018    P3142C117    2    Approve CEO’s and External Auditor Report; Accept Board’s Opinion on CEO’s Report; Receive Report on Adherence to Fiscal Obligations    Mgmt    For    Do Not Vote

Corporacion Geo S.A.B. de C.V.

   GEO B    04/30/2018    P3142C117    3    Approve Annual Reports of Audit and Corporate Practices Committee    Mgmt    For    Do Not Vote

Corporacion Geo S.A.B. de C.V.

   GEO B    04/30/2018    P3142C117    4    Approve Allocation of Income    Mgmt    For    Do Not Vote

Corporacion Geo S.A.B. de C.V.

   GEO B    04/30/2018    P3142C117    5    Set Maximum Amount of Share Repurchase Reserve    Mgmt    For    Do Not Vote

Corporacion Geo S.A.B. de C.V.

   GEO B    04/30/2018    P3142C117    6    Elect or Ratify Directors, Secretary and Deputy Secretary    Mgmt    For    Do Not Vote

Corporacion Geo S.A.B. de C.V.

   GEO B    04/30/2018    P3142C117    7    Elect or Ratify Chairman, Members and Secretary of Audit Committee and Corporate Practices Committees    Mgmt    For    Do Not Vote

Corporacion Geo S.A.B. de C.V.

   GEO B    04/30/2018    P3142C117    8    Approve Remuneration of Members and Alternates of Board, Secretary and Members of Audit and Corporate Practices Committee    Mgmt    For    Do Not Vote

Corporacion Geo S.A.B. de C.V.

   GEO B    04/30/2018    P3142C117    9    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    Do Not Vote

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Savannah Petroleum Plc

   SAVP    05/03/2018    N/A    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Savannah Petroleum Plc

   SAVP    05/03/2018    N/A    2    Reappoint Grant Thornton UK LLP as Auditors    Mgmt    For    For

Savannah Petroleum Plc

   SAVP    05/03/2018    N/A    3    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For

Savannah Petroleum Plc

   SAVP    05/03/2018    N/A    4    Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For

Savannah Petroleum Plc

   SAVP    05/03/2018    N/A    5    Approve Grant of Nil Cost Share Options to the Company’s Chief Executive Officer    Mgmt    For    For

Savannah Petroleum Plc

   SAVP    05/03/2018    N/A    6    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For

Savannah Petroleum Plc

   SAVP    05/03/2018    N/A    7    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For

Savannah Petroleum Plc

   SAVP    05/03/2018    N/A    8    Approve Cancellation of the Share Premium Account    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Mongolian Mining Corp

   975    06/29/2018    N/A    1    Accept Financial Statements and Statutory Reports    Mgmt    For    Abstain

Mongolian Mining Corp

   975    06/29/2018    N/A    2    Elect Enkhtuvshin Gombo as Director    Mgmt    For    Abstain

Mongolian Mining Corp

   975    06/29/2018    N/A    3    Elect Enkhtuvshin Dashtseren as Director    Mgmt    For    Abstain

Mongolian Mining Corp

   975    06/29/2018    N/A    4    Elect Khashchuluun Chuluundorj as Director    Mgmt    For    Abstain

Mongolian Mining Corp

   975    06/29/2018    N/A    5    Elect Unenbat Jigjid as Director    Mgmt    For    Abstain

Mongolian Mining Corp

   975    06/29/2018    N/A    6    Authorize Board to Fix Remuneration of Directors    Mgmt    For    Abstain

Mongolian Mining Corp

   975    06/29/2018    N/A    7    Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    Abstain

Mongolian Mining Corp

   975    06/29/2018    N/A    8    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Abstain

Mongolian Mining Corp

   975    06/29/2018    N/A    9    Authorize Repurchase of Issued Share Capital    Mgmt    For    Abstain

Mongolian Mining Corp

   975    06/29/2018    N/A    10    Authorize Reissuance of Repurchased Shares    Mgmt    For    Abstain

 


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): Ashmore Emerging Markets Active Equity Fund

 

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Banco do Brasil S.A.

   BBAS3    07/05/2017    P11427112    1    Approve Listing of Company in State-Owned Enterprise Governance Program of BM&FBovespa    Mgmt    For    For

Banco do Brasil S.A.

   BBAS3    07/05/2017    P11427112    2    Elect Eduardo Salloum as Alternate Fiscal Council Member    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Naspers Ltd

   NPN    08/25/2017    S53435103       Ordinary Resolutions    Mgmt      

Naspers Ltd

   NPN    08/25/2017    S53435103    1    Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2017    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    2    Approve Dividends for N Ordinary and A Ordinary Shares    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    3    Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    4    Elect Emilie Choi as Director    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    5.1    Re-elect Koos Bekker as Director    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    5.2    Re-elect Steve Pacak as Director    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    5.3    Re-elect Fred Phaswana as Director    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    5.4    Re-elect Ben van der Ross as Director    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    5.5    Re-elect Rachel Jafta as Director    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    6.1    Re-elect Don Eriksson as Member of the Audit Committee    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    6.2    Re-elect Ben van der Ross as Member of the Audit Committee    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    6.3    Re-elect Rachel Jafta as Member of the Audit Committee    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    7    Approve Remuneration Policy    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    8    Place Authorised but Unissued Shares under Control of Directors    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    9    Authorise Board to Issue Shares for Cash    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    10    Approve Amendments to the Naspers Share Incentive Trust Deed, MIH Services fz llc Share Trust Deed, MIH Holdings Share Trust Deed    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    11    Authorise Ratification of Approved Resolutions    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103       Special Resolutions    Mgmt      

Naspers Ltd

   NPN    08/25/2017    S53435103    1.1    Approve Fees of the Board Chairman    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    1.2    Approve Fees of the Board Member    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    1.3    Approve Fees of the Audit Committee Chairman    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    1.4    Approve Fees of the Audit Committee Member    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    1.5    Approve Fees of the Risk Committee Chairman    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    1.6    Approve Fees of the Risk Committee Member    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    1.7    Approve Fees of the Human Resources and Remuneration Committee Chairman    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    1.8    Approve Fees of the Human Resources and Remuneration Committee Member    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    1.9    Approve Fees of the Nomination Committee Chairman    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    1.10    Approve Fees of the Nomination Committee Member    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    1.11    Approve Fees of the Social and Ethics Committee Chairman    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    1.12    Approve Fees of the Social and Ethics Committee Member    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    1.13    Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    2    Approve Financial Assistance in Terms of Section 44 of the Companies Act    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    3    Approve Financial Assistance in Terms of Section 45 of the Companies Act    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    4    Authorise Repurchase of N Ordinary Shares    Mgmt    For    For

Naspers Ltd

   NPN    08/25/2017    S53435103    5    Authorise Repurchase of A Ordinary Shares    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Fibra Uno Administracion de Mexico S.A. de C.V.

   FUNO 11    09/25/2017    N/A       Ordinary Meeting for Holders of REITs—ISIN MXCFFU000001    Mgmt      

Fibra Uno Administracion de Mexico S.A. de C.V.

   FUNO 11    09/25/2017    N/A    1    Approve Program for Placement of Real Estate Trust Certificates (FUNO 11) and Debt Trust Certificates    Mgmt    For    For

Fibra Uno Administracion de Mexico S.A. de C.V.

   FUNO 11    09/25/2017    N/A    2    Approve Issuance of Additional Real Estate Trust Certificates to be Held in Treasury    Mgmt    For    For

Fibra Uno Administracion de Mexico S.A. de C.V.

   FUNO 11    09/25/2017    N/A    3    Appoint Legal Representatives    Mgmt    For    For

Fibra Uno Administracion de Mexico S.A. de C.V.

   FUNO 11    09/25/2017    N/A    4    Approve Minutes of Meeting    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Kroton Educacional S.A.

   KROT3    09/28/2017    P6115V111    1    Fix Number of Directors    Mgmt    For    For

Kroton Educacional S.A.

   KROT3    09/28/2017    P6115V111    2    Elect Directors    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

China Construction Bank Corporation

   939    10/09/2017    Y1397N101       EGM BALLOT FOR THE HOLDERS OF H SHARES    Mgmt      

China Construction Bank Corporation

   939    10/09/2017    Y1397N101    1    Elect Tian Guoli and Authorize the Remuneration Committee to Fix His Remuneration    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Alibaba Group Holding Limited

   BABA    10/18/2017    01609W102       Meeting for ADR Holders    Mgmt      

Alibaba Group Holding Limited

   BABA    10/18/2017    01609W102    1.1    Elect Jack Yun Ma as Director    Mgmt    For    For

Alibaba Group Holding Limited

   BABA    10/18/2017    01609W102    1.2    Elect Masayoshi Son as Director    Mgmt    For    For

Alibaba Group Holding Limited

   BABA    10/18/2017    01609W102    1.3    Elect Walter Teh Ming Kwauk as Director    Mgmt    For    For

Alibaba Group Holding Limited

   BABA    10/18/2017    01609W102    2    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For


Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Vale S.A.

   VALE3    10/18/2017    P2605D109       Meeting for ADR Holders    Mgmt      

Vale S.A.

   VALE3    10/18/2017    P2605D109    1    Amend Articles    Mgmt    For    For

Vale S.A.

   VALE3    10/18/2017    P2605D109    2    Approve Conversion Ratio of One Class A Preferred Shares into 0.9342 Common Shares    Mgmt    For    For

Vale S.A.

   VALE3    10/18/2017    P2605D109    3.1    Elect Isabella Saboya as Director Appointed by Minority Shareholder    SH    None    Abstain

Vale S.A.

   VALE3    10/18/2017    P2605D109    3.2    Elect Ricardo Reisen de Pinho as Director and Marcio Guedes Pereira Junior as Alternate Appointed by Minority Shareholder    SH    None    Abstain

Vale S.A.

   VALE3    10/18/2017    P2605D109       SHAREHOLDERS MUST VOTE FOR ONLY ONE OF THE FOLLOWING CANDIDATES UNDER ITEMS 4.1-4.2    Mgmt      

Vale S.A.

   VALE3    10/18/2017    P2605D109    4.1    Elect Sandra Guerra as Director Appointed by Minority Shareholder    SH    None    For

Vale S.A.

   VALE3    10/18/2017    P2605D109    4.2    Elect Marcelo Gasparino da Silva as Director and Bruno C.H. Bastit as Alternate Appointed by Minority Shareholder    SH    None    Abstain

Vale S.A.

   VALE3    10/18/2017    P2605D109       JOINT ELECTION FOR PREFERRED AND MINORITY ORDINARY SHAREHOLDERS. SHAREHOLDERS MUST VOTE FOR ONLY ONE OF THE FOLLOWING CANDIDATES UNDER ITEMS 5.1-5.2    Mgmt      

Vale S.A.

   VALE3    10/18/2017    P2605D109    5.1    Elect Sandra Guerra as Director Appointed by Minority Shareholder    SH    None    For

Vale S.A.

   VALE3    10/18/2017    P2605D109    5.2    Elect Marcelo Gasparino da Silva as Director and Bruno C.H. Bastit as Alternate Appointed by Minority Shareholder    SH    None    Abstain

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Vale S.A.

   VALE3    12/21/2017    P2605D109       Meeting for ADR Holders    Mgmt      

Vale S.A.

   VALE3    12/21/2017    P2605D109    1    Approve Listing of Company Shares in Novo Mercado Segment of the Sao Paulo Stock Exchange    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    2    Amend Articles    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    3    Approve Agreement to Absorb Balderton Trading Corp. (Balderton)    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    4    Approve Agreement to Absorb Fortlee Investments Ltd. (Fortlee)    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    5    Approve Agreement for Partial Spin-Off of Empreendimentos Brasileiros de Mineracao S.A. (EBM) and Absorption of Spun-Off Assets    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    6    Ratify Premiumbravo Auditores Independentes as the Independent Firm to Appraise Proposed Transactions    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    7    Approve Independent Firm’s Appraisal on Balderton Trading Corp. (Balderton)    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    8    Approve Independent Firm’s Appraisal on Fortlee Investments Ltd. (Fortlee)    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    9    Approve Independent Firm’s Appraisal on Empreendimentos Brasileiros de Mineracao S.A. (EBM)    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    10    Approve Absorption of Balderton Trading Corp. (Balderton)    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    11    Approve Absorption of Fortlee Investments Ltd. (Fortlee)    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    12    Approve Partial Spin-Off of Empreendimentos Brasileiros de Mineracao S.A. (EBM)    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    13    Ratify Election of Toshiya Asahi as Director and Gilmar Dalilo Cezar Wanderley as Alternate    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Fomento Economico Mexicano S.A.B. de C.V. FEMSA

   FEMSA UBD    03/16/2018    P4182H115       Meeting for ADR Holders    Mgmt      

Fomento Economico Mexicano S.A.B. de C.V. FEMSA

   FEMSA UBD    03/16/2018    P4182H115    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Fomento Economico Mexicano S.A.B. de C.V. FEMSA

   FEMSA UBD    03/16/2018    P4182H115    2    Accept Report on Adherence to Fiscal Obligations    Mgmt    For    For

Fomento Economico Mexicano S.A.B. de C.V. FEMSA

   FEMSA UBD    03/16/2018    P4182H115    3    Approve Allocation of Income and Cash Dividends    Mgmt    For    For

Fomento Economico Mexicano S.A.B. de C.V. FEMSA

   FEMSA UBD    03/16/2018    P4182H115    4    Set Maximum Amount of Share Repurchase Program    Mgmt    For    For

Fomento Economico Mexicano S.A.B. de C.V. FEMSA

   FEMSA UBD    03/16/2018    P4182H115    5    Elect Directors and Secretaries, Verify Director’s Independence Classification as Per Mexican Securities Law, and Approve their Remuneration    Mgmt    For    For

Fomento Economico Mexicano S.A.B. de C.V. FEMSA

   FEMSA UBD    03/16/2018    P4182H115    6    Elect Members and Chairmen of Finance and Planning, Audit, and Corporate Practices Committees; Approve Their Remuneration    Mgmt    For    For

Fomento Economico Mexicano S.A.B. de C.V. FEMSA

   FEMSA UBD    03/16/2018    P4182H115    7    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For

Fomento Economico Mexicano S.A.B. de C.V. FEMSA

   FEMSA UBD    03/16/2018    P4182H115    8    Approve Minutes of Meeting    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Lotte Chemical Corp.

   A011170    03/19/2018    Y3280U101    1    Approve Financial Statements and Allocation of Income    Mgmt    For    For

Lotte Chemical Corp.

   A011170    03/19/2018    Y3280U101    2    Elect Four Outside Directors and One NI-NED (Bundled)    Mgmt    For    Against

Lotte Chemical Corp.

   A011170    03/19/2018    Y3280U101    3    Elect Two Members of Audit Committee (Bundled)    Mgmt    For    Against

Lotte Chemical Corp.

   A011170    03/19/2018    Y3280U101    4    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Ping An Insurance (Group) Co. of China, Ltd.

   2318    03/19/2018    Y69790106       EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt      

Ping An Insurance (Group) Co. of China, Ltd.

   2318    03/19/2018    Y69790106    1    Approve Provision of Assured Entitlement to the H Shareholders Only for the Overseas Listing of Ping An Healthcare And Technology Company Limited    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    03/19/2018    Y69790106    2    Amend Articles of Association    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Ping An Insurance (Group) Co. of China, Ltd.

   2318    03/19/2018    Y69790106       CLASS MEETING FOR HOLDERS OF H SHARES    Mgmt      

Ping An Insurance (Group) Co. of China, Ltd.

   2318    03/19/2018    Y69790106    1    Approve Provision of Assured Entitlement to the H Shareholders Only for the Overseas Listing of Ping An Healthcare And Technology Company Limited    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

PT Bank Mandiri (Persero) Tbk

   BMRI    03/21/2018    Y7123S108    1    Approve Financial Statements, Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners    Mgmt    For    For

PT Bank Mandiri (Persero) Tbk

   BMRI    03/21/2018    Y7123S108    2    Approve Allocation of Income    Mgmt    For    For

PT Bank Mandiri (Persero) Tbk

   BMRI    03/21/2018    Y7123S108    3    Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP)    Mgmt    For    For

PT Bank Mandiri (Persero) Tbk

   BMRI    03/21/2018    Y7123S108    4    Approve Remuneration and Tantiem of Directors and Commissioners    Mgmt    For    For

PT Bank Mandiri (Persero) Tbk

   BMRI    03/21/2018    Y7123S108    5    Approve Bank Action Plan (Recovery Plan)    Mgmt    For    For

PT Bank Mandiri (Persero) Tbk

   BMRI    03/21/2018    Y7123S108    6    Approve Enforcement of the State-Owned Minister Regulation No. PER-02/MBU/07/2017 on the Partnership and Community Development Programs of the State-Owned Enterprises    Mgmt    For    For

PT Bank Mandiri (Persero) Tbk

   BMRI    03/21/2018    Y7123S108    7    Amend Articles of Association    Mgmt    For    Against

PT Bank Mandiri (Persero) Tbk

   BMRI    03/21/2018    Y7123S108    8    Approve Changes in Board of Company    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Hana Financial Group Inc.

   A086790    03/23/2018    Y29975102    1    Approve Financial Statements and Allocation of Income    Mgmt    For    For

Hana Financial Group Inc.

   A086790    03/23/2018    Y29975102    2    Amend Articles of Incorporation    Mgmt    For    For

Hana Financial Group Inc.

   A086790    03/23/2018    Y29975102    3.1    Elect Yoon Sung-bock as Outside Director    Mgmt    For    For

Hana Financial Group Inc.

   A086790    03/23/2018    Y29975102    3.2    Elect Kim Hong-jin as Outside Director    Mgmt    For    For

Hana Financial Group Inc.

   A086790    03/23/2018    Y29975102    3.3    Elect Park Si-hwan as Outside Director    Mgmt    For    For

Hana Financial Group Inc.

   A086790    03/23/2018    Y29975102    3.4    Elect Paik Tae-seung as Outside Director    Mgmt    For    For

Hana Financial Group Inc.

   A086790    03/23/2018    Y29975102    3.5    Elect Yang Dong-hoon as Outside Director    Mgmt    For    For

Hana Financial Group Inc.

   A086790    03/23/2018    Y29975102    3.6    Elect Heo Yoon as Outside Director    Mgmt    For    For

Hana Financial Group Inc.

   A086790    03/23/2018    Y29975102    3.7    Elect Kim Jung-tai as Inside Director    Mgmt    For    For

Hana Financial Group Inc.

   A086790    03/23/2018    Y29975102    4    Elect Park Won-koo as Outside Director to serve as Audit Committee Member    Mgmt    For    For

Hana Financial Group Inc.

   A086790    03/23/2018    Y29975102    5.1    Elect Kim Hong-jin as a Member of Audit Committee    Mgmt    For    For

Hana Financial Group Inc.

   A086790    03/23/2018    Y29975102    5.2    Elect Paik Tae-seung as a Member of Audit Committee    Mgmt    For    For

Hana Financial Group Inc.

   A086790    03/23/2018    Y29975102    5.3    Elect Heo Yoon as a Member of Audit Committee    Mgmt    For    For

Hana Financial Group Inc.

   A086790    03/23/2018    Y29975102    6    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    For


Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Samsung Electronics Co. Ltd.

   A005930    03/23/2018    Y74718100       Meeting for GDR Holders    Mgmt      

Samsung Electronics Co. Ltd.

   A005930    03/23/2018    Y74718100    1    Approve Financial Statements and Allocation of Income    Mgmt    For    For

Samsung Electronics Co. Ltd.

   A005930    03/23/2018    Y74718100    2.1.1    Elect Kim Jeong-hun as Outside Director    Mgmt    For    For

Samsung Electronics Co. Ltd.

   A005930    03/23/2018    Y74718100    2.1.2    Elect Kim Sun-uk as Outside Director    Mgmt    For    For

Samsung Electronics Co. Ltd.

   A005930    03/23/2018    Y74718100    2.1.3    Elect Park Byung-gook as Outside Director    Mgmt    For    For

Samsung Electronics Co. Ltd.

   A005930    03/23/2018    Y74718100    2.2.1    Elect Lee Sang-hoon as Inside Director    Mgmt    For    For

Samsung Electronics Co. Ltd.

   A005930    03/23/2018    Y74718100    2.2.2    Elect Kim Ki-nam as Inside Director    Mgmt    For    For

Samsung Electronics Co. Ltd.

   A005930    03/23/2018    Y74718100    2.2.3    Elect Kim Hyun-suk as Inside Director    Mgmt    For    For

Samsung Electronics Co. Ltd.

   A005930    03/23/2018    Y74718100    2.2.4    Elect Koh Dong-jin as Inside Director    Mgmt    For    For

Samsung Electronics Co. Ltd.

   A005930    03/23/2018    Y74718100    2.3    Elect Kim Sun-uk as a Member of Audit Committee    Mgmt    For    For

Samsung Electronics Co. Ltd.

   A005930    03/23/2018    Y74718100    3    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    For

Samsung Electronics Co. Ltd.

   A005930    03/23/2018    Y74718100    4    Amend Articles of Incorporation    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Samsung SDI Co., Ltd.

   A006400    03/23/2018    Y74866107    1    Approve Financial Statements and Allocation of Income    Mgmt    For    For

Samsung SDI Co., Ltd.

   A006400    03/23/2018    Y74866107    2    Elect Kwon Young-noh as Inside Director    Mgmt    For    Against

Samsung SDI Co., Ltd.

   A006400    03/23/2018    Y74866107    3    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

CEMEX S.A.B. de C.V.

   CEMEX CPO    04/05/2018    P22561321       Meeting for ADR Holders    Mgmt      

CEMEX S.A.B. de C.V.

   CEMEX CPO    04/05/2018    P22561321       Annual Meeting    Mgmt      

CEMEX S.A.B. de C.V.

   CEMEX CPO    04/05/2018    P22561321    1    Approve Financial Statements and Statutory Reports    Mgmt    For    For

CEMEX S.A.B. de C.V.

   CEMEX CPO    04/05/2018    P22561321    2    Approve Allocation of Income    Mgmt    For    Against

CEMEX S.A.B. de C.V.

   CEMEX CPO    04/05/2018    P22561321    3    Approve Five Year Extension of the Current Restricted Stock Option Plan for Executives, Officers and Employees; Authorize Increase in Variable Portion of Capital via Issuance of Treasury Shares Without Preemptive Rights    Mgmt    For    Against

CEMEX S.A.B. de C.V.

   CEMEX CPO    04/05/2018    P22561321    4    Set Maximum Amount of Share Repurchase Program    Mgmt    For    For

CEMEX S.A.B. de C.V.

   CEMEX CPO    04/05/2018    P22561321    5    Elect Directors, Members and Chairmen of Audit, Corporate Practices and Finance Committees    Mgmt    For    For

CEMEX S.A.B. de C.V.

   CEMEX CPO    04/05/2018    P22561321    6    Approve Remuneration of Directors and Members of Audit, Corporate Practices and Finance Committees    Mgmt    For    For

CEMEX S.A.B. de C.V.

   CEMEX CPO    04/05/2018    P22561321    7    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For

CEMEX S.A.B. de C.V.

   CEMEX CPO    04/05/2018    P22561321       Special Meeting    Mgmt      

CEMEX S.A.B. de C.V.

   CEMEX CPO    04/05/2018    P22561321    1    Authorize Increase in Variable Portion of Capital and Issuance of Convertible Bonds into Shares via Issuance of 11.25 Billion Treasury Shares without Preemptive Rights    Mgmt    For    Against

CEMEX S.A.B. de C.V.

   CEMEX CPO    04/05/2018    P22561321    2    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Vale S.A.

   VALE3    04/13/2018    P2605D109       Meeting for ADR Holders    Mgmt      

Vale S.A.

   VALE3    04/13/2018    P2605D109       Annual Meeting Agenda    Mgmt      

Vale S.A.

   VALE3    04/13/2018    P2605D109    1    Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017    Mgmt    For    For

Vale S.A.

   VALE3    04/13/2018    P2605D109    2    Approve Allocation of Income, Capital Budget and Dividends    Mgmt    For    For

Vale S.A.

   VALE3    04/13/2018    P2605D109    3    Ratify Election of Ney Roberto Ottoni de Brito as Director    Mgmt    For    Against

Vale S.A.

   VALE3    04/13/2018    P2605D109    4    Elect Fiscal Council Members and Alternates    Mgmt    For    For

Vale S.A.

   VALE3    04/13/2018    P2605D109    5    Approve Remuneration of Company’s Management and Fiscal Council Members    Mgmt    For    Against

Vale S.A.

   VALE3    04/13/2018    P2605D109    6    Ratify Remuneration of Company’s Management and Fiscal Council Members for Fiscal Year 2017    Mgmt    For    Against

Vale S.A.

   VALE3    04/13/2018    P2605D109       Special Meeting Agenda    Mgmt      

Vale S.A.

   VALE3    04/13/2018    P2605D109    1    Amend Articles and Consolidate Bylaws    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Lojas Renner

   LREN3    04/19/2018    P6332C102    1    Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017    Mgmt    For    For

Lojas Renner

   LREN3    04/19/2018    P6332C102    2    Approve Allocation of Income and Dividends    Mgmt    For    For

Lojas Renner

   LREN3    04/19/2018    P6332C102    3    Fix Number of Directors    Mgmt    For    For

Lojas Renner

   LREN3    04/19/2018    P6332C102    4    Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    None    Abstain

Lojas Renner

   LREN3    04/19/2018    P6332C102    5.1    Elect Osvaldo Burgos Schirmer as Independent Director    Mgmt    For    For

Lojas Renner

   LREN3    04/19/2018    P6332C102    5.2    Elect Carlos Fernando Couto de Oliveira Souto as Independent Director    Mgmt    For    For

Lojas Renner

   LREN3    04/19/2018    P6332C102    5.3    Elect Jose Gallo as Director    Mgmt    For    For

Lojas Renner

   LREN3    04/19/2018    P6332C102    5.4    Elect Fabio de Barros Pinheiro as Independent Director    Mgmt    For    For

Lojas Renner

   LREN3    04/19/2018    P6332C102    5.5    Elect Heinz-Peter Elstrodt as Independent Director    Mgmt    For    For

Lojas Renner

   LREN3    04/19/2018    P6332C102    5.6    Elect Thomas Bier Herrmann as Independent Director    Mgmt    For    For

Lojas Renner

   LREN3    04/19/2018    P6332C102    5.7    Elect Juliana Rozenbaum Munemori as Independent Director    Mgmt    For    For

Lojas Renner

   LREN3    04/19/2018    P6332C102    5.8    Elect Christiane Almeida Edington as Independent Director    Mgmt    For    For

Lojas Renner

   LREN3    04/19/2018    P6332C102    6    In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?    Mgmt    None    Abstain

Lojas Renner

   LREN3    04/19/2018    P6332C102       APPLICABLE ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 6, Votes Will Be Automatically Distributed in Equal % Amongst Candidates You Chose. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes    Mgmt      

Lojas Renner

   LREN3    04/19/2018    P6332C102    7.1    Percentage of Votes to Be Assigned - Elect Osvaldo Burgos Schirmer as Independent Director    Mgmt    None    Abstain

Lojas Renner

   LREN3    04/19/2018    P6332C102    7.2    Percentage of Votes to Be Assigned - Elect Carlos Fernando Couto de Oliveira Souto as Independent Director    Mgmt    None    Abstain

Lojas Renner

   LREN3    04/19/2018    P6332C102    7.3    Percentage of Votes to Be Assigned - Elect Jose Gallo as Director    Mgmt    None    Abstain

Lojas Renner

   LREN3    04/19/2018    P6332C102    7.4    Percentage of Votes to Be Assigned - Elect Fabio de Barros Pinheiro as Independent Director    Mgmt    None    Abstain

Lojas Renner

   LREN3    04/19/2018    P6332C102    7.5    Percentage of Votes to Be Assigned - Elect Heinz-Peter Elstrodt as Independent Director    Mgmt    None    Abstain

Lojas Renner

   LREN3    04/19/2018    P6332C102    7.6    Percentage of Votes to Be Assigned - Elect Thomas Bier Herrmann as Independent Director    Mgmt    None    Abstain

Lojas Renner

   LREN3    04/19/2018    P6332C102    7.7    Percentage of Votes to Be Assigned - Elect Juliana Rozenbaum Munemori as Independent Director    Mgmt    None    Abstain

Lojas Renner

   LREN3    04/19/2018    P6332C102    7.8    Percentage of Votes to Be Assigned - Elect Christiane Almeida Edington as Independent Director    Mgmt    None    Abstain

Lojas Renner

   LREN3    04/19/2018    P6332C102    8    As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    None    Abstain

Lojas Renner

   LREN3    04/19/2018    P6332C102    9    Approve Remuneration of Company’s Management    Mgmt    For    For

Lojas Renner

   LREN3    04/19/2018    P6332C102    10    Fix Number of Fiscal Council Members    Mgmt    For    For

Lojas Renner

   LREN3    04/19/2018    P6332C102    11.1    Elect Francisco Sergio Quintana da Rosa as Fiscal Council Member and Ricardo Gus Maltz as Alternate    Mgmt    For    For

Lojas Renner

   LREN3    04/19/2018    P6332C102    11.2    Elect Helena Turola de Araujo Penna as Fiscal Council Member and Roberto Zeller Branchi as Alternate    Mgmt    For    For

Lojas Renner

   LREN3    04/19/2018    P6332C102    11.3    Elect Ricardo Zaffari Grechi as Fiscal Council Member and Roberto Frota Decourt as Alternate    Mgmt    For    For

Lojas Renner

   LREN3    04/19/2018    P6332C102    12    Approve Remuneration of Fiscal Council Members    Mgmt    For    For


Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Lojas Renner

   LREN3    04/19/2018    P6332C102    1    Ratify Remuneration of Company’s Management for Fiscal Year 2017    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Kroton Educacional S.A.

   KROT3    04/26/2018    P6115V111    1    Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017    Mgmt    For    For

Kroton Educacional S.A.

   KROT3    04/26/2018    P6115V111    2    Approve Allocation of Income and Dividends    Mgmt    For    For

Kroton Educacional S.A.

   KROT3    04/26/2018    P6115V111    3    Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?    Mgmt    None    For

Kroton Educacional S.A.

   KROT3    04/26/2018    P6115V111    4    Elect Fiscal Council Members    Mgmt    For    For

Kroton Educacional S.A.

   KROT3    04/26/2018    P6115V111    5    In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?    Mgmt    None    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Kroton Educacional S.A.

   KROT3    04/26/2018    P6115V111    1    Approve Remuneration of Company’s Management    Mgmt    For    Against

Kroton Educacional S.A.

   KROT3    04/26/2018    P6115V111    2    Approve Fiscal Council Members Remuneration    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Petroleo Brasileiro SA-Petrobras

   PETR4    04/26/2018    P78331140       Meeting for Preferred ADR Holders    Mgmt      

Petroleo Brasileiro SA-Petrobras

   PETR4    04/26/2018    P78331140    3.1    Elect Sonia Julia Sulzbeck Villalobos as Director Appointed by Preferred Shareholder    SH    None    For

Petroleo Brasileiro SA-Petrobras

   PETR4    04/26/2018    P78331140    3.2    Elect Jose Pais Rangel as Director Appointed by Preferred Shareholder    SH    None    Abstain

Petroleo Brasileiro SA-Petrobras

   PETR4    04/26/2018    P78331140    4    Elect Daniel Alves Ferreira as Fiscal Council Member and Rodrigo de Mesquita Pereira as Alternate Appointed by Preferred Shareholder    SH    None    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102    1    Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017    Mgmt    For    For

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102    2    Approve Allocation of Income    Mgmt    For    For

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102    3    Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    None    Abstain

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102    4    Fix Number of Directors at Seven    Mgmt    For    For

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102    5    Elect Directors    Mgmt    For    For

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102    6    In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?    Mgmt    None    Against

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102    7    In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate?    Mgmt    None    Abstain

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102       APPLICABLE ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 7, Votes Will Be Automatically Distributed in Equal % Amongst Below Nominees. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes    Mgmt      

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102    8.1    Percentage of Votes to Be Assigned - Elect Bruno Hermes da Fonseca Rudge as Director    Mgmt    None    Abstain

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102    8.2    Percentage of Votes to Be Assigned - Elect Claudio Bruni as Director    Mgmt    None    Abstain

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102    8.3    Percentage of Votes to Be Assigned - Elect Joao Roberto Goncalves Teixeira as Director    Mgmt    None    Abstain

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102    8.4    Percentage of Votes to Be Assigned - Elect Jose Afonso Alves Castanheira as Director    Mgmt    None    Abstain

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102    8.5    Percentage of Votes to Be Assigned - Elect Luiz Alberto Quinta as Director    Mgmt    None    Abstain

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102    8.6    Percentage of Votes to Be Assigned - Elect Luiz Antonio de Sampaio Campos as Director    Mgmt    None    Abstain

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102    8.7    Percentage of Votes to Be Assigned - Elect Mauro Rodrigues da Cunha as Director    Mgmt    None    Abstain

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102    9    Approve Remuneration of Company’s Management    Mgmt    For    For

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102    10    Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?    Mgmt    None    For

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102    11    In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?    Mgmt    None    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102    1    Amend Article 5 to Reflect Changes in Capital    Mgmt    For    For

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102    2    Amend Articles    Mgmt    For    Against

BR Malls Participacoes S.A.

   BRML3    04/27/2018    P1908S102    3    Amend Articles Re: B3 S.A. Regulation    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Fibra Uno Administracion de Mexico S.A. de C.V.

   FUNO 11    04/27/2018    N/A       Meeting for Holders of REITs - ISIN MXCFFU000001    Mgmt      

Fibra Uno Administracion de Mexico S.A. de C.V.

   FUNO 11    04/27/2018    N/A    1.i    Accept Reports of Audit, Corporate Practices, Nominating and Remuneration Committees    Mgmt    For    For

Fibra Uno Administracion de Mexico S.A. de C.V.

   FUNO 11    04/27/2018    N/A    1.ii    Accept Technical Committee Report on Compliance in Accordance to Article 172 of General Mercantile Companies Law    Mgmt    For    For

Fibra Uno Administracion de Mexico S.A. de C.V.

   FUNO 11    04/27/2018    N/A    1.iii    Accept Report of Trust Managers in Accordance to Article 44-XI of Securities Market Law, Including Technical Committee’s Opinion on that Report    Mgmt    For    For

Fibra Uno Administracion de Mexico S.A. de C.V.

   FUNO 11    04/27/2018    N/A    1.iv    Accept Technical Committee Report on Operations and Activities Undertaken    Mgmt    For    For

Fibra Uno Administracion de Mexico S.A. de C.V.

   FUNO 11    04/27/2018    N/A    2    Approve Financial Statements and Allocation of Income    Mgmt    For    For

Fibra Uno Administracion de Mexico S.A. de C.V.

   FUNO 11    04/27/2018    N/A    3    Elect or Ratify Members of Technical Committee and Secretary; Verify Independence Classification    Mgmt    For    For

Fibra Uno Administracion de Mexico S.A. de C.V.

   FUNO 11    04/27/2018    N/A    4    Approve Remuneration of Technical Committee Members    Mgmt    For    For

Fibra Uno Administracion de Mexico S.A. de C.V.

   FUNO 11    04/27/2018    N/A    5    Appoint Legal Representatives    Mgmt    For    For

Fibra Uno Administracion de Mexico S.A. de C.V.

   FUNO 11    04/27/2018    N/A    6    Approve Minutes of Meeting    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

X5 Retail Group NV

   FIVE    05/10/2018    98387E205       Meeting for GDR Holders    Mgmt      

X5 Retail Group NV

   FIVE    05/10/2018    98387E205    1    Open Meeting    Mgmt      

X5 Retail Group NV

   FIVE    05/10/2018    98387E205    2    Receive Report of Management Board (Non-Voting)    Mgmt      

X5 Retail Group NV

   FIVE    05/10/2018    98387E205    3    Discussion on Company’s Corporate Governance Structure    Mgmt      

X5 Retail Group NV

   FIVE    05/10/2018    98387E205    4.A    Discuss Remuneration Report    Mgmt      

X5 Retail Group NV

   FIVE    05/10/2018    98387E205    4.B    Receive Explanation on Company’s Dividend Policy    Mgmt      

X5 Retail Group NV

   FIVE    05/10/2018    98387E205    4.C    Adopt Financial Statements and Statutory Reports    Mgmt    For    Do Not Vote

X5 Retail Group NV

   FIVE    05/10/2018    98387E205    4.D    Approve Dividends of RUB 79.5 per Share    Mgmt    For    Do Not Vote

X5 Retail Group NV

   FIVE    05/10/2018    98387E205    5    Approve Discharge of Management Board    Mgmt    For    Do Not Vote

X5 Retail Group NV

   FIVE    05/10/2018    98387E205    6    Approve Discharge of Supervisory Board    Mgmt    For    Do Not Vote

X5 Retail Group NV

   FIVE    05/10/2018    98387E205    7    Amend Remuneration Policy    Mgmt    For    Do Not Vote

X5 Retail Group NV

   FIVE    05/10/2018    98387E205    8    Approve Remuneration of Supervisory Board    Mgmt    For    Do Not Vote

X5 Retail Group NV

   FIVE    05/10/2018    98387E205    9    Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital    Mgmt    For    Do Not Vote

X5 Retail Group NV

   FIVE    05/10/2018    98387E205    10    Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    Do Not Vote

X5 Retail Group NV

   FIVE    05/10/2018    98387E205    11    Authorize Repurchase of up to 10 Percent of Issued Share Capital    Mgmt    For    Do Not Vote

X5 Retail Group NV

   FIVE    05/10/2018    98387E205    12    Ratify Ernst & Young as Auditors    Mgmt    For    Do Not Vote

X5 Retail Group NV

   FIVE    05/10/2018    98387E205    13    Close Meeting    Mgmt      


Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Yum China Holdings, Inc.

   YUMC    05/11/2018    98850P109    1a    Elect Director Louis T. Hsieh    Mgmt    For    For

Yum China Holdings, Inc.

   YUMC    05/11/2018    98850P109    1b    Elect Director Jonathan S. Linen    Mgmt    For    For

Yum China Holdings, Inc.

   YUMC    05/11/2018    98850P109    1c    Elect Director Micky Pant    Mgmt    For    For

Yum China Holdings, Inc.

   YUMC    05/11/2018    98850P109    1d    Elect Director William Wang    Mgmt    For    For

Yum China Holdings, Inc.

   YUMC    05/11/2018    98850P109    2    Ratify KPMG Huazhen LLP as Auditors    Mgmt    For    For

Yum China Holdings, Inc.

   YUMC    05/11/2018    98850P109    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

AIA Group Ltd.

   1299    05/18/2018    N/A    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

AIA Group Ltd.

   1299    05/18/2018    N/A    2    Approve Final Dividend    Mgmt    For    For

AIA Group Ltd.

   1299    05/18/2018    N/A    3    Elect Ng Keng Hooi as Director    Mgmt    For    For

AIA Group Ltd.

   1299    05/18/2018    N/A    4    Elect Cesar Velasquez Purisima as Director    Mgmt    For    For

AIA Group Ltd.

   1299    05/18/2018    N/A    5    Elect Lawrence Juen-Yee Lau as Director    Mgmt    For    For

AIA Group Ltd.

   1299    05/18/2018    N/A    6    Elect Chung-Kong Chow as Director    Mgmt    For    For

AIA Group Ltd.

   1299    05/18/2018    N/A    7    Elect John Barrie Harrison as Director    Mgmt    For    For

AIA Group Ltd.

   1299    05/18/2018    N/A    8    Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

AIA Group Ltd.

   1299    05/18/2018    N/A    9A    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For

AIA Group Ltd.

   1299    05/18/2018    N/A    9B    Authorize Repurchase of Issued Share Capital    Mgmt    For    For

AIA Group Ltd.

   1299    05/18/2018    N/A    9C    Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106       AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt      

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    1    Approve 2017 Report of the Board of Directors    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    2    Approve 2017 Report of the Supervisory Committee    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    3    Approve 2017 Annual Report and its Summary    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    4    Approve 2017 Financial Statements and Statutory Reports    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    5    Approve 2017 Profit Distribution Plan and Distribution of Final Dividends    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    6    Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106       APPROVE RESOLUTIONS REGARDING THE ELECTION NO OF DIRECTORS FOR THE 11TH SESSION OF THE BOARD    Mgmt      

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.01    Elect Ma Mingzhe as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.02    Elect Sun Jianyi as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.03    Elect Ren Huichuan as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.04    Elect Yao Jason Bo as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.05    Elect Lee Yuansiong as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.06    Elect Cai Fangfang as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.07    Elect Soopakij Chearavanont as Director    Mgmt    For    Against

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.08    Elect Yang Xiaoping as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.09    Elect Wang Yongjian as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.10    Elect Liu Chong as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.11    Elect Yip Dicky Peter as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.12    Elect Wong Oscar Sai Hung as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.13    Elect Sun Dongdong as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.14    Elect Ge Ming as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.15    Elect Ouyang Hui as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106       APPROVE RESOLUTIONS REGARDING THE ELECTION OF NON-EMPLOYEE REPRESENTATIVE SUPERVISORS FOR THE 9TH SESSION OF THE SUPERVISORY COMMITTEE    Mgmt      

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    8.01    Elect Gu Liji as Supervisor    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    8.02    Elect Huang Baokui as Supervisor    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    8.03    Elect Zhang Wangjin as Supervisor    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    9    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares    Mgmt    For    Against

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    10    Approve 30th Anniversary Special Dividend    SH    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    11    Approve Shanghai Jahwa Equity Incentive Scheme    SH    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

CNOOC Ltd.

   883    05/31/2018    Y1662W117       Meeting for ADR Holders    Mgmt      

CNOOC Ltd.

   883    05/31/2018    Y1662W117    A1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

CNOOC Ltd.

   883    05/31/2018    Y1662W117    A2    Approve Final Dividend    Mgmt    For    For

CNOOC Ltd.

   883    05/31/2018    Y1662W117    A3    Elect Yuan Guangyu as Director    Mgmt    For    For

CNOOC Ltd.

   883    05/31/2018    Y1662W117    A4    Elect Yang Hua as Director    Mgmt    For    For

CNOOC Ltd.

   883    05/31/2018    Y1662W117    A5    Elect Wang Dongjin as Director    Mgmt    For    For

CNOOC Ltd.

   883    05/31/2018    Y1662W117    A6    Elect Tse Hau Yin, Aloysius as Director    Mgmt    For    For

CNOOC Ltd.

   883    05/31/2018    Y1662W117    A7    Authorize Board to Fix the Remuneration of Directors    Mgmt    For    For

CNOOC Ltd.

   883    05/31/2018    Y1662W117    A8    Approve Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

CNOOC Ltd.

   883    05/31/2018    Y1662W117    B1    Authorize Repurchase of Issued Share Capital    Mgmt    For    For

CNOOC Ltd.

   883    05/31/2018    Y1662W117    B2    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against

CNOOC Ltd.

   883    05/31/2018    Y1662W117    B3    Authorize Reissuance of Repurchased Shares    Mgmt    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

CNOOC Ltd.

   883    05/31/2018    Y1662W117    A1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

CNOOC Ltd.

   883    05/31/2018    Y1662W117    A2    Approve Final Dividend    Mgmt    For    For

CNOOC Ltd.

   883    05/31/2018    Y1662W117    A3    Elect Yuan Guangyu as Director    Mgmt    For    For

CNOOC Ltd.

   883    05/31/2018    Y1662W117    A4    Elect Yang Hua as Director    Mgmt    For    For

CNOOC Ltd.

   883    05/31/2018    Y1662W117    A5    Elect Wang Dongjin as Director    Mgmt    For    For

CNOOC Ltd.

   883    05/31/2018    Y1662W117    A6    Elect Tse Hau Yin, Aloysius as Director    Mgmt    For    For

CNOOC Ltd.

   883    05/31/2018    Y1662W117    A7    Authorize Board to Fix the Remuneration of Directors    Mgmt    For    For

CNOOC Ltd.

   883    05/31/2018    Y1662W117    A8    Approve Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

CNOOC Ltd.

   883    05/31/2018    Y1662W117    B1    Authorize Repurchase of Issued Share Capital    Mgmt    For    For

CNOOC Ltd.

   883    05/31/2018    Y1662W117    B2    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against

CNOOC Ltd.

   883    05/31/2018    Y1662W117    B3    Authorize Reissuance of Repurchased Shares    Mgmt    For    Against


Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    1    Approve Business Operations Report and Financial Statements    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    2    Approve Profit Distribution    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    3    Approve Amendments to Articles of Association    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107       ELECT NON-INDEPENDENT DIRECTOR AND INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING    Mgmt      

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.1    Elect F.C. Tseng with Shareholder No. 104 as Non-Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.2    Elect Mei-ling Chen , a Representative of National Development Fund, Executive Yuan with Shareholder No. 1, as Non-Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.3    Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.4    Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.5    Elect Sir Peter L. Bonfield with ID No. 504512XXX as Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.6    Elect Stan Shih with Shareholder No. 534770 as Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.7    Elect Thomas J. Engibous with ID No. 515274XXX as Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.8    Elect Kok-Choo Chen with ID No. A210358XXX as Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.9    Elect Michael R. Splinter with ID No. 488601XXX as Independent Director    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

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Rec

  

Vote

Cast

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107       Meeting for ADR Holders    Mgmt      

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    1    Approve Business Operations Report and Financial Statements    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    2    Approve Profit Distribution    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    3    Approve Amendments to Articles of Association    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107       ELECT NON-INDEPENDENT DIRECTOR AND INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING    Mgmt      

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.1    Elect F.C. Tseng with Shareholder No. 104 as Non-Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.2    Elect Mei-ling Chen , a Representative of National Development Fund, Executive Yuan with Shareholder No. 1, as Non-Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.3    Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.4    Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.5    Elect Sir Peter L. Bonfield with ID No. 504512XXX as Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.6    Elect Stan Shih with Shareholder No. 534770 as Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.7    Elect Thomas J. Engibous with ID No. 515274XXX as Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.8    Elect Kok-Choo Chen with ID No. A210358XXX as Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.9    Elect Michael R. Splinter with ID No. 488601XXX as Independent Director    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Cathay Financial Holding Co., Ltd.

   2882    06/08/2018    Y11654103    1    Approve Business Operations Report and Financial Statements    Mgmt    For    For

Cathay Financial Holding Co., Ltd.

   2882    06/08/2018    Y11654103    2    Approve Profit Distribution    Mgmt    For    For

Cathay Financial Holding Co., Ltd.

   2882    06/08/2018    Y11654103    3    Amend Articles of Association    Mgmt    For    For

Cathay Financial Holding Co., Ltd.

   2882    06/08/2018    Y11654103    4    Approve Raising of Long-term Capital    Mgmt    For    For

Cathay Financial Holding Co., Ltd.

   2882    06/08/2018    Y11654103    5    Approve Release of Restrictions of Competitive Activities of Directors    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

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Cast

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108       Meeting for ADR Holders    Mgmt      

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    1    Approve Annual Report    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    2    Approve Financial Statements    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    3    Approve Allocation of Income and Dividends of RUB 12 per Share    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    4    Ratify PricewaterhouseCoopers as Auditor    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108       Elect 14 Directors by Cumulative Voting    Mgmt      

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.1    Elect Esko Tapani Aho as Director    Mgmt    None    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.2    Elect Leonid Boguslavsky as Director    Mgmt    None    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.3    Elect Valery Goreglyad as Director    Mgmt    None    Against

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.4    Elect German Gref as Director    Mgmt    None    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.5    Elect Bella Zlatkis as Director    Mgmt    None    Against

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.6    Elect Nadezhda Ivanova as Director    Mgmt    None    Against

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.7    Elect Sergey Ignatyev as Director    Mgmt    None    Against

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.8    Elect Alexander Kuleshov as Director    Mgmt    None    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.9    Elect Vladimir Mau as Director    Mgmt    None    Against

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.10    Elect Gennady Melikyan as Director    Mgmt    None    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.11    Elect Maksim Oreshkin as Director    Mgmt    None    Against

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.12    Elect Olga Skorobogatova as Director    Mgmt    None    Against

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.13    Elect Nadia Wells as Director    Mgmt    None    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.14    Elect Sergey Shvetsov as Director    Mgmt    None    Against

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108       Elect Seven Members of Audit Commission    Mgmt      

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    6.1    Elect Alexey Bogatov as Member of Audit Commission    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    6.2    Elect Natalya Borodina as Member of Audit Commission    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    6.3    Elect Maria Voloshina as Member of Audit Commission    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    6.4    Elect Tatyana Domanskaya as Member of Audit Commission    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    6.5    Elect Yulia Isakhanova as Member of Audit Commission    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    6.6    Elect Irina Litvinova as Member of Audit Commission    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    6.7    Elect Aleksey Minenko as Member of Audit Commission    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    7    Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Company    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    8    Approve New Edition of Charter    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

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Mgmt
Rec

  

Vote

Cast

Catcher Technology Co., Ltd.

   2474    06/11/2018    Y1148A101    1    Approve Business Operations Report and Financial Statements    Mgmt    For    For

Catcher Technology Co., Ltd.

   2474    06/11/2018    Y1148A101    2    Approve Profit Distribution    Mgmt    For    For

Catcher Technology Co., Ltd.

   2474    06/11/2018    Y1148A101    3    Amend Articles of Association    Mgmt    For    For

Catcher Technology Co., Ltd.

   2474    06/11/2018    Y1148A101    4    Approve Issuance of Ordinary Shares or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt    Mgmt    For    For


Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

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Number

  

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Mgmt
Rec

  

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Cast

GlobalWafers Co., Ltd.

   6488    06/25/2018    N/A    1    Approve Financial Statements    Mgmt    For    For

GlobalWafers Co., Ltd.

   6488    06/25/2018    N/A    2    Approve Plan on Profit Distribution    Mgmt    For    For

GlobalWafers Co., Ltd.

   6488    06/25/2018    N/A    3    Approve Amendments to Articles of Association    Mgmt    For    For

GlobalWafers Co., Ltd.

   6488    06/25/2018    N/A    4    Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets    Mgmt    For    For

GlobalWafers Co., Ltd.

   6488    06/25/2018    N/A       ELECT INDEPENDENT DIRECTORS AND NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt      

GlobalWafers Co., Ltd.

   6488    06/25/2018    N/A    5.1    Elect Cheng-Yuan Cheng with ID No. R122108XXX as Independent Director    Mgmt    For    For

GlobalWafers Co., Ltd.

   6488    06/25/2018    N/A    5.2    Elect Chi-Hsiung Cheng with Shareholder No. 1154 as Independent Director    Mgmt    For    For

GlobalWafers Co., Ltd.

   6488    06/25/2018    N/A    5.3    Elect Chun-Yen Cheng with ID No. D100028XXX as Independent Director    Mgmt    For    For

GlobalWafers Co., Ltd.

   6488    06/25/2018    N/A    5.4    Elect Non-Independent Director No. 1    SH    None    Against

GlobalWafers Co., Ltd.

   6488    06/25/2018    N/A    5.5    Elect Non-Independent Director No. 2    SH    None    Against

GlobalWafers Co., Ltd.

   6488    06/25/2018    N/A    5.6    Elect Non-Independent Director No. 3    SH    None    Against

GlobalWafers Co., Ltd.

   6488    06/25/2018    N/A    5.7    Elect Non-Independent Director No. 4    SH    None    Against

GlobalWafers Co., Ltd.

   6488    06/25/2018    N/A    6    Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors    Mgmt    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Bank of China Limited

   3988    06/28/2018    Y0698A107       AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt      

Bank of China Limited

   3988    06/28/2018    Y0698A107    1    Approve 2017 Work Report of Board of Directors    Mgmt    For    For

Bank of China Limited

   3988    06/28/2018    Y0698A107    2    Approve 2017 Work Report of Board of Supervisors    Mgmt    For    For

Bank of China Limited

   3988    06/28/2018    Y0698A107    3    Approve 2017 Annual Financial Report    Mgmt    For    For

Bank of China Limited

   3988    06/28/2018    Y0698A107    4    Approve 2017 Profit Distribution Plan    Mgmt    For    For

Bank of China Limited

   3988    06/28/2018    Y0698A107    5    Approve 2018 Annual Budget for Fixed Assets Investment    Mgmt    For    For

Bank of China Limited

   3988    06/28/2018    Y0698A107    6    Approve Ernst & Young Hua Ming as External Auditor    Mgmt    For    For

Bank of China Limited

   3988    06/28/2018    Y0698A107    7    Elect Zhang Qingsong as Director    Mgmt    For    For

Bank of China Limited

   3988    06/28/2018    Y0698A107    8    Elect Li Jucai as Director    Mgmt    For    For

Bank of China Limited

   3988    06/28/2018    Y0698A107    9    Elect Chen Yuhua as Supervisor    Mgmt    For    For

Bank of China Limited

   3988    06/28/2018    Y0698A107    10    Approve 2016 Remuneration Distribution Plan of Directors    Mgmt    For    For

Bank of China Limited

   3988    06/28/2018    Y0698A107    11    Approve 2016 Remuneration Distribution Plan of Supervisors    Mgmt    For    For

Bank of China Limited

   3988    06/28/2018    Y0698A107    12    Approve Capital Management Plan for the Years 2017-2020    Mgmt    For    For

Bank of China Limited

   3988    06/28/2018    Y0698A107    13    Approve Adjusting the Authorization of Outbound Donations    Mgmt    For    For

Bank of China Limited

   3988    06/28/2018    Y0698A107    14    Approve Issuance of Bonds    Mgmt    For    For

Bank of China Limited

   3988    06/28/2018    Y0698A107    15    Approve Issuance of Qualified Write-down Tier 2 Capital Instruments    Mgmt    For    For

Bank of China Limited

   3988    06/28/2018    Y0698A107    16    Approve Issuance of Write-down Undated Capital Bonds    Mgmt    For    For

Bank of China Limited

   3988    06/28/2018    Y0698A107    17    Elect Liao Qiang as Director    SH    None    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

China Construction Bank Corporation

   939    06/29/2018    Y1397N101       AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt      

China Construction Bank Corporation

   939    06/29/2018    Y1397N101       ORDINARY RESOLUTIONS    Mgmt      

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    1    Approve 2017 Report of the Board of Directors    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    2    Approve 2017 Report of the Board of Supervisors    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    3    Approve 2017 Final Financial Accounts    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    4    Approve 2017 Profit Distribution Plan    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    5    Approve Budget of 2018 Fixed Assets Investment    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    6    Approve Remuneration Distribution and Settlement Plan for Directors in 2016    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    7    Approve Remuneration Distribution and Settlement Plan for Supervisors in 2016    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    8    Elect Wang Zuji as Director    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    9    Elect Pang Xiusheng as Director    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    10    Elect Zhang Gengsheng as Director    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    11    Elect Li Jun as Director    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    12    Elect Anita Fung Yuen Mei as Director    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    13    Elect Carl Walter as Director    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    14    Elect Kenneth Patrick Chung as Director    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    15    Elect Wu Jianhang as Supervisor    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    16    Elect Fang Qiuyue as Supervisor    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    17    Approve Capital Plan for 2018 to 2020    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    18    Approve PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Fix Their Remuneration    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101       SPECIAL RESOLUTION    Mgmt      

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    1    Approve Amendments to the Authorization to the Board of Directors by the Shareholders’ General Meeting on External Donations    Mgmt    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): Ashmore Emerging Markets Small-Cap Equity Fund

 

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A       Meeting for ADR Holders    Mgmt      

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A       Ordinary and Extraordinary Meeting Agenda - Items 3, 4 and 5 are Extraordinary    Mgmt      

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A    1    Designate Two Shareholders to Sign Minutes of Meeting    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A    2    Authorize Increase in Capital via Issuance of 145 Million Class B Shares with Preemptive Rights    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A    3    Reduce Term for Exercise of Preemptive Right and Right of Shareholders to Increase Ownership by Subscribing to New Class B Shares up to Minimum Term of 10 Days    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A    4    Authorize Public Offering in Argentina and Overseas; Approve Listing of Shares on Bolsas y Mercados Argentinos SA, Mercado Abierto Electronico SA, NYSE and or Other Stock Exchanges    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A    5    Delegate to Board to Implement Capital Increase and Set Issuance Conditions, Request Public Offer and Listing of Shares, Enter into Agreements with Financial Institutions to Place Shares, Extend ADR Program and Implement Resolutions on Items 2, 3 and 4    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A    6    Authorize Execution of Procedures and Necessary Filings to Obtain Approvals, Administrative Conformities and Registrations, in According to Adopted Resolutions    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

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Mgmt
Rec

  

Vote

Cast

PT Berlian Laju Tanker Tbk

   BLTA    07/07/2017    Y7123K170    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

PT Berlian Laju Tanker Tbk

   BLTA    07/07/2017    Y7123K170    2    Approve Allocation of Income    Mgmt    For    For

PT Berlian Laju Tanker Tbk

   BLTA    07/07/2017    Y7123K170    3    Approve Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

PT Berlian Laju Tanker Tbk

   BLTA    07/07/2017    Y7123K170    4    Elect Directors and Commissioners    Mgmt    For    Against

PT Berlian Laju Tanker Tbk

   BLTA    07/07/2017    Y7123K170    5    Approve Remuneration of Directors and Commissioners    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

BBMG Corporation

   2009    08/15/2017    Y076A3105       EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt      

BBMG Corporation

   2009    08/15/2017    Y076A3105       ELECT 2 DIRECTORS VIA CUMULATIVE VOTING    Mgmt      

BBMG Corporation

   2009    08/15/2017    Y076A3105    1.1    Elect Zeng Jin as Director    Mgmt    For    For

BBMG Corporation

   2009    08/15/2017    Y076A3105    1.2    Elect Zheng Baojin as Director    Mgmt    For    For

BBMG Corporation

   2009    08/15/2017    Y076A3105       ELECT 2 SUPERVISORS VIA CUMULATIVE VOTING    Mgmt      

BBMG Corporation

   2009    08/15/2017    Y076A3105    2.1    Elect Xu Feng as Supervisor    Mgmt    For    For

BBMG Corporation

   2009    08/15/2017    Y076A3105    2.2    Elect Wang Zhicheng as Supervisor    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

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Mgmt
Rec

  

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Cast

Huadian Fuxin Energy Corp Ltd.

   816    08/25/2017    N/A    1a    Elect Huang Shaoxiong as Director    Mgmt    For    For

Huadian Fuxin Energy Corp Ltd.

   816    08/25/2017    N/A    1b    Authorize Remuneration and Assessment Committee to Fix Remuneration of the Proposed Director According to the Remuneration Plan for Directors    Mgmt    For    For

Huadian Fuxin Energy Corp Ltd.

   816    08/25/2017    N/A    1c    Authorize Board to Enter into a Service Contract with the Proposed Director and Handle All Other Relevant Matters on Behalf of the Company    Mgmt    For    For

Huadian Fuxin Energy Corp Ltd.

   816    08/25/2017    N/A    1d    Elect Wu Jianchun as Director    Mgmt    For    For

Huadian Fuxin Energy Corp Ltd.

   816    08/25/2017    N/A    1e    Elect Mei Weiyi as Director    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Oriental Weavers

   ORWE    09/10/2017    M7558V108       Extraordinary Business    Mgmt      

Oriental Weavers

   ORWE    09/10/2017    M7558V108    1    Authorize Decrease in Share Capital via Cancellation of 6,595,155 Treasury Shares    Mgmt    For    For

Oriental Weavers

   ORWE    09/10/2017    M7558V108    2    Amend Articles/Charter to Reflect Changes in Capital    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

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CUSIP

  

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Number

  

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Mgmt
Rec

  

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Cast

Supalai Public Co Ltd

   SPALI    09/12/2017    Y8309K182    1    Approve Minutes of Previous Meeting    Mgmt    For    For

Supalai Public Co Ltd

   SPALI    09/12/2017    Y8309K182    2    Approve Reduction of Registered Capital and Amend Memorandum of Association to Reflect Decrease in Registered Capital    Mgmt    For    For

Supalai Public Co Ltd

   SPALI    09/12/2017    Y8309K182    3    Approve the Issuance of Warrants to Existing Shareholders    Mgmt    For    For

Supalai Public Co Ltd

   SPALI    09/12/2017    Y8309K182    4    Approve Increase in Registered Capital and Amend Memorandum of Association to Reflect Increase in Registered Capital    Mgmt    For    For

Supalai Public Co Ltd

   SPALI    09/12/2017    Y8309K182    5    Approve Issuance of Newly Issued Ordinary Shares for the Exercise of Warrants    Mgmt    For    For

Supalai Public Co Ltd

   SPALI    09/12/2017    Y8309K182    6    Other Business    Mgmt      

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

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Number

  

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Mgmt
Rec

  

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Cast

Goodbaby International Holdings Ltd.

   1086    09/21/2017    N/A    1a    Approve Sale and Purchase Agreement    Mgmt    For    For

Goodbaby International Holdings Ltd.

   1086    09/21/2017    N/A    1b    Approve Whitewash Waiver    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

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Mgmt
Rec

  

Vote

Cast

Rumo S.A.

   RAIL3    09/21/2017    N/A    1    Approve Increase in Authorized Capital    Mgmt    For    For

Rumo S.A.

   RAIL3    09/21/2017    N/A    2    Amend Article 6 to Reflect Changes in Authorized Capital and Consolidate Bylaws    Mgmt    For    For

Rumo S.A.

   RAIL3    09/21/2017    N/A    3    Ratify Election of Sameh Fahmy as Director    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

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Number

  

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Mgmt
Rec

  

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Cast

D.G. Khan Cement Co.

   DGKC    10/28/2017    Y2057X116    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

D.G. Khan Cement Co.

   DGKC    10/28/2017    Y2057X116    2    Approve Final Cash Dividend    Mgmt    For    For

D.G. Khan Cement Co.

   DGKC    10/28/2017    Y2057X116    3    Approve Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

D.G. Khan Cement Co.

   DGKC    10/28/2017    Y2057X116    4.1    Approve Loan to Nishat Hotels and Properties Limited, Associate Company    Mgmt    For    Against

D.G. Khan Cement Co.

   DGKC    10/28/2017    Y2057X116    4.2    Authorize Distribution of Annual Audited Accounts in Soft Form    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

IRSA Inversiones y Representaciones S.A.

   IRSA    10/31/2017    P58809107       Meeting for ADR Holders    Mgmt      

IRSA Inversiones y Representaciones S.A.

   IRSA    10/31/2017    P58809107       Ordinary and Extraordinary Meeting Agenda - Items 12 to 14 are Extraordinary    Mgmt      

IRSA Inversiones y Representaciones S.A.

   IRSA    10/31/2017    P58809107    1    Designate Two Shareholders to Sign Minutes of Meeting    Mgmt    For    For

IRSA Inversiones y Representaciones S.A.

   IRSA    10/31/2017    P58809107    2    Consider Financial Statements and Statutory Reports    Mgmt    For    For

IRSA Inversiones y Representaciones S.A.

   IRSA    10/31/2017    P58809107    3    Consider Allocation of Income of ARS 3.48 Billion; Consider Cash Dividends of ARS 1.4 Billion    Mgmt    For    For

IRSA Inversiones y Representaciones S.A.

   IRSA    10/31/2017    P58809107    4    Consider Discharge of Directors    Mgmt    For    For


Issuer Name

  

Ticker

  

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Date

  

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CUSIP

  

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Number

  

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Rec

  

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IRSA Inversiones y Representaciones S.A.

   IRSA    10/31/2017    P58809107    5    Consider Discharge of Internal Statutory Auditors Committee (Comision Fiscalizadora)    Mgmt    For    For

IRSA Inversiones y Representaciones S.A.

   IRSA    10/31/2017    P58809107    6    Consider Remuneration of Directors in the Amount of ARS 30.85 Million    Mgmt    For    For

IRSA Inversiones y Representaciones S.A.

   IRSA    10/31/2017    P58809107    7    Consider Remuneration of Internal Statutory Auditors Committee (Comision Fiscalizadora) in the Amount of ARS 600,000    Mgmt    For    For

IRSA Inversiones y Representaciones S.A.

   IRSA    10/31/2017    P58809107    8    Elect Directors and Their Alternates    Mgmt    For    For

IRSA Inversiones y Representaciones S.A.

   IRSA    10/31/2017    P58809107    9    Elect Principal and Alternate Members of Internal Statutory Auditors Committee (Comision Fiscalizadora) for One-Year Term    Mgmt    For    For

IRSA Inversiones y Representaciones S.A.

   IRSA    10/31/2017    P58809107    10    Approve Remuneration of Auditors in the Amount of ARS 9.43 Million    Mgmt    For    For

IRSA Inversiones y Representaciones S.A.

   IRSA    10/31/2017    P58809107    11    Appoint Auditors for Next Fiscal Year    Mgmt    For    For

IRSA Inversiones y Representaciones S.A.

   IRSA    10/31/2017    P58809107    12    Approve Treatment of Provisions for Tax on Shareholders’ Personal Assets    Mgmt    For    For

IRSA Inversiones y Representaciones S.A.

   IRSA    10/31/2017    P58809107    13    Consider Creation of Global Program for Issuance of Negotiable Non-Convertible Debt Securities for up to USD 350 Million    Mgmt    For    For

IRSA Inversiones y Representaciones S.A.

   IRSA    10/31/2017    P58809107    14    Consider Delegation of Powers to Board to Set Terms and Conditions of Global Program    Mgmt    For    For

IRSA Inversiones y Representaciones S.A.

   IRSA    10/31/2017    P58809107    15    Authorize Registration of Proceedings Relating to this General Meeting to National Securities Commission and Argentine Superintendency of Corporations    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

SINA Corporation

   SINA    11/03/2017    G81477104       Management Proxy (White Proxy Card)    Mgmt      

SINA Corporation

   SINA    11/03/2017    G81477104    1    Elect Director Yichen Zhang    Mgmt    For    Do Not Vote

SINA Corporation

   SINA    11/03/2017    G81477104    2    Ratify PricewaterhouseCoopers Zhong Tian LLP as Auditors    Mgmt    For    Do Not Vote

SINA Corporation

   SINA    11/03/2017    G81477104    3    Elect Director Brett H. Krause    SH    Against    Do Not Vote

SINA Corporation

   SINA    11/03/2017    G81477104    4    Elect Director Thomas J. Manning    SH    Against    Do Not Vote

SINA Corporation

   SINA    11/03/2017    G81477104       Dissident Proxy (Blue Proxy Card)    Mgmt      

SINA Corporation

   SINA    11/03/2017    G81477104    1    Management Nominee Yichen Zhang    SH    Abstain    Abstain

SINA Corporation

   SINA    11/03/2017    G81477104    2    Ratify PricewaterhouseCoopers Zhong Tian LLP as Auditors    Mgmt    For    For

SINA Corporation

   SINA    11/03/2017    G81477104    3    Elect Director Brett H. Krause    SH    For    For

SINA Corporation

   SINA    11/03/2017    G81477104    4    Elect Director Thomas J. Manning    SH    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Noah Holdings Limited

   NOAH    12/01/2017    65487X102       MEETING FOR HOLDERS OF ADR ONLY    Mgmt      

Noah Holdings Limited

   NOAH    12/01/2017    65487X102    1    Approve 2017 Share Incentive Plan    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

China Machinery Engineering Corporation

   1829    12/05/2017    N/A    1    Approve 2018 Provision of Engineering Services and Products Agreement, Related Annual Caps, and Related Transactions    Mgmt    For    Abstain

China Machinery Engineering Corporation

   1829    12/05/2017    N/A    2    Approve 2018 Receipt of Engineering Services and Products Agreement, Related Annual Caps, and Related Transactions    Mgmt    For    Abstain

China Machinery Engineering Corporation

   1829    12/05/2017    N/A    3    Approve 2018 Financial Services Agreement and Related Transactions, and Related Annual Caps    Mgmt    For    Abstain

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Iochpe Maxion S.A.

   MYPK3    12/07/2017    P58749105    1    Approve Agreement to Absorb MAXION COMPONENTES ESTRUTURAIS LTDA. (MCE)    Mgmt    For    For

Iochpe Maxion S.A.

   MYPK3    12/07/2017    P58749105    2    Ratify Apsis Consultoria e Avaliacoes Ltda. as the Independent Firm to Appraise Proposed Transaction    Mgmt    For    For

Iochpe Maxion S.A.

   MYPK3    12/07/2017    P58749105    3    Approve Independent Firm’s Appraisal    Mgmt    For    For

Iochpe Maxion S.A.

   MYPK3    12/07/2017    P58749105    4    Approve Absorption of MAXION COMPONENTES ESTRUTURAIS LTDA. (MCE)    Mgmt    For    For

Iochpe Maxion S.A.

   MYPK3    12/07/2017    P58749105    5    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

My E.G. Services Berhad

   MYEG    12/07/2017    Y6147P116    1    Approve Final Dividend    Mgmt    For    For

My E.G. Services Berhad

   MYEG    12/07/2017    Y6147P116    2    Approve Directors’ Fees and Benefits for Financial Year Ended June 30, 2017    Mgmt    For    For

My E.G. Services Berhad

   MYEG    12/07/2017    Y6147P116    3    Elect Shamsul Anuar Bin Haji Nasarah as Director    Mgmt    For    For

My E.G. Services Berhad

   MYEG    12/07/2017    Y6147P116    4    Elect Wong Thean Soon as Director    Mgmt    For    For

My E.G. Services Berhad

   MYEG    12/07/2017    Y6147P116    5    Elect Muhammad Rais Bin Abdul Karim as Director    Mgmt    For    For

My E.G. Services Berhad

   MYEG    12/07/2017    Y6147P116    6    Approve Crowe Horwath as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

My E.G. Services Berhad

   MYEG    12/07/2017    Y6147P116    7    Approve Mohd Jimmy Wong Bin Abdullah to Continue Office as Independent Non-Executive Director    Mgmt    For    For

My E.G. Services Berhad

   MYEG    12/07/2017    Y6147P116    8    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For

My E.G. Services Berhad

   MYEG    12/07/2017    Y6147P116    9    Authorize Share Repurchase Program    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

My E.G. Services Berhad

   MYEG    12/07/2017    Y6147P116    1    Approve Diversification of the Company’s Principal Activities and Its Subsidiaries to Include the Foreign Workers Accommodation Programme    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

China Rapid Finance Limited

   XRF    12/15/2017    16953Q105       Meeting for ADR Holders    Mgmt      

China Rapid Finance Limited

   XRF    12/15/2017    16953Q105    1    Re-elect Ji’an Zhou as Director    Mgmt    For    Abstain

China Rapid Finance Limited

   XRF    12/15/2017    16953Q105    2    Ratify PricewaterhouseCoopers ZhongTian LLP as Auditors    Mgmt    For    Abstain

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Douzone Bizon Ltd.

   A012510    12/28/2017    Y18585102    1    Appoint Kim Gyeong-doh as Internal Auditor    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

PT Bank Tabungan Negara (Persero) Tbk

   BBTN    12/28/2017    N/A    1    Elect Handayani as Director    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Rici Healthcare Holdings Limited

   1526    12/29/2017    N/A    a    Approve Investment Agreement and Related Transactions    Mgmt    For    For

Rici Healthcare Holdings Limited

   1526    12/29/2017    N/A    b    Authorize Board to Deal With All Matters in Relation to the Investment Agreement and Related Transactions    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Sanghi Industries Ltd

   526521    03/03/2018    Y7499Y119    1    Approve Issuance of Non-Convertible Debentures on Private Placement Basis    Mgmt    For    For

Sanghi Industries Ltd

   526521    03/03/2018    Y7499Y119    2    Approve Modification of Terms and Conditions of Existing Non-Convertible Debentures    Mgmt    For    For

Sanghi Industries Ltd

   526521    03/03/2018    Y7499Y119    3    Approve Reappointment and Remuneration of Nirubha Balubha Gohil as Executive Director    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Com2uS Corp.

   A078340    03/16/2018    Y1695S109    1    Approve Financial Statements and Allocation of Income    Mgmt    For    For

Com2uS Corp.

   A078340    03/16/2018    Y1695S109    2    Amend Articles of Incorporation    Mgmt    For    For

Com2uS Corp.

   A078340    03/16/2018    Y1695S109    3    Elect Lee Sang-gu as Outside Director    Mgmt    For    For

Com2uS Corp.

   A078340    03/16/2018    Y1695S109    4    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    For

Com2uS Corp.

   A078340    03/16/2018    Y1695S109    5    Authorize Board to Fix Remuneration of Internal Auditor    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Cosmax, Inc.

   A192820    03/23/2018    N/A    1    Approve Financial Statements and Allocation of Income    Mgmt    For    For

Cosmax, Inc.

   A192820    03/23/2018    N/A    2    Elect Kim Jae-cheon as Inside Director    Mgmt    For    For

Cosmax, Inc.

   A192820    03/23/2018    N/A    3    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    For

Cosmax, Inc.

   A192820    03/23/2018    N/A    4    Authorize Board to Fix Remuneration of Internal Auditor    Mgmt    For    For


Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Douzone Bizon Ltd.

   A012510    03/23/2018    Y18585102    1    Approve Financial Statements and Allocation of Income    Mgmt    For    Do Not Vote

Douzone Bizon Ltd.

   A012510    03/23/2018    Y18585102    2    Amend Articles of Incorporation    Mgmt    For    Do Not Vote

Douzone Bizon Ltd.

   A012510    03/23/2018    Y18585102    3    Elect Two Inside Directors (Bundled)    Mgmt    For    Do Not Vote

Douzone Bizon Ltd.

   A012510    03/23/2018    Y18585102    4    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Do Not Vote

Douzone Bizon Ltd.

   A012510    03/23/2018    Y18585102    5    Authorize Board to Fix Remuneration of Internal Auditor    Mgmt    For    Do Not Vote

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

MODETOUR Network Inc.

   A080160    03/23/2018    Y60818104    1    Approve Financial Statements and Allocation of Income    Mgmt    For    For

MODETOUR Network Inc.

   A080160    03/23/2018    Y60818104    2.1    Elect Han Ock-min as Inside Director    Mgmt    For    For

MODETOUR Network Inc.

   A080160    03/23/2018    Y60818104    2.2    Elect Hwang In-su as Outside Director    Mgmt    For    For

MODETOUR Network Inc.

   A080160    03/23/2018    Y60818104    3    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    For

MODETOUR Network Inc.

   A080160    03/23/2018    Y60818104    4    Authorize Board to Fix Remuneration of Internal Auditor    Mgmt    For    For

MODETOUR Network Inc.

   A080160    03/23/2018    Y60818104    5    Amend Articles of Incorporation    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

PT Bank Tabungan Negara (Persero) Tbk

   BBTN    03/23/2018    N/A    1    Accept Financial Statements, Annual Report, Commissioners’ Report and Report of the Partnership and Community Development Program (PCDP)    Mgmt    For    For

PT Bank Tabungan Negara (Persero) Tbk

   BBTN    03/23/2018    N/A    2    Approve Allocation of Income    Mgmt    For    For

PT Bank Tabungan Negara (Persero) Tbk

   BBTN    03/23/2018    N/A    3    Appoint Auditors    Mgmt    For    For

PT Bank Tabungan Negara (Persero) Tbk

   BBTN    03/23/2018    N/A    4    Approve Remuneration and Tantiem of Directors and Commissioners    Mgmt    For    For

PT Bank Tabungan Negara (Persero) Tbk

   BBTN    03/23/2018    N/A    5    Approve Bank Action Plan (Recovery Plan)    Mgmt    For    For

PT Bank Tabungan Negara (Persero) Tbk

   BBTN    03/23/2018    N/A    6    Amend Pension Fund Regulations    Mgmt    For    Against

PT Bank Tabungan Negara (Persero) Tbk

   BBTN    03/23/2018    N/A    7    Approve Enforcement of the State-Owned Minister Regulation No. PER-02/MBU/07/2017 on the Partnership and Community Development Programs of the State-Owned Enterprises    Mgmt    For    For

PT Bank Tabungan Negara (Persero) Tbk

   BBTN    03/23/2018    N/A    8    Amend Articles of Association    Mgmt    For    Against

PT Bank Tabungan Negara (Persero) Tbk

   BBTN    03/23/2018    N/A    9    Accept Report on the Use of Proceeds from Public Offering    Mgmt    For    For

PT Bank Tabungan Negara (Persero) Tbk

   BBTN    03/23/2018    N/A    10    Approve Changes in the Composition of the Sharia Supervisory Board and Approve Remuneration    Mgmt    For    Against

PT Bank Tabungan Negara (Persero) Tbk

   BBTN    03/23/2018    N/A    11    Approve Changes in the Board of Directors and Commissioners    Mgmt    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Viatron Technologies Inc.

   A141000    03/28/2018    N/A    1    Approve Financial Statements and Allocation of Income    Mgmt    For    Do Not Vote

Viatron Technologies Inc.

   A141000    03/28/2018    N/A    2    Approve Total Remuneration of Inside Directors and Outside Director    Mgmt    For    Do Not Vote

Viatron Technologies Inc.

   A141000    03/28/2018    N/A    3    Authorize Board to Fix Remuneration of Internal Auditor    Mgmt    For    Do Not Vote

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Dentium CO., LTD

   A145720    03/30/2018    N/A    1    Approve Financial Statements and Allocation of Income    Mgmt    For    For

Dentium CO., LTD

   A145720    03/30/2018    N/A    2    Amend Articles of Incorporation    Mgmt    For    For

Dentium CO., LTD

   A145720    03/30/2018    N/A    3.1    Elect Kang Hui-taek as Inside Director    Mgmt    For    For

Dentium CO., LTD

   A145720    03/30/2018    N/A    3.2    Elect Woo I-hyeong as Outside Director    Mgmt    For    For

Dentium CO., LTD

   A145720    03/30/2018    N/A    4    Elect Woo I-hyeong as a Member of Audit Committee    Mgmt    For    For

Dentium CO., LTD

   A145720    03/30/2018    N/A    5    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    For

Dentium CO., LTD

   A145720    03/30/2018    N/A    6    Approve Stock Option Grants    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Eugene Technology Co.

   A084370    03/30/2018    Y2347W100    1    Approve Financial Statements and Allocation of Income    Mgmt    For    For

Eugene Technology Co.

   A084370    03/30/2018    Y2347W100    2.1    Elect Eom Pyeong-yong as Inside Director    Mgmt    For    For

Eugene Technology Co.

   A084370    03/30/2018    Y2347W100    2.2    Elect Kim Je-wan as Outside Director    Mgmt    For    For

Eugene Technology Co.

   A084370    03/30/2018    Y2347W100    3    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    For

Eugene Technology Co.

   A084370    03/30/2018    Y2347W100    4    Authorize Board to Fix Remuneration of Internal Auditor    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Soulbrain Co. Ltd.

   A036830    03/30/2018    Y85634106    1    Approve Financial Statements and Allocation of Income    Mgmt    For    Do Not Vote

Soulbrain Co. Ltd.

   A036830    03/30/2018    Y85634106    2.1    Elect Kang Byeong-chang as Inside Director    Mgmt    For    Do Not Vote

Soulbrain Co. Ltd.

   A036830    03/30/2018    Y85634106    2.2    Elect Jeong Seok-ho as Inside Director    Mgmt    For    Do Not Vote

Soulbrain Co. Ltd.

   A036830    03/30/2018    Y85634106    2.3    Elect Jeong Ji-wan as Inside Director    Mgmt    For    Do Not Vote

Soulbrain Co. Ltd.

   A036830    03/30/2018    Y85634106    2.4    Elect Seo Byeong-moon as Outside Director    Mgmt    For    Do Not Vote

Soulbrain Co. Ltd.

   A036830    03/30/2018    Y85634106    3    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Do Not Vote

Soulbrain Co. Ltd.

   A036830    03/30/2018    Y85634106    4    Authorize Board to Fix Remuneration of Internal Auditor    Mgmt    For    Do Not Vote

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Iochpe Maxion S.A.

   MYPK3    04/19/2018    P58749105    1    Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017    Mgmt    For    For

Iochpe Maxion S.A.

   MYPK3    04/19/2018    P58749105    2    Approve Allocation of Income and Dividends    Mgmt    For    For

Iochpe Maxion S.A.

   MYPK3    04/19/2018    P58749105    3    Approve Remuneration of Company’s Management    Mgmt    For    Against

Iochpe Maxion S.A.

   MYPK3    04/19/2018    P58749105    4    Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?    Mgmt    None    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Grupo Aeroportuario del Centro Norte S.A.B. de C.V.

   OMA B    04/23/2018    P49530101       Meeting for ADR Holders    Mgmt      

Grupo Aeroportuario del Centro Norte S.A.B. de C.V.

   OMA B    04/23/2018    P49530101    1    Present Reports in Compliance with Article 28, Section IV (D and E) of Stock Market Law    Mgmt      

Grupo Aeroportuario del Centro Norte S.A.B. de C.V.

   OMA B    04/23/2018    P49530101    2    Present CEO and External Auditor Report in Compliance with Article 28, Section IV (B) of Stock Market Law    Mgmt      

Grupo Aeroportuario del Centro Norte S.A.B. de C.V.

   OMA B    04/23/2018    P49530101    3    Present Board of Directors’ Report in Accordance with Article 28, Section IV (A and C) of Stock Market Law Including Tax Report    Mgmt      

Grupo Aeroportuario del Centro Norte S.A.B. de C.V.

   OMA B    04/23/2018    P49530101    4    Approve Reports Presented on Items 1 and 2 of this Agenda    Mgmt    For    For

Grupo Aeroportuario del Centro Norte S.A.B. de C.V.

   OMA B    04/23/2018    P49530101    5    Approve Allocation of Income, Increase in Reserves, Set Aggregate Nominal Amount of Share Repurchase and Dividends    Mgmt    For    For

Grupo Aeroportuario del Centro Norte S.A.B. de C.V.

   OMA B    04/23/2018    P49530101    6    Elect or Ratify Directors and Chairmen of Audit, Corporate Practices, Finance, Planning and Sustainability Committees; Approve their Remuneration    Mgmt    For    Against

Grupo Aeroportuario del Centro Norte S.A.B. de C.V.

   OMA B    04/23/2018    P49530101    7    Appoint Legal Representatives    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A       Meeting for ADR Holders    Mgmt      

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A       Ordinary and Extraordinary Meeting Agenda—Item 13 is Extraordinary    Mgmt      

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    1    Designate Two Shareholders to Sign Minutes of Meeting    Mgmt    For    For


Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    2    Consider Financial Statements and Statutory Reports    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    3    Consider Discharge of Directors    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    4    Consider Discharge of Internal Statutory Auditors Committee (Comision Fiscalizadora)    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    5    Consider Remuneration of Directors    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    6    Consider Remuneration of Internal Statutory Auditors Committee (Comision Fiscalizadora)    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    7    Fix Number of and Elect Directors and Alternates    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    8    Elect Members of Internal Statutory Auditors Committee (Comision Fiscalizadora)    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    9    Consider Allocation of Income, Increase of Discretionary Reserve and Dividend Distribution    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    10    Approve Remuneration of Auditors    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    11    Elect Principal and Alternate Auditors    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    12    Approve Budget of Audit Committee    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    13    Amend Section G of Article 6 and Article 16; Consolidate Bylaws    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    14    Approve Granting of Powers    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Supalai Public Co Ltd

   SPALI    04/24/2018    Y8309K182    1    Approve Minutes of Previous Meeting    Mgmt    For    For

Supalai Public Co Ltd

   SPALI    04/24/2018    Y8309K182    2    Acknowledge Performance Report and Approve Financial Statements    Mgmt    For    For

Supalai Public Co Ltd

   SPALI    04/24/2018    Y8309K182    3    Approve Omission of Dividend Payment    Mgmt    For    For

Supalai Public Co Ltd

   SPALI    04/24/2018    Y8309K182    4.1    Elect Prateep Tangmatitham as Director    Mgmt    For    For

Supalai Public Co Ltd

   SPALI    04/24/2018    Y8309K182    4.2    Elect Prakit Pradipasen as Director    Mgmt    For    For

Supalai Public Co Ltd

   SPALI    04/24/2018    Y8309K182    4.3    Elect Prasas Tangmatitam as Director    Mgmt    For    For

Supalai Public Co Ltd

   SPALI    04/24/2018    Y8309K182    4.4    Elect Tritecha Tangmatitham as Director    Mgmt    For    For

Supalai Public Co Ltd

   SPALI    04/24/2018    Y8309K182    5    Approve Allowance and Remuneration of Directors, Audit Committee, and Other Sub-Committees    Mgmt    For    For

Supalai Public Co Ltd

   SPALI    04/24/2018    Y8309K182    6    Approve EY Office Limited as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

Supalai Public Co Ltd

   SPALI    04/24/2018    Y8309K182    7    Authorize Issuance of Debentures    Mgmt    For    For

Supalai Public Co Ltd

   SPALI    04/24/2018    Y8309K182    8    Amend Articles of Association    Mgmt    For    For

Supalai Public Co Ltd

   SPALI    04/24/2018    Y8309K182    9    Other Business    Mgmt      

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Banco ABC Brasil S.A.

   ABCB4    04/27/2018    P0763M135       Meeting for Preferred Shareholders    Mgmt      

Banco ABC Brasil S.A.

   ABCB4    04/27/2018    P0763M135    1    Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?    Mgmt    None    For

Banco ABC Brasil S.A.

   ABCB4    04/27/2018    P0763M135    2    As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    None    Abstain

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    1    Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017    Mgmt    For    For

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    2    Approve Allocation of Income and Dividends    Mgmt    For    For

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    3    Approve Remuneration of Company’s Management    Mgmt    For    Against

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    4    Fix Number of Directors at Six    Mgmt    For    For

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    5    Elect Directors    Mgmt    For    For

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    6    In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?    Mgmt    None    Against

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    7    In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate?    Mgmt    None    Abstain

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A       APPLICABLE ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 7, Votes Will Be Automatically Distributed in Equal % Amongst Below Nominees. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes    Mgmt      

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    8.1    Percentage of Votes to Be Assigned - Elect Constantino de Oliveira Junior as Director    Mgmt    None    Abstain

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    8.2    Percentage of Votes to Be Assigned - Elect Joaquim Constantino Neto as Director    Mgmt    None    Abstain

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    8.3    Percentage of Votes to Be Assigned - Elect Ricardo Constantino as Director    Mgmt    None    Abstain

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    8.4    Percentage of Votes to Be Assigned - Elect Cassio Casseb Lima as Director    Mgmt    None    Abstain

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    8.5    Percentage of Votes to Be Assigned - Elect Fabio Bruggioni as Director    Mgmt    None    Abstain

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    8.6    Percentage of Votes to Be Assigned - Elect Marcos Grodetzky as Director    Mgmt    None    Abstain

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    9    Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    None    Abstain

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    10    As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    None    Abstain

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    11    Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?    Mgmt    None    For

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    12    In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?    Mgmt    None    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Smiles Fidelidade S.A.

   SMLS3    05/16/2018    N/A    1    Amend Article 5 to Reflect Changes in Capital    Mgmt    For    For

Smiles Fidelidade S.A.

   SMLS3    05/16/2018    N/A    2    Amend Articles    Mgmt    For    For

Smiles Fidelidade S.A.

   SMLS3    05/16/2018    N/A    3    Amend Articles Re: B3 S.A. Regulation    Mgmt    For    For

Smiles Fidelidade S.A.

   SMLS3    05/16/2018    N/A    4    Consolidate Bylaws    Mgmt    For    For

Smiles Fidelidade S.A.

   SMLS3    05/16/2018    N/A    5    In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?    Mgmt    None    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

JSE Ltd

   JSE    05/17/2018    S4254A102       Ordinary Resolutions    Mgmt      

JSE Ltd

   JSE    05/17/2018    S4254A102    1    Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2017    Mgmt    For    For

JSE Ltd

   JSE    05/17/2018    S4254A102    2.1    Re-elect Dr Mantsika Matooane as Director    Mgmt    For    For

JSE Ltd

   JSE    05/17/2018    S4254A102    2.2    Re-elect Aarti Takoordeen as Director    Mgmt    For    For

JSE Ltd

   JSE    05/17/2018    S4254A102    3    Re-elect Nigel Payne as Director    Mgmt    For    For

JSE Ltd

   JSE    05/17/2018    S4254A102    4    Elect Nolitha Fakude as Director    Mgmt    For    For

JSE Ltd

   JSE    05/17/2018    S4254A102    5    Reappoint EY South Africa as Auditors of the Company and Appoint I Akoodie as the Designated Auditor and Authorise Their Remuneration    Mgmt    For    For

JSE Ltd

   JSE    05/17/2018    S4254A102    6.1    Re-elect Dr Suresh Kana as Chairman of the Audit Committee    Mgmt    For    For

JSE Ltd

   JSE    05/17/2018    S4254A102    6.2    Re-elect Nigel Payne as Member of the Audit Committee    Mgmt    For    For

JSE Ltd

   JSE    05/17/2018    S4254A102    6.3    Elect Dr Mantsika Matooane as Member of the Audit Committee    Mgmt    For    For

JSE Ltd

   JSE    05/17/2018    S4254A102    7    Approve Remuneration Policy    Mgmt    For    For

JSE Ltd

   JSE    05/17/2018    S4254A102    8    Approve Remuneration Implementation Report    Mgmt    For    For

JSE Ltd

   JSE    05/17/2018    S4254A102    9    Approve Long-Term Incentive Scheme    Mgmt    For    For

JSE Ltd

   JSE    05/17/2018    S4254A102    10    Authorise Ratification of Approved Resolutions    Mgmt    For    For

JSE Ltd

   JSE    05/17/2018    S4254A102       Special Resolutions    Mgmt      


Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

JSE Ltd

   JSE    05/17/2018    S4254A102    1    Authorise Repurchase of Issued Share Capital    Mgmt    For    For

JSE Ltd

   JSE    05/17/2018    S4254A102    2    Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act    Mgmt    For    For

JSE Ltd

   JSE    05/17/2018    S4254A102    3    Approve Acquisition of Shares for the Purpose of the Long-Term Incentive Scheme    Mgmt    For    For

JSE Ltd

   JSE    05/17/2018    S4254A102    4    Approve Financial Assistance in Respect of the Long-Term Incentive Scheme    Mgmt    For    For

JSE Ltd

   JSE    05/17/2018    S4254A102    5    Approve Non-executive Director Emoluments for 2018    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

TCI Co Ltd

   8436    05/18/2018    N/A    1    Approve Business Operations Report and Financial Statements    Mgmt    For    For

TCI Co Ltd

   8436    05/18/2018    N/A    2    Approve Profit Distribution    Mgmt    For    For

TCI Co Ltd

   8436    05/18/2018    N/A    3    Approve Amendments to Articles of Association    Mgmt    For    For

TCI Co Ltd

   8436    05/18/2018    N/A    4    Approve Issuance of New Shares by Capitalization of Profit    Mgmt    For    For

TCI Co Ltd

   8436    05/18/2018    N/A    5    Amend Procedures Governing the Acquisition or Disposal of Assets    Mgmt    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    1    Approve 2018 Framework Agreement and Related Transactions    Mgmt    For    Abstain

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    2    Elect Zhang Jianfeng as Director and Authorize Board to Fix His Remuneration    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    3    Elect Zhang Jianguo as Director and Authorize Board to Fix His Remuneration    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    4    Elect Liu Jianbo as Director and Authorize Board to Fix His Remuneration    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    5    Elect Jin Hailiang as Director and Authorize Board to Fix His Remuneration    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    6    Elect Chen Weiqun as Director and Authorize Board to Fix His Remuneration    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    7    Elect Zhang Bin as Director and Authorize Board to Fix His Remuneration    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    8    Authorize Board to Fix Remuneration of Directors    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    9    Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    10    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    11    Authorize Repurchase of Issued Share Capital    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    12    Authorize Reissuance of Repurchased Shares    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    2    Approve Final Dividend    Mgmt    For    For

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    3.1a    Elect Zhang Chi as Director    Mgmt    For    For

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    3.1b    Elect Hsieh Lily Hui-yun as Director    Mgmt    For    For

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    3.1c    Elect Hon Ping Cho Terence as Director    Mgmt    For    For

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    3.1d    Elect Cheung Sze Man as Director    Mgmt    For    For

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    3.2    Authorize Board to Fix Remuneration of Directors    Mgmt    For    For

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    4    Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    5    Authorize Repurchase of Issued Share Capital    Mgmt    For    For

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    6    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    7    Authorize Reissuance of Repurchased Shares    Mgmt    For    Against

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    8    Authorize Board for the Declaration and Payment of Interim Dividend    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    1    Approve Coucou Restaurant Management Co., Ltd. Share Option Scheme and Related Transactions    Mgmt    For    Against

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    2    Approve Xiabuxiabu Restaurant Management Co., Ltd. Share Option Scheme and Related Transactions    Mgmt    For    Against

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    3    Approve Xiabuxiabu (China) Food Co., Ltd. Share Option Scheme and Related Transactions    Mgmt    For    Against

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    4    Approve Xiabuxiabu Restaurant Management (Shanghai) Co., Ltd. Share Option Scheme and Related Transactions    Mgmt    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Goodbaby International Holdings Ltd.

   1086    05/28/2018    N/A    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Goodbaby International Holdings Ltd.

   1086    05/28/2018    N/A    2    Approve Final Dividend    Mgmt    For    For

Goodbaby International Holdings Ltd.

   1086    05/28/2018    N/A    3a    Elect Yang Ilcheul as Director and Authorize Board to Fix His Remuneration    Mgmt    For    For

Goodbaby International Holdings Ltd.

   1086    05/28/2018    N/A    3b    Elect Xia Xinyue as Director and Authorize Board to Fix His Remuneration    Mgmt    For    For

Goodbaby International Holdings Ltd.

   1086    05/28/2018    N/A    3c    Elect Fu Jingqiu as Director and Authorize Board to Fix Her Remuneration    Mgmt    For    For

Goodbaby International Holdings Ltd.

   1086    05/28/2018    N/A    3d    Elect Ho Kwok Yin, Eric as Director and Authorize Board to Fix His Remuneration    Mgmt    For    For

Goodbaby International Holdings Ltd.

   1086    05/28/2018    N/A    3e    Elect Chiang Yun as Director and Authorize Board to Fix Her Remuneration    Mgmt    For    For

Goodbaby International Holdings Ltd.

   1086    05/28/2018    N/A    4    Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

Goodbaby International Holdings Ltd.

   1086    05/28/2018    N/A    5    Authorize Repurchase of Issued Share Capital    Mgmt    For    For

Goodbaby International Holdings Ltd.

   1086    05/28/2018    N/A    6    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against

Goodbaby International Holdings Ltd.

   1086    05/28/2018    N/A    7    Authorize Reissuance of Repurchased Shares    Mgmt    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Goodbaby International Holdings Ltd.

   1086    05/28/2018    N/A    1    Approve Grant of Share Options to Martin Pos Under the Share Option Scheme and Authorize Board to Deal With All Matters in Relation to Issuance of the New Shares and Grant of Share Options    Mgmt    For    Against

Goodbaby International Holdings Ltd.

   1086    05/28/2018    N/A    2    Approve Grant of Share Options to Ilcheul Yang Under the Share Option Scheme and Authorize Board to Deal With All Matters in Relation to Issuance of the New Shares and Grant of Share Options    Mgmt    For    Against

Goodbaby International Holdings Ltd.

   1086    05/28/2018    N/A    3    Approve Grant of Share Options to Xia Xinyue Under the Share Option Scheme and Authorize Board to Deal With All Matters in Relation to Issuance of the New Shares and Grant of Share Options    Mgmt    For    Against

Goodbaby International Holdings Ltd.

   1086    05/28/2018    N/A    4    Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme and Authorize Board to Deal With All Matters in Relation to Issuance of the New Shares and Grant of Share Options    Mgmt    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Sunonwealth Electric Machine Industry Co., Ltd.

   2421    05/30/2018    Y8300T109    1    Approve Business Operations Report and Financial Statements    Mgmt    For    For

Sunonwealth Electric Machine Industry Co., Ltd.

   2421    05/30/2018    Y8300T109    2    Approve Profit Distribution    Mgmt    For    For

Sunonwealth Electric Machine Industry Co., Ltd.

   2421    05/30/2018    Y8300T109       ELECT NON-INDEPENDENT DIRECTORS, INDEPENDENT DIRECTORS SUPERVISORS VIA CUMULATIVE VOTING    Mgmt      

Sunonwealth Electric Machine Industry Co., Ltd.

   2421    05/30/2018    Y8300T109    3.1    Elect Shin Chwen Haw, with ID No. S101843XXX, as Independent Director    Mgmt    For    For

Sunonwealth Electric Machine Industry Co., Ltd.

   2421    05/30/2018    Y8300T109    3.2    Elect Pai Mei Hsiang, with Shareholder No. 16155, as Independent Director    Mgmt    For    For

Sunonwealth Electric Machine Industry Co., Ltd.

   2421    05/30/2018    Y8300T109    3.3    Elect Chen Chin Ming, with ID No. Q121388XXX, as Independent Director    Mgmt    For    For

Sunonwealth Electric Machine Industry Co., Ltd.

   2421    05/30/2018    Y8300T109    3.4    Elect Hong Yin Su, Representative of Yo Yuan Investment Corporation, with Shareholder No. 7066, as Non-Independent Director    Mgmt    For    For

Sunonwealth Electric Machine Industry Co., Ltd.

   2421    05/30/2018    Y8300T109    3.5    Elect Hong Chen Fu Ying, Representative of Yo Yuan Investment Corporation, with Shareholder No. 7066, as Non-Independent Director    Mgmt    For    For

Sunonwealth Electric Machine Industry Co., Ltd.

   2421    05/30/2018    Y8300T109    3.6    Elect Hong Ching Shen, Representative of Yo Yuan Investment Corporation, with Shareholder No. 7066, as Non-Independent Director    Mgmt    For    For


Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Sunonwealth Electric Machine Industry Co., Ltd.

   2421    05/30/2018    Y8300T109    3.7    Elect Chen Li Ju, Representative of Yo Yuan Investment Corporation, with Shareholder No. 7066, as Non-Independent Director    Mgmt    For    For

Sunonwealth Electric Machine Industry Co., Ltd.

   2421    05/30/2018    Y8300T109    3.8    Elect Chen Ching Liang, Representative of Nice Enterprise Co., Ltd., with Shareholder No. 833, as Non-Independent Director    Mgmt    For    For

Sunonwealth Electric Machine Industry Co., Ltd.

   2421    05/30/2018    Y8300T109    3.9    Elect Lin Tseng Cheng, with ID No. K100796XXX, as Non-Independent Director    Mgmt    For    For

Sunonwealth Electric Machine Industry Co., Ltd.

   2421    05/30/2018    Y8300T109    4    Approve Release of Restrictions of Competitive Activities of Directors    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

China Yongda Automobiles Services Holdings Ltd

   3669    06/01/2018    N/A    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

China Yongda Automobiles Services Holdings Ltd

   3669    06/01/2018    N/A    2    Approve Final Dividend    Mgmt    For    For

China Yongda Automobiles Services Holdings Ltd

   3669    06/01/2018    N/A    3    Elect Cai Yingjie as Director    Mgmt    For    For

China Yongda Automobiles Services Holdings Ltd

   3669    06/01/2018    N/A    4    Elect Wang Liqun as Director    Mgmt    For    For

China Yongda Automobiles Services Holdings Ltd

   3669    06/01/2018    N/A    5    Elect Chen Xianglin as Director    Mgmt    For    For

China Yongda Automobiles Services Holdings Ltd

   3669    06/01/2018    N/A    6    Authorize Board to Fix Remuneration of Directors    Mgmt    For    For

China Yongda Automobiles Services Holdings Ltd

   3669    06/01/2018    N/A    7    Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

China Yongda Automobiles Services Holdings Ltd

   3669    06/01/2018    N/A    8A    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against

China Yongda Automobiles Services Holdings Ltd

   3669    06/01/2018    N/A    8B    Authorize Repurchase of Issued Share Capital    Mgmt    For    For

China Yongda Automobiles Services Holdings Ltd

   3669    06/01/2018    N/A    8C    Authorize Reissuance of Repurchased Shares    Mgmt    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

PT Berlian Laju Tanker Tbk

   BLTA    06/08/2018    Y7123K170    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

PT Berlian Laju Tanker Tbk

   BLTA    06/08/2018    Y7123K170    2    Approve Allocation of Income    Mgmt    For    For

PT Berlian Laju Tanker Tbk

   BLTA    06/08/2018    Y7123K170    3    Approve Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

PT Berlian Laju Tanker Tbk

   BLTA    06/08/2018    Y7123K170    4    Approve Changes in Board of Directors    Mgmt    For    Against

PT Berlian Laju Tanker Tbk

   BLTA    06/08/2018    Y7123K170    5    Approve Remuneration of Directors and Commissioners    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Silergy Corp

   6415    06/08/2018    N/A    1    Approve Business Operations Report and Consolidated Financial Statements    Mgmt    For    For

Silergy Corp

   6415    06/08/2018    N/A    2    Approve Profit Distribution    Mgmt    For    For

Silergy Corp

   6415    06/08/2018    N/A    3    Amend Articles of Association    Mgmt    For    For

Silergy Corp

   6415    06/08/2018    N/A    4    Approve Issuance of Restricted Stocks    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Hota Industrial Manufacturing Co., Ltd.

   1536    06/12/2018    Y3722M105    1    Approve Financial Statements    Mgmt    For    For

Hota Industrial Manufacturing Co., Ltd.

   1536    06/12/2018    Y3722M105    2    Approve Plan on Profit Distribution    Mgmt    For    For

Hota Industrial Manufacturing Co., Ltd.

   1536    06/12/2018    Y3722M105    3    Approve Amendments to Articles of Association    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Accton Technology Corp.

   2345    06/13/2018    Y0002S109    1    Approve Business Operations Report and Financial Statements    Mgmt    For    For

Accton Technology Corp.

   2345    06/13/2018    Y0002S109    2    Approve Profit Distribution    Mgmt    For    For

Accton Technology Corp.

   2345    06/13/2018    Y0002S109    3    Amend Articles of Association    Mgmt    For    For

Accton Technology Corp.

   2345    06/13/2018    Y0002S109    4    Amend Rules and Procedures Regarding Shareholder’s General Meeting    Mgmt    For    For

Accton Technology Corp.

   2345    06/13/2018    Y0002S109    5    Amend Rules and Procedures for Election of Directors and Supervisors    Mgmt    For    For

Accton Technology Corp.

   2345    06/13/2018    Y0002S109       ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt      

Accton Technology Corp.

   2345    06/13/2018    Y0002S109    6.1    Elect Kuo Fai Long, Representative of Kuan Sin Investment Corp, with Shareholder No. 248318, as Non-independent Director    Mgmt    For    For

Accton Technology Corp.

   2345    06/13/2018    Y0002S109    6.2    Elect Lin Meen Ron, Representative of Kuan Sin Investment Corp, with Shareholder No. 248318, as Non-independent Director    Mgmt    For    For

Accton Technology Corp.

   2345    06/13/2018    Y0002S109    6.3    Elect Huang Kuo Hsiu with Shareholder No. 712 as Non-independent Director    Mgmt    For    For

Accton Technology Corp.

   2345    06/13/2018    Y0002S109    6.4    Elect Du Heng Yi, Representative of Ting Sing Co., Ltd. with Shareholder No. 192084, as Non-independent Director    Mgmt    For    For

Accton Technology Corp.

   2345    06/13/2018    Y0002S109    6.5    Elect Liu Chung Laung with ID No. S124811XXX as Independent Director    Mgmt    For    Against

Accton Technology Corp.

   2345    06/13/2018    Y0002S109    6.6    Elect Chang Chih Ping with ID No. E101545XXX as Independent Director    Mgmt    For    For

Accton Technology Corp.

   2345    06/13/2018    Y0002S109    6.7    Elect Chen Shuh with ID No. P101989XXX as Independent Director    Mgmt    For    For

Accton Technology Corp.

   2345    06/13/2018    Y0002S109    6.8    Elect Lin Shiou Ling with ID No. A202924XXX as Independent Director    Mgmt    For    For

Accton Technology Corp.

   2345    06/13/2018    Y0002S109    6.9    Elect Chen Wei Zen with ID No. R101084XXX as Independent Director    Mgmt    For    For

Accton Technology Corp.

   2345    06/13/2018    Y0002S109    7    Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives    Mgmt    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Taiwan Paiho Co., Ltd.

   9938    06/14/2018    Y8431R105    1    Approve Financial Statements    Mgmt    For    For

Taiwan Paiho Co., Ltd.

   9938    06/14/2018    Y8431R105    2    Approve Profit Distribution    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Li Ning Company Ltd.

   2331    06/15/2018    G5496K124    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Li Ning Company Ltd.

   2331    06/15/2018    G5496K124    2.1a    Elect Li Ning as Director    Mgmt    For    For

Li Ning Company Ltd.

   2331    06/15/2018    G5496K124    2.1b    Elect Li Qilin as Director    Mgmt    For    For

Li Ning Company Ltd.

   2331    06/15/2018    G5496K124    2.1c    Elect Chan Chung Bun, Bunny as Director    Mgmt    For    For

Li Ning Company Ltd.

   2331    06/15/2018    G5496K124    2.2    Authorize Board to Fix the Remuneration of Directors    Mgmt    For    For

Li Ning Company Ltd.

   2331    06/15/2018    G5496K124    3    Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

Li Ning Company Ltd.

   2331    06/15/2018    G5496K124    4    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against

Li Ning Company Ltd.

   2331    06/15/2018    G5496K124    5    Authorize Repurchase of Issued Share Capital    Mgmt    For    For

Li Ning Company Ltd.

   2331    06/15/2018    G5496K124    6    Authorize Reissuance of Repurchased Shares    Mgmt    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

CCC SA

   CCC    06/19/2018    X5818P109    1    Open Meeting    Mgmt      

CCC SA

   CCC    06/19/2018    X5818P109    2    Elect Meeting Chairman    Mgmt    For    For

CCC SA

   CCC    06/19/2018    X5818P109    3    Acknowledge Proper Convening of Meeting    Mgmt      

CCC SA

   CCC    06/19/2018    X5818P109    4    Approve Agenda of Meeting    Mgmt    For    For

CCC SA

   CCC    06/19/2018    X5818P109    5    Receive Management Board Reports on Company’s and Group’s Operations and Standalone and Consolidated Financial Statements    Mgmt      

CCC SA

   CCC    06/19/2018    X5818P109    6.1    Receive Supervisory Board Opinion on Company’s Standing, Internal Controlling, Risk Management Systems, Compliance, and Internal Audit Function    Mgmt      

CCC SA

   CCC    06/19/2018    X5818P109    6.2    Receive Supervisory Board Reports on Management Board Reports on Company’s and Group’s Operations, Standalone and Consolidated Financial Statements, and Management Board’s Proposal on Income Allocation    Mgmt      

CCC SA

   CCC    06/19/2018    X5818P109    7    Approve Management Board Report on Company’s Operations and Financial Statements    Mgmt    For    For

CCC SA

   CCC    06/19/2018    X5818P109    8    Approve Management Board Report on Group’s Operations and Consolidated Financial Statements    Mgmt    For    For

CCC SA

   CCC    06/19/2018    X5818P109    9    Approve Appropriation of Supplementary Capital    Mgmt    For    For


Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

CCC SA

   CCC    06/19/2018    X5818P109    10    Approve Allocation of Income and Dividends of PLN 2.30 per Share    Mgmt    For    For

CCC SA

   CCC    06/19/2018    X5818P109    11.1    Approve Discharge of Dariusz Milek (CEO)    Mgmt    For    For

CCC SA

   CCC    06/19/2018    X5818P109    11.2    Approve Discharge of Mariusz Gnych (Deputy CEO)    Mgmt    For    For

CCC SA

   CCC    06/19/2018    X5818P109    11.3    Approve Discharge of Karol Poltorak (Deputy CEO)    Mgmt    For    For

CCC SA

   CCC    06/19/2018    X5818P109    11.4    Approve Discharge of Marcin Czyczerski (Deputy CEO)    Mgmt    For    For

CCC SA

   CCC    06/19/2018    X5818P109    11.5    Approve Discharge of Marcin Palazej (Deputy CEO)    Mgmt    For    For

CCC SA

   CCC    06/19/2018    X5818P109    11.6    Approve Discharge of Piotr Nowjalis (Deputy CEO)    Mgmt    For    For

CCC SA

   CCC    06/19/2018    X5818P109    12.1    Approve Discharge of Wieslaw Oles (Supervisory Board Chairman)    Mgmt    For    For

CCC SA

   CCC    06/19/2018    X5818P109    12.2    Approve Discharge of Marcin Murawski (Supervisory Board Member)    Mgmt    For    For

CCC SA

   CCC    06/19/2018    X5818P109    12.3    Approve Discharge of Jerzy Suchnicki (Supervisory Board Member)    Mgmt    For    For

CCC SA

   CCC    06/19/2018    X5818P109    12.4    Approve Discharge of Waldemar Jurkiewicz (Supervisory Board Member)    Mgmt    For    For

CCC SA

   CCC    06/19/2018    X5818P109    12.5    Approve Discharge of Miroslaw Stachowicz (Supervisory Board Member)    Mgmt    For    For

CCC SA

   CCC    06/19/2018    X5818P109    12.6    Approve Discharge of Piotr Nowjalis (Supervisory Board Member)    Mgmt    For    For

CCC SA

   CCC    06/19/2018    X5818P109    13    Approve Remuneration of Supervisory Board Members    Mgmt    For    For

CCC SA

   CCC    06/19/2018    X5818P109    14    Amend Statute    Mgmt    For    For

CCC SA

   CCC    06/19/2018    X5818P109    15    Amend Regulations on Supervisory Board    Mgmt    For    For

CCC SA

   CCC    06/19/2018    X5818P109    16    Close Meeting    Mgmt      

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Globant S.A.

   GLOB    06/20/2018    N/A       Annual Meeting Agenda    Mgmt      

Globant S.A.

   GLOB    06/20/2018    N/A    1    Receive Board’s and Auditor’s Reports    Mgmt      

Globant S.A.

   GLOB    06/20/2018    N/A    2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    3    Approve Financial Statements    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    4    Approve Allocation of Results    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    5    Approve Discharge of Directors    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    6    Approve Restricted Stock Plan    Mgmt    For    Against

Globant S.A.

   GLOB    06/20/2018    N/A    7    Approve Remuneration of Directors    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    8    Renew Appointment of Deloitte as Auditor for Annual Accounts    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    9    Appoint Deloitte & Co S.A. as Auditor for Consolidated Accounts    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    10    Elect Reelect Martín Migoya as Director    Mgmt    For    Against

Globant S.A.

   GLOB    06/20/2018    N/A    11    Reelect David J. Moore as Director    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    12    Reelect Philip A. Odeen as Director    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Parade Technologies Ltd.

   4966    06/21/2018    N/A    1    Approve Business Report    Mgmt    For    For

Parade Technologies Ltd.

   4966    06/21/2018    N/A    2    Approve Consolidated Financial Statements    Mgmt    For    For

Parade Technologies Ltd.

   4966    06/21/2018    N/A    3    Approve Profit Distribution    Mgmt    For    For

Parade Technologies Ltd.

   4966    06/21/2018    N/A    4    Approve Issuance of Restricted Stocks    Mgmt    For    Against

Parade Technologies Ltd.

   4966    06/21/2018    N/A    5    Amend Articles of Association    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Lite-On Technology Corp.

   2301    06/22/2018    Y5313K109    1    Approve Financial Statements    Mgmt    For    For

Lite-On Technology Corp.

   2301    06/22/2018    Y5313K109    2    Approve Profit Distribution    Mgmt    For    For

Lite-On Technology Corp.

   2301    06/22/2018    Y5313K109    3    Approve Cash Distribution from Capital Reserve    Mgmt    For    For

Lite-On Technology Corp.

   2301    06/22/2018    Y5313K109    4    Amend Articles of Association    Mgmt    For    For

Lite-On Technology Corp.

   2301    06/22/2018    Y5313K109    5    Amend Rules and Procedures for Election of Directors    Mgmt    For    For

Lite-On Technology Corp.

   2301    06/22/2018    Y5313K109    6    Approve Release of Restrictions of Competitive Activities of Directors    Mgmt    For    For

Lite-On Technology Corp.

   2301    06/22/2018    Y5313K109    7    Approve Waiver of Capital Increase in Spin-off Subsidiary Skyla Corp.    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    1    Approve 2017 Report of the Board of Directors    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    2    Approve 2017 Report of the Supervisory Committee    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    3    Approve 2017 Audited Financial Statements    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    4    Approve 2017 Profit Distribution Plan and Distribution of Final Dividend    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    5    Approve ShineWing (HK) CPA Limited and ShineWing Certified Public Accountant LLP as International and Domestic Auditors Respectively and Authorize Board to Fix Their Remuneration    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    6    Elect Tan Ruisong as Director, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    7    Elect Chen Yuanxian as Director, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    8    Elect Li Yao as Director, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    Against

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    9    Elect Wang Xuejun as Director, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    10    Elect He Zhiping as Director, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    11    Elect Patrick de Castelbajac as Director, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    Against

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    12    Elect Liu Renhuai as Director, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    Against

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    13    Elect Wang Jianxin as Director, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    14    Elect Liu Weiwu as Director, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    15    Elect Zheng Qiang as Supervisor, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    16    Elect Guo Guangxin as Supervisor, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    17    Other Business by Way of Ordinary Resolution    Mgmt    For    Against

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    18    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    19    Authorize Repurchase of Issued Share Capital    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    20    Amend Articles of Association    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    21    Other Business by Way of Special Resolution    Mgmt    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

V-Mart Retail Ltd.

   534976    06/29/2018    N/A    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

V-Mart Retail Ltd.

   534976    06/29/2018    N/A    2    Approve Dividend    Mgmt    For    For

V-Mart Retail Ltd.

   534976    06/29/2018    N/A    3    Reelect Madan Gopal Agarwal as Director    Mgmt    For    For

V-Mart Retail Ltd.

   534976    06/29/2018    N/A    4    Approve S.R. Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

V-Mart Retail Ltd.

   534976    06/29/2018    N/A    5    Approve Appointment and Remuneration of Snehal Shah as Sr. V. President- Operations    Mgmt    For    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): Ashmore Emerging Markets Frontier Equity Fund

 

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A       Meeting for ADR Holders    Mgmt      

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A       Ordinary and Extraordinary Meeting Agenda - Items 3, 4 and 5 are Extraordinary    Mgmt      

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A    1    Designate Two Shareholders to Sign Minutes of Meeting    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A    2    Authorize Increase in Capital via Issuance of 145 Million Class B Shares with Preemptive Rights    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A    3    Reduce Term for Exercise of Preemptive Right and Right of Shareholders to Increase Ownership by Subscribing to New Class B Shares up to Minimum Term of 10 Days    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A    4    Authorize Public Offering in Argentina and Overseas; Approve Listing of Shares on Bolsas y Mercados Argentinos SA, Mercado Abierto Electronico SA, NYSE and or Other Stock Exchanges    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A    5    Delegate to Board to Implement Capital Increase and Set Issuance Conditions, Request Public Offer and Listing of Shares, Enter into Agreements with Financial Institutions to Place Shares, Extend ADR Program and Implement Resolutions on Items 2, 3 and 4    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A    6    Authorize Execution of Procedures and Necessary Filings to Obtain Approvals, Administrative Conformities and Registrations, in According to Adopted Resolutions    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Commercial International Bank (Egypt) SAE

   COMI    07/18/2017    M25561107    1    Authorize Capitalization of Reserves for Bonus Issue Re: 1:4    Mgmt    For    Do Not Vote

Commercial International Bank (Egypt) SAE

   COMI    07/18/2017    M25561107    2    Approve Changes to Board Composition    Mgmt    For    Do Not Vote

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Safaricom Limited

   SCOM    09/15/2017    V74587102       Ordinary Business    Mgmt      

Safaricom Limited

   SCOM    09/15/2017    V74587102    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Safaricom Limited

   SCOM    09/15/2017    V74587102    2    Approve Final Dividend of KES 0.97 Per Share    Mgmt    For    For

Safaricom Limited

   SCOM    09/15/2017    V74587102    3.1    Reelect Susan Mudhune as Director    Mgmt    For    For

Safaricom Limited

   SCOM    09/15/2017    V74587102    3.2    Reelect Bitange Ndemo as Director    Mgmt    For    For

Safaricom Limited

   SCOM    09/15/2017    V74587102    4.1    Elect Susan Mudhune as Member of Audit Committee    Mgmt    For    For

Safaricom Limited

   SCOM    09/15/2017    V74587102    4.2    Elect Esther Koimett as Member of Audit Committee    Mgmt    For    For

Safaricom Limited

   SCOM    09/15/2017    V74587102    4.3    Elect John Otty as Member of Audit Committee    Mgmt    For    For

Safaricom Limited

   SCOM    09/15/2017    V74587102    4.4    Elect Bitange Ndemo as Member of Audit Committee    Mgmt    For    For

Safaricom Limited

   SCOM    09/15/2017    V74587102    5    Approve Remuneration of Directors    Mgmt    For    For

Safaricom Limited

   SCOM    09/15/2017    V74587102    6    Ratify Pricewaterhousecoopers as Auditors and Fix Their Remuneration    Mgmt    For    For

Safaricom Limited

   SCOM    09/15/2017    V74587102    7    Other Business    Mgmt    For    For

Safaricom Limited

   SCOM    09/15/2017    V74587102       Special Business    Mgmt      

Safaricom Limited

   SCOM    09/15/2017    V74587102    8    Change Company Name    Mgmt    For    For

Safaricom Limited

   SCOM    09/15/2017    V74587102    9.1    Amend Article 1 of Bylaws Re: Definition of VKL    Mgmt    For    For

Safaricom Limited

   SCOM    09/15/2017    V74587102    9.2    Amend Article 89 (a) of Bylaws Re: Board Size and Compostion    Mgmt    For    For

Safaricom Limited

   SCOM    09/15/2017    V74587102    9.3    Amend Article 102 of Bylaws Re: Quorum Requirements for Board Meetings    Mgmt    For    For

Safaricom Limited

   SCOM    09/15/2017    V74587102    9.4    Amend Article 103 of Bylaws Re: Directors’ Appointments    Mgmt    For    For

Safaricom Limited

   SCOM    09/15/2017    V74587102    9.5    Amend Article 108 of Bylaws Re: Board Members Appointed by VKL    Mgmt    For    For

Safaricom Limited

   SCOM    09/15/2017    V74587102    9.6    Amend Article 119 of Bylaws Re: Remove all References to Deputy Chairman, Election of Chairman    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Sampath Bank PLC

   SAMP-N-0000    10/06/2017    Y7470A106    1    Approve Issuance of Listed, Rated Unsecured Subordinated 5 Year Redeemable Debentures    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

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Pakistan Oilfields Limited

   POL    10/19/2017    Y66717102    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Pakistan Oilfields Limited

   POL    10/19/2017    Y66717102    2    Approve Final Cash Dividend    Mgmt    For    For

Pakistan Oilfields Limited

   POL    10/19/2017    Y66717102    3    Approve A.F. Ferguson and Co. as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    Against

Pakistan Oilfields Limited

   POL    10/19/2017    Y66717102    4    Other Business    Mgmt    For    Against

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Sampath Bank PLC

   SAMP-N-0000    10/20/2017    Y7470A106    1    Approve Rights Issue    Mgmt    For    For

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Ticker

  

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Emaar Properties PJSC

   EMAAR    10/21/2017    M4025S107       Extraordinary Business    Mgmt      

Emaar Properties PJSC

   EMAAR    10/21/2017    M4025S107    1    Approve Transfer of Certain Company Assets to Emaar Development LCC a Fully Owned Subsidiary    Mgmt    For    For

Emaar Properties PJSC

   EMAAR    10/21/2017    M4025S107    2    Approve Public Offering Up to 30 Percent of Shares in Subsidiary to be Listed on Dubai Financial Market    Mgmt    For    For

Emaar Properties PJSC

   EMAAR    10/21/2017    M4025S107    3    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For

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Oil & Gas Development Company Limited

   OGDC    10/24/2017    Y6448X107    1    Approve Minutes of Previous Meeting    Mgmt    For    For

Oil & Gas Development Company Limited

   OGDC    10/24/2017    Y6448X107    2    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Oil & Gas Development Company Limited

   OGDC    10/24/2017    Y6448X107    3    Approve Final Cash Dividend    Mgmt    For    For

Oil & Gas Development Company Limited

   OGDC    10/24/2017    Y6448X107    4    Approve Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

Oil & Gas Development Company Limited

   OGDC    10/24/2017    Y6448X107    5.1    Elect Muhammad Jalal Sikander Sultan as Director    Mgmt      

Oil & Gas Development Company Limited

   OGDC    10/24/2017    Y6448X107    5.2    Elect Aurangzeb Haque as Director    Mgmt      

Oil & Gas Development Company Limited

   OGDC    10/24/2017    Y6448X107    5.3    Elect Zahid Muzaffar as Director    Mgmt      

Oil & Gas Development Company Limited

   OGDC    10/24/2017    Y6448X107    5.4    Elect Abid Saeed as Director    Mgmt      

Oil & Gas Development Company Limited

   OGDC    10/24/2017    Y6448X107    5.5    Elect Athar Hussain Khan Sial as Director    Mgmt      

Oil & Gas Development Company Limited

   OGDC    10/24/2017    Y6448X107    5.6    Elect Iskander Mohammed Khan as Director    Mgmt      

Oil & Gas Development Company Limited

   OGDC    10/24/2017    Y6448X107    5.7    Elect Hamid Farooq as Director    Mgmt      

Oil & Gas Development Company Limited

   OGDC    10/24/2017    Y6448X107    5.8    Elect Zafar Masud as Director    Mgmt      

Oil & Gas Development Company Limited

   OGDC    10/24/2017    Y6448X107    5.9    Elect Rahmat Salam Khattak as Director    Mgmt      

Oil & Gas Development Company Limited

   OGDC    10/24/2017    Y6448X107    5.10    Elect Ahmed Omar Ahmedzai as Director    Mgmt      

Oil & Gas Development Company Limited

   OGDC    10/24/2017    Y6448X107    5.11    Elect Sohail Ahmed Khan as Director    Mgmt      

Oil & Gas Development Company Limited

   OGDC    10/24/2017    Y6448X107    6    Other Business    Mgmt    For    Against


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Maple Leaf Cement Factory Ltd

   MLCF    10/26/2017    Y5827A100    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Maple Leaf Cement Factory Ltd

   MLCF    10/26/2017    Y5827A100    2    Approve Final Cash Dividend    Mgmt    For    For

Maple Leaf Cement Factory Ltd

   MLCF    10/26/2017    Y5827A100    3    Approve KPMG Taseer Hadi and Co. as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

Maple Leaf Cement Factory Ltd

   MLCF    10/26/2017    Y5827A100    4    Approve Loan/Advanced to Kohinoor Textile Mills Ltd., Holding Company    Mgmt    For    Against

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D.G. Khan Cement Co.

   DGKC    10/28/2017    Y2057X116    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

D.G. Khan Cement Co.

   DGKC    10/28/2017    Y2057X116    2    Approve Final Cash Dividend    Mgmt    For    For

D.G. Khan Cement Co.

   DGKC    10/28/2017    Y2057X116    3    Approve Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

D.G. Khan Cement Co.

   DGKC    10/28/2017    Y2057X116    4.1    Approve Loan to Nishat Hotels and Properties Limited, Associate Company    Mgmt    For    Against

D.G. Khan Cement Co.

   DGKC    10/28/2017    Y2057X116    4.2    Authorize Distribution of Annual Audited Accounts in Soft Form    Mgmt    For    For

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Sampath Bank PLC

   SAMP-N-0000    02/26/2018    Y7470A106    1    Approve Issuance of 5 Year Listed, Rated, Unsecured, Subordinated, Redeemable, Basel III Compliant Debentures    Mgmt    For    For

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Commercial International Bank (Egypt) SAE

   COMI    03/04/2018    M25561107       Ordinary Business    Mgmt      

Commercial International Bank (Egypt) SAE

   COMI    03/04/2018    M25561107    1    Approve Board Report on Company Operations for FY 2017    Mgmt    For    Do Not Vote

Commercial International Bank (Egypt) SAE

   COMI    03/04/2018    M25561107    2    Approve Auditors’ Report on Company Financial Statements for FY 2017    Mgmt    For    Do Not Vote

Commercial International Bank (Egypt) SAE

   COMI    03/04/2018    M25561107    3    Accept Financial Statements and Statutory Reports for FY 2017    Mgmt    For    Do Not Vote

Commercial International Bank (Egypt) SAE

   COMI    03/04/2018    M25561107    4    Approve Allocation of Income for FY 2017 and Authorize Board to Fix and Distribute Employees’ Share in the Company’s Profits    Mgmt    For    Do Not Vote

Commercial International Bank (Egypt) SAE

   COMI    03/04/2018    M25561107    5    Authorize Capitalization of Reserves for Bonus Issue Re 1:4    Mgmt    For    Do Not Vote

Commercial International Bank (Egypt) SAE

   COMI    03/04/2018    M25561107    6    Approve Discharge of Directors for FY 2017 and Fix Their Remuneration for FY 2018    Mgmt    For    Do Not Vote

Commercial International Bank (Egypt) SAE

   COMI    03/04/2018    M25561107    7    Ratify Auditors and Fix Their Remuneration for FY 2018    Mgmt    For    Do Not Vote

Commercial International Bank (Egypt) SAE

   COMI    03/04/2018    M25561107    8    Approve Charitable Donations for FY 2017 and FY 2018    Mgmt    For    Do Not Vote

Commercial International Bank (Egypt) SAE

   COMI    03/04/2018    M25561107    9    Approve Remuneration of Committee Members for FY 2018    Mgmt    For    Do Not Vote

Commercial International Bank (Egypt) SAE

   COMI    03/04/2018    M25561107    10    Approve Changes to Board Composition    Mgmt    For    Do Not Vote

Commercial International Bank (Egypt) SAE

   COMI    03/04/2018    M25561107    11    Approve Related Party Transactions    Mgmt    For    Do Not Vote

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Sampath Bank PLC

   SAMP-N-0000    03/07/2018    Y7470A106    1    Approve Rights Issue    Mgmt    For    For

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ADES International Holding Ltd.

   ADES    03/18/2018    N/A       Ordinary Business    Mgmt      

ADES International Holding Ltd.

   ADES    03/18/2018    N/A    1    Approve USD 2 Million Share Issuance without Preemptive Rights    Mgmt    For    For

ADES International Holding Ltd.

   ADES    03/18/2018    N/A    2    Approve Increase in Share Capital Up to 2 Million New Ordinary Shares in Connection with Acquisition    Mgmt    For    For

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Al Rajhi Bank

   1120    03/25/2018    M0R60D105       Ordinary Business    Mgmt      

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    1    Approve Board Report on Company Operations for FY 2017    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    2    Accept Financial Statements and Statutory Reports for FY 2017    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    3    Approve Auditors’ Report on Company Financial Statements for FY 2017    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    4    Approve Discharge of Directors for FY 2017    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    5    Approve Dividends of SAR 1.5 for First Half of FY 2017    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    6    Approve Dividends of SAR 2.5 for Second Half of FY 2017    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    7    Approve Dividend Distribution Policy    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    8    Ratify Auditors and Fix Their Remuneration for FY 2018    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    9    Approve Remuneration of Directors for FY 2017    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    10    Approve Related Party Transactions Re: Fursan Travel    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    11    Approve Related Party Transactions Re: Saudi Telecom Company    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    12    Approve Related Party Transactions Re: Saudi Telecom Company    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    13    Approve Related Party Transactions Re: Saudi Telecom Company    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    14    Approve Related Party Transactions Re: Arabian Internet and Communication Services Company    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    15    Approve Related Party Transactions Re: Global Beverage Company    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    16    Approve Related Party Transactions Re: Panda Retail Company    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    17    Approve Related Party Transactions Re: Al Rajhi Investment    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    18    Approve Related Party Transactions Re: Al Rajhi Investment    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    19    Approve Related Party Transactions Re: Al Rajhi Investment    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    20    Approve Related Party Transactions Re: Abdullah Al Rajhi    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    21    Approve Related Party Transactions Re: Abdullah Al Rajhi    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    22    Approve Related Party Transactions Re: Saudi Telecom Company    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    23    Approve Related Party Transactions Re: Saudi Telecom Company    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    24    Approve Related Party Transactions Re: Al Rajhi Takaful    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    25    Approve Related Party Transactions Re: Al Rajhi Takaful    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    26    Elect Members of Audit Committee    Mgmt    For    For

Al Rajhi Bank

   1120    03/25/2018    M0R60D105    27    Elect Shariah Supervisory Board Members    Mgmt    For    For

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Centamin Plc

   CEY    03/26/2018    Q2159B110    1.0    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Centamin Plc

   CEY    03/26/2018    Q2159B110    2.0    Approve Final Dividend    Mgmt    For    For

Centamin Plc

   CEY    03/26/2018    Q2159B110    3.1    Approve Remuneration Report    Mgmt    For    Against

Centamin Plc

   CEY    03/26/2018    Q2159B110    3.2    Approve Remuneration Policy    Mgmt    For    Against

Centamin Plc

   CEY    03/26/2018    Q2159B110    4.0    Approve Increase in the Maximum Aggregate Amount of Fees Payable to Directors    Mgmt    For    For

Centamin Plc

   CEY    03/26/2018    Q2159B110    5.1    Re-elect Josef El-Raghy as Director    Mgmt    For    For

Centamin Plc

   CEY    03/26/2018    Q2159B110    5.2    Re-elect Andrew Pardey as Director    Mgmt    For    For

Centamin Plc

   CEY    03/26/2018    Q2159B110    5.3    Elect Ross Jerrard as Director    Mgmt    For    For

Centamin Plc

   CEY    03/26/2018    Q2159B110    5.4    Re-elect Edward Haslam as Director    Mgmt    For    For

Centamin Plc

   CEY    03/26/2018    Q2159B110    5.5    Elect Alison Baker as Director    Mgmt    For    For

Centamin Plc

   CEY    03/26/2018    Q2159B110    5.6    Re-elect Mark Arnesen as Director    Mgmt    For    For


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Centamin Plc

   CEY    03/26/2018    Q2159B110    5.7    Re-elect Mark Bankes as Director    Mgmt    For    For

Centamin Plc

   CEY    03/26/2018    Q2159B110    6.1    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For

Centamin Plc

   CEY    03/26/2018    Q2159B110    6.2    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For

Centamin Plc

   CEY    03/26/2018    Q2159B110    7.0    Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For

Centamin Plc

   CEY    03/26/2018    Q2159B110    8.1    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For

Centamin Plc

   CEY    03/26/2018    Q2159B110    8.2    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For

Centamin Plc

   CEY    03/26/2018    Q2159B110    9.0    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For

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Emirates NBD PJSC

   EMIRATESNBD    03/27/2018    M4029Z107       Ordinary Business    Mgmt      

Emirates NBD PJSC

   EMIRATESNBD    03/27/2018    M4029Z107    1    Approve Board Report on Company Operations for FY 2017    Mgmt    For    For

Emirates NBD PJSC

   EMIRATESNBD    03/27/2018    M4029Z107    2    Approve Auditors’ Report on Company Financial Statements for FY 2017    Mgmt    For    For

Emirates NBD PJSC

   EMIRATESNBD    03/27/2018    M4029Z107    3    Accept Consolidated Financial Statements and Statutory Reports for FY 2017    Mgmt    For    For

Emirates NBD PJSC

   EMIRATESNBD    03/27/2018    M4029Z107    4    Approve Dividends of AED 0.40 per Share for FY 2017    Mgmt    For    For

Emirates NBD PJSC

   EMIRATESNBD    03/27/2018    M4029Z107    5    Approve Remuneration of Directors    Mgmt    For    Against

Emirates NBD PJSC

   EMIRATESNBD    03/27/2018    M4029Z107    6    Approve Discharge of Directors for FY 2017    Mgmt    For    For

Emirates NBD PJSC

   EMIRATESNBD    03/27/2018    M4029Z107    7    Approve Discharge of Auditors for FY 2017    Mgmt    For    For

Emirates NBD PJSC

   EMIRATESNBD    03/27/2018    M4029Z107    8    Ratify Auditors and Fix Their Remuneration for FY 2018    Mgmt    For    For

Emirates NBD PJSC

   EMIRATESNBD    03/27/2018    M4029Z107       Extraordinary Business    Mgmt      

Emirates NBD PJSC

   EMIRATESNBD    03/27/2018    M4029Z107    9    Approve Board Proposal Re: Non-convertible Securities to be Issued by the Company    Mgmt    For    For

Emirates NBD PJSC

   EMIRATESNBD    03/27/2018    M4029Z107    10    Amend Article 6.a of Bylaws Re: Stock Ownership to UAE Nationals of 80 Percent    Mgmt    For    For

Emirates NBD PJSC

   EMIRATESNBD    03/27/2018    M4029Z107    11    Approve Increase Share Capital Up to AED 7.35 Billion through Issuance of New Shares    Mgmt    For    For

Issuer Name

  

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Date

  

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Military Commercial Joint Stock Bank

   MBB    03/29/2018    N/A    1    Approve 2017 Report of Board of Directors and 2018 Plan    Mgmt    For    For

Military Commercial Joint Stock Bank

   MBB    03/29/2018    N/A    2    Approve Report of Management on 2017 Business Performance    Mgmt    For    For

Military Commercial Joint Stock Bank

   MBB    03/29/2018    N/A    3    Approve Report of Supervisory Board    Mgmt    For    For

Military Commercial Joint Stock Bank

   MBB    03/29/2018    N/A    4    Approve 2018 Use of Owner’s Equity    Mgmt    For    For

Military Commercial Joint Stock Bank

   MBB    03/29/2018    N/A    5    Approve Increase in Share Capital    Mgmt    For    For

Military Commercial Joint Stock Bank

   MBB    03/29/2018    N/A    6    Amend Articles of Association    Mgmt    For    For

Military Commercial Joint Stock Bank

   MBB    03/29/2018    N/A    7    Approve Election of Additional Supervisors    Mgmt    For    For

Military Commercial Joint Stock Bank

   MBB    03/29/2018    N/A    8    Elect Additional Supervisors    Mgmt    For    For

Military Commercial Joint Stock Bank

   MBB    03/29/2018    N/A    9    Other Business    Mgmt    For    For

Issuer Name

  

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Date

  

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Cast

Sampath Bank PLC

   SAMP-N-0000    03/29/2018    Y7470A106    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Sampath Bank PLC

   SAMP-N-0000    03/29/2018    Y7470A106    2    Approve First and Final Dividend    Mgmt    For    For

Sampath Bank PLC

   SAMP-N-0000    03/29/2018    Y7470A106    3    Ratify Appointment of Yonmerenne Simon Hewage Rushanka Sulakshana Silva as Director    Mgmt    For    For

Sampath Bank PLC

   SAMP-N-0000    03/29/2018    Y7470A106    4    Reelect Sanjiva Senanayake as Director    Mgmt    For    For

Sampath Bank PLC

   SAMP-N-0000    03/29/2018    Y7470A106    5    Reelect Annika Senanayake as Director    Mgmt    For    For

Sampath Bank PLC

   SAMP-N-0000    03/29/2018    Y7470A106    6    Reelect Saumya Amarasekera as Director    Mgmt    For    For

Sampath Bank PLC

   SAMP-N-0000    03/29/2018    Y7470A106    7    Reelect Channa Palansuriya as Director    Mgmt    For    For

Sampath Bank PLC

   SAMP-N-0000    03/29/2018    Y7470A106    8    Approve Charitable Donations    Mgmt    For    Against

Sampath Bank PLC

   SAMP-N-0000    03/29/2018    Y7470A106    9    Approve Ernst and Young as Auditors and Authorize Board to Fix their Remuneration    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

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Number

  

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Proponent

  

Mgmt
Rec

  

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Cast

United Bank Limited

   UBL    03/31/2018    Y91486103    1    Approve Minutes of Previous Meeting    Mgmt    For    For

United Bank Limited

   UBL    03/31/2018    Y91486103    2    Accept Financial Statements and Statutory Reports    Mgmt    For    For

United Bank Limited

   UBL    03/31/2018    Y91486103    3    Approve Final Cash Dividend    Mgmt    For    For

United Bank Limited

   UBL    03/31/2018    Y91486103    4    Approve A.F. Ferguson & Co. and KPMG Taseer Hadi & Co. as Joint Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

United Bank Limited

   UBL    03/31/2018    Y91486103    5    Approve Remuneration of Non-Executive Directors    Mgmt    For    For

United Bank Limited

   UBL    03/31/2018    Y91486103    6    Approve Conversion of Term Finance Certificates to Shares    Mgmt    For    For

United Bank Limited

   UBL    03/31/2018    Y91486103    7    Other Business    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Vietnam Dairy Products JSC

   VNM    03/31/2018    Y9365V104    1    Approve 2017 Audited Financial Statements    Mgmt    For    For

Vietnam Dairy Products JSC

   VNM    03/31/2018    Y9365V104    2    Approve 2017 Reports of Board of Directors    Mgmt    For    For

Vietnam Dairy Products JSC

   VNM    03/31/2018    Y9365V104    3    Approve Allocation of 2017 Income and Dividends    Mgmt    For    For

Vietnam Dairy Products JSC

   VNM    03/31/2018    Y9365V104    4    Approve 2018 Business Plan and Expected 2018 Income Allocation and Dividends    Mgmt    For    For

Vietnam Dairy Products JSC

   VNM    03/31/2018    Y9365V104    5    Ratify Auditors    Mgmt    For    For

Vietnam Dairy Products JSC

   VNM    03/31/2018    Y9365V104    6    Approve Increase in Size of Board of Directors    Mgmt    For    For

Vietnam Dairy Products JSC

   VNM    03/31/2018    Y9365V104    7    Approve 2018 Remuneration of Board of Directors    Mgmt    For    For

Vietnam Dairy Products JSC

   VNM    03/31/2018    Y9365V104    8    Approve Issuance and Listing of Bonus Shares to Increase Share Capital    Mgmt    For    For

Vietnam Dairy Products JSC

   VNM    03/31/2018    Y9365V104    9    Amend Articles of Association    Mgmt    For    For

Vietnam Dairy Products JSC

   VNM    03/31/2018    Y9365V104    10    Amend Company’s Corporate Governance Policy    Mgmt    For    For

Vietnam Dairy Products JSC

   VNM    03/31/2018    Y9365V104    11    Elect Alain Xavier Cany as Director    Mgmt    For    For

Vietnam Dairy Products JSC

   VNM    03/31/2018    Y9365V104    12    Other Business    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Aramex PJSC

   ARMX    04/08/2018    M1463Z106    1    Approve Board Report on Company Operations for FY 2017    Mgmt    For    For

Aramex PJSC

   ARMX    04/08/2018    M1463Z106    2    Approve Auditors’ Report on Company Financial Statements for FY 2017    Mgmt    For    For

Aramex PJSC

   ARMX    04/08/2018    M1463Z106    3    Accept Financial Statements and Statutory Reports for FY 2017    Mgmt    For    For

Aramex PJSC

   ARMX    04/08/2018    M1463Z106    4    Approve Dividends Up to 16.30 Percent of the Paid up Capital for FY 2017    Mgmt    For    For

Aramex PJSC

   ARMX    04/08/2018    M1463Z106    5    Approve Remuneration of Directors    Mgmt    For    For

Aramex PJSC

   ARMX    04/08/2018    M1463Z106    6    Approve Discharge of Directors for FY 2017    Mgmt    For    For

Aramex PJSC

   ARMX    04/08/2018    M1463Z106    7    Elect Mohamed AlAbbar as Director    Mgmt    For    For

Aramex PJSC

   ARMX    04/08/2018    M1463Z106    8    Approve Discharge of Auditors for FY 2017    Mgmt    For    For

Aramex PJSC

   ARMX    04/08/2018    M1463Z106    9    Ratify Auditors and Fix Their Remuneration for FY 2018    Mgmt    For    For


Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

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Mgmt
Rec

  

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Cast

BBVA Banco Frances S.A.

   FRAN    04/10/2018    P1624B102       Meeting for ADR Holders    Mgmt      

BBVA Banco Frances S.A.

   FRAN    04/10/2018    P1624B102       Ordinary and Extraordinary Meeting Agenda - Items 2, 3, 4 and 13 are Extraordinary    Mgmt      

BBVA Banco Frances S.A.

   FRAN    04/10/2018    P1624B102    1    Designate Two Shareholders to Sign Minutes of Meeting    Mgmt    For    For

BBVA Banco Frances S.A.

   FRAN    04/10/2018    P1624B102    2    Consider Financial Statements and Statutory Reports    Mgmt    For    For

BBVA Banco Frances S.A.

   FRAN    04/10/2018    P1624B102    3    Consider Discharge of Directors, General Manager and Internal Statutory Auditors Committee (Comision Fiscalizadora)    Mgmt    For    For

BBVA Banco Frances S.A.

   FRAN    04/10/2018    P1624B102    4    Consider Allocation of Income; Approve Treatment of Unassigned Results by ARS 3.88 Billion; Approve Allocation of ARS 775.65 Million to Legal Reserve, ARS 970 Million to Cash Dividend Distribution and ARS 2.13 Billion to Discretionary Reserve    Mgmt    For    For

BBVA Banco Frances S.A.

   FRAN    04/10/2018    P1624B102    5    Approve Remuneration of Directors    Mgmt    For    For

BBVA Banco Frances S.A.

   FRAN    04/10/2018    P1624B102    6    Consider Remuneration of Internal Statutory Auditors Committee (Comision Fiscalizadora)    Mgmt    For    For

BBVA Banco Frances S.A.

   FRAN    04/10/2018    P1624B102    7    Fix Number of and Elect Directors    Mgmt    For    Against

BBVA Banco Frances S.A.

   FRAN    04/10/2018    P1624B102    8    Elect Three Members and Three Alternate Members of Internal Statutory Auditors Committee (Comision Fiscalizadora)    Mgmt    For    For

BBVA Banco Frances S.A.

   FRAN    04/10/2018    P1624B102    9    Approve Remuneration of Auditors    Mgmt    For    For

BBVA Banco Frances S.A.

   FRAN    04/10/2018    P1624B102    10    Appoint Auditors    Mgmt    For    For

BBVA Banco Frances S.A.

   FRAN    04/10/2018    P1624B102    11    Approve Budget of Audit Committee    Mgmt    For    For

BBVA Banco Frances S.A.

   FRAN    04/10/2018    P1624B102    12    Consider Extension of Term of Global Program for Issuance of Negotiable Obligations for up to USD 750 Million; Renew Powers to Board to Set Terms and Conditions of Issuance    Mgmt    For    For

BBVA Banco Frances S.A.

   FRAN    04/10/2018    P1624B102    13    Consider Global Programs of Issuance of Debt Securities with Amortization Period of up to One Year (VCP) for up to USD 250 Million; Set Terms and Conditions of VCP Program; Approve Granting of Powers to Board    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Guaranty Trust Bank Plc

   GUARANTY    04/10/2018    V41619103       Ordinary Business    Mgmt      

Guaranty Trust Bank Plc

   GUARANTY    04/10/2018    V41619103    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Guaranty Trust Bank Plc

   GUARANTY    04/10/2018    V41619103    2    Approve Dividend of NGN 2.40 Per Share    Mgmt    For    For

Guaranty Trust Bank Plc

   GUARANTY    04/10/2018    V41619103    3    Elect Victoria Osondu Adefala as Independent Non-Executive Director    Mgmt    For    For

Guaranty Trust Bank Plc

   GUARANTY    04/10/2018    V41619103    4    Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For

Guaranty Trust Bank Plc

   GUARANTY    04/10/2018    V41619103    5    Elect Members of Audit Committee    Mgmt    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

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Mgmt
Rec

  

Vote

Cast

Arabian Food Industries Ltd DOMTY

   DOMT    04/19/2018    N/A    1    Approve Board Report on Company Operations for FY 2017    Mgmt    For    For

Arabian Food Industries Ltd DOMTY

   DOMT    04/19/2018    N/A    2    Approve Auditors’ Report on Company Financial Statements for FY 2017    Mgmt    For    For

Arabian Food Industries Ltd DOMTY

   DOMT    04/19/2018    N/A    3    Accept Financial Statements and Statutory Reports for FY 2017    Mgmt    For    For

Arabian Food Industries Ltd DOMTY

   DOMT    04/19/2018    N/A    4    Approve Allocation of Income and Dividends for FY 2017    Mgmt    For    For

Arabian Food Industries Ltd DOMTY

   DOMT    04/19/2018    N/A    5    Approve Discharge of Chairman and Directors for FY 2017 and Elect Directors    Mgmt    For    For

Arabian Food Industries Ltd DOMTY

   DOMT    04/19/2018    N/A    6    Approve Sitting and Travel Fees of Directors for FY 2018    Mgmt    For    For

Arabian Food Industries Ltd DOMTY

   DOMT    04/19/2018    N/A    7    Ratify Auditors and Fix Their Remuneration for FY 2018    Mgmt    For    For

Arabian Food Industries Ltd DOMTY

   DOMT    04/19/2018    N/A    8    Approve Charitable Donations for FY 2018    Mgmt    For    For

Arabian Food Industries Ltd DOMTY

   DOMT    04/19/2018    N/A    9    Approve Related Party Transactions for FY 2017    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

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Mgmt
Rec

  

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Cast

International Container Terminal Services, Inc.

   ICT    04/19/2018    Y41157101    3    Approve Minutes of the Annual Stockholders’ Meeting Held on April 20, 2017    Mgmt    For    For

International Container Terminal Services, Inc.

   ICT    04/19/2018    Y41157101    4    Presentation of Chairman’s Report    Mgmt    For    For

International Container Terminal Services, Inc.

   ICT    04/19/2018    Y41157101    5    Approve the Chairman’s Report and the 2017 Audited Financial Statements    Mgmt    For    For

International Container Terminal Services, Inc.

   ICT    04/19/2018    Y41157101    6    Ratify the Acts, Contracts, Investments, and Resolutions of the Board of Directors and Management Since the Last Annual Stockholders’ Meeting    Mgmt    For    For

International Container Terminal Services, Inc.

   ICT    04/19/2018    Y41157101       Elect 7 Directors by Cumulative Voting    Mgmt      

International Container Terminal Services, Inc.

   ICT    04/19/2018    Y41157101    7.1    Elect Enrique K. Razon, Jr. as Director    Mgmt    For    For

International Container Terminal Services, Inc.

   ICT    04/19/2018    Y41157101    7.2    Elect Jon Ramon M. Aboitiz as Director    Mgmt    For    Against

International Container Terminal Services, Inc.

   ICT    04/19/2018    Y41157101    7.3    Elect Octavio Victor R. Espiritu as Director    Mgmt    For    For

International Container Terminal Services, Inc.

   ICT    04/19/2018    Y41157101    7.4    Elect Joseph R. Higdon as Director    Mgmt    For    For

International Container Terminal Services, Inc.

   ICT    04/19/2018    Y41157101    7.5    Elect Jose C. Ibazeta as Director    Mgmt    For    Against

International Container Terminal Services, Inc.

   ICT    04/19/2018    Y41157101    7.6    Elect Stephen A. Paradies as Director    Mgmt    For    Against

International Container Terminal Services, Inc.

   ICT    04/19/2018    Y41157101    7.7    Elect Andres Soriano III as Director    Mgmt    For    Against

International Container Terminal Services, Inc.

   ICT    04/19/2018    Y41157101    8    Appoint External Auditors    Mgmt    For    For

International Container Terminal Services, Inc.

   ICT    04/19/2018    Y41157101    9    Approve Other Matters    Mgmt    For    Against

International Container Terminal Services, Inc.

   ICT    04/19/2018    Y41157101    10    Adjournment    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Halyk Savings Bank Of Kazakhstan JSC

   HSBK    04/20/2018    46627J302       Meeting for GDR Holders    Mgmt      

Halyk Savings Bank Of Kazakhstan JSC

   HSBK    04/20/2018    46627J302       Annual Meeting of Shareholders    Mgmt      

Halyk Savings Bank Of Kazakhstan JSC

   HSBK    04/20/2018    46627J302    1    Approve Meeting Agenda    Mgmt    For    For

Halyk Savings Bank Of Kazakhstan JSC

   HSBK    04/20/2018    46627J302    2    Approve Financial Statement for Fiscal 2017    Mgmt    For    For

Halyk Savings Bank Of Kazakhstan JSC

   HSBK    04/20/2018    46627J302    3    Approve Allocation of Income and Dividends    Mgmt    For    For

Halyk Savings Bank Of Kazakhstan JSC

   HSBK    04/20/2018    46627J302    4    Approve Absorption of Kazkommertsbank JSC    Mgmt    For    For

Halyk Savings Bank Of Kazakhstan JSC

   HSBK    04/20/2018    46627J302    5    Approve Shares Exchange Ratio Re: Absorption of Kazkommertsbank JSC    Mgmt    For    For

Halyk Savings Bank Of Kazakhstan JSC

   HSBK    04/20/2018    46627J302    6    Approve Merger Draft Agreement Re: Absorption of Kazkommertsbank JSC    Mgmt    For    For

Halyk Savings Bank Of Kazakhstan JSC

   HSBK    04/20/2018    46627J302    7    Approve Board of Directors’ Report    Mgmt    For    For

Halyk Savings Bank Of Kazakhstan JSC

   HSBK    04/20/2018    46627J302    8    Approve Information on Remuneration of Management Board and Board of Directors    Mgmt    For    For

Halyk Savings Bank Of Kazakhstan JSC

   HSBK    04/20/2018    46627J302    9    Approve Results of Shareholders Appeals on Actions of Company and Its Officials    Mgmt    For    For

Halyk Savings Bank Of Kazakhstan JSC

   HSBK    04/20/2018    46627J302       Joint Extraordinary Meeting of Shareholders of Halyk Savings Bank Of Kazakhstan JSC and Kazkommertsbank JSC    Mgmt      

Halyk Savings Bank Of Kazakhstan JSC

   HSBK    04/20/2018    46627J302    1    Approve Meeting Agenda    Mgmt    For    For

Halyk Savings Bank Of Kazakhstan JSC

   HSBK    04/20/2018    46627J302    2    Approve Term of Office and Size of Vote Counting Commission    Mgmt    For    For

Halyk Savings Bank Of Kazakhstan JSC

   HSBK    04/20/2018    46627J302    3    Approve Absorption of Kazkommertsbank JSC    Mgmt    For    For

Halyk Savings Bank Of Kazakhstan JSC

   HSBK    04/20/2018    46627J302    4    Approve Shares Exchange Ratio Re: Absorption of Kazkommertsbank JSC    Mgmt    For    For

Halyk Savings Bank Of Kazakhstan JSC

   HSBK    04/20/2018    46627J302    5    Approve Merger Agreement Re: Absorption of Kazkommertsbank JSC    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Emaar Malls Group PJSC

   EMAARMALLS    04/23/2018    N/A       Ordinary Business    Mgmt      

Emaar Malls Group PJSC

   EMAARMALLS    04/23/2018    N/A    1    Approve Board Report on Company Operations for FY 2017    Mgmt    For    For

Emaar Malls Group PJSC

   EMAARMALLS    04/23/2018    N/A    2    Approve Auditors’ Report on Company Financial Statements for FY 2017    Mgmt    For    For

Emaar Malls Group PJSC

   EMAARMALLS    04/23/2018    N/A    3    Accept Financial Statements and Statutory Reports for FY 2017    Mgmt    For    For

Emaar Malls Group PJSC

   EMAARMALLS    04/23/2018    N/A    4    Approve Dividends of AED 0.10 per Share for FY 2017    Mgmt    For    For

Emaar Malls Group PJSC

   EMAARMALLS    04/23/2018    N/A    5    Approve Remuneration of Directors and Vice Chairman of AED 650,000 Each, and for Chairman Up to AED 1 Million for FY 2017    Mgmt    For    For

Emaar Malls Group PJSC

   EMAARMALLS    04/23/2018    N/A    6    Approve Discharge of Directors for FY 2017    Mgmt    For    For

Emaar Malls Group PJSC

   EMAARMALLS    04/23/2018    N/A    7    Approve Discharge of Auditors for FY 2017    Mgmt    For    For


Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Emaar Malls Group PJSC

   EMAARMALLS    04/23/2018    N/A    8    Ratify Auditors and Fix Their Remuneration for FY 2018    Mgmt    For    For

Emaar Malls Group PJSC

   EMAARMALLS    04/23/2018    N/A    9    Allow Directors to Engage in Commercial Transactions with Other Companies    Mgmt    For    For

Emaar Malls Group PJSC

   EMAARMALLS    04/23/2018    N/A       Extraordinary Business    Mgmt      

Emaar Malls Group PJSC

   EMAARMALLS    04/23/2018    N/A    10    Amend Articles 29 of Bylaws Re: Resolutions by Circulation    Mgmt    For    For

Emaar Malls Group PJSC

   EMAARMALLS    04/23/2018    N/A    11    Approve the Company’s Employees Incentive Shares Scheme    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

United Bank for Africa Plc

   UBA    04/23/2018    V9T62Y106       Ordinary Business    Mgmt      

United Bank for Africa Plc

   UBA    04/23/2018    V9T62Y106    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

United Bank for Africa Plc

   UBA    04/23/2018    V9T62Y106    2    Approve Dividend    Mgmt    For    For

United Bank for Africa Plc

   UBA    04/23/2018    V9T62Y106    3    Elect Directors (Bundled)    Mgmt    For    For

United Bank for Africa Plc

   UBA    04/23/2018    V9T62Y106    4    Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For

United Bank for Africa Plc

   UBA    04/23/2018    V9T62Y106    5    Elect Members of Audit Committee    Mgmt    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Grupo Financiero Galicia S.A.

   GGAL    04/24/2018    P49525101       Meeting for ADR Holders    Mgmt      

Grupo Financiero Galicia S.A.

   GGAL    04/24/2018    P49525101       Ordinary and Extraordinary Meeting Agenda - Item 4 is Extraordinary    Mgmt      

Grupo Financiero Galicia S.A.

   GGAL    04/24/2018    P49525101    1    Designate Two Shareholders to Sign Minutes of Meeting    Mgmt    For    For

Grupo Financiero Galicia S.A.

   GGAL    04/24/2018    P49525101    2    Present Business Affairs of Subsidiary Banco de Galicia y Buenos Aires SA; Determine Grupo Financiero Galicia’s Position Regarding Banco Galicia’s Next AGM    Mgmt    For    For

Grupo Financiero Galicia S.A.

   GGAL    04/24/2018    P49525101    3    Consider Financial Statements and Statutory Reports    Mgmt    For    For

Grupo Financiero Galicia S.A.

   GGAL    04/24/2018    P49525101    4    Approve Allocation of Income, Increase to Discretionary Reserve and Dividends    Mgmt    For    For

Grupo Financiero Galicia S.A.

   GGAL    04/24/2018    P49525101    5    Approve Discharge of Directors and Internal Statutory Auditors Committee (Comision Fiscalizadora)    Mgmt    For    For

Grupo Financiero Galicia S.A.

   GGAL    04/24/2018    P49525101    6    Approve Remuneration of Internal Statutory Auditors Committee (Comision Fiscalizadora)    Mgmt    For    For

Grupo Financiero Galicia S.A.

   GGAL    04/24/2018    P49525101    7    Approve Remuneration of Directors    Mgmt    For    For

Grupo Financiero Galicia S.A.

   GGAL    04/24/2018    P49525101    8    Approve Advance Remuneration of Directors up to the Amount Determined by AGM    Mgmt    For    For

Grupo Financiero Galicia S.A.

   GGAL    04/24/2018    P49525101    9    Elect Three Members of Internal Statutory Auditors Committee (Comision Fiscalizadora) and Their Respective Alternates for One-Year Term    Mgmt    For    For

Grupo Financiero Galicia S.A.

   GGAL    04/24/2018    P49525101    10    Fix Number of and Elect Directors    Mgmt    For    For

Grupo Financiero Galicia S.A.

   GGAL    04/24/2018    P49525101    11    Approve Remuneration of Auditors    Mgmt    For    For

Grupo Financiero Galicia S.A.

   GGAL    04/24/2018    P49525101    12    Elect Principal and Alternate Auditors    Mgmt    For    For

Grupo Financiero Galicia S.A.

   GGAL    04/24/2018    P49525101    13    Delegate Powers to Board to Set Terms and Conditions of Global Program for Issuance of Negotiable Non-Convertible Obligations    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

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CUSIP

  

Proposal
Number

  

Proposal Text

  

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Rec

  

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Cast

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A       Meeting for ADR Holders    Mgmt      

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A       Ordinary and Extraordinary Meeting Agenda - Item 13 is Extraordinary    Mgmt      

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    1    Designate Two Shareholders to Sign Minutes of Meeting    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    2    Consider Financial Statements and Statutory Reports    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    3    Consider Discharge of Directors    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    4    Consider Discharge of Internal Statutory Auditors Committee (Comision Fiscalizadora)    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    5    Consider Remuneration of Directors    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    6    Consider Remuneration of Internal Statutory Auditors Committee (Comision Fiscalizadora)    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    7    Fix Number of and Elect Directors and Alternates    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    8    Elect Members of Internal Statutory Auditors Committee (Comision Fiscalizadora)    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    9    Consider Allocation of Income, Increase of Discretionary Reserve and Dividend Distribution    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    10    Approve Remuneration of Auditors    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    11    Elect Principal and Alternate Auditors    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    12    Approve Budget of Audit Committee    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    13    Amend Section G of Article 6 and Article 16; Consolidate Bylaws    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    14    Approve Granting of Powers    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

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CUSIP

  

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Number

  

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Rec

  

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Cast

Banca Transilvania Cluj S.A.

   TLV    04/25/2018    X0308Q105       Ordinary Business    Mgmt      

Banca Transilvania Cluj S.A.

   TLV    04/25/2018    X0308Q105    1    Approve Financial Statements for Fiscal Year 2017    Mgmt    For    For

Banca Transilvania Cluj S.A.

   TLV    04/25/2018    X0308Q105    2    Approve Allocation of Income and Dividends of RON 0.1405063951 per Share    Mgmt    For    For

Banca Transilvania Cluj S.A.

   TLV    04/25/2018    X0308Q105    3    Approve Discharge of Directors    Mgmt    For    For

Banca Transilvania Cluj S.A.

   TLV    04/25/2018    X0308Q105    4    Approve Provisionary Budget and Investment Plan for Fiscal Year 2018    Mgmt    For    For

Banca Transilvania Cluj S.A.

   TLV    04/25/2018    X0308Q105    5    Approve Remuneration of Directors, Including General Limit for Additional Remuneration of Directors and Executives    Mgmt    For    Against

Banca Transilvania Cluj S.A.

   TLV    04/25/2018    X0308Q105    6    Elect Directors    Mgmt    For    Against

Banca Transilvania Cluj S.A.

   TLV    04/25/2018    X0308Q105    7    Approve Record Date and Ex-Date    Mgmt    For    For

Banca Transilvania Cluj S.A.

   TLV    04/25/2018    X0308Q105    8    Approve Dividends’ Payment Date    Mgmt    For    For

Banca Transilvania Cluj S.A.

   TLV    04/25/2018    X0308Q105    9    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

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Number

  

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Rec

  

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Cast

Banca Transilvania Cluj S.A.

   TLV    04/25/2018    X0308Q105       Extraordinary Business    Mgmt      

Banca Transilvania Cluj S.A.

   TLV    04/25/2018    X0308Q105    1    Approve Capital Increase in the Maximum Amount of RON 471 Million Through Capitalization of Reserves    Mgmt    For    For

Banca Transilvania Cluj S.A.

   TLV    04/25/2018    X0308Q105    2    Approve Share Repurchase Program for the Purpose of Remuneration Plans    Mgmt    For    For

Banca Transilvania Cluj S.A.

   TLV    04/25/2018    X0308Q105    3    Receive Information Re: Acquisitions; Preliminary Approval of Merger by Absorption of Bancpost S.A.    Mgmt    For    For

Banca Transilvania Cluj S.A.

   TLV    04/25/2018    X0308Q105    4    Approve Record Date and Ex-Date    Mgmt    For    For

Banca Transilvania Cluj S.A.

   TLV    04/25/2018    X0308Q105    5    Approve Payment Date for Distribution of Shares to Be Issued Pursuant to Item 1    Mgmt    For    For

Banca Transilvania Cluj S.A.

   TLV    04/25/2018    X0308Q105    6    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

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Mgmt
Rec

  

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Cast

Loma Negra Compania Industrial Argentina SA

   LOMA    04/25/2018    54150E104       Meeting for ADR Holders    Mgmt      

Loma Negra Compania Industrial Argentina SA

   LOMA    04/25/2018    54150E104    1    Designate Representatives to Sign Minutes of Meeting    Mgmt    For    For

Loma Negra Compania Industrial Argentina SA

   LOMA    04/25/2018    54150E104    2    Consider Financial Statements and Statutory Reports    Mgmt    For    For

Loma Negra Compania Industrial Argentina SA

   LOMA    04/25/2018    54150E104    3    Consider Allocation of Income of ARS 1.59 Billion to Discretionary Reserve    Mgmt    For    For

Loma Negra Compania Industrial Argentina SA

   LOMA    04/25/2018    54150E104    4    Approve Standard Accounting Transfer of Negative Balance of ARS 435.24 Million    Mgmt    For    For

Loma Negra Compania Industrial Argentina SA

   LOMA    04/25/2018    54150E104    5    Approve Discharge of Directors    Mgmt    For    For

Loma Negra Compania Industrial Argentina SA

   LOMA    04/25/2018    54150E104    6    Consider Discharge of Internal Statutory Auditors Committee    Mgmt    For    For

Loma Negra Compania Industrial Argentina SA

   LOMA    04/25/2018    54150E104    7    Consider Remuneration of Directors in the Amount of ARS 33.49 Million    Mgmt    For    For

Loma Negra Compania Industrial Argentina SA

   LOMA    04/25/2018    54150E104    8    Consider Remuneration of Members of Internal Statutory Auditors Committee    Mgmt    For    For


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Loma Negra Compania Industrial Argentina SA

   LOMA    04/25/2018    54150E104    9    Fix Number of and Elect Directors and Alternates for Fiscal Year 2018    Mgmt    For    Against

Loma Negra Compania Industrial Argentina SA

   LOMA    04/25/2018    54150E104    10    Elect Internal Statutory Auditors Committee Members and Alternates for Fiscal Year 2018    Mgmt    For    For

Loma Negra Compania Industrial Argentina SA

   LOMA    04/25/2018    54150E104    11    Elect Auditors and Alternate for Fiscal Year 2018    Mgmt    For    For

Loma Negra Compania Industrial Argentina SA

   LOMA    04/25/2018    54150E104    12    Approve Remuneration of Auditors for Fiscal Year 2017    Mgmt    For    For

Loma Negra Compania Industrial Argentina SA

   LOMA    04/25/2018    54150E104    13    Consider Remuneration of Auditors for Fiscal Year 2018    Mgmt    For    For

Loma Negra Compania Industrial Argentina SA

   LOMA    04/25/2018    54150E104    14    Approve Budget of Audit Committee    Mgmt    For    For

Loma Negra Compania Industrial Argentina SA

   LOMA    04/25/2018    54150E104    15    Approve Granting Authorizations to Perform Formalities and Necessary Presentations    Mgmt    For    For

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DP World Ltd

   DPW    04/26/2018    M2851H104       Ordinary Business    Mgmt      

DP World Ltd

   DPW    04/26/2018    M2851H104    1    Accept Financial Statements and Statutory Reports for FY 2017    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    2    Approve Final Dividends of USD 0.41 per Share for FY 2017    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    3    Reelect Sultan Ahmed Bin Sulayem as Director    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    4    Reelect Yuvraj Narayan as Director    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    5    Reelect Deepak Parekh as Director    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    6    Reelect Robert Woods as Director    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    7    Reelect Mark Russell as Director    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    8    Reelect Abdulla Ghobash as Director    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    9    Reelect Nadya Kamali as Director    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    10    Reelect Mohamed Al Suwaidi as Director    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    11    Reelect KPMG LLP as Auditors    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    12    Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    13    Authorize Share Issuance with Preemptive Rights    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    14    Authorize Share Repurchase Program    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104       Extraordinary Business    Mgmt      

DP World Ltd

   DPW    04/26/2018    M2851H104    15    Eliminate Preemptive Rights Pursuant to Item 13 Above    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    16    Authorize Cancellation of Repurchased Shares    Mgmt    For    For

Issuer Name

  

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Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A       Ordinary Business    Mgmt      

Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A    1    Approve Financial Statements and Statutory Reports for Fiscal Year 2017    Mgmt    For    For

Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A    2    Approve Consolidated Financial Statements and Statutory Reports for Fiscal Year 2017    Mgmt    For    For

Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A    3    Approve Discharge of Directors    Mgmt    For    For

Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A    4    Approve Provisionary Budget for Fiscal Year 2018    Mgmt    For    For

Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A    5    Elect One Independent Director    Mgmt    For    Against

Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A    6    Empower Board Chair to Sign Contract with Elected Director    Mgmt    For    Against

Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A    7    Approve Remuneration of Directors    Mgmt    For    For

Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A    8    Approve Additional Remuneration of Directors and Executives    Mgmt    For    Against

Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A    9    Approve Meeting’s Record Date    Mgmt    For    For

Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A    10    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For

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Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A       Extraordinary Business    Mgmt      

Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A       Management Proposals    Mgmt      

Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A    1    Amend Article 15 of Bylaws Re: Board Composition    Mgmt    For    For

Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A    2    Approve Reduction in Capital Through Decrease in Share Par Value from RON 15 to RON 13.55    Mgmt    For    For

Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A       Shareholder Proposal Submitted by Wellkept Group S.A.    Mgmt      

Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A    2.1    Approve Reduction in Capital Through Decrease in Share Par Value from RON 15 to RON 14.7372    SH    Against    Against

Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A       Management Proposals    Mgmt      

Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A    3    Amend Bylaws to Reflect Changes in Capital    Mgmt    For    For

Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A    4    Approve Meeting’s Record Date    Mgmt    For    For

Sphera Franchise Group S.A.

   SFG    04/26/2018    N/A    5    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For

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Banco Macro S.A.

   BMA    04/27/2018    P1047V123       Meeting for ADR Holders    Mgmt      

Banco Macro S.A.

   BMA    04/27/2018    P1047V123       Ordinary and Extraordinary Meeting Agenda - Items 4, 5 and 15 are Extraordinary    Mgmt      

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    1    Designate Two Shareholders to Sign Minutes of Meeting    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    2    Consider Financial Statements and Statutory Reports    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    3    Consider Discharge of Directors and Members of Internal Statutory Auditors Committee (Comision Fiscalizadora)    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    4    Consider Allocation of Non-Assigned Results in the Amount of ARS 9.388 Billion    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    5    Consider Dividends Charged to Special Reserve Account in the Amount of ARS 3.348 Billion    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    6    Consider Remuneration of Directors    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    7    Consider Remuneration of Members of Internal Statutory Auditors Committee (Comision Fiscalizadora)    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    8    Consider Remuneration of Auditors    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    9.1    Elect Constanza Brito as Director for a Three-Year Term    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    9.2    Elect Delfin Jorge Ezequiel Carballo as Director for a Three-Year Term    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    9.3    Elect Mario Luis Vicens as Director for a Three-Year Term    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    9.4    Elect Guillermo Eduardo Stanley as Director for a Three-Year Term    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    9.5    Elect Juan Martin Monge Varela as Director for a Three-Year Term    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    9.6    Elect Alejandro Guillermo Chiti as Alternate Director to Replace Eliseo Felix Santi up to End of Present Fiscal Year    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    9.7    Elect Santiago Horacio Seeber as Alternate Director to Replace Constanza Brito up to End of Present Fiscal Year    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    10    Fix Number of and Elect Internal Statutory Auditors    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    11    Elect Auditor For Year 2018    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    12    Approve Budget of Audit Committee    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    13    Increase Threshold Amount For Issuance of Debt Securities To USD 2.5 Billion    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    14    Renew Authority of Board to Set All of Terms and Conditions of Global Program for Issuance of Negotiable Debt Securities    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    15    Consider Entrance Into Frequent Issuer Registry    Mgmt    For    For

Banco Macro S.A.

   BMA    04/27/2018    P1047V123    16    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For


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KCB Group PLC

   KCB    04/27/2018    V5337U128       Constitution of the Meeting    Mgmt      

KCB Group PLC

   KCB    04/27/2018    V5337U128    1    Table the Proxies and Note the Presence of Quorum    Mgmt    For    For

KCB Group PLC

   KCB    04/27/2018    V5337U128       Ordinary Business    Mgmt      

KCB Group PLC

   KCB    04/27/2018    V5337U128    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

KCB Group PLC

   KCB    04/27/2018    V5337U128    2    Ratify Interim Dividend of KES 1.00 Per Share and Final Dividend of KES 2.00 Per Share    Mgmt    For    For

KCB Group PLC

   KCB    04/27/2018    V5337U128    3.1.1    Reelect Ngeny Biwott as Director    Mgmt    For    For

KCB Group PLC

   KCB    04/27/2018    V5337U128    3.1.2    Reelect Tom Ipomai as Director    Mgmt    For    For

KCB Group PLC

   KCB    04/27/2018    V5337U128    3.2    Ratify Appointment of Josephine Djirackor as Director    Mgmt    For    For

KCB Group PLC

   KCB    04/27/2018    V5337U128    3.3.1    Reelect Georgina Malombe as Member of Audit Committee    Mgmt    For    For

KCB Group PLC

   KCB    04/27/2018    V5337U128    3.3.2    Reelect John Nyerere as Member of Audit Committee    Mgmt    For    For

KCB Group PLC

   KCB    04/27/2018    V5337U128    3.3.3    Reelect Josephine Djirackor as Member of Audit Committee    Mgmt    For    For

KCB Group PLC

   KCB    04/27/2018    V5337U128    4    Approve Remuneration of Directors    Mgmt    For    Against

KCB Group PLC

   KCB    04/27/2018    V5337U128    5    Ratify KPMG Kenya as Auditors    Mgmt    For    For

KCB Group PLC

   KCB    04/27/2018    V5337U128    6    Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For

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Pampa Energia S.A.

   PAMP    04/27/2018    P7464E114       Meeting for ADR Holders    Mgmt      

Pampa Energia S.A.

   PAMP    04/27/2018    P7464E114       Ordinary and Extraordinary Meeting Agenda - Items 3, 12,13, 14, 15 and 16 are Extraordinary    Mgmt      

Pampa Energia S.A.

   PAMP    04/27/2018    P7464E114    1    Designate Two Shareholders to Sign Minutes of Meeting    Mgmt    For    For

Pampa Energia S.A.

   PAMP    04/27/2018    P7464E114    2    Consider Financial Statements and Statutory Reports    Mgmt    None    For

Pampa Energia S.A.

   PAMP    04/27/2018    P7464E114    3    Consider Allocation of Income    Mgmt    For    For

Pampa Energia S.A.

   PAMP    04/27/2018    P7464E114    4    Consider Discharge of Internal Statutory Auditors Committee (Comision Fiscalizadora) and Their Remuneration in the Amount of ARS 1.62 Million    Mgmt    For    For

Pampa Energia S.A.

   PAMP    04/27/2018    P7464E114    5    Consider Discharge of Directors and Fix their Remuneration in the Amount of ARS 328.92 Million    Mgmt    None    For

Pampa Energia S.A.

   PAMP    04/27/2018    P7464E114    6    Consider Remuneration of Auditor for FY 2017 in the Amount of ARS 31.72 Million    Mgmt    For    For

Pampa Energia S.A.

   PAMP    04/27/2018    P7464E114    7    Elect Directors and Their Alternates; Elect Chairman and Vice-Chairman of Company; Elect One Alternate Member of Audit Committee    Mgmt    For    For

Pampa Energia S.A.

   PAMP    04/27/2018    P7464E114    8    Elect German Wetzler Malbran, Jose Daniel Abelovich and Damian Burgio as Internal Statutory Auditors and Elect Martin Fernandez Dussaut and Tomas Arnaude as their Alternates    Mgmt    For    For

Pampa Energia S.A.

   PAMP    04/27/2018    P7464E114    9    Appoint Price Waterhouse & Co SRL as Auditor for FY 2018    Mgmt    For    For

Pampa Energia S.A.

   PAMP    04/27/2018    P7464E114    10    Consider Remuneration of Auditor and Alternate for FY 2018    Mgmt    For    For

Pampa Energia S.A.

   PAMP    04/27/2018    P7464E114    11    Consider Budget for Audit Committee in the Amount of ARS 450,000    Mgmt    For    For

Pampa Energia S.A.

   PAMP    04/27/2018    P7464E114    12    Approve Absorption of Bodega Loma la Lata SA, Central Termica Guemes SA, Central Termica Loma de la Lata SA, Eg3 Red SA, Inversora Nihuiles SA, Inversora Diamante SA, Inversora Piedra Buena SA, Pampa Participaciones II SA and Petrolera Pampa SA by Company    Mgmt    For    For

Pampa Energia S.A.

   PAMP    04/27/2018    P7464E114    13    Consider Company’s Merger Special Statement and Consolidated Statement as of Sep. 30, 2017; Treatment of Preliminary Absorption Agreement Dated Dec. 21, 2017    Mgmt    For    For

Pampa Energia S.A.

   PAMP    04/27/2018    P7464E114    14    Consider Increase in Share Capital via Issuance of 144.32 Million Shares    Mgmt    For    For

Pampa Energia S.A.

   PAMP    04/27/2018    P7464E114    15    Consider Authorize Marcos Marcelo Mindlin, Gustavo Mariani, Damian Miguel Mindlin and or Ricardo Alejandro Torres to Sign Definitive Absorption Agreement    Mgmt    For    For

Pampa Energia S.A.

   PAMP    04/27/2018    P7464E114    16    Amend and Consolidate Articles    Mgmt    For    For

Pampa Energia S.A.

   PAMP    04/27/2018    P7464E114    17    Approve Granting of Authorizations to Perform Formalities and Necessary Presentations to Obtain Corresponding Registrations    Mgmt    For    For

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YPF Sociedad Anonima

   YPFD    04/27/2018    P9897X131       Meeting for ADR Holders    Mgmt      

YPF Sociedad Anonima

   YPFD    04/27/2018    P9897X131       Ordinary and Extraordinary Meeting Agenda - Items 2 and 18 are Extraordinary    Mgmt      

YPF Sociedad Anonima

   YPFD    04/27/2018    P9897X131    1    Designate Two Shareholders to Sign Minutes of Meeting    Mgmt    For    For

YPF Sociedad Anonima

   YPFD    04/27/2018    P9897X131    2    Approve Exemption from Preemptive Offer of Shares to Shareholders Pursuant to Article 67 of Law No. 26,831 in Relation to Repurchase of Company’s Shares Related to Creation of Long Term Compensation Plan    Mgmt    For    For

YPF Sociedad Anonima

   YPFD    04/27/2018    P9897X131    3    Consider Financial Statements and Statutory Reports    Mgmt    For    For

YPF Sociedad Anonima

   YPFD    04/27/2018    P9897X131    4    Approve Allocation of Income; Constitution of Reserves; Dividend Distribution    Mgmt    For    For

YPF Sociedad Anonima

   YPFD    04/27/2018    P9897X131    5    Approve Remuneration of Auditors for FY 2017    Mgmt    For    For

YPF Sociedad Anonima

   YPFD    04/27/2018    P9897X131    6    Approve Auditors for FY 2018 and Fix Their Remuneration    Mgmt    For    For

YPF Sociedad Anonima

   YPFD    04/27/2018    P9897X131    7    Consider Discharge of Directors and Members of Internal Statutory Auditors Committee (Comision Fiscalizadora)    Mgmt    For    For

YPF Sociedad Anonima

   YPFD    04/27/2018    P9897X131    8    Approve Remuneration of Directors    Mgmt    For    For

YPF Sociedad Anonima

   YPFD    04/27/2018    P9897X131    9    Approve Remuneration of Internal Statutory Auditors Committee (Comision Fiscalizadora)    Mgmt    For    For

YPF Sociedad Anonima

   YPFD    04/27/2018    P9897X131    10    Fix Number of Members of Internal Statutory Auditors Committee (Comision Fiscalizadora) and Alternates    Mgmt    For    For

YPF Sociedad Anonima

   YPFD    04/27/2018    P9897X131    11    Elect One Member of Internal Statutory Auditors Committee (Comision Fiscalizadora) and Alternate for Class A Shares    Mgmt      

YPF Sociedad Anonima

   YPFD    04/27/2018    P9897X131    12    Elect One Member of Internal Statutory Auditors Committee (Comision Fiscalizadora) and Alternate for Class D Shares    Mgmt    For    For

YPF Sociedad Anonima

   YPFD    04/27/2018    P9897X131    13    Fix Number of Directors and Alternates    Mgmt    For    For

YPF Sociedad Anonima

   YPFD    04/27/2018    P9897X131    14    Elect One Director and Alternate for Class A Shares and Determination of their Tenure    Mgmt      

YPF Sociedad Anonima

   YPFD    04/27/2018    P9897X131    15    Elect Directors and Their Alternates for Class D Shares and Determination of their Tenure    Mgmt    For    For

YPF Sociedad Anonima

   YPFD    04/27/2018    P9897X131    16    Authorize Advance Remuneration of Directors and Members of Internal Statutory Auditors Committee (Comision Fiscalizadora) for FY 2018    Mgmt    For    For

YPF Sociedad Anonima

   YPFD    04/27/2018    P9897X131    17    Extend Powers to Board to Set Terms and Conditions of Negotiable Obligations Issued Under Global Program    Mgmt    For    For

YPF Sociedad Anonima

   YPFD    04/27/2018    P9897X131    18    Consider Proposal to Adjust Formula Used to Allocate Funds to YPF Foundation    Mgmt    For    For

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BGEO Group plc

   BGEO    04/30/2018    N/A    1    Approve Scheme of Arrangement    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    2    Approve Demerger of the Investment Business from the Group    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    3    Approve Bank of Georgia Executive Equity Compensation Plan    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    4    Approve Georgia Capital Executive Equity Compensation Plan    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    5    Approve Payments to Irakli Gilauri    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    6    Accept Financial Statements and Statutory Reports    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    7    Approve Final Dividend    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    8    Approve Remuneration Report    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    9    Re-elect Neil Janin as Director    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    10    Re-elect Irakli Gilauri as Director    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    11    Re-elect David Morrison as Director    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    12    Re-elect Alasdair Breach as Director    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    13    Re-elect Kim Bradley as Director    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    14    Re-elect Tamaz Georgadze as Director    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    15    Re-elect Hanna Loikkanen as Director    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    16    Elect Jonathan Muir as Director    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    17    Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For


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BGEO Group plc

   BGEO    04/30/2018    N/A    18    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    19    Authorise EU Political Donations and Expenditure    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    20    Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    21    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    22    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For

BGEO Group plc

   BGEO    04/30/2018    N/A    23    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For

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BGEO Group plc

   BGEO    04/30/2018    N/A       Court Meeting    Mgmt      

BGEO Group plc

   BGEO    04/30/2018    N/A    1    Approve Scheme of Arrangement    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
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Primary
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Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Georgia Healthcare Group PLC

   GHG    04/30/2018    N/A    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Georgia Healthcare Group PLC

   GHG    04/30/2018    N/A    2    Approve Remuneration Report    Mgmt    For    For

Georgia Healthcare Group PLC

   GHG    04/30/2018    N/A    3    Re-elect Irakli Gilauri as Director    Mgmt    For    For

Georgia Healthcare Group PLC

   GHG    04/30/2018    N/A    4    Re-elect Nikoloz Gamkrelidze as Director    Mgmt    For    For

Georgia Healthcare Group PLC

   GHG    04/30/2018    N/A    5    Re-elect David Morrison as Director    Mgmt    For    For

Georgia Healthcare Group PLC

   GHG    04/30/2018    N/A    6    Re-elect Ingeborg Oie as Director    Mgmt    For    For

Georgia Healthcare Group PLC

   GHG    04/30/2018    N/A    7    Re-elect Tim Elsigood as Director    Mgmt    For    For

Georgia Healthcare Group PLC

   GHG    04/30/2018    N/A    8    Re-elect Mike Anderson as Director    Mgmt    For    For

Georgia Healthcare Group PLC

   GHG    04/30/2018    N/A    9    Re-elect Jacques Richier as Director    Mgmt    For    For

Georgia Healthcare Group PLC

   GHG    04/30/2018    N/A    10    Elect William Huyett as Director    Mgmt    For    For

Georgia Healthcare Group PLC

   GHG    04/30/2018    N/A    11    Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For

Georgia Healthcare Group PLC

   GHG    04/30/2018    N/A    12    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For

Georgia Healthcare Group PLC

   GHG    04/30/2018    N/A    13    Authorise EU Political Donations and Expenditure    Mgmt    For    For

Georgia Healthcare Group PLC

   GHG    04/30/2018    N/A    14    Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For

Georgia Healthcare Group PLC

   GHG    04/30/2018    N/A    15    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For

Georgia Healthcare Group PLC

   GHG    04/30/2018    N/A    16    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For

Georgia Healthcare Group PLC

   GHG    04/30/2018    N/A    17    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

United Electronics Company

   4003    05/13/2018    N/A    1    Approve Board Report on Company Operations for FY 2017    Mgmt    For    For

United Electronics Company

   4003    05/13/2018    N/A    2    Approve Auditors’ Report on Company Financial Statements for FY 2017    Mgmt    For    For

United Electronics Company

   4003    05/13/2018    N/A    3    Accept Consolidated Financial Statements and Statutory Reports for FY 2017    Mgmt    For    For

United Electronics Company

   4003    05/13/2018    N/A    4    Approve Discharge of Directors for FY 2017    Mgmt    For    For

United Electronics Company

   4003    05/13/2018    N/A    5    Approve Dividends of SAR 2 per Share for FY 2017    Mgmt    For    For

United Electronics Company

   4003    05/13/2018    N/A    6    Ratify Auditors and Fix Their Remuneration for FY 2018    Mgmt    For    For

United Electronics Company

   4003    05/13/2018    N/A    7    Approve Dividend Distribution Policy    Mgmt    For    For

United Electronics Company

   4003    05/13/2018    N/A    8    Approve Board Decisions and Actions Until Next General Meeting    Mgmt    For    For

United Electronics Company

   4003    05/13/2018    N/A    9.1    Elect Abdullah Al Fawzan as Director    Mgmt    None    For

United Electronics Company

   4003    05/13/2018    N/A    9.2    Elect Abdullah Al Majdouee as Director    Mgmt    None    For

United Electronics Company

   4003    05/13/2018    N/A    9.3    Elect Mansour Al Buseili as Director    Mgmt    None    For

United Electronics Company

   4003    05/13/2018    N/A    9.4    Elect Ahmed Al Saqr as Director    Mgmt    None    For

United Electronics Company

   4003    05/13/2018    N/A    9.5    Elect Abduljabbar Al Jabbar as Director    Mgmt    None    For

United Electronics Company

   4003    05/13/2018    N/A    9.6    Elect Fawzan Al Fawzan as Director    Mgmt    None    Abstain

United Electronics Company

   4003    05/13/2018    N/A    9.7    Elect Abdulhameed Al Awhali as Director    Mgmt    None    Abstain

United Electronics Company

   4003    05/13/2018    N/A    9.8    Elect Mohammed Fahmi as Director    Mgmt    None    For

United Electronics Company

   4003    05/13/2018    N/A    9.9    Elect Mohammed Abdulmolk as Director    Mgmt    None    For

United Electronics Company

   4003    05/13/2018    N/A    9.10    Elect Waleed Balmaarouf as Director    Mgmt    None    Abstain

United Electronics Company

   4003    05/13/2018    N/A    9.11    Elect Turki Al Moubarak as Director    Mgmt    None    Abstain

United Electronics Company

   4003    05/13/2018    N/A    9.12    Elect Azeez Al Qahtani as Director    Mgmt    None    For

United Electronics Company

   4003    05/13/2018    N/A    9.13    Elect Suleiman Al Hadheef as Director    Mgmt    None    Abstain

United Electronics Company

   4003    05/13/2018    N/A    9.14    Elect Mureea Al Habash as Director    Mgmt    None    For

United Electronics Company

   4003    05/13/2018    N/A    9.15    Elect Mohammed Al Maneea as Director    Mgmt    None    Abstain

United Electronics Company

   4003    05/13/2018    N/A    9.16    Elect Mohammed Al Shayaa as Director    Mgmt    None    Abstain

United Electronics Company

   4003    05/13/2018    N/A    10    Elect Members of Audit Committee, Approve its Charter and the Remuneration of Its Members    Mgmt    For    For

United Electronics Company

   4003    05/13/2018    N/A    11    Approve Related Party Transactions Re: Abdul Latif and Mohammed Al Fawzan Co.    Mgmt    For    For

United Electronics Company

   4003    05/13/2018    N/A    12    Approve Related Party Transactions Re: Abdul Latif and Mohammed Al Fawzan Co.    Mgmt    For    For

United Electronics Company

   4003    05/13/2018    N/A    13    Approve Related Party Transactions Re: Madar Building Materials Co.    Mgmt    For    For

United Electronics Company

   4003    05/13/2018    N/A    14    Approve Related Party Transactions Re: United Homeware Company    Mgmt    For    For

United Electronics Company

   4003    05/13/2018    N/A    15    Approve Related Party Transactions Re: United Homeware Company    Mgmt    For    For

United Electronics Company

   4003    05/13/2018    N/A    16    Approve Related Party Transactions Re: United Homeware Company    Mgmt    For    For

United Electronics Company

   4003    05/13/2018    N/A    17    Approve Related Party Transactions Re: United Homeware Company    Mgmt    For    For

United Electronics Company

   4003    05/13/2018    N/A    18    Approve Related Party Transactions Re: United Homeware Company    Mgmt    For    For

United Electronics Company

   4003    05/13/2018    N/A    19    Approve Related Party Transactions Re: Al Fawzan Holding    Mgmt    For    For

United Electronics Company

   4003    05/13/2018    N/A    20    Approve Related Party Transactions Re: United Homeware Company    Mgmt    For    For

United Electronics Company

   4003    05/13/2018    N/A    21    Approve Related Party Transactions Re: Al Fawzan Holding    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

National Commercial Bank

   1180    05/15/2018    N/A    1    Approve Board Report on Company Operations for FY 2017    Mgmt    For    For

National Commercial Bank

   1180    05/15/2018    N/A    2    Accept Financial Statements and Statutory Reports for FY 2017    Mgmt    For    For

National Commercial Bank

   1180    05/15/2018    N/A    3    Approve Auditors’ Report on Company Financial Statements for FY 2017    Mgmt    For    For

National Commercial Bank

   1180    05/15/2018    N/A    4    Approve Dividends of SAR 0.60 for Second Half of FY 2017    Mgmt    For    For

National Commercial Bank

   1180    05/15/2018    N/A    5    Approve Dividends of SAR 1.10 for First Half of FY 2017    Mgmt    For    For

National Commercial Bank

   1180    05/15/2018    N/A    6    Approve Dividend Distribution Policy    Mgmt    For    For

National Commercial Bank

   1180    05/15/2018    N/A    7    Ratify Auditors and Fix Their Remuneration for FY 2018    Mgmt    For    For

National Commercial Bank

   1180    05/15/2018    N/A    8    Approve Remuneration of Directors for FY 2017    Mgmt    For    For

National Commercial Bank

   1180    05/15/2018    N/A    9    Approve Discharge of Directors for FY 2017    Mgmt    For    For


Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

National Commercial Bank

   1180    05/15/2018    N/A    10    Authorize Capitalization of Reserves for Bonus Issue Re: 1:2    Mgmt    For    For

National Commercial Bank

   1180    05/15/2018    N/A    11    Amend Article 8 of Bylaws to Reflect Changes in Capital    Mgmt    For    For

National Commercial Bank

   1180    05/15/2018    N/A    12.1    Elect Mohammed Al Maneea as Director    Mgmt    None    Abstain

National Commercial Bank

   1180    05/15/2018    N/A    12.2    Elect Jameel Shahawi as Director    Mgmt    None    Abstain

National Commercial Bank

   1180    05/15/2018    N/A    12.3    Elect Aneess Mouaaminah as Director    Mgmt    None    Abstain

National Commercial Bank

   1180    05/15/2018    N/A    12.4    Elect Saeed Al Ghamdi as Director    Mgmt    None    Abstain

National Commercial Bank

   1180    05/15/2018    N/A    12.5    Elect Mohammed Al Hawqal as Director    Mgmt    None    Abstain

National Commercial Bank

   1180    05/15/2018    N/A    12.6    Elect Suleiman Al Juhani as Director    Mgmt    None    Abstain

National Commercial Bank

   1180    05/15/2018    N/A    12.7    Elect Ziad Al Tounssi as Director    Mgmt    None    Abstain

National Commercial Bank

   1180    05/15/2018    N/A    12.8    Elect Zaid Al Queiz as Director    Mgmt    None    Abstain

National Commercial Bank

   1180    05/15/2018    N/A    12.9    Elect Rashid Shereef as Director    Mgmt    None    Abstain

National Commercial Bank

   1180    05/15/2018    N/A    12.10    Elect Marshall Bailey as Director    Mgmt    None    Abstain

National Commercial Bank

   1180    05/15/2018    N/A    12.11    Elect David Meek as Director    Mgmt    None    Abstain

National Commercial Bank

   1180    05/15/2018    N/A    12.12    Elect Nassir Al Hawawi as Director    Mgmt    None    Abstain

National Commercial Bank

   1180    05/15/2018    N/A    12.13    Elect Mazin Abdulsalam as Director    Mgmt    None    Abstain

National Commercial Bank

   1180    05/15/2018    N/A    13    Elect Members of Audit Committee, Approve its Charter and the Remuneration of Its Members    Mgmt    For    For

National Commercial Bank

   1180    05/15/2018    N/A    14    Authorize Share Repurchase Program Up to 4 Million Shares to be Allocated to Employee Share Scheme    Mgmt    For    For

National Commercial Bank

   1180    05/15/2018    N/A    15    Approve Remuneration Policy    Mgmt    For    For

National Commercial Bank

   1180    05/15/2018    N/A    16    Authorize Board Actions from May 1, 2018 Until The Date of The Annual General Meeting    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

TBC Bank Group plc

   TBCG    05/21/2018    N/A    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

TBC Bank Group plc

   TBCG    05/21/2018    N/A    2    Approve Remuneration Report    Mgmt    For    For

TBC Bank Group plc

   TBCG    05/21/2018    N/A    3    Approve Remuneration Policy    Mgmt    For    For

TBC Bank Group plc

   TBCG    05/21/2018    N/A    4    Approve Long Term Incentive Plan    Mgmt    For    For

TBC Bank Group plc

   TBCG    05/21/2018    N/A    5    Approve Final Dividend    Mgmt    For    For

TBC Bank Group plc

   TBCG    05/21/2018    N/A    6    Re-elect Mamuka Khazaradze as Director    Mgmt    For    For

TBC Bank Group plc

   TBCG    05/21/2018    N/A    7    Re-elect Badri Japaridze as Director    Mgmt    For    For

TBC Bank Group plc

   TBCG    05/21/2018    N/A    8    Re-elect Nikoloz Enukidze as Director    Mgmt    For    For

TBC Bank Group plc

   TBCG    05/21/2018    N/A    9    Re-elect Stefano Marsaglia as Director    Mgmt    For    For

TBC Bank Group plc

   TBCG    05/21/2018    N/A    10    Re-elect Nicholas Haag as Director    Mgmt    For    For

TBC Bank Group plc

   TBCG    05/21/2018    N/A    11    Re-elect Eric Rajendra as Director    Mgmt    For    For

TBC Bank Group plc

   TBCG    05/21/2018    N/A    12    Re-elect Stephan Wilcke as Director    Mgmt    For    For

TBC Bank Group plc

   TBCG    05/21/2018    N/A    13    Re-elect Vakhtang Butskhrikidze as Director    Mgmt    For    For

TBC Bank Group plc

   TBCG    05/21/2018    N/A    14    Re-elect Giorgi Shagidze as Director    Mgmt    For    For

TBC Bank Group plc

   TBCG    05/21/2018    N/A    15    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For

TBC Bank Group plc

   TBCG    05/21/2018    N/A    16    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For

TBC Bank Group plc

   TBCG    05/21/2018    N/A    17    Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For

TBC Bank Group plc

   TBCG    05/21/2018    N/A    18    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For

TBC Bank Group plc

   TBCG    05/21/2018    N/A    19    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For

TBC Bank Group plc

   TBCG    05/21/2018    N/A    20    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For

TBC Bank Group plc

   TBCG    05/21/2018    N/A    21    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Nestle Nigeria Plc

   NESTLE    05/22/2018    V6702N103       Ordinary Business    Mgmt      

Nestle Nigeria Plc

   NESTLE    05/22/2018    V6702N103    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Nestle Nigeria Plc

   NESTLE    05/22/2018    V6702N103    2    Approve Final Dividend of NGN 27.50 Per Share    Mgmt    For    For

Nestle Nigeria Plc

   NESTLE    05/22/2018    V6702N103    3    Elect Directors (Bundled)    Mgmt    For    For

Nestle Nigeria Plc

   NESTLE    05/22/2018    V6702N103    4    Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For

Nestle Nigeria Plc

   NESTLE    05/22/2018    V6702N103    5    Elect Members of Audit Committee    Mgmt    For    For

Nestle Nigeria Plc

   NESTLE    05/22/2018    V6702N103       Special Business    Mgmt      

Nestle Nigeria Plc

   NESTLE    05/22/2018    V6702N103    6    Approve Remuneration of Directors    Mgmt    For    For

Nestle Nigeria Plc

   NESTLE    05/22/2018    V6702N103    7    Authorize Board to Purchase Goods and Services from Related Parties    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Banca Transilvania Cluj S.A.

   TLV    05/23/2018    X0308Q105       Extraordinary Business    Mgmt      

Banca Transilvania Cluj S.A.

   TLV    05/23/2018    X0308Q105    1    Approve Issuance of Bonds for Up to EUR 350 Million    Mgmt    For    For

Banca Transilvania Cluj S.A.

   TLV    05/23/2018    X0308Q105    2    Approve Public Offering for Bond Issuance Above    Mgmt    For    For

Banca Transilvania Cluj S.A.

   TLV    05/23/2018    X0308Q105    3    Authorize Actions and Formalities to Admit Bonds on Regulated Market    Mgmt    For    For

Banca Transilvania Cluj S.A.

   TLV    05/23/2018    X0308Q105    4    Approve BT Capital Partners as Intermediary    Mgmt    For    For

Banca Transilvania Cluj S.A.

   TLV    05/23/2018    X0308Q105    5    Delegate Powers to Board to Complete Actions to Complete Bond Issuance Above    Mgmt    For    For

Banca Transilvania Cluj S.A.

   TLV    05/23/2018    X0308Q105    6    Approve Meeting’s Record Date and Ex-Date    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

ADES International Holding Ltd.

   ADES    05/27/2018    N/A       Ordinary Business    Mgmt      

ADES International Holding Ltd.

   ADES    05/27/2018    N/A    1    Approve Board Report on Company Operations and Approve Auditors’ Report on Company Financial Statements for FY 2017    Mgmt    For    For

ADES International Holding Ltd.

   ADES    05/27/2018    N/A    2    Reelect Ayman Abbas as Director    Mgmt    For    For

ADES International Holding Ltd.

   ADES    05/27/2018    N/A    3    Reelect Mohamed Abdelkhalek as Director    Mgmt    For    For

ADES International Holding Ltd.

   ADES    05/27/2018    N/A    4    Reelect Yasser Hashem as Director    Mgmt    For    For

ADES International Holding Ltd.

   ADES    05/27/2018    N/A    5    Reelect Nabil Kassem as Director    Mgmt    For    For

ADES International Holding Ltd.

   ADES    05/27/2018    N/A    6    Reelect Ulf Henriksson as Director    Mgmt    For    For

ADES International Holding Ltd.

   ADES    05/27/2018    N/A    7    Reelect Mohamed Cherif as Director    Mgmt    For    For

ADES International Holding Ltd.

   ADES    05/27/2018    N/A    8    Reappoint Ernst & Young (Dubai Br.) as Auditors    Mgmt    For    For

ADES International Holding Ltd.

   ADES    05/27/2018    N/A    9    Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For

ADES International Holding Ltd.

   ADES    05/27/2018    N/A    10    Authorize Share Issuance with Preemptive Rights    Mgmt    For    For

ADES International Holding Ltd.

   ADES    05/27/2018    N/A       Extraordinary Business    Mgmt      

ADES International Holding Ltd.

   ADES    05/27/2018    N/A    11    Eliminate Preemptive Rights Pursuant to Item 10 Above    Mgmt    For    For


Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Bupa Arabia

   8210    05/31/2018    M20515116       Ordinary Business    Mgmt      

Bupa Arabia

   8210    05/31/2018    M20515116    1    Approve Board Report on Company Operations for FY 2017    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    2    Approve Auditors’ Report on Company Financial Statements for FY 2017    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    3    Accept Consolidated Financial Statements and Statutory Reports for FY 2017    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    4    Ratify Auditors and Fix Their Remuneration for FY 2018 and First Quarter of FY 2019    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    5    Approve Dividends of SAR 2 per Share    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    6    Approve Remuneration of Directors of SAR 2,900,000 for FY 2017    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    7    Approve Discharge of Directors for FY 2017    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    8    Authorize Share Repurchase Program    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    9    Elect Simon Priston as Director    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    10    Approve Dividend Distribution Policy for FY 2018    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    11    Approve Related Party Transactions Re: Bupa Global    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    12    Approve Related Party Transactions Re: Bupa Investments Overseas Limited    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    13    Approve Related Party Transactions Re: Bupa Insurance Limited    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    14    Approve Related Party Transactions Re: Bupa Middle East    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    15    Approve Related Party Transactions Re: Nazer Holding    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    16    Approve Related Party Transactions Re: Bupa Arabia for Cooperative Insurance Co.    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    17    Approve Related Party Transactions Re: Nazer Holding    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    18    Approve Related Party Transactions Re: Nazer Clinics    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    19    Approve Related Party Transactions Re: Nazer Holding    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    20    Approve Related Party Transactions Re: Nawah Healthcare    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    21    Approve Related Party Transactions Re: Nazer Clinics    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    22    Approve Related Party Transactions Re: Zainal Mohebi Holdings    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    23    Approve Related Party Transactions Re: Dr. Adnane Abdulfatah Soufi    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    24    Approve Related Party Transactions Re: Abdulhadi Shayef    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    25    Approve Related Party Transactions Re: Nova Water    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    26    Approve Related Party Transactions Re: Zeid Al Kouwayz    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    27    Approve Related Party Transactions Re: Al Rajhi Steel    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    28    Approve Related Party Transactions Re: Shariah Auditors    Mgmt    For    For

Bupa Arabia

   8210    05/31/2018    M20515116    29    Approve Related Party Transactions Re: Nazer Clinics    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

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Rec

  

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Cast

Vietnam Technological and Commercial Joint Stock Bank

   TCB    06/14/2018    N/A    1    Approve Issuance of Shares to Existing Shareholders to Increase Share Capital    Mgmt    For    For

Vietnam Technological and Commercial Joint Stock Bank

   TCB    06/14/2018    N/A    2    Other Business    Mgmt    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Dangote Cement Plc

   DANGCEM    06/20/2018    N/A       Ordinary Business    Mgmt      

Dangote Cement Plc

   DANGCEM    06/20/2018    N/A    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Dangote Cement Plc

   DANGCEM    06/20/2018    N/A    2    Approve Dividend of NGN 8.50 Per Share    Mgmt    For    For

Dangote Cement Plc

   DANGCEM    06/20/2018    N/A    3.1    Ratify Appointment of Brian Egan as Director    Mgmt    For    For

Dangote Cement Plc

   DANGCEM    06/20/2018    N/A    3.2    Ratify Appointment of Viswanathan Shankar as Director    Mgmt    For    For

Dangote Cement Plc

   DANGCEM    06/20/2018    N/A    3.3    Ratify Appointment of Cherie Blair as Director    Mgmt    For    For

Dangote Cement Plc

   DANGCEM    06/20/2018    N/A    3.4    Ratify Appointment of Mick Davies as Director    Mgmt    For    For

Dangote Cement Plc

   DANGCEM    06/20/2018    N/A    4    Approve Remuneration of Directors    Mgmt    For    For

Dangote Cement Plc

   DANGCEM    06/20/2018    N/A    5    Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For

Dangote Cement Plc

   DANGCEM    06/20/2018    N/A    6    Elect Members of Audit Committee    Mgmt    For    For

Dangote Cement Plc

   DANGCEM    06/20/2018    N/A       Special Business    Mgmt      

Dangote Cement Plc

   DANGCEM    06/20/2018    N/A    7.1    Delete Article 45 of Bylaws Re: Dividend    Mgmt    For    Abstain

Dangote Cement Plc

   DANGCEM    06/20/2018    N/A    7.2    Delete Article 46 of Bylaws Re: Treatment of Loss    Mgmt    For    Abstain

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Globant S.A.

   GLOB    06/20/2018    N/A       Annual Meeting Agenda    Mgmt      

Globant S.A.

   GLOB    06/20/2018    N/A    1    Receive Board’s and Auditor’s Reports    Mgmt      

Globant S.A.

   GLOB    06/20/2018    N/A    2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    3    Approve Financial Statements    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    4    Approve Allocation of Results    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    5    Approve Discharge of Directors    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    6    Approve Restricted Stock Plan    Mgmt    For    Against

Globant S.A.

   GLOB    06/20/2018    N/A    7    Approve Remuneration of Directors    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    8    Renew Appointment of Deloitte as Auditor for Annual Accounts    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    9    Appoint Deloitte & Co S.A. as Auditor for Consolidated Accounts    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    10    Elect Reelect Martín Migoya as Director    Mgmt    For    Against

Globant S.A.

   GLOB    06/20/2018    N/A    11    Reelect David J. Moore as Director    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    12    Reelect Philip A. Odeen as Director    Mgmt    For    For

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NMC Health Plc

   NMC    06/28/2018    N/A    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

NMC Health Plc

   NMC    06/28/2018    N/A    2    Approve Remuneration Report    Mgmt    For    For

NMC Health Plc

   NMC    06/28/2018    N/A    3    Approve Final Dividend    Mgmt    For    For

NMC Health Plc

   NMC    06/28/2018    N/A    4    Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For

NMC Health Plc

   NMC    06/28/2018    N/A    5    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For

NMC Health Plc

   NMC    06/28/2018    N/A    6    Re-elect Mark Tompkins as Director    Mgmt    For    For

NMC Health Plc

   NMC    06/28/2018    N/A    7    Re-elect Dr Bavaguthu Shetty as Director    Mgmt    For    For

NMC Health Plc

   NMC    06/28/2018    N/A    8    Elect Khalifa Bin Butti as Director    Mgmt    For    For

NMC Health Plc

   NMC    06/28/2018    N/A    9    Re-elect Prasanth Manghat as Director    Mgmt    For    For

NMC Health Plc

   NMC    06/28/2018    N/A    10    Elect Hani Buttikhi as Director    Mgmt    For    For

NMC Health Plc

   NMC    06/28/2018    N/A    11    Re-elect Dr Ayesha Abdullah as Director    Mgmt    For    For

NMC Health Plc

   NMC    06/28/2018    N/A    12    Re-elect Abdulrahman Basaddiq as Director    Mgmt    For    For


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NMC Health Plc

   NMC    06/28/2018    N/A    13    Re-elect Jonathan Bomford as Director    Mgmt    For    For

NMC Health Plc

   NMC    06/28/2018    N/A    14    Re-elect Lord Clanwilliam as Director    Mgmt    For    For

NMC Health Plc

   NMC    06/28/2018    N/A    15    Re-elect Salma Hareb as Director    Mgmt    For    For

NMC Health Plc

   NMC    06/28/2018    N/A    16    Re-elect Dr Nandini Tandon as Director    Mgmt    For    For

NMC Health Plc

   NMC    06/28/2018    N/A    17    Authorise EU Political Donations and Expenditure    Mgmt    For    For

NMC Health Plc

   NMC    06/28/2018    N/A    18    Authorise Issue of Equity with and without Pre-emptive Rights    Mgmt    For    For

NMC Health Plc

   NMC    06/28/2018    N/A    19    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment    Mgmt    For    For

NMC Health Plc

   NMC    06/28/2018    N/A    20    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For

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Cosco Capital, Inc.

   COSCO    06/29/2018    N/A    1    Call to Order    Mgmt    For    For

Cosco Capital, Inc.

   COSCO    06/29/2018    N/A    2    Proof of Notice and Quorum    Mgmt    For    For

Cosco Capital, Inc.

   COSCO    06/29/2018    N/A    3    Approve the Minutes of the Previous Annual Stockholders’ Meeting and Ratify All Acts and Resolutions of the Board of Directors and Management from the Date of the Last Stockholders’ Meeting    Mgmt    For    For

Cosco Capital, Inc.

   COSCO    06/29/2018    N/A    4    Approve Message of the Chairman and the President and the Audited Financial Statements as of December 31, 2017    Mgmt    For    For

Cosco Capital, Inc.

   COSCO    06/29/2018    N/A       Elect 9 Directors by Cumulative Voting    Mgmt      

Cosco Capital, Inc.

   COSCO    06/29/2018    N/A    5    Elect Lucio L. Co as Director    Mgmt    For    For

Cosco Capital, Inc.

   COSCO    06/29/2018    N/A    6    Elect Susan P. Co as Director    Mgmt    For    For

Cosco Capital, Inc.

   COSCO    06/29/2018    N/A    7    Elect Leonardo B. Dayao as Director    Mgmt    For    For

Cosco Capital, Inc.

   COSCO    06/29/2018    N/A    8    Elect Eduardo Hernandez as Director    Mgmt    For    For

Cosco Capital, Inc.

   COSCO    06/29/2018    N/A    9    Elect Levi Labra as Director    Mgmt    For    For

Cosco Capital, Inc.

   COSCO    06/29/2018    N/A    10    Elect Roberto Juanchito T. Dispo as Director    Mgmt    For    For

Cosco Capital, Inc.

   COSCO    06/29/2018    N/A    11    Elect Robert Cokeng as Director    Mgmt    For    For

Cosco Capital, Inc.

   COSCO    06/29/2018    N/A    12    Elect Oscar Reyes as Director    Mgmt    For    For

Cosco Capital, Inc.

   COSCO    06/29/2018    N/A    13    Elect Bienvenido Laguesma as Director    Mgmt    For    For

Cosco Capital, Inc.

   COSCO    06/29/2018    N/A    14    Appoint RG Manabat & Company as External Auditor    Mgmt    For    For

Cosco Capital, Inc.

   COSCO    06/29/2018    N/A    15    Approve Other Matters    Mgmt    For    Against

Cosco Capital, Inc.

   COSCO    06/29/2018    N/A    16    Adjournment    Mgmt    For    For

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John Keells Holdings PLC

   JKH-N-0000    06/29/2018    Y4459Q103    1    Reelect M. A. Omar as Director    Mgmt    For    Against

John Keells Holdings PLC

   JKH-N-0000    06/29/2018    Y4459Q103    2    Reelect M. P. Perera as Director    Mgmt    For    For

John Keells Holdings PLC

   JKH-N-0000    06/29/2018    Y4459Q103    3    Approve Ernst and Young as Auditors and Authorize Board to Fix their Remuneration    Mgmt    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): Ashmore Emerging Markets Equity Fund

 

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Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A       Meeting for ADR Holders    Mgmt      

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A       Ordinary and Extraordinary Meeting Agenda - Items 3, 4 and 5 are Extraordinary    Mgmt      

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A    1    Designate Two Shareholders to Sign Minutes of Meeting    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A    2    Authorize Increase in Capital via Issuance of 145 Million Class B Shares with Preemptive Rights    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A    3    Reduce Term for Exercise of Preemptive Right and Right of Shareholders to Increase Ownership by Subscribing to New Class B Shares up to Minimum Term of 10 Days    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A    4    Authorize Public Offering in Argentina and Overseas; Approve Listing of Shares on Bolsas y Mercados Argentinos SA, Mercado Abierto Electronico SA, NYSE and or Other Stock Exchanges    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A    5    Delegate to Board to Implement Capital Increase and Set Issuance Conditions, Request Public Offer and Listing of Shares, Enter into Agreements with Financial Institutions to Place Shares, Extend ADR Program and Implement Resolutions on Items 2, 3 and 4    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    07/07/2017    N/A    6    Authorize Execution of Procedures and Necessary Filings to Obtain Approvals, Administrative Conformities and Registrations, in According to Adopted Resolutions    Mgmt    For    For

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Grupo Financiero Galicia S.A.

   GGAL    08/15/2017    399909100       Meeting for ADR Holders    Mgmt      

Grupo Financiero Galicia S.A.

   GGAL    08/15/2017    399909100       Ordinary and Extraordinary Meeting Agenda - Items 3, 4 and 5 are Extraordinary    Mgmt      

Grupo Financiero Galicia S.A.

   GGAL    08/15/2017    399909100    1    Designate Two Shareholders to Sign Minutes of Meeting    Mgmt    For    For

Grupo Financiero Galicia S.A.

   GGAL    08/15/2017    399909100    2    Authorize Increase in Capital via Issuance of 150 Million Class B Shares without Preemptive Rights    Mgmt    For    For

Grupo Financiero Galicia S.A.

   GGAL    08/15/2017    399909100    3    Reduce Term for Exercise of Preemptive Right and Right of Shareholders to Increase Ownership by Subscribing to New Shares up to Minimum Term of 10 Days    Mgmt    For    For

Grupo Financiero Galicia S.A.

   GGAL    08/15/2017    399909100    4    Authorize Public Offering in Argentina and in Foreign Markets; Approve Listing of Shares in Bolsas y Mercados Argentinos SA (BYMA), National Association of Securities Dealers Automated Quotation (NASDAQ) and Other Foreign Markets    Mgmt    For    For

Grupo Financiero Galicia S.A.

   GGAL    08/15/2017    399909100    5    Delegate Powers to Implement Capital Increase, Resolve Additional Increase of up to 15 Percent in Case of Oversubscription, Extend Current ADR Program, Implement Resolutions Adopted by General Meeting, and Sub-Delegate Powers to Directors and Managers    Mgmt    For    For

 

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Telecom Argentina S.A.

   TECO2    08/31/2017    P9028N101       Meeting for ADR Holders    Mgmt      

Telecom Argentina S.A.

   TECO2    08/31/2017    P9028N101       Ordinary and Extraordinary Meeting Agenda - Item 3 is Extraordinary    Mgmt      

Telecom Argentina S.A.

   TECO2    08/31/2017    P9028N101    1    Designate Two Shareholders to Sign Minutes of Meeting    Mgmt    For    For

Telecom Argentina S.A.

   TECO2    08/31/2017    P9028N101    2    Consider Merger by Absorption of Cablevision SA; Consider Merger Financial Statements as of March 31, 2017 and Other Reports; Consider Preliminary Merger Agreement; Consider Exchange Share Ratio; Approve Subscription of Final Merger Agreement    Mgmt    For    For

Telecom Argentina S.A.

   TECO2    08/31/2017    P9028N101    3    Amend Articles 1, 4, 5, 7, 8, 10, 10 Bis, 11, 13 and 14    Mgmt    For    For

Telecom Argentina S.A.

   TECO2    08/31/2017    P9028N101    4    Authorize Increase in Capital via Issuance of 1.18 Billion Shares    Mgmt    For    For

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NetEase Inc.

   NTES    09/08/2017    64110W102       Meeting for ADR Holders    Mgmt      

NetEase Inc.

   NTES    09/08/2017    64110W102    1a    Elect William Lei Ding as Director    Mgmt    For    For

NetEase Inc.

   NTES    09/08/2017    64110W102    1b    Elect Alice Cheng as Director    Mgmt    For    For

NetEase Inc.

   NTES    09/08/2017    64110W102    1c    Elect Denny Lee as Director    Mgmt    For    For

NetEase Inc.

   NTES    09/08/2017    64110W102    1d    Elect Joseph Tong as Director    Mgmt    For    For

NetEase Inc.

   NTES    09/08/2017    64110W102    1e    Elect Lun Feng as Director    Mgmt    For    For

NetEase Inc.

   NTES    09/08/2017    64110W102    1f    Elect Michael Leung as Director    Mgmt    For    For

NetEase Inc.

   NTES    09/08/2017    64110W102    1g    Elect Michael Tong as Director    Mgmt    For    For

NetEase Inc.

   NTES    09/08/2017    64110W102    2    Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP as Auditor    Mgmt    For    For

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China Unicom (Hong Kong) Ltd

   762    09/15/2017    Y1519S111    1    Approve Share Subscription Agreement and Related Transactions    Mgmt    For    For

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Rumo S.A.

   RAIL3    09/21/2017    N/A    1    Approve Increase in Authorized Capital    Mgmt    For    For

Rumo S.A.

   RAIL3    09/21/2017    N/A    2    Amend Article 6 to Reflect Changes in Authorized Capital and Consolidate Bylaws    Mgmt    For    For

Rumo S.A.

   RAIL3    09/21/2017    N/A    3    Ratify Election of Sameh Fahmy as Director    Mgmt    For    For

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Kingsoft Corporation Ltd.

   3888    09/29/2017    G5264Y108    1    Approve Voting Proxy Agreement, Capital Injection Agreement, and Their Related Transactions    Mgmt    For    For

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Alibaba Group Holding Limited

   BABA    10/18/2017    01609W102       Meeting for ADR Holders    Mgmt      

Alibaba Group Holding Limited

   BABA    10/18/2017    01609W102    1.1    Elect Jack Yun Ma as Director    Mgmt    For    For

Alibaba Group Holding Limited

   BABA    10/18/2017    01609W102    1.2    Elect Masayoshi Son as Director    Mgmt    For    For

Alibaba Group Holding Limited

   BABA    10/18/2017    01609W102    1.3    Elect Walter Teh Ming Kwauk as Director    Mgmt    For    For

Alibaba Group Holding Limited

   BABA    10/18/2017    01609W102    2    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For

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Minerva S.A.

   BEEF3    10/20/2017    P6831V106    1    Approve Agreement to Absorb Minerva Industria e Comercio de Alimentos S.A.    Mgmt    For    For

Minerva S.A.

   BEEF3    10/20/2017    P6831V106    2    Ratify Verdus Auditores Independentes as the Independent Firm to Appraise Proposed Transactions    Mgmt    For    For

Minerva S.A.

   BEEF3    10/20/2017    P6831V106    3    Approve Independent Firm’s Appraisal    Mgmt    For    For

Minerva S.A.

   BEEF3    10/20/2017    P6831V106    4    Approve Absorption Minerva Industria e Comercio de Alimentos S.A.    Mgmt    For    For

Minerva S.A.

   BEEF3    10/20/2017    P6831V106    5    Amend Article 10    Mgmt    For    For

Minerva S.A.

   BEEF3    10/20/2017    P6831V106    6    Amend Article 5 to Reflect Changes in Capital    Mgmt    For    For

Minerva S.A.

   BEEF3    10/20/2017    P6831V106    7    Consolidate Bylaws    Mgmt    For    For

Minerva S.A.

   BEEF3    10/20/2017    P6831V106    8    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For

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PT Bank Negara Indonesia (Persero) Tbk

   BBNI    11/02/2017    Y74568166    1    Elect Directors and Commissioners    Mgmt    For    For


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SINA Corporation

   SINA    11/03/2017    G81477104       Management Proxy (White Proxy Card)    Mgmt      

SINA Corporation

   SINA    11/03/2017    G81477104    1    Elect Director Yichen Zhang    Mgmt    For    Do Not Vote

SINA Corporation

   SINA    11/03/2017    G81477104    2    Ratify PricewaterhouseCoopers Zhong Tian LLP as Auditors    Mgmt    For    Do Not Vote

SINA Corporation

   SINA    11/03/2017    G81477104    3    Elect Director Brett H. Krause    SH    Against    Do Not Vote

SINA Corporation

   SINA    11/03/2017    G81477104    4    Elect Director Thomas J. Manning    SH    Against    Do Not Vote

SINA Corporation

   SINA    11/03/2017    G81477104       Dissident Proxy (Blue Proxy Card)    Mgmt      

SINA Corporation

   SINA    11/03/2017    G81477104    1    Management Nominee Yichen Zhang    SH    Abstain    Abstain

SINA Corporation

   SINA    11/03/2017    G81477104    2    Ratify PricewaterhouseCoopers Zhong Tian LLP as Auditors    Mgmt    For    For

SINA Corporation

   SINA    11/03/2017    G81477104    3    Elect Director Brett H. Krause    SH    For    For

SINA Corporation

   SINA    11/03/2017    G81477104    4    Elect Director Thomas J. Manning    SH    For    For

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LUKOIL PJSC

   LKOH    12/04/2017    X5060T106       Meeting for ADR Holders    Mgmt      

LUKOIL PJSC

   LKOH    12/04/2017    X5060T106    1    Approve Interim Dividends of RUB 85 for First Nine Months of Fiscal 2017    Mgmt    For    For

LUKOIL PJSC

   LKOH    12/04/2017    X5060T106    2    Approve Remuneration of Directors    Mgmt    For    For

LUKOIL PJSC

   LKOH    12/04/2017    X5060T106    3    Approve Company’s Membership in Russian Union of Industrialists and Entrepreneurs    Mgmt    For    For

LUKOIL PJSC

   LKOH    12/04/2017    X5060T106    4    Approve Related-Party Transaction Re: Investment in Lukoil International GmbH    Mgmt    For    For

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Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    12/05/2017    P49501201       Ordinary Business    Mgmt      

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    12/05/2017    P49501201    1    Approve Acquisition of Relevant Assets Re: Grupo Financiero Interacciones SAB de CV    Mgmt    For    Against

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    12/05/2017    P49501201    2    Accept Auditor’s Report on Fiscal Situation of Company    Mgmt      

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    12/05/2017    P49501201    3    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    Against

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Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    12/05/2017    P49501201       Extraordinary Business    Mgmt      

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    12/05/2017    P49501201    1    Approve Financial Statements as of September 30, 2017    Mgmt    For    Against

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    12/05/2017    P49501201    2    Approve Acquisition of Grupo Financiero Interacciones SAB de CV    Mgmt    For    Against

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    12/05/2017    P49501201    3    Amend Article 8 to Reflect Changes in Capital    Mgmt    For    Against

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    12/05/2017    P49501201    4    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    Against

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China Rapid Finance Limited

   XRF    12/15/2017    16953Q105       Meeting for ADR Holders    Mgmt      

China Rapid Finance Limited

   XRF    12/15/2017    16953Q105    1    Re-elect Ji’an Zhou as Director    Mgmt    For    Abstain

China Rapid Finance Limited

   XRF    12/15/2017    16953Q105    2    Ratify PricewaterhouseCoopers ZhongTian LLP as Auditors    Mgmt    For    Abstain

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Vale S.A.

   VALE3    12/21/2017    P2605D109       Meeting for ADR Holders    Mgmt      

Vale S.A.

   VALE3    12/21/2017    P2605D109    1    Approve Listing of Company Shares in Novo Mercado Segment of the Sao Paulo Stock Exchange    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    2    Amend Articles    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    3    Approve Agreement to Absorb Balderton Trading Corp. (Balderton)    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    4    Approve Agreement to Absorb Fortlee Investments Ltd. (Fortlee)    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    5    Approve Agreement for Partial Spin-Off of Empreendimentos Brasileiros de Mineracao S.A. (EBM) and Absorption of Spun-Off Assets    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    6    Ratify Premiumbravo Auditores Independentes as the Independent Firm to Appraise Proposed Transactions    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    7    Approve Independent Firm’s Appraisal on Balderton Trading Corp. (Balderton)    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    8    Approve Independent Firm’s Appraisal on Fortlee Investments Ltd. (Fortlee)    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    9    Approve Independent Firm’s Appraisal on Empreendimentos Brasileiros de Mineracao S.A. (EBM)    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    10    Approve Absorption of Balderton Trading Corp. (Balderton)    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    11    Approve Absorption of Fortlee Investments Ltd. (Fortlee)    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    12    Approve Partial Spin-Off of Empreendimentos Brasileiros de Mineracao S.A. (EBM)    Mgmt    For    For

Vale S.A.

   VALE3    12/21/2017    P2605D109    13    Ratify Election of Toshiya Asahi as Director and Gilmar Dalilo Cezar Wanderley as Alternate    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Hypermarcas S.A.

   HYPE3    02/07/2018    P5230A101    1    Amend Article 1 Re: Company Name and Consolidate Bylaws    Mgmt    For    For

Hypermarcas S.A.

   HYPE3    02/07/2018    P5230A101    2    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Housing Development Finance Corp. Ltd.

   500010    02/14/2018    Y37246157       Postal Ballot    Mgmt      

Housing Development Finance Corp. Ltd.

   500010    02/14/2018    Y37246157    1    Increase Authorized Share Capital and Amend Memorandum of Association    Mgmt    For    For

Housing Development Finance Corp. Ltd.

   500010    02/14/2018    Y37246157    2    Approve Issuance of Shares on Preferential Basis    Mgmt    For    For

Housing Development Finance Corp. Ltd.

   500010    02/14/2018    Y37246157    3    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For

Housing Development Finance Corp. Ltd.

   500010    02/14/2018    Y37246157    4    Approve Related Party Transaction with HDFC Bank Limited    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Com2uS Corp.

   A078340    03/16/2018    Y1695S109    1    Approve Financial Statements and Allocation of Income    Mgmt    For    For

Com2uS Corp.

   A078340    03/16/2018    Y1695S109    2    Amend Articles of Incorporation    Mgmt    For    For

Com2uS Corp.

   A078340    03/16/2018    Y1695S109    3    Elect Lee Sang-gu as Outside Director    Mgmt    For    For

Com2uS Corp.

   A078340    03/16/2018    Y1695S109    4    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    For

Com2uS Corp.

   A078340    03/16/2018    Y1695S109    5    Authorize Board to Fix Remuneration of Internal Auditor    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

KT&G Corp.

   A033780    03/16/2018    Y49904108    1    Approve Financial Statements and Allocation of Income    Mgmt    For    Do Not Vote

KT&G Corp.

   A033780    03/16/2018    Y49904108    2    Elect Baek Bok-in as CEO    Mgmt    For    Do Not Vote

KT&G Corp.

   A033780    03/16/2018    Y49904108    3    Elect Kim Heung-ryul as Inside Director    Mgmt    For    Do Not Vote

KT&G Corp.

   A033780    03/16/2018    Y49904108       Decision Whether to Increase the Current Capacity of Non-executive Directors    Mgmt      

KT&G Corp.

   A033780    03/16/2018    Y49904108    4.1    Maintain Current 6 Non-executive Directors    Mgmt    For    Do Not Vote

KT&G Corp.

   A033780    03/16/2018    Y49904108    4.2    Increase to 8 Non-executive Directors (Shareholder Proposal)    SH    Against    Do Not Vote

KT&G Corp.

   A033780    03/16/2018    Y49904108       ELECT ONE OUTSIDE DIRECTOR OUT OF THREE NOMINEES (In Case of Approval of Item 4.1)    Mgmt      

KT&G Corp.

   A033780    03/16/2018    Y49904108    5.1.1    Elect Baek Jong-soo as Outside Director    Mgmt    For    Do Not Vote

KT&G Corp.

   A033780    03/16/2018    Y49904108    5.1.2    Elect Oh Cheol-ho as Outside Director (Shareholder Proposal)    SH    Against    Do Not Vote

KT&G Corp.

   A033780    03/16/2018    Y49904108    5.1.3    Elect Hwang Duk-hee as Outside Director (Shareholder Proposal)    SH    Against    Do Not Vote

KT&G Corp.

   A033780    03/16/2018    Y49904108       ELECT THREE OUTSIDE DIRECTORS OUT OF FOUR NOMINEES (In Case of Approval of Item 4.2) - Cumulative Voting    Mgmt      


Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

KT&G Corp.

   A033780    03/16/2018    Y49904108    5.2.1    Elect Baek Jong-soo as Outside Director    Mgmt    For    Do Not Vote

KT&G Corp.

   A033780    03/16/2018    Y49904108    5.2.2    Elect Chung Seon-il(Sonny) as Outside Director    Mgmt    For    Do Not Vote

KT&G Corp.

   A033780    03/16/2018    Y49904108    5.2.3    Elect Oh Cheol-ho as Outside Director (Shareholder Proposal)    SH    Against    Do Not Vote

KT&G Corp.

   A033780    03/16/2018    Y49904108    5.2.4    Elect Hwang Duk-hee as Outside Director (Shareholder Proposal)    SH    Against    Do Not Vote

KT&G Corp.

   A033780    03/16/2018    Y49904108    6    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Do Not Vote

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Ping An Insurance (Group) Co. of China, Ltd.

   2318    03/19/2018    Y69790106       EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt      

Ping An Insurance (Group) Co. of China, Ltd.

   2318    03/19/2018    Y69790106    1    Approve Provision of Assured Entitlement to the H Shareholders Only for the Overseas Listing of Ping An Healthcare And Technology Company Limited    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    03/19/2018    Y69790106    2    Amend Articles of Association    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Ping An Insurance (Group) Co. of China, Ltd.

   2318    03/19/2018    Y69790106       CLASS MEETING FOR HOLDERS OF H SHARES    Mgmt      

Ping An Insurance (Group) Co. of China, Ltd.

   2318    03/19/2018    Y69790106    1    Approve Provision of Assured Entitlement to the H Shareholders Only for the Overseas Listing of Ping An Healthcare And Technology Company Limited    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

KB Financial Group Inc.

   A105560    03/23/2018    Y46007103    1    Approve Financial Statements and Allocation of Income    Mgmt    For    For

KB Financial Group Inc.

   A105560    03/23/2018    Y46007103    2    Amend Articles of Incorporation    Mgmt    For    For

KB Financial Group Inc.

   A105560    03/23/2018    Y46007103    3.1    Elect Sonu Suk-ho as Outside Director    Mgmt    For    For

KB Financial Group Inc.

   A105560    03/23/2018    Y46007103    3.2    Elect Choi Myung-hee as Outside Director    Mgmt    For    For

KB Financial Group Inc.

   A105560    03/23/2018    Y46007103    3.3    Elect Jeong Kou-whan as Outside Director    Mgmt    For    For

KB Financial Group Inc.

   A105560    03/23/2018    Y46007103    3.4    Elect Yoo Suk-ryul as Outside Director    Mgmt    For    For

KB Financial Group Inc.

   A105560    03/23/2018    Y46007103    3.5    Elect Park Jae-ha as Outside Director    Mgmt    For    For

KB Financial Group Inc.

   A105560    03/23/2018    Y46007103    4    Elect Han Jong-soo as Outside Director to serve as Audit Committee Member    Mgmt    For    For

KB Financial Group Inc.

   A105560    03/23/2018    Y46007103    5.1    Elect Sonu Suk-ho as a Member of Audit Committee    Mgmt    For    For

KB Financial Group Inc.

   A105560    03/23/2018    Y46007103    5.2    Elect Jeong Kou-whan as a Member of Audit Committee    Mgmt    For    For

KB Financial Group Inc.

   A105560    03/23/2018    Y46007103    5.3    Elect Park Jae-ha as a Member of Audit Committee    Mgmt    For    For

KB Financial Group Inc.

   A105560    03/23/2018    Y46007103    6    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    For

KB Financial Group Inc.

   A105560    03/23/2018    Y46007103    7.1    Amend Articles of Incorporation (Shareholder Proposal)    SH    Against    For

KB Financial Group Inc.

   A105560    03/23/2018    Y46007103    7.2    Amend Articles of Incorporation (Shareholder Proposal)    SH    Against    For

KB Financial Group Inc.

   A105560    03/23/2018    Y46007103    8    Elect Kwon Soon-won as a Shareholder-Nominee to the Board (Outside Director)    SH    Against    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

LG Corp.

   A003550    03/23/2018    Y52755108    1    Approve Financial Statements and Allocation of Income    Mgmt    For    For

LG Corp.

   A003550    03/23/2018    Y52755108    2    Elect One Inside Director and One Outside Director (Bundled)    Mgmt    For    For

LG Corp.

   A003550    03/23/2018    Y52755108    3    Elect Lee Jang-gyu as a Member of Audit Committee    Mgmt    For    For

LG Corp.

   A003550    03/23/2018    Y52755108    4    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Samsung SDI Co., Ltd.

   A006400    03/23/2018    Y74866107    1    Approve Financial Statements and Allocation of Income    Mgmt    For    For

Samsung SDI Co., Ltd.

   A006400    03/23/2018    Y74866107    2    Elect Kwon Young-noh as Inside Director    Mgmt    For    Against

Samsung SDI Co., Ltd.

   A006400    03/23/2018    Y74866107    3    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Credicorp Ltd.

   BAP    03/28/2018    G2519Y108    1    Present 2017 Annual Report    Mgmt      

Credicorp Ltd.

   BAP    03/28/2018    G2519Y108    2    Approve Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2017, Including External Auditors’ Report    Mgmt    For    For

Credicorp Ltd.

   BAP    03/28/2018    G2519Y108    3    Ratify PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

SK Hynix Inc.

   A000660    03/28/2018    Y3817W109    1    Approve Financial Statements and Allocation of Income    Mgmt    For    For

SK Hynix Inc.

   A000660    03/28/2018    Y3817W109    2    Elect Park Sung-wook as Inside Director    Mgmt    For    For

SK Hynix Inc.

   A000660    03/28/2018    Y3817W109    3.1    Elect Song Ho-keun as Outside Director    Mgmt    For    For

SK Hynix Inc.

   A000660    03/28/2018    Y3817W109    3.2    Elect Cho Hyun-jae as Outside Director    Mgmt    For    For

SK Hynix Inc.

   A000660    03/28/2018    Y3817W109    3.3    Elect Yoon Tae-hwa as Outside Director    Mgmt    For    For

SK Hynix Inc.

   A000660    03/28/2018    Y3817W109    4    Elect Yoon Tae-hwa as a Member of Audit Committee    Mgmt    For    For

SK Hynix Inc.

   A000660    03/28/2018    Y3817W109    5    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    For

SK Hynix Inc.

   A000660    03/28/2018    Y3817W109    6    Approve Stock Option Grants    Mgmt    For    For

SK Hynix Inc.

   A000660    03/28/2018    Y3817W109    7    Approve Stock Option Grants    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Dentium CO., LTD

   A145720    03/30/2018    N/A    1    Approve Financial Statements and Allocation of Income    Mgmt    For    For

Dentium CO., LTD

   A145720    03/30/2018    N/A    2    Amend Articles of Incorporation    Mgmt    For    For

Dentium CO., LTD

   A145720    03/30/2018    N/A    3.1    Elect Kang Hui-taek as Inside Director    Mgmt    For    For

Dentium CO., LTD

   A145720    03/30/2018    N/A    3.2    Elect Woo I-hyeong as Outside Director    Mgmt    For    For

Dentium CO., LTD

   A145720    03/30/2018    N/A    4    Elect Woo I-hyeong as a Member of Audit Committee    Mgmt    For    For

Dentium CO., LTD

   A145720    03/30/2018    N/A    5    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    For

Dentium CO., LTD

   A145720    03/30/2018    N/A    6    Approve Stock Option Grants    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

NCsoft Corp.

   A036570    03/30/2018    Y6258Y104    1    Approve Financial Statements and Allocation of Income    Mgmt    For    For

NCsoft Corp.

   A036570    03/30/2018    Y6258Y104    2    Elect Kim Taek-jin as Inside Director    Mgmt    For    For

NCsoft Corp.

   A036570    03/30/2018    Y6258Y104    3.1    Elect Hwang Chan-hyeon as Outside Director    Mgmt    For    For

NCsoft Corp.

   A036570    03/30/2018    Y6258Y104    3.2    Elect Seo Yoon-seok as Outside Director    Mgmt    For    For

NCsoft Corp.

   A036570    03/30/2018    Y6258Y104    4.1    Elect Hwang Chan-hyeon as a Member of Audit Committee    Mgmt    For    For

NCsoft Corp.

   A036570    03/30/2018    Y6258Y104    4.2    Elect Seo Yoon-seok as a Member of Audit Committee    Mgmt    For    For

NCsoft Corp.

   A036570    03/30/2018    Y6258Y104    5    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Anta Sports Products Ltd.

   2020    04/10/2018    G04011105    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Anta Sports Products Ltd.

   2020    04/10/2018    G04011105    2    Approve Final Dividend    Mgmt    For    For

Anta Sports Products Ltd.

   2020    04/10/2018    G04011105    3    Approve Special Dividend    Mgmt    For    For

Anta Sports Products Ltd.

   2020    04/10/2018    G04011105    4    Elect Ding Shijia as Director    Mgmt    For    For


Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Anta Sports Products Ltd.

   2020    04/10/2018    G04011105    5    Elect Lai Shixian as Director    Mgmt    For    For

Anta Sports Products Ltd.

   2020    04/10/2018    G04011105    6    Elect Yeung Chi Tat as Director    Mgmt    For    For

Anta Sports Products Ltd.

   2020    04/10/2018    G04011105    7    Authorize Board to Fix Remuneration of Directors    Mgmt    For    For

Anta Sports Products Ltd.

   2020    04/10/2018    G04011105    8    Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For

Anta Sports Products Ltd.

   2020    04/10/2018    G04011105    9    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against

Anta Sports Products Ltd.

   2020    04/10/2018    G04011105    10    Authorize Repurchase of Issued Share Capital    Mgmt    For    For

Anta Sports Products Ltd.

   2020    04/10/2018    G04011105    11    Authorize Reissuance of Repurchased Shares    Mgmt    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

OTP Bank PLC

   OTP    04/13/2018    X60746181    1    Approve Financial Statements, Statutory Reports, and Allocation of Income    Mgmt    For    For

OTP Bank PLC

   OTP    04/13/2018    X60746181    2    Approve Company’s Corporate Governance Statement    Mgmt    For    For

OTP Bank PLC

   OTP    04/13/2018    X60746181    3    Approve Discharge of Management Board    Mgmt    For    For

OTP Bank PLC

   OTP    04/13/2018    X60746181    4    Approve Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    Against

OTP Bank PLC

   OTP    04/13/2018    X60746181    5    Amend Bylaws    Mgmt    For    For

OTP Bank PLC

   OTP    04/13/2018    X60746181    6    Elect Supervisory Board Member    Mgmt    For    For

OTP Bank PLC

   OTP    04/13/2018    X60746181    7    Elect Audit Committee Members    Mgmt    For    For

OTP Bank PLC

   OTP    04/13/2018    X60746181    8    Approve Remuneration Policy    Mgmt    For    For

OTP Bank PLC

   OTP    04/13/2018    X60746181    9    Approve Remuneration of Management Board, Supervisory Board, and Audit Committee Members    Mgmt    For    For

OTP Bank PLC

   OTP    04/13/2018    X60746181    10    Authorize Share Repurchase Program    Mgmt    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Vale S.A.

   VALE3    04/13/2018    P2605D109       Meeting for ADR Holders    Mgmt      

Vale S.A.

   VALE3    04/13/2018    P2605D109       Annual Meeting Agenda    Mgmt      

Vale S.A.

   VALE3    04/13/2018    P2605D109    1    Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017    Mgmt    For    For

Vale S.A.

   VALE3    04/13/2018    P2605D109    2    Approve Allocation of Income, Capital Budget and Dividends    Mgmt    For    For

Vale S.A.

   VALE3    04/13/2018    P2605D109    3    Ratify Election of Ney Roberto Ottoni de Brito as Director    Mgmt    For    Against

Vale S.A.

   VALE3    04/13/2018    P2605D109    4    Elect Fiscal Council Members and Alternates    Mgmt    For    For

Vale S.A.

   VALE3    04/13/2018    P2605D109    5    Approve Remuneration of Company’s Management and Fiscal Council Members    Mgmt    For    Against

Vale S.A.

   VALE3    04/13/2018    P2605D109    6    Ratify Remuneration of Company’s Management and Fiscal Council Members for Fiscal Year 2017    Mgmt    For    Against

Vale S.A.

   VALE3    04/13/2018    P2605D109       Special Meeting Agenda    Mgmt      

Vale S.A.

   VALE3    04/13/2018    P2605D109    1    Amend Articles and Consolidate Bylaws    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Hypera S.A.

   HYPE3    04/19/2018    P5230A101    1    Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017    Mgmt    For    For

Hypera S.A.

   HYPE3    04/19/2018    P5230A101    2    Approve Allocation of Income and Dividends    Mgmt    For    For

Hypera S.A.

   HYPE3    04/19/2018    P5230A101    3    Approve Remuneration of Company’s Management    Mgmt    For    For

Hypera S.A.

   HYPE3    04/19/2018    P5230A101    4    Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?    Mgmt    None    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Hypera S.A.

   HYPE3    04/19/2018    P5230A101    1    Change Company Name to Hypera Pharma and Amend Article 1 Accordingly    Mgmt    For    For

Hypera S.A.

   HYPE3    04/19/2018    P5230A101    2    Amend Articles 24 and 28, and Remove item 35    Mgmt    For    For

Hypera S.A.

   HYPE3    04/19/2018    P5230A101    3    Amend Articles 17, 18, 19, 23, 24, 38, 58 and 61    Mgmt    For    For

Hypera S.A.

   HYPE3    04/19/2018    P5230A101    4    Renumber Articles and Consolidate Bylaws    Mgmt    For    For

Hypera S.A.

   HYPE3    04/19/2018    P5230A101    5    Approve Share Matching Plan    Mgmt    For    Against

Hypera S.A.

   HYPE3    04/19/2018    P5230A101    6    Re-Ratify Remuneration of Company’s Management for Fiscal Year 2016    Mgmt    For    Against

Hypera S.A.

   HYPE3    04/19/2018    P5230A101    7    Amend Share Matching Plan    Mgmt    For    Against

Hypera S.A.

   HYPE3    04/19/2018    P5230A101    8    Amend Restricted Stock Plan    Mgmt    For    Against

Hypera S.A.

   HYPE3    04/19/2018    P5230A101    9    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A       Meeting for ADR Holders    Mgmt      

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A       Ordinary and Extraordinary Meeting Agenda - Item 13 is Extraordinary    Mgmt      

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    1    Designate Two Shareholders to Sign Minutes of Meeting    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    2    Consider Financial Statements and Statutory Reports    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    3    Consider Discharge of Directors    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    4    Consider Discharge of Internal Statutory Auditors Committee (Comision Fiscalizadora)    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    5    Consider Remuneration of Directors    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    6    Consider Remuneration of Internal Statutory Auditors Committee (Comision Fiscalizadora)    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    7    Fix Number of and Elect Directors and Alternates    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    8    Elect Members of Internal Statutory Auditors Committee (Comision Fiscalizadora)    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    9    Consider Allocation of Income, Increase of Discretionary Reserve and Dividend Distribution    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    10    Approve Remuneration of Auditors    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    11    Elect Principal and Alternate Auditors    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    12    Approve Budget of Audit Committee    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    13    Amend Section G of Article 6 and Article 16; Consolidate Bylaws    Mgmt    For    For

Grupo Supervielle S.A.

   SUPV    04/24/2018    N/A    14    Approve Granting of Powers    Mgmt    For    For

Issuer Name

  

Ticker

  

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Rec

  

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Cast

DP World Ltd

   DPW    04/26/2018    M2851H104       Ordinary Business    Mgmt      

DP World Ltd

   DPW    04/26/2018    M2851H104    1    Accept Financial Statements and Statutory Reports for FY 2017    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    2    Approve Final Dividends of USD 0.41 per Share for FY 2017    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    3    Reelect Sultan Ahmed Bin Sulayem as Director    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    4    Reelect Yuvraj Narayan as Director    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    5    Reelect Deepak Parekh as Director    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    6    Reelect Robert Woods as Director    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    7    Reelect Mark Russell as Director    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    8    Reelect Abdulla Ghobash as Director    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    9    Reelect Nadya Kamali as Director    Mgmt    For    For


Issuer Name

  

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Date

  

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DP World Ltd

   DPW    04/26/2018    M2851H104    10    Reelect Mohamed Al Suwaidi as Director    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    11    Reelect KPMG LLP as Auditors    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    12    Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    13    Authorize Share Issuance with Preemptive Rights    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    14    Authorize Share Repurchase Program    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104       Extraordinary Business    Mgmt      

DP World Ltd

   DPW    04/26/2018    M2851H104    15    Eliminate Preemptive Rights Pursuant to Item 13 Above    Mgmt    For    For

DP World Ltd

   DPW    04/26/2018    M2851H104    16    Authorize Cancellation of Repurchased Shares    Mgmt    For    For

Issuer Name

  

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Meeting
Date

  

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CUSIP

  

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Number

  

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Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100       Meeting for ADR Holders    Mgmt      

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    1a    Approve CEO’s and Auditor’s Reports on Operations and Results of Company, and Board’s Opinion on Reports    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    1b    Approve Board’s Report on Accounting Policies and Criteria for Preparation of Financial Statements    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    1c    Approve Report on Activities and Operations Undertaken by Board    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    1d    Approve Individual and Consolidated Financial Statements    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    1e    Approve Report of Audit Committee’s Activities and Report on Company’s Subsidiaries    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    1f    Approve Report on Adherence to Fiscal Obligations    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    2a    Approve Increase in Legal Reserve by MXN 227.50 Million    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    2b    Approve Cash Dividends of MXN 6.78 Per Series B and BB Shares    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    2c    Set Maximum Amount of MXN 2.29 Billion for Share Repurchase; Approve Policy Related to Acquisition of Own Shares    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    3a    Approve Discharge of Board of Directors and CEO    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    3b.1    Elect/Ratify Fernando Chico Pardo as Director    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    3b.2    Elect/Ratify José Antonio Pérez Antón as Director    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    3b.3    Elect/Ratify Luis Chico Pardo as Director    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    3b.4    Elect/Ratify Aurelio Pérez Alonso as Director    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    3b.5    Elect/Ratify Rasmus Christiansen as Director    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    3b.6    Elect/Ratify Francisco Garza Zambrano as Director    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    3b.7    Elect/Ratify Ricardo Guajardo Touché as Director    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    3b.8    Elect/Ratify Guillermo Ortiz Martínez as Director    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    3b.9    Elect/Ratify Roberto Servitje Sendra as Director    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    3c.1    Elect/Ratify Ricardo Guajardo Touché as Chairman of Audit Committee    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    3d.1    Elect/Ratify Fernando Chico Pardo as Member of Nominations and Compensations Committee    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    3d.2    Elect/Ratify José Antonio Perez Antón as Member of Nominations and Compensations Committee    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    3d.3    Elect/Ratify Roberto Servitje Sendra as Member of Nominations and Compensations Committee    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    3e.1    Approve Remuneration of Directors in the Amount of MXN 60,000    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    3e.2    Approve Remuneration of Operations Committee in the Amount of MXN 60,000    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    3e.3    Approve Remuneration of Nominations and Compensations Committee in the Amount of MXN 60,000    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    3e.4    Approve Remuneration of Audit Committee in the Amount of MXN 85,000    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    3e.5    Approve Remuneration of Acquisitions and Contracts Committee in the Amount of MXN 20,000    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    4a    Authorize Claudio R. Góngora Morales to Ratify and Execute Approved Resolutions    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    4b    Authorize Rafael Robles Miaja to Ratify and Execute Approved Resolutions    Mgmt    For    For

Grupo Aeroportuario del Sureste S.A.B. de C.V.

   ASUR B    04/26/2018    P4950Y100    4c    Authorize Ana María Poblanno Chanona to Ratify and Execute Approved Resolutions    Mgmt    For    For

Issuer Name

  

Ticker

  

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Date

  

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CUSIP

  

Proposal
Number

  

Proposal Text

  

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Mgmt
Rec

  

Vote

Cast

Localiza Rent a Car S.A.

   RENT3    04/26/2018    P6330Z111    1    Amend Articles    Mgmt    For    For

Localiza Rent a Car S.A.

   RENT3    04/26/2018    P6330Z111    2    Consolidate Bylaws    Mgmt    For    For

Issuer Name

  

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Localiza Rent a Car S.A.

   RENT3    04/26/2018    P6330Z111    1    Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017    Mgmt    For    For

Localiza Rent a Car S.A.

   RENT3    04/26/2018    P6330Z111    2    Approve Allocation of Income and Dividends    Mgmt    For    For

Localiza Rent a Car S.A.

   RENT3    04/26/2018    P6330Z111    3    Approve Remuneration of Company’s Management    Mgmt    For    For

Issuer Name

  

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Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    1    Accept Management Statements for Fiscal Year Ended Dec. 31, 2017    Mgmt    For    For

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    2    Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017    Mgmt    For    For

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    3    Approve Allocation of Income and Dividends    Mgmt    For    For

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    4    Approve Remuneration of Company’s Management    Mgmt    For    Against

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    5.1    Elect David Feffer as Director    Mgmt    For    For

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    5.2    Elect Claudio Thomaz Lobo Sonder as Director    Mgmt    For    For

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    5.3    Elect Daniel Feffer as Director    Mgmt    For    For

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    5.4    Elect Jorge Feffer as Director    Mgmt    For    For

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    5.5    Elect Antonio de Souza Correa Meyer as Director    Mgmt    For    For

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    5.6    Elect Maria Priscila Rodini Vansetti Machado as Director    Mgmt    For    For

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    5.7    Elect Nildemar Secches as Director    Mgmt    For    For

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    5.8    Elect Rodrigo Kede de Freitas Lima as Director    Mgmt    For    For

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    5.9    Elect Marco Antonio Bologna as Director    Mgmt    For    For

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    6    In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?    Mgmt    None    Abstain

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165       APPLICABLE ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 6, Votes Will Be Automatically Distributed in Equal % Amongst Candidates You Chose. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes    Mgmt      

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    7.1    Percentage of Votes to Be Assigned - Elect David Feffer as Director    Mgmt    None    Abstain

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    7.2    Percentage of Votes to Be Assigned - Elect Claudio Thomaz Lobo Sonder as Director    Mgmt    None    Abstain

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    7.3    Percentage of Votes to Be Assigned - Elect Daniel Feffer as Director    Mgmt    None    Abstain

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    7.4    Percentage of Votes to Be Assigned - Elect Jorge Feffer as Director    Mgmt    None    Abstain

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    7.5    Percentage of Votes to Be Assigned - Elect Antonio de Souza Correa Meyer as Director    Mgmt    None    Abstain

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    7.6    Percentage of Votes to Be Assigned - Elect Maria Priscila Rodini Vansetti Machado as Director    Mgmt    None    Abstain

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    7.7    Percentage of Votes to Be Assigned - Elect Nildemar Secches as Director    Mgmt    None    Abstain

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    7.8    Percentage of Votes to Be Assigned - Elect Rodrigo Kede de Freitas Lima as Director    Mgmt    None    Abstain


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Rec

  

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Cast

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    7.9    Percentage of Votes to Be Assigned - Elect Marco Antonio Bologna as Director    Mgmt    None    Abstain

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    8.1    Elect Luiz Augusto Marques Paes as Fiscal Council Member and Roberto Figueiredo Mello as Alternate    Mgmt    For    Do Not Vote

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    8.2    Elect Rubens Barletta as Fiscal Council Member and Luiz Gonzaga Ramos Schubert as Alternate    Mgmt    For    For

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    8.3    Elect Eraldo Soares Pecanha as Fiscal Council Member and Kurt Janos Toth as Alternate Appointed by Minority Shareholder    SH    None    For

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    8.4    Elect Vitor Paulo Camargo Goncalves as Fiscal Council Member and Beatriz Pereira Carneiro Cunha as Alternate Appointed by Minority Shareholder    SH    None    For

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    9    Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    None    Abstain

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    10    As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    None    Abstain

Suzano Papel e Celulose S.A.

   SUZB3    04/26/2018    P06768165    11    As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Fiscal Council, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    None    Abstain

Issuer Name

  

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Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    1.a    Approve CEO’s Report on Financial Statements and Statutory Reports    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    1.b    Approve Board’s Report on Policies and Accounting Information and Criteria Followed in Preparation of Financial Information    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    1.c    Approve Board’s Report on Operations and Activities Undertaken by Board    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    1.d    Approve Report on Activities of Audit and Corporate Practices Committee    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    1.e    Approve All Operations Carried out by Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    2    Approve Allocation of Income    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a1    Elect Carlos Hank Gonzalez as Board Chairman    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a2    Elect Juan Antonio Gonzalez Moreno as Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a3    Elect David Juan Villarreal Montemayor as Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a4    Elect Jose Marcos Ramirez Miguel as Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a5    Elect Everardo Elizondo Almaguer as Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a6    Elect Carmen Patricia Armendariz Guerra as Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a7    Elect Hector Federico Reyes-Retana y Dahl as Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a8    Elect Eduardo Livas Cantu as Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a9    Elect Alfredo Elias Ayub as Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a10    Elect Adrian Sada Cueva as Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a11    Elect Alejandro Burillo Azcarraga as Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a12    Elect Jose Antonio Chedraui Eguia as Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a13    Elect Alfonso de Angoitia Noriega as Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a14    Elect Olga Maria del Carmen Sanchez Cordero Davila as Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a15    Elect Thomas Stanley Heather Rodriguez as Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a16    Elect Graciela Gonzalez Moreno as Alternate Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a17    Elect Juan Antonio Gonzalez Marcos as Alternate Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a18    Elect Carlos de la Isla Corry as Alternate Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a19    Elect Clemente Ismael Reyes Retana Valdes as Alternate Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a20    Elect Alberto Halabe Hamui as Alternate Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a21    Elect Manuel Aznar Nicolin as Alternate Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a22    Elect Roberto Kelleher Vales as Alternate Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a23    Elect Robert William Chandler Edwards as Alternate Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a24    Elect Isaac Becker Kabacnik as Alternate Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a25    Elect Jose Maria Garza Treviño as Alternate Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a26    Elect Javier Braun Burillo as Alternate Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a27    Elect Humberto Tafolla Nuñez as Alternate Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a28    Elect Guadalupe Phillips Margain as Alternate Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a29    Elect Eduardo Alejandro Francisco Garcia Villegas as Alternate Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.a30    Elect Ricardo Maldonado Yañez as Alternate Director    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.b    Elect Hector Avila Flores as Board Secretary Who Will Not Be Part of Board    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    3.c    Approve Directors Liability and Indemnification    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    4    Approve Remuneration of Directors    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    5    Elect Hector Federico Reyes-Retana y Dahl as Chairman of Audit and Corporate Practices Committee    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    6    Approve Report on Share Repurchase; Set Aggregate Nominal Amount of Share Repurchase Reserve    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    04/27/2018    P49501201    7    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    1    Approve Issuance of D Class Shares and Listing in China Europe International Exchange    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    2    Approve Initial Public Offering of D Shares in the China Europe International Exchange as well as Its Listing    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    2.1    Approve Share Type and Par Value    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    2.2    Approve Issue Time    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    2.3    Approve Issue Manner    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    2.4    Approve Issue Size    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    2.5    Approve Pricing Method    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    2.6    Approve Target Subscribers    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    2.7    Approve Principles of Offering    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    3    Approve Conversion of Company to Foreign Fund-Raising Company    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    4    Approve Resolution Validity Period    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    5    Approve Authorization of Board to Handle All Related Matters    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    6    Approve Report on the Usage of Previously Raised Funds    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    7    Approve Use of Proceeds    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    8    Approve Distribution Arrangement of Cumulative Earnings    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    9    Amend Articles of Association in Connection to the Listing of D Shares in the China Europe International Exchange    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    10    Amend Rules and Procedures Regarding General Meetings of Shareholders    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    11    Amend Rules and Procedures Regarding Meetings of Board of Directors    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    12    Amend Rules and Procedures Regarding Meetings of Board of Supervisors    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    13    Amend Working System for Independent Directors    Mgmt    For    For


Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    14    Amend Management System for Providing External Guarantees    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    15    Approve Formulation of Foreign Securities and Listing-related Confidentiality and File Management System    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    16    Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members    Mgmt    For    Against

Qingdao Haier Co., Ltd.

   600690    04/27/2018    Y8997F107    17    Amend Articles of Association    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    1    Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017    Mgmt    For    For

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    2    Approve Allocation of Income and Dividends    Mgmt    For    For

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    3    Approve Remuneration of Company’s Management    Mgmt    For    Against

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    4    Fix Number of Directors at Six    Mgmt    For    For

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    5    Elect Directors    Mgmt    For    For

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    6    In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?    Mgmt    None    Against

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    7    In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate?    Mgmt    None    Abstain

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A       APPLICABLE ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 7, Votes Will Be Automatically Distributed in Equal % Amongst Below Nominees. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes    Mgmt      

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    8.1    Percentage of Votes to Be Assigned - Elect Constantino de Oliveira Junior as Director    Mgmt    None    Abstain

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    8.2    Percentage of Votes to Be Assigned - Elect Joaquim Constantino Neto as Director    Mgmt    None    Abstain

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    8.3    Percentage of Votes to Be Assigned - Elect Ricardo Constantino as Director    Mgmt    None    Abstain

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    8.4    Percentage of Votes to Be Assigned- Elect Cassio Casseb Lima as Director    Mgmt    None    Abstain

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    8.5    Percentage of Votes to Be Assigned - Elect Fabio Bruggioni as Director    Mgmt    None    Abstain

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    8.6    Percentage of Votes to Be Assigned - Elect Marcos Grodetzky as Director    Mgmt    None    Abstain

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    9    Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    None    Abstain

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    10    As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    None    Abstain

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    11    Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?    Mgmt    None    For

Smiles Fidelidade S.A.

   SMLS3    04/30/2018    N/A    12    In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?    Mgmt    None    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Ternium S.A.

   TX    05/02/2018    880890108       Meeting for ADR Holders    Mgmt      

Ternium S.A.

   TX    05/02/2018    880890108       Annual Meeting Agenda    Mgmt      

Ternium S.A.

   TX    05/02/2018    880890108    1    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For

Ternium S.A.

   TX    05/02/2018    880890108    2    Approve Financial Statements    Mgmt    For    For

Ternium S.A.

   TX    05/02/2018    880890108    3    Approve Allocation of Income and Dividends of USD 0.11 per Share    Mgmt    For    For

Ternium S.A.

   TX    05/02/2018    880890108    4    Approve Discharge of Directors    Mgmt    For    For

Ternium S.A.

   TX    05/02/2018    880890108    5    Reelect Directors    Mgmt    For    For

Ternium S.A.

   TX    05/02/2018    880890108    6    Approve Remuneration of Directors    Mgmt    For    Against

Ternium S.A.

   TX    05/02/2018    880890108    7    Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

Ternium S.A.

   TX    05/02/2018    880890108    8    Allow Board to Appoint One or More of its Members as Company’s Attorney-in-Fact    Mgmt    For    For

Ternium S.A.

   TX    05/02/2018    880890108       Special Meeting Agenda    Mgmt      

Ternium S.A.

   TX    05/02/2018    880890108    1    Amend Article 11 Re: Audit Committee    Mgmt    For    For

Ternium S.A.

   TX    05/02/2018    880890108    2    Amend Article 15 Re: Date and Place of Annual General Meeting    Mgmt    For    For

Ternium S.A.

   TX    05/02/2018    880890108    3    Amend Article 16 Re: Notices of Meeting    Mgmt    For    For

Ternium S.A.

   TX    05/02/2018    880890108    4    Amend Article 19 Re: Vote and Minutes    Mgmt    For    For

Ternium S.A.

   TX    05/02/2018    880890108    5    Amend Article 20 Re: Fiscal Year    Mgmt    For    For

Ternium S.A.

   TX    05/02/2018    880890108    6    Amend Article 22 Re: Appraisal Rights    Mgmt    For    For

Ternium S.A.

   TX    05/02/2018    880890108    7    Amend Article 24 Re: Liquidation    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708       Ordinary Resolutions    Mgmt      

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    1.1    Reappoint Ernst & Young Inc. as Auditors of the Company with Ernest van Rooyen as the Designated Auditor    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    1.2    Reappoint KPMG Inc. as Auditors of the Company with Pierre Fourie as the Designated Auditor    Mgmt    For    Abstain

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    2.1    Re-elect Colin Beggs as Director    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    2.2    Re-elect Yolanda Cuba as Director    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    2.3    Re-elect Mohamed Husain as Director    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    2.4    Re-elect Wendy Lucas-Bull as Director    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    2.5    Re-elect Mark Merson as Director    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    2.6    Re-elect Maria Ramos as Director    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    3.1    Elect Daniel Hodge as Director    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    3.2    Elect Monwabisi Fandeso as Director    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    3.3    Elect Tasneem Abdool-Samad as Director    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    4.1    Re-elect Alex Darko as Member of the Group Audit and Compliance Committee    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    4.2    Re-elect Colin Beggs as Member of the Group Audit and Compliance Committee    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    4.3    Re-elect Mohamed Husain as Member of the Group Audit and Compliance Committee    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    4.4    Re-elect Daisy Naidoo as Member of the Group Audit and Compliance Committee    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    4.5    Re-elect Paul O’Flaherty as Member of the Group Audit and Compliance Committee    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    4.6    Re-elect Rene van Wyk as Member of the Group Audit and Compliance Committee    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    4.7    Elect Tasneem Abdool-Samad as Member of the Group Audit and Compliance Committee    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    5    Place Authorised but Unissued Shares under Control of Directors    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    6    Approve Maximum Numbers of Shares Allocated under the Long-Term Incentive Plans    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708       Non-binding Advisory Vote    Mgmt      

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    1    Approve Remuneration Policy    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    2    Approve Remuneration Implementation Report    Mgmt    For    Against

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708       Special Resolutions    Mgmt      

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    1    Amend Memorandum of Incorporation    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    2    Approve Change of Company Name to Absa Group Limited    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    3    Approve Remuneration of Non-Executive Directors    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    4    Authorise Repurchase of Issued Share Capital    Mgmt    For    For

Barclays Africa Group Ltd

   BGA    05/15/2018    S0269J708    5    Approve Financial Assistance in Terms of Section 45 of the Companies Act    Mgmt    For    For


Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Smiles Fidelidade S.A.

   SMLS3    05/16/2018    N/A    1    Amend Article 5 to Reflect Changes in Capital    Mgmt    For    For

Smiles Fidelidade S.A.

   SMLS3    05/16/2018    N/A    2    Amend Articles    Mgmt    For    For

Smiles Fidelidade S.A.

   SMLS3    05/16/2018    N/A    3    Amend Articles Re: B3 S.A. Regulation    Mgmt    For    For

Smiles Fidelidade S.A.

   SMLS3    05/16/2018    N/A    4    Consolidate Bylaws    Mgmt    For    For

Smiles Fidelidade S.A.

   SMLS3    05/16/2018    N/A    5    In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?    Mgmt    None    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Tencent Holdings Ltd.

   700    05/16/2018    G87572148    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Tencent Holdings Ltd.

   700    05/16/2018    G87572148    2    Approve Final Dividend    Mgmt    For    For

Tencent Holdings Ltd.

   700    05/16/2018    G87572148    3a    Elect Li Dong Sheng as Director    Mgmt    For    Against

Tencent Holdings Ltd.

   700    05/16/2018    G87572148    3b    Elect Iain Ferguson Bruce as Director    Mgmt    For    For

Tencent Holdings Ltd.

   700    05/16/2018    G87572148    3c    Authorize Board to Fix Remuneration of Directors    Mgmt    For    For

Tencent Holdings Ltd.

   700    05/16/2018    G87572148    4    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For

Tencent Holdings Ltd.

   700    05/16/2018    G87572148    5    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against

Tencent Holdings Ltd.

   700    05/16/2018    G87572148    6    Authorize Repurchase of Issued Share Capital    Mgmt    For    For

Tencent Holdings Ltd.

   700    05/16/2018    G87572148    7    Authorize Reissuance of Repurchased Shares    Mgmt    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

AIA Group Ltd.

   1299    05/18/2018    N/A    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

AIA Group Ltd.

   1299    05/18/2018    N/A    2    Approve Final Dividend    Mgmt    For    For

AIA Group Ltd.

   1299    05/18/2018    N/A    3    Elect Ng Keng Hooi as Director    Mgmt    For    For

AIA Group Ltd.

   1299    05/18/2018    N/A    4    Elect Cesar Velasquez Purisima as Director    Mgmt    For    For

AIA Group Ltd.

   1299    05/18/2018    N/A    5    Elect Lawrence Juen-Yee Lau as Director    Mgmt    For    For

AIA Group Ltd.

   1299    05/18/2018    N/A    6    Elect Chung-Kong Chow as Director    Mgmt    For    For

AIA Group Ltd.

   1299    05/18/2018    N/A    7    Elect John Barrie Harrison as Director    Mgmt    For    For

AIA Group Ltd.

   1299    05/18/2018    N/A    8    Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

AIA Group Ltd.

   1299    05/18/2018    N/A    9A    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For

AIA Group Ltd.

   1299    05/18/2018    N/A    9B    Authorize Repurchase of Issued Share Capital    Mgmt    For    For

AIA Group Ltd.

   1299    05/18/2018    N/A    9C    Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Qingdao Haier Co., Ltd.

   600690    05/18/2018    Y8997F107    1    Approve Report of the Board of Directors    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    05/18/2018    Y8997F107    2    Approve Report of the Board of Supervisors    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    05/18/2018    Y8997F107    3    Approve Financial Statements    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    05/18/2018    Y8997F107    4    Approve Annual Report and Summary    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    05/18/2018    Y8997F107    5    Approve Internal Control Audit Report    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    05/18/2018    Y8997F107    6    Approve Profit Distribution    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    05/18/2018    Y8997F107    7    Approve Appointment of Auditor    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    05/18/2018    Y8997F107    8    Approve Signing of Daily Related-party Transactions Agreement and 2018 Daily Related-party Transactions    Mgmt    For    Against

Qingdao Haier Co., Ltd.

   600690    05/18/2018    Y8997F107    9    Approve Provision of Guarantee    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    05/18/2018    Y8997F107    10    Approve Foreign Exchange Fund Derivatives Business    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    05/18/2018    Y8997F107    11    Approve Amendments to Articles of Association    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    05/18/2018    Y8997F107    12    Amend Rules and Procedures Regarding Meetings of Board of Directors    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    05/18/2018    Y8997F107    13    Amend Rules and Procedures Regarding Meetings of Board of Supervisors    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    05/18/2018    Y8997F107    14    Approve Acquisition of Equity and Related-party Transactions    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    05/18/2018    Y8997F107    15    Approve Authorization of the Board to Handle All Matters Related to Acquisition of Equity and Related-party Transactions    Mgmt    For    For

Qingdao Haier Co., Ltd.

   600690    05/18/2018    Y8997F107    16    Approve Extension in Authorization for Board to Handle All Matters Related to Issuance of Convertible Bonds    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106       AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt      

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    1    Approve 2017 Report of the Board of Directors    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    2    Approve 2017 Report of the Supervisory Committee    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    3    Approve 2017 Annual Report and its Summary    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    4    Approve 2017 Financial Statements and Statutory Reports    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    5    Approve 2017 Profit Distribution Plan and Distribution of Final Dividends    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    6    Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106       APPROVE RESOLUTIONS REGARDING THE ELECTION NO OF DIRECTORS FOR THE 11TH SESSION OF THE BOARD    Mgmt      

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.01    Elect Ma Mingzhe as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.02    Elect Sun Jianyi as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.03    Elect Ren Huichuan as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.04    Elect Yao Jason Bo as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.05    Elect Lee Yuansiong as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.06    Elect Cai Fangfang as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.07    Elect Soopakij Chearavanont as Director    Mgmt    For    Against

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.08    Elect Yang Xiaoping as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.09    Elect Wang Yongjian as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.10    Elect Liu Chong as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.11    Elect Yip Dicky Peter as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.12    Elect Wong Oscar Sai Hung as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.13    Elect Sun Dongdong as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.14    Elect Ge Ming as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    7.15    Elect Ouyang Hui as Director    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106       APPROVE RESOLUTIONS REGARDING THE ELECTION OF NON-EMPLOYEE REPRESENTATIVE SUPERVISORS FOR THE 9TH SESSION OF THE SUPERVISORY COMMITTEE    Mgmt      

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    8.01    Elect Gu Liji as Supervisor    Mgmt    For    For

 


Issuer Name

  

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Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    8.02    Elect Huang Baokui as Supervisor    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    8.03    Elect Zhang Wangjin as Supervisor    Mgmt    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    9    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares    Mgmt    For    Against

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    10    Approve 30th Anniversary Special Dividend    SH    For    For

Ping An Insurance (Group) Co. of China, Ltd.

   2318    05/23/2018    Y69790106    11    Approve Shanghai Jahwa Equity Incentive Scheme    SH    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

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Cast

Erste Group Bank AG

   EBS    05/24/2018    A19494102    1    Receive Financial Statements and Statutory Reports (Non-Voting)    Mgmt      

Erste Group Bank AG

   EBS    05/24/2018    A19494102    2    Approve Allocation of Income and Dividends of EUR 1.20 per Share    Mgmt    For    For

Erste Group Bank AG

   EBS    05/24/2018    A19494102    3    Approve Discharge of Management Board    Mgmt    For    For

Erste Group Bank AG

   EBS    05/24/2018    A19494102    4    Approve Discharge of Supervisory Board    Mgmt    For    For

Erste Group Bank AG

   EBS    05/24/2018    A19494102    5    Approve Remuneration of Supervisory Board Members    Mgmt    For    For

Erste Group Bank AG

   EBS    05/24/2018    A19494102    6    Ratify PwC Wirtschaftspruefung GmbH as Auditors    Mgmt    For    For

Erste Group Bank AG

   EBS    05/24/2018    A19494102    7    Approve Decrease in Size of Supervisory Board to Eleven Members    Mgmt    For    For

Erste Group Bank AG

   EBS    05/24/2018    A19494102    8    Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights    Mgmt    For    For

Erste Group Bank AG

   EBS    05/24/2018    A19494102    9    Approve Creation of EUR 343.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For

Erste Group Bank AG

   EBS    05/24/2018    A19494102    10    Amend Articles to Reflect Changes in Capital    Mgmt    For    For

Issuer Name

  

Ticker

  

Meeting
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Primary
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Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    1    Approve Report of the Board of Directors    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    2    Approve Report of the Board of Supervisors    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    3    Approve Annual Report and Summary    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    4    Approve Financial Statements    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    5    Approve Profit Distribution    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    6    Approve 2018 Budget Report    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    7    Approve Daily Related-party Transactions    Mgmt    For    Against

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    8    Approve Remuneration of Directors, Supervisors and Senior Management Members    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103       ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt      

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    9.1    Elect Dai Zhihao as Non-Independent Director    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    9.2    Elect Zou Jixin as Non-Independent Director    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    9.3    Elect Zhang Jingang as Non-Independent Director    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    9.4    Elect Zhu Junsheng as Non-Independent Director    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    9.5    Elect Wu Xiaodi as Non-Independent Director    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    9.6    Elect Bei Kewei as Non-Independent Director    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103       ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt      

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    10.1    Elect Xia Dawei as Independent Director    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    10.2    Elect Zhang Kehua as Independent Director    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    10.3    Elect Lu Xiongwen as Independent Director    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    10.4    Elect Xie Rong as Independent Director    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    10.5    Elect Bai Yanchun as Independent Director    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103       ELECT SUPERVISORS VIA CUMULATIVE VOTING    Mgmt      

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    11.1    Elect Zhu Yonghong as Supervisor    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    11.2    Elect Yu Hansheng as Supervisor    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    11.3    Elect Liu Guowang as Supervisor    Mgmt    For    For

Baoshan Iron & Steel Co., Ltd.

   600019    05/25/2018    Y0698U103    11.4    Elect Zhu Hanming as Supervisor    Mgmt    For    For

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CSPC Pharmaceutical Group Ltd.

   1093    05/25/2018    Y15018131    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

CSPC Pharmaceutical Group Ltd.

   1093    05/25/2018    Y15018131    2    Approve Final Dividend    Mgmt    For    For

CSPC Pharmaceutical Group Ltd.

   1093    05/25/2018    Y15018131    3a1    Elect Wang Huaiyu as Director    Mgmt    For    For

CSPC Pharmaceutical Group Ltd.

   1093    05/25/2018    Y15018131    3a2    Elect Wang Zhenguo as Director    Mgmt    For    For

CSPC Pharmaceutical Group Ltd.

   1093    05/25/2018    Y15018131    3a3    Elect Lu Hua as Director    Mgmt    For    For

CSPC Pharmaceutical Group Ltd.

   1093    05/25/2018    Y15018131    3a4    Elect Li Chunlei as Director    Mgmt    For    For

CSPC Pharmaceutical Group Ltd.

   1093    05/25/2018    Y15018131    3a5    Elect Lo Yuk Lam as Director    Mgmt    For    For

CSPC Pharmaceutical Group Ltd.

   1093    05/25/2018    Y15018131    3a6    Elect Yu Jinming as Director    Mgmt    For    For

CSPC Pharmaceutical Group Ltd.

   1093    05/25/2018    Y15018131    3b    Authorize Board to Fix Remuneration of Directors    Mgmt    For    For

CSPC Pharmaceutical Group Ltd.

   1093    05/25/2018    Y15018131    4    Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For

CSPC Pharmaceutical Group Ltd.

   1093    05/25/2018    Y15018131    5    Authorize Repurchase of Issued Share Capital    Mgmt    For    For

CSPC Pharmaceutical Group Ltd.

   1093    05/25/2018    Y15018131    6    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For

CSPC Pharmaceutical Group Ltd.

   1093    05/25/2018    Y15018131    7    Authorize Reissuance of Repurchased Shares    Mgmt    For    For

CSPC Pharmaceutical Group Ltd.

   1093    05/25/2018    Y15018131    8    Approve Grant of Options Under the Share Option Scheme    Mgmt    For    For

Issuer Name

  

Ticker

  

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Cast

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    1    Approve 2018 Framework Agreement and Related Transactions    Mgmt    For    Abstain

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Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    2    Elect Zhang Jianfeng as Director and Authorize Board to Fix His Remuneration    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    3    Elect Zhang Jianguo as Director and Authorize Board to Fix His Remuneration    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    4    Elect Liu Jianbo as Director and Authorize Board to Fix His Remuneration    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    5    Elect Jin Hailiang as Director and Authorize Board to Fix His Remuneration    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    6    Elect Chen Weiqun as Director and Authorize Board to Fix His Remuneration    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    7    Elect Zhang Bin as Director and Authorize Board to Fix His Remuneration    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    8    Authorize Board to Fix Remuneration of Directors    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    9    Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    10    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    11    Authorize Repurchase of Issued Share Capital    Mgmt    For    For

Haitian International Holdings Ltd.

   1882    05/25/2018    G4232C108    12    Authorize Reissuance of Repurchased Shares    Mgmt    For    For


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Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    2    Approve Final Dividend    Mgmt    For    For

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    3.1a    Elect Zhang Chi as Director    Mgmt    For    For

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    3.1b    Elect Hsieh Lily Hui-yun as Director    Mgmt    For    For

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    3.1c    Elect Hon Ping Cho Terence as Director    Mgmt    For    For

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    3.1d    Elect Cheung Sze Man as Director    Mgmt    For    For

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    3.2    Authorize Board to Fix Remuneration of Directors    Mgmt    For    For

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    4    Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    5    Authorize Repurchase of Issued Share Capital    Mgmt    For    For

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    6    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    7    Authorize Reissuance of Repurchased Shares    Mgmt    For    Against

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    8    Authorize Board for the Declaration and Payment of Interim Dividend    Mgmt    For    For

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Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    1    Approve Coucou Restaurant Management Co., Ltd. Share Option Scheme and Related Transactions    Mgmt    For    Against

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    2    Approve Xiabuxiabu Restaurant Management Co., Ltd. Share Option Scheme and Related Transactions    Mgmt    For    Against

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    3    Approve Xiabuxiabu (China) Food Co., Ltd. Share Option Scheme and Related Transactions    Mgmt    For    Against

Xiabuxiabu Catering Management (China) Holdings Co Ltd

   520    05/25/2018    N/A    4    Approve Xiabuxiabu Restaurant Management (Shanghai) Co., Ltd. Share Option Scheme and Related Transactions    Mgmt    For    Against

Issuer Name

  

Ticker

  

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Date

  

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Cast

Anhui Conch Cement Company Ltd

   914    05/30/2018    Y01373110       AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt      

Anhui Conch Cement Company Ltd

   914    05/30/2018    Y01373110    1    Approve 2017 Report of the Board of Directors    Mgmt    For    For

Anhui Conch Cement Company Ltd

   914    05/30/2018    Y01373110    2    Approve 2017 Report of the Supervisory Committee    Mgmt    For    For

Anhui Conch Cement Company Ltd

   914    05/30/2018    Y01373110    3    Approve 2017 Audited Financial Reports Prepared Under the PRC Accounting Standards and International Financial Reporting Standards Respectively    Mgmt    For    For

Anhui Conch Cement Company Ltd

   914    05/30/2018    Y01373110    4    Approve KPMG Huazhen LLP as PRC and Internal Control Auditor, KPMG as International Financial Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For

Anhui Conch Cement Company Ltd

   914    05/30/2018    Y01373110    5    Approve 2017 Profit Appropriation Proposal and Declaration of Final Dividend    Mgmt    For    For

Anhui Conch Cement Company Ltd

   914    05/30/2018    Y01373110    6    Approve Provision of Guarantee to Subsidiaries and Joint Venture Entities    Mgmt    For    For

Anhui Conch Cement Company Ltd

   914    05/30/2018    Y01373110    7    Amend Articles of Association Regarding Party Committee    Mgmt    For    Against

Anhui Conch Cement Company Ltd

   914    05/30/2018    Y01373110    8    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against

Issuer Name

  

Ticker

  

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Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    06/01/2018    P49501201       Ordinary Business    Mgmt      

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    06/01/2018    P49501201    1.1    Approve Cash Dividends of MXN 3.45 Per Share    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    06/01/2018    P49501201    1.2    Approve Dividend to Be Paid on June 11, 2018    Mgmt    For    For

Grupo Financiero Banorte S.A.B. de C.V.

   GFNORTE O    06/01/2018    P49501201    2    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For

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Cast

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    1    Approve Business Operations Report and Financial Statements    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    2    Approve Profit Distribution    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    3    Approve Amendments to Articles of Association    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107       ELECT NON-INDEPENDENT DIRECTOR AND INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING    Mgmt      

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.1    Elect F.C. Tseng with Shareholder No. 104 as Non-Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.2    Elect Mei-ling Chen , a Representative of National Development Fund, Executive Yuan with Shareholder No. 1, as Non-Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.3    Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.4    Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.5    Elect Sir Peter L. Bonfield with ID No. 504512XXX as Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.6    Elect Stan Shih with Shareholder No. 534770 as Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.7    Elect Thomas J. Engibous with ID No. 515274XXX as Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.8    Elect Kok-Choo Chen with ID No. A210358XXX as Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.9    Elect Michael R. Splinter with ID No. 488601XXX as Independent Director    Mgmt    For    For

Issuer Name

  

Ticker

  

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Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107       Meeting for ADR Holders    Mgmt      

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    1    Approve Business Operations Report and Financial Statements    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    2    Approve Profit Distribution    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    3    Approve Amendments to Articles of Association    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107       ELECT NON-INDEPENDENT DIRECTOR AND INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING    Mgmt      

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.1    Elect F.C. Tseng with Shareholder No. 104 as Non-Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.2    Elect Mei-ling Chen , a Representative of National Development Fund, Executive Yuan with Shareholder No. 1, as Non-Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.3    Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.4    Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.5    Elect Sir Peter L. Bonfield with ID No. 504512XXX as Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.6    Elect Stan Shih with Shareholder No. 534770 as Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.7    Elect Thomas J. Engibous with ID No. 515274XXX as Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.8    Elect Kok-Choo Chen with ID No. A210358XXX as Independent Director    Mgmt    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

   2330    06/05/2018    Y84629107    4.9    Elect Michael R. Splinter with ID No. 488601XXX as Independent Director    Mgmt    For    For

Issuer Name

  

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Sanlam Ltd

   SLM    06/06/2018    S7302C137    1    Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2017    Mgmt    For    For

Sanlam Ltd

   SLM    06/06/2018    S7302C137    2    Reappoint Ernst & Young Incorporated as Auditors of the Company and Appoint C du Toit as the Individual and Designated Auditor    Mgmt    For    For

Sanlam Ltd

   SLM    06/06/2018    S7302C137    3.1    Elect Mathukana Mokoka as Director    Mgmt    For    For

Sanlam Ltd

   SLM    06/06/2018    S7302C137    4.1    Re-elect Anton Botha as Director    Mgmt    For    For

Sanlam Ltd

   SLM    06/06/2018    S7302C137    4.2    Re-elect Rejoice Simelane as Director    Mgmt    For    For

Sanlam Ltd

   SLM    06/06/2018    S7302C137    4.3    Re-elect Johan van Zyl as Director    Mgmt    For    For

Sanlam Ltd

   SLM    06/06/2018    S7302C137    5.1    Re-elect Temba Mvusi as Director    Mgmt    For    For

Sanlam Ltd

   SLM    06/06/2018    S7302C137    6.1    Re-elect Anton Botha as Member of the Audit Committee    Mgmt    For    For


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Sanlam Ltd

   SLM    06/06/2018    S7302C137    6.2    Re-elect Paul Hanratty as Member of the Audit Committee    Mgmt    For    For

Sanlam Ltd

   SLM    06/06/2018    S7302C137    6.3    Elect Mathukana Mokoka as Member of the Audit Committee    Mgmt    For    For

Sanlam Ltd

   SLM    06/06/2018    S7302C137    6.4    Re-elect Karabo Nondumo as Member of the Audit Committee    Mgmt    For    For

Sanlam Ltd

   SLM    06/06/2018    S7302C137    7.1    Approve Remuneration Policy    Mgmt    For    For

Sanlam Ltd

   SLM    06/06/2018    S7302C137    7.2    Approve Remuneration Implementation Report    Mgmt    For    Against

Sanlam Ltd

   SLM    06/06/2018    S7302C137    8    Approve Remuneration of Executive Directors and Non-executive Directors for the Financial Year Ended 31 December 2017    Mgmt    For    For

Sanlam Ltd

   SLM    06/06/2018    S7302C137    9    Place Authorised but Unissued Shares under Control of Directors    Mgmt    For    For

Sanlam Ltd

   SLM    06/06/2018    S7302C137    10    Authorise Board to Issue Shares for Cash    Mgmt    For    For

Sanlam Ltd

   SLM    06/06/2018    S7302C137    11    Authorise Ratification of Approved Resolutions    Mgmt    For    For

Sanlam Ltd

   SLM    06/06/2018    S7302C137    A    Approve Remuneration of Non-executive Directors for the Period 1 July 2018 until 30 June 2019    Mgmt    For    For

Sanlam Ltd

   SLM    06/06/2018    S7302C137    B    Amend Memorandum of Incorporation    Mgmt    For    For

Sanlam Ltd

   SLM    06/06/2018    S7302C137    C    Authorise Repurchase of Issued Share Capital    Mgmt    For    For

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Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    1    Approve Annual Report    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    2    Approve Financial Statements    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    3    Approve Allocation of Income and Dividends of RUB 12 per Share    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    4    Ratify PricewaterhouseCoopers as Auditor    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108       Elect 14 Directors by Cumulative Voting    Mgmt      

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.1    Elect Esko Tapani Aho as Director    Mgmt    None    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.2    Elect Leonid Boguslavsky as Director    Mgmt    None    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.3    Elect Valery Goreglyad as Director    Mgmt    None    Against

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.4    Elect German Gref as Director    Mgmt    None    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.5    Elect Bella Zlatkis as Director    Mgmt    None    Against

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.6    Elect Nadezhda Ivanova as Director    Mgmt    None    Against

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.7    Elect Sergey Ignatyev as Director    Mgmt    None    Against

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.8    Elect Alexander Kuleshov as Director    Mgmt    None    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.9    Elect Vladimir Mau as Director    Mgmt    None    Against

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.10    Elect Gennady Melikyan as Director    Mgmt    None    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.11    Elect Maksim Oreshkin as Director    Mgmt    None    Against

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.12    Elect Olga Skorobogatova as Director    Mgmt    None    Against

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.13    Elect Nadia Wells as Director    Mgmt    None    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    5.14    Elect Sergey Shvetsov as Director    Mgmt    None    Against

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108       Elect Seven Members of Audit Commission    Mgmt      

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    6.1    Elect Alexey Bogatov as Member of Audit Commission    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    6.2    Elect Natalya Borodina as Member of Audit Commission    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    6.3    Elect Maria Voloshina as Member of Audit Commission    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    6.4    Elect Tatyana Domanskaya as Member of Audit Commission    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    6.5    Elect Yulia Isakhanova as Member of Audit Commission    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    6.6    Elect Irina Litvinova as Member of Audit Commission    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    6.7    Elect Aleksey Minenko as Member of Audit Commission    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    7    Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Company    Mgmt    For    For

Sberbank of Russia PJSC

   SBER    06/08/2018    X76318108    8    Approve New Edition of Charter    Mgmt    For    For

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Silergy Corp

   6415    06/08/2018    N/A    1    Approve Business Operations Report and Consolidated Financial Statements    Mgmt    For    For

Silergy Corp

   6415    06/08/2018    N/A    2    Approve Profit Distribution    Mgmt    For    For

Silergy Corp

   6415    06/08/2018    N/A    3    Amend Articles of Association    Mgmt    For    For

Silergy Corp

   6415    06/08/2018    N/A    4    Approve Issuance of Restricted Stocks    Mgmt    For    For

Issuer Name

  

Ticker

  

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Date

  

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Number

  

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AirTAC International Group

   1590    06/11/2018    N/A    1    Approve Business Operations Report and Consolidated Financial Statements    Mgmt    For    For

AirTAC International Group

   1590    06/11/2018    N/A    2    Approve Profit Distribution    Mgmt    For    For

AirTAC International Group

   1590    06/11/2018    N/A    3    Amend Articles of Association    Mgmt    For    For

Issuer Name

  

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Hota Industrial Manufacturing Co., Ltd.

   1536    06/12/2018    Y3722M105    1    Approve Financial Statements    Mgmt    For    For

Hota Industrial Manufacturing Co., Ltd.

   1536    06/12/2018    Y3722M105    2    Approve Plan on Profit Distribution    Mgmt    For    For

Hota Industrial Manufacturing Co., Ltd.

   1536    06/12/2018    Y3722M105    3    Approve Amendments to Articles of Association    Mgmt    For    For

Issuer Name

  

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Date

  

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Taiwan Paiho Co., Ltd.

   9938    06/14/2018    Y8431R105    1    Approve Financial Statements    Mgmt    For    For

Taiwan Paiho Co., Ltd.

   9938    06/14/2018    Y8431R105    2    Approve Profit Distribution    Mgmt    For    For

Issuer Name

  

Ticker

  

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Globant S.A.

   GLOB    06/20/2018    N/A       Annual Meeting Agenda    Mgmt      

Globant S.A.

   GLOB    06/20/2018    N/A    1    Receive Board’s and Auditor’s Reports    Mgmt      

Globant S.A.

   GLOB    06/20/2018    N/A    2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    3    Approve Financial Statements    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    4    Approve Allocation of Results    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    5    Approve Discharge of Directors    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    6    Approve Restricted Stock Plan    Mgmt    For    Against

Globant S.A.

   GLOB    06/20/2018    N/A    7    Approve Remuneration of Directors    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    8    Renew Appointment of Deloitte as Auditor for Annual Accounts    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    9    Appoint Deloitte & Co S.A. as Auditor for Consolidated Accounts    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    10    Elect Reelect Martín Migoya as Director    Mgmt    For    Against

Globant S.A.

   GLOB    06/20/2018    N/A    11    Reelect David J. Moore as Director    Mgmt    For    For

Globant S.A.

   GLOB    06/20/2018    N/A    12    Reelect Philip A. Odeen as Director    Mgmt    For    For


Issuer Name

  

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LUKOIL PJSC

   LKOH    06/21/2018    X5060T106       Meeting for ADR Holders    Mgmt      

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    1    Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends    Mgmt    For    For

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106       Elect 11 Directors by Cumulative Voting    Mgmt      

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    2.1    Elect Vagit Alekperov as Director    Mgmt    None    Against

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    2.2    Elect Viktor Blazheev as Director    Mgmt    None    Against

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    2.3    Elect Toby Gati as Director    Mgmt    None    For

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    2.4    Elect Valery Grayfer as Director    Mgmt    None    Against

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    2.5    Elect Igor Ivanov as Director    Mgmt    None    Against

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    2.6    Elect Aleksandr Leyfrid as Director    Mgmt    None    Against

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    2.7    Elect Ravil Maganov as Director    Mgmt    None    Against

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    2.8    Elect Roger Munnings as Director    Mgmt    None    For

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    2.9    Elect Richard Matzke as Director    Mgmt    None    Against

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    2.10    Elect Ivan Pictet as Director    Mgmt    None    For

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    2.11    Elect Leonid Fedun as Director    Mgmt    None    Against

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    2.12    Elect Lubov Khoba as Director    Mgmt    None    Against

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106       Elect Three Members of Audit Commission    Mgmt      

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    3.1    Elect Ivan Vrublevsky as Member of Audit Commission    Mgmt    For    For

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    3.2    Elect Pavel Suloyev as Member of Audit Commission    Mgmt    For    For

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    3.3    Elect Aleksandr Surkov as Member of Audit Commission    Mgmt    For    For

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    4.1    Approve Remuneration of Directors for Fiscal 2017    Mgmt    For    For

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    4.2    Approve Remuneration of New Directors for Fiscal 2018    Mgmt    For    For

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    5.1    Approve Remuneration of Members of Audit Commission for Fiscal 2017    Mgmt    For    For

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    5.2    Approve Remuneration of New Members of Audit Commission for Fiscal 2018    Mgmt    For    For

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    6    Ratify Auditor    Mgmt    For    For

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    7    Amend Charter    Mgmt    For    For

LUKOIL PJSC

   LKOH    06/21/2018    X5060T106    8    Approve Related-Party Transaction Re: Liability Insurance for Directors ,Executives, and Companies    Mgmt    For    For

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Lite-On Technology Corp.

   2301    06/22/2018    Y5313K109    1    Approve Financial Statements    Mgmt    For    For

Lite-On Technology Corp.

   2301    06/22/2018    Y5313K109    2    Approve Profit Distribution    Mgmt    For    For

Lite-On Technology Corp.

   2301    06/22/2018    Y5313K109    3    Approve Cash Distribution from Capital Reserve    Mgmt    For    For

Lite-On Technology Corp.

   2301    06/22/2018    Y5313K109    4    Amend Articles of Association    Mgmt    For    For

Lite-On Technology Corp.

   2301    06/22/2018    Y5313K109    5    Amend Rules and Procedures for Election of Directors    Mgmt    For    For

Lite-On Technology Corp.

   2301    06/22/2018    Y5313K109    6    Approve Release of Restrictions of Competitive Activities of Directors    Mgmt    For    For

Lite-On Technology Corp.

   2301    06/22/2018    Y5313K109    7    Approve Waiver of Capital Increase in Spin-off Subsidiary Skyla Corp.    Mgmt    For    For

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Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

   600196    06/27/2018    Y7682D104       AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt      

Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

   600196    06/27/2018    Y7682D104    1    Approve 2017 Annual Report    Mgmt    For    For

Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

   600196    06/27/2018    Y7682D104    2    Approve 2017 Work Report of the Board    Mgmt    For    For

Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

   600196    06/27/2018    Y7682D104    3    Approve 2017 Work Report of the Supervisory Committee    Mgmt    For    For

Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

   600196    06/27/2018    Y7682D104    4    Approve 2017 Final Accounts Report    Mgmt    For    For

Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

   600196    06/27/2018    Y7682D104    5    Approve 2017 Annual Profit Distribution Proposal    Mgmt    For    For

Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

   600196    06/27/2018    Y7682D104    6    Approve Ernst & Young Hua Ming (Special General Partnership) as PRC Financial Report and Internal Control Report Auditors and Ernst & Young as International Financial Report Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For

Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

   600196    06/27/2018    Y7682D104    7    Approve 2018 Estimated Ongoing Related Party Transactions    Mgmt    For    Against

Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

   600196    06/27/2018    Y7682D104    8    Approve 2017 Appraisal Results and Remuneration of Directors    Mgmt    For    For

Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

   600196    06/27/2018    Y7682D104    9    Approve 2018 Appraisal Program of Directors    Mgmt    For    For

Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

   600196    06/27/2018    Y7682D104    10    Approve Renewal of and New Entrusted Loan Quota of the Group    Mgmt    For    For

Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

   600196    06/27/2018    Y7682D104    11    Approve Total Bank Credit Applications of the Group    Mgmt    For    For

Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

   600196    06/27/2018    Y7682D104    12    Approve Authorization to the Management to Dispose of Listed Securities    Mgmt    For    For

Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

   600196    06/27/2018    Y7682D104    13    Approve Renewal of and New Guarantee Quota of the Group    Mgmt    For    For

Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

   600196    06/27/2018    Y7682D104    14    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares    Mgmt    For    Against

Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

   600196    06/27/2018    Y7682D104       RESOLUTIONS IN RELATION TO THE ELECTION OF NON EXECUTIVE DIRECTORS VIA CUMULATIVE VOTING    Mgmt      

Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

   600196    06/27/2018    Y7682D104    15.1    Elect Mu Haining as Director    Mgmt    For    For

Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

   600196    06/27/2018    Y7682D104    15.2    Elect Zhang Xueqing as Director    Mgmt    For    For

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Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    1    Approve 2017 Report of the Board of Directors    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    2    Approve 2017 Report of the Supervisory Committee    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    3    Approve 2017 Audited Financial Statements    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    4    Approve 2017 Profit Distribution Plan and Distribution of Final Dividend    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    5    Approve ShineWing (HK) CPA Limited and ShineWing Certified Public Accountant LLP as International and Domestic Auditors Respectively and Authorize Board to Fix Their Remuneration    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    6    Elect Tan Ruisong as Director, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    7    Elect Chen Yuanxian as Director, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    8    Elect Li Yao as Director, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    Against

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    9    Elect Wang Xuejun as Director, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    10    Elect He Zhiping as Director, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    11    Elect Patrick de Castelbajac as Director, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    Against

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    12    Elect Liu Renhuai as Director, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    Against

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    13    Elect Wang Jianxin as Director, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    14    Elect Liu Weiwu as Director, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    15    Elect Zheng Qiang as Supervisor, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    16    Elect Guo Guangxin as Supervisor, Authorize Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    17    Other Business by Way of Ordinary Resolution    Mgmt    For    Against


Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    18    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    19    Authorize Repurchase of Issued Share Capital    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    20    Amend Articles of Association    Mgmt    For    For

Avichina Industry & Technology Co., Ltd.

   2357    06/29/2018    Y0485Q109    21    Other Business by Way of Special Resolution    Mgmt    For    Against

Issuer Name

  

Ticker

  

Meeting
Date

  

Primary
CUSIP

  

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Vote

Cast

China Construction Bank Corporation

   939    06/29/2018    Y1397N101       AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt      

China Construction Bank Corporation

   939    06/29/2018    Y1397N101       ORDINARY RESOLUTIONS    Mgmt      

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    1    Approve 2017 Report of the Board of Directors    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    2    Approve 2017 Report of the Board of Supervisors    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    3    Approve 2017 Final Financial Accounts    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    4    Approve 2017 Profit Distribution Plan    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    5    Approve Budget of 2018 Fixed Assets Investment    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    6    Approve Remuneration Distribution and Settlement Plan for Directors in 2016    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    7    Approve Remuneration Distribution and Settlement Plan for Supervisors in 2016    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    8    Elect Wang Zuji as Director    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    9    Elect Pang Xiusheng as Director    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    10    Elect Zhang Gengsheng as Director    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    11    Elect Li Jun as Director    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    12    Elect Anita Fung Yuen Mei as Director    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    13    Elect Carl Walter as Director    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    14    Elect Kenneth Patrick Chung as Director    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    15    Elect Wu Jianhang as Supervisor    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    16    Elect Fang Qiuyue as Supervisor    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    17    Approve Capital Plan for 2018 to 2020    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    18    Approve PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Fix Their Remuneration    Mgmt    For    For

China Construction Bank Corporation

   939    06/29/2018    Y1397N101       SPECIAL RESOLUTION    Mgmt      

China Construction Bank Corporation

   939    06/29/2018    Y1397N101    1    Approve Amendments to the Authorization to the Board of Directors by the Shareholders’ General Meeting on External Donations    Mgmt    For    For


Ashmore Emerging Markets Hard Currency Debt Fund, Ashmore Emerging Markets Local Currency Bond Fund, Ashmore Emerging Markets Short Duration Fund and Ashmore Emerging Markets Equity Opportunities Fund (the “Funds”) had no matters relating to a portfolio security considered at a shareholder meeting held during the one-year period ended June 30, 2018 with respect to which the Funds were entitled to vote. Accordingly, there are no proxy votes to report for these Funds.


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Ashmore Funds

 

By   /s/ George Grunebaum
  George Grunebaum, President and Chief Executive Officer
  (Principal Executive Officer)

Date: August 29, 2018