0001498383-23-000004.txt : 20231017 0001498383-23-000004.hdr.sgml : 20231017 20231017163505 ACCESSION NUMBER: 0001498383-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231017 DATE AS OF CHANGE: 20231017 EFFECTIVENESS DATE: 20231017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Asset Allocation & Management Company, LLC CENTRAL INDEX KEY: 0001498383 IRS NUMBER: 364418695 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20383 FILM NUMBER: 231329970 BUSINESS ADDRESS: STREET 1: 30 W. MONROE ST. STREET 2: THIRD FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-263-2900 MAIL ADDRESS: STREET 1: 30 W. MONROE ST. STREET 2: THIRD FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001498383 XXXXXXXX 09-30-2023 09-30-2023 Asset Allocation & Management Company, LLC

30 W. MONROE ST. THIRD FLOOR CHICAGO IL 60603

13F HOLDINGS REPORT 028-20383 N Chelsea Klassa 312-845-2308 Chelsea Klassa Chicago IL 10-17-2023 0 50 167057 false INFORMATION TABLE 2 13fdoc3q23.xml ALPHABET INC CAP STK CL A 02079K305 887 6780 SH SOLE 0 0 6780 ALPHABET INC CAP STK CL C 02079K107 923 7000 SH SOLE 0 0 7000 AMAZON COM INC COM 023135106 445 3500 SH SOLE 0 0 3500 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1594 3 SH SOLE 0 0 3 BP PLC SPONSORED ADR 055622104 465 12000 SH SOLE 0 0 12000 BROADCOM INC COM 11135F101 380 457 SH SOLE 0 0 457 EATON VANCE FLTING RATE INC COM 278279104 160 13000 SH SOLE 0 0 13000 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 6512 142360 SH SOLE 0 0 142360 FORD MTR CO DEL COM 345370860 621 50000 SH SOLE 0 0 50000 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 6452 307390 SH SOLE 0 0 307390 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1625 11468 SH SOLE 0 0 11468 INVESCO QQQ TR UNIT SER 1 46090E103 1450 4048 SH SOLE 0 0 4048 INVESCO SR INCOME TR COM 46131H107 118 30000 SH SOLE 0 0 30000 ISHARES INC MSCI EMRG CHN 46434G764 447 8971 SH SOLE 0 0 8971 ISHARES TR CORE S&P500 ETF 464287200 7818 18205 SH SOLE 0 0 18205 ISHARES TR RUSSELL 2000 ETF 464287655 314 1776 SH SOLE 0 0 1776 ISHARES TR CORE S&P MCP ETF 464287507 1257 5043 SH SOLE 0 0 5043 ISHARES TR IBOXX INV CP ETF 464287242 8366 82000 SH SOLE 0 0 82000 ISHARES TR ISHS 1-5YR INVS 464288646 5980 120000 SH SOLE 0 0 120000 ISHARES TR PFD AND INCM SEC 464288687 633 21000 SH SOLE 0 0 21000 ISHARES TR CORE US AGGBD ET 464287226 4138 44000 SH SOLE 0 0 44000 ISHARES TR SELECT DIVID ETF 464287168 1106 10273 SH SOLE 0 0 10273 ISHARES TR IBOXX HI YD ETF 464288513 3463 46975 SH SOLE 0 0 46975 ISHARES TR MSCI EAFE ETF 464287465 271 3930 SH SOLE 0 0 3930 ISHARES TR CORE S&P TTL STK 464287150 390 4143 SH SOLE 0 0 4143 ISHARES TR ESG AWR MSCI USA 46435G425 3193 34000 SH SOLE 0 0 34000 ISHARES TR CORE S&P SCP ETF 464287804 523 5541 SH SOLE 0 0 5541 ISHARES TR RUSSELL 3000 ETF 464287689 647 2641 SH SOLE 0 0 2641 JANUS DETROIT STR TR HENDRSON AAA CL 47103U845 4006 79600 SH SOLE 0 0 79600 MARATHON PETE CORP COM 56585A102 379 2502 SH SOLE 0 0 2502 PIMCO INCOME STRATEGY FD II COM 72201J104 115 17500 SH SOLE 0 0 17500 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2604 36806 SH SOLE 0 0 36806 SPDR S&P 500 ETF TR TR UNIT 78462F103 2363 5527 SH SOLE 0 0 5527 SPDR SER TR S&P DIVID ETF 78464A763 219 1902 SH SOLE 0 0 1902 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 15293 364726 SH SOLE 0 0 364726 VALARIS LTD CL A G9460G101 284 3793 SH SOLE 0 0 3793 VALERO ENERGY CORP COM 91913Y100 232 1634 SH SOLE 0 0 1634 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 974 36000 SH SOLE 0 0 36000 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 236 3142 SH SOLE 0 0 3142 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 11201 28523 SH SOLE 0 0 28523 VANGUARD INDEX FDS MID CAP ETF 922908629 1560 7491 SH SOLE 0 0 7491 VANGUARD INDEX FDS SMALL CP ETF 922908751 849 4488 SH SOLE 0 0 4488 VANGUARD INDEX FDS TOTAL STK MKT 922908769 36506 171868 SH SOLE 0 0 171868 VANGUARD INDEX FDS GROWTH ETF 922908736 3319 12189 SH SOLE 0 0 12189 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1427 7329 SH SOLE 0 0 7329 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3097 78973 SH SOLE 0 0 78973 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3555 47300 SH SOLE 0 0 47300 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 5448 124611 SH SOLE 0 0 124611 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 11988 116029 SH SOLE 0 0 116029 WELLS FARGO CO NEW PERP PFD CNV A 949746804 1224 1100 SH SOLE 0 0 1100