0001498383-23-000003.txt : 20230808 0001498383-23-000003.hdr.sgml : 20230808 20230808160951 ACCESSION NUMBER: 0001498383-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230808 DATE AS OF CHANGE: 20230808 EFFECTIVENESS DATE: 20230808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Asset Allocation & Management Company, LLC CENTRAL INDEX KEY: 0001498383 IRS NUMBER: 364418695 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20383 FILM NUMBER: 231151357 BUSINESS ADDRESS: STREET 1: 30 W. MONROE ST. STREET 2: THIRD FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-263-2900 MAIL ADDRESS: STREET 1: 30 W. MONROE ST. STREET 2: THIRD FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001498383 XXXXXXXX 06-30-2023 06-30-2023 Asset Allocation & Management Company, LLC

30 W. MONROE ST. THIRD FLOOR CHICAGO IL 60603

13F COMBINATION REPORT 028-20383 000109875 0001373442 Mariner, LLC 0001009012 ZAZOVE ASSOCIATES LLC 0001035350 SECURIAN ASSET MANAGEMENT, INC 0001618824 Muzinich & Co., Inc. N Chelsea Klassa 312-845-2308 Chelsea Klassa Chicago IL 08-08-2023 0 64 251562 false INFORMATION TABLE 2 13fdoc2q23.xml ALPHABET INC CAP STK CL C 02079K107 847 7000 SH SOLE 0 0 7000 ALPHABET INC CAP STK CL A 02079K305 812 6780 SH SOLE 0 0 6780 AMAZON COM INC COM 023135106 4562 3500 SH SOLE 0 0 3500 AMGEN INC COM 031162100 681 3068 SH SOLE 0 0 3068 APPLE INC COM 037833100 1018 5250 SH SOLE 0 0 5250 AUTOMATIC DATA PROCESSING IN COM 053015103 727 3309 SH SOLE 0 0 3309 BANK AMERICA CORP COM 060505104 476 16581 SH SOLE 0 0 16581 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1553 3 SH SOLE 0 0 3 BP PLC SPONSORED ADR 055622104 423 12000 SH SOLE 0 0 12000 BROADCOM INC COM 11135F101 396 457 SH SOLE 0 0 457 COCA COLA CO COM 191216100 211 3505 SH SOLE 0 0 3505 EATON VANCE FLTING RATE INC COM 278279104 152 13000 SH SOLE 0 0 13000 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 6449 142360 SH SOLE 0 0 142360 FORD MTR CO DEL COM 345370860 757 50000 SH SOLE 0 0 50000 GENERAL DYNAMICS CORP COM 369550108 212 985 SH SOLE 0 0 985 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 6467 307390 SH SOLE 0 0 307390 INVESCO QQQ TR UNIT SER 1 46090E103 1675 4535 SH SOLE 0 0 4535 INVESCO SR INCOME TR COM 46131H107 116 30000 SH SOLE 0 0 30000 ISHARES INC MSCI EMRG CHN 46434G764 466 8971 SH SOLE 0 0 8971 ISHARES TR SELECT DIVID ETF 464287168 1164 10273 SH SOLE 0 0 10273 ISHARES TR IBOXX HI YD ETF 464288513 3526 46975 SH SOLE 0 0 46975 ISHARES TR PFD AND INCM SEC 464288687 650 21000 SH SOLE 0 0 21000 ISHARES TR ISHS 1-5YR INVS 464288646 31105 620000 SH SOLE 0 0 620000 ISHARES TR IBOXX INV CP ETF 464287242 8867 82000 SH SOLE 0 0 82000 ISHARES TR CORE US AGGBD ET 464287226 14844 151545 SH SOLE 0 0 151545 ISHARES TR CORE S&P500 ETF 464287200 8593 19280 SH SOLE 0 0 19280 ISHARES TR RUSSELL 2000 ETF 464287655 333 1776 SH SOLE 0 0 1776 ISHARES TR CORE S&P MCP ETF 464287507 1861 7118 SH SOLE 0 0 7118 ISHARES TR MSCI EAFE ETF 464287465 285 3930 SH SOLE 0 0 3930 ISHARES TR CORE S&P TTL STK 464287150 405 4143 SH SOLE 0 0 4143 ISHARES TR ESG AWR MSCI USA 46435G425 3314 34000 SH SOLE 0 0 34000 ISHARES TR CORE S&P SCP ETF 464287804 552 5541 SH SOLE 0 0 5541 ISHARES TR RUSSELL 3000 ETF 464287689 672 2641 SH SOLE 0 0 2641 JANUS DETROIT STR TR HENDRSON AAA CL 47103U845 3968 79600 SH SOLE 0 0 79600 JOHNSON & JOHNSON COM 478160104 662 3998 SH SOLE 0 0 3998 M & T BK CORP COM 55261F104 612 4943 SH SOLE 0 0 4943 MARATHON PETE CORP COM 56585A102 292 2502 SH SOLE 0 0 2502 MICROSOFT CORP COM 594918104 1022 3000 SH SOLE 0 0 3000 NI HLDGS INC COM 65342T106 321 21589 SH SOLE 0 0 21589 PFIZER INC COM 717081103 551 15027 SH SOLE 0 0 15027 PHILIP MORRIS INTL INC COM 718172109 656 6719 SH SOLE 0 0 6719 PIMCO INCOME STRATEGY FD II COM 72201J104 126 17500 SH SOLE 0 0 17500 PNC FINL SVCS GROUP INC COM 693475105 260 2065 SH SOLE 0 0 2065 RAYTHEON TECHNOLOGIES CORP COM 75513E101 800 8167 SH SOLE 0 0 8167 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3762 51807 SH SOLE 0 0 51807 SPDR S&P 500 ETF TR TR UNIT 78462F103 5615 12667 SH SOLE 0 0 12667 SPDR SER TR S&P DIVID ETF 78464A763 233 1902 SH SOLE 0 0 1902 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 15480 369726 SH SOLE 0 0 369726 TRAVELERS COMPANIES INC COM 89417E109 215 1236 SH SOLE 0 0 1236 UNION PAC CORP COM 907818108 653 3193 SH SOLE 0 0 3193 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 1961 70604 SH SOLE 0 0 70604 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 237 3142 SH SOLE 0 0 3142 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 11474 28173 SH SOLE 0 0 28173 VANGUARD INDEX FDS MID CAP ETF 922908629 1605 7291 SH SOLE 0 0 7291 VANGUARD INDEX FDS TOTAL STK MKT 922908769 50341 228533 SH SOLE 0 0 228533 VANGUARD INDEX FDS SMALL CP ETF 922908751 622 3128 SH SOLE 0 0 3128 VANGUARD INDEX FDS GROWTH ETF 922908736 3449 12189 SH SOLE 0 0 12189 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1508 7329 SH SOLE 0 0 7329 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3985 97954 SH SOLE 0 0 97954 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 467 8590 SH SOLE 0 0 8590 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3579 47300 SH SOLE 0 0 47300 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 6563 142128 SH SOLE 0 0 142128 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 25104 236670 SH SOLE 0 0 236670 WELLS FARGO CO NEW PERP PFD CNV A 949746804 1268 1100 SH SOLE 0 0 1100