The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 328 | 3,022 | SH | SOLE | 0 | 0 | 3,022 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 1,180 | 4,907 | SH | SOLE | 0 | 0 | 4,907 | ||
ALBEMARLE CORP | COM | 012653101 | 352 | 1,685 | SH | SOLE | 0 | 0 | 1,685 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 766 | 350 | SH | SOLE | 0 | 0 | 350 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 739 | 339 | SH | SOLE | 0 | 0 | 339 | ||
AMAZON COM INC | COM | 023135106 | 372 | 3,500 | SH | SOLE | 0 | 0 | 3,500 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 832 | 3,499 | SH | SOLE | 0 | 0 | 3,499 | ||
AMGEN INC | COM | 031162100 | 1,030 | 4,233 | SH | SOLE | 0 | 0 | 4,233 | ||
APPLE INC | COM | 037833100 | 991 | 7,250 | SH | SOLE | 0 | 0 | 7,250 | ||
ARISTA NETWORKS INC | COM | 040413106 | 375 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 959 | 4,567 | SH | SOLE | 0 | 0 | 4,567 | ||
BP PLC | SPONSORED ADR | 055622104 | 340 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
BAKER HUGHES COMPANY | CL A | 05722G100 | 346 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
BK OF AMERICA CORP | COM | 060505104 | 712 | 22,872 | SH | SOLE | 0 | 0 | 22,872 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 1,227 | 3 | SH | SOLE | 0 | 0 | 3 | ||
BEST BUY INC | COM | 086516101 | 214 | 3,278 | SH | SOLE | 0 | 0 | 3,278 | ||
BLACKROCK INC | COM | 09247X101 | 344 | 565 | SH | SOLE | 0 | 0 | 565 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 440 | 5,713 | SH | SOLE | 0 | 0 | 5,713 | ||
BROADCOM INC | COM | 11135F101 | 1,154 | 2,376 | SH | SOLE | 0 | 0 | 2,376 | ||
CVS HEALTH CORP | COM | 126650100 | 371 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
CANADIAN PAC RY LTD | COM | 13645T100 | 564 | 8,075 | SH | SOLE | 0 | 0 | 8,075 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 951 | 18,192 | SH | SOLE | 0 | 0 | 18,192 | ||
CATERPILLAR INC | COM | 149123101 | 324 | 1,811 | SH | SOLE | 0 | 0 | 1,811 | ||
CHEVRON CORP NEW | COM | 166764100 | 420 | 2,900 | SH | SOLE | 0 | 0 | 2,900 | ||
CISCO SYS INC | COM | 17275R102 | 784 | 18,390 | SH | SOLE | 0 | 0 | 18,390 | ||
COCA COLA CO | COM | 191216100 | 1,214 | 19,299 | SH | SOLE | 0 | 0 | 19,299 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 982 | 12,249 | SH | SOLE | 0 | 0 | 12,249 | ||
CUMMINS INC | COM | 231021106 | 930 | 4,808 | SH | SOLE | 0 | 0 | 4,808 | ||
EATON VANCE FLTING RATE INC | COM | 278279104 | 164 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
FEDEX CORP | COM | 31428X106 | 408 | 1,800 | SH | SOLE | 0 | 0 | 1,800 | ||
F5 INC | COM | 315616102 | 291 | 1,900 | SH | SOLE | 0 | 0 | 1,900 | ||
FIFTH THIRD BANCORP | COM | 316773100 | 266 | 7,915 | SH | SOLE | 0 | 0 | 7,915 | ||
FORD MTR CO DEL | COM | 345370860 | 557 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 1,054 | 4,766 | SH | SOLE | 0 | 0 | 4,766 | ||
GENERAL MTRS CO | COM | 37045V100 | 584 | 18,384 | SH | SOLE | 0 | 0 | 18,384 | ||
GENUINE PARTS CO | COM | 372460105 | 1,040 | 7,821 | SH | SOLE | 0 | 0 | 7,821 | ||
GILEAD SCIENCES INC | COM | 375558103 | 324 | 5,248 | SH | SOLE | 0 | 0 | 5,248 | ||
HP INC | COM | 40434L105 | 1,053 | 32,109 | SH | SOLE | 0 | 0 | 32,109 | ||
HOME DEPOT INC | COM | 437076102 | 1,114 | 4,062 | SH | SOLE | 0 | 0 | 4,062 | ||
HOPE BANCORP INC | NOTE 2.000% 5/1 | 43940TAB5 | 21,486 | 22,080,000 | PRN | SOLE | 0 | 0 | 22,080,000 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 747 | 4,099 | SH | SOLE | 0 | 0 | 4,099 | ||
INTEL CORP | COM | 458140100 | 362 | 9,679 | SH | SOLE | 0 | 0 | 9,679 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,271 | 4,535 | SH | SOLE | 0 | 0 | 4,535 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 126 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 347 | 4,143 | SH | SOLE | 0 | 0 | 4,143 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 1,209 | 10,273 | SH | SOLE | 0 | 0 | 10,273 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 7,544 | 19,898 | SH | SOLE | 0 | 0 | 19,898 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 6,924 | 63,000 | SH | SOLE | 0 | 0 | 63,000 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 245 | 3,930 | SH | SOLE | 0 | 0 | 3,930 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,621 | 7,164 | SH | SOLE | 0 | 0 | 7,164 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 280 | 1,653 | SH | SOLE | 0 | 0 | 1,653 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 614 | 6,641 | SH | SOLE | 0 | 0 | 6,641 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 2,471 | 33,575 | SH | SOLE | 0 | 0 | 33,575 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 25,740 | 510,000 | SH | SOLE | 0 | 0 | 510,000 | ||
ISHARES INC | MSCI EMRG CHN | 46434G764 | 428 | 8,971 | SH | SOLE | 0 | 0 | 8,971 | ||
ISHARES TR | MORTGE REL ETF | 46435G342 | 219 | 8,198 | SH | SOLE | 0 | 0 | 8,198 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 803 | 7,129 | SH | SOLE | 0 | 0 | 7,129 | ||
JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 | 7,194 | 146,700 | SH | SOLE | 0 | 0 | 146,700 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,490 | 8,392 | SH | SOLE | 0 | 0 | 8,392 | ||
KLA CORP | COM NEW | 482480100 | 367 | 1,150 | SH | SOLE | 0 | 0 | 1,150 | ||
KIMBERLY-CLARK CORP | COM | 494368103 | 1,058 | 7,827 | SH | SOLE | 0 | 0 | 7,827 | ||
KNIGHT-SWIFT TRANSN HLDGS IN | CL A | 499049104 | 210 | 4,545 | SH | SOLE | 0 | 0 | 4,545 | ||
L3HARRIS TECHNOLOGIES INC | COM | 502431109 | 302 | 1,250 | SH | SOLE | 0 | 0 | 1,250 | ||
LILLY ELI & CO | COM | 532457108 | 1,198 | 3,696 | SH | SOLE | 0 | 0 | 3,696 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 722 | 1,680 | SH | SOLE | 0 | 0 | 1,680 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 232 | 850 | SH | SOLE | 0 | 0 | 850 | ||
M & T BK CORP | COM | 55261F104 | 1,087 | 6,819 | SH | SOLE | 0 | 0 | 6,819 | ||
MARATHON PETE CORP | COM | 56585A102 | 206 | 2,502 | SH | SOLE | 0 | 0 | 2,502 | ||
MARSH & MCLENNAN COS INC | COM | 571748102 | 264 | 1,700 | SH | SOLE | 0 | 0 | 1,700 | ||
MCDONALDS CORP | COM | 580135101 | 1,383 | 5,600 | SH | SOLE | 0 | 0 | 5,600 | ||
MERCK & CO INC | COM | 58933Y105 | 479 | 5,253 | SH | SOLE | 0 | 0 | 5,253 | ||
METLIFE INC | COM | 59156R108 | 414 | 6,600 | SH | SOLE | 0 | 0 | 6,600 | ||
MICROSOFT CORP | COM | 594918104 | 1,156 | 4,500 | SH | SOLE | 0 | 0 | 4,500 | ||
MICROCHIP TECHNOLOGY INC. | COM | 595017104 | 382 | 6,580 | SH | SOLE | 0 | 0 | 6,580 | ||
MONDELEZ INTL INC | CL A | 609207105 | 955 | 15,384 | SH | SOLE | 0 | 0 | 15,384 | ||
MORGAN STANLEY | COM NEW | 617446448 | 202 | 2,660 | SH | SOLE | 0 | 0 | 2,660 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 788 | 4,996 | SH | SOLE | 0 | 0 | 4,996 | ||
PEPSICO INC | COM | 713448108 | 1,292 | 7,755 | SH | SOLE | 0 | 0 | 7,755 | ||
PFIZER INC | COM | 717081103 | 1,232 | 23,499 | SH | SOLE | 0 | 0 | 23,499 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 915 | 9,270 | SH | SOLE | 0 | 0 | 9,270 | ||
PIMCO INCOME STRATEGY FD II | COM | 72201J104 | 129 | 17,500 | SH | SOLE | 0 | 0 | 17,500 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,482 | 10,306 | SH | SOLE | 0 | 0 | 10,306 | ||
QUALCOMM INC | COM | 747525103 | 1,189 | 9,309 | SH | SOLE | 0 | 0 | 9,309 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 1,083 | 11,265 | SH | SOLE | 0 | 0 | 11,265 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,110 | 5,594 | SH | SOLE | 0 | 0 | 5,594 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 358 | 2,125 | SH | SOLE | 0 | 0 | 2,125 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 226 | 1,902 | SH | SOLE | 0 | 0 | 1,902 | ||
SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 | 11,724 | 281,551 | SH | SOLE | 0 | 0 | 281,551 | ||
STARBUCKS CORP | COM | 855244109 | 229 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
STRYKER CORPORATION | COM | 863667101 | 239 | 1,200 | SH | SOLE | 0 | 0 | 1,200 | ||
TJX COS INC NEW | COM | 872540109 | 223 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
TARGET CORP | COM | 87612E106 | 484 | 3,430 | SH | SOLE | 0 | 0 | 3,430 | ||
TEXAS INSTRS INC | COM | 882508104 | 768 | 5,001 | SH | SOLE | 0 | 0 | 5,001 | ||
3M CO | COM | 88579Y101 | 362 | 2,795 | SH | SOLE | 0 | 0 | 2,795 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 1,145 | 6,768 | SH | SOLE | 0 | 0 | 6,768 | ||
II-VI INC | COM | 902104108 | 362 | 7,100 | SH | SOLE | 0 | 0 | 7,100 | ||
TYSON FOODS INC | CL A | 902494103 | 1,047 | 12,161 | SH | SOLE | 0 | 0 | 12,161 | ||
UNION PAC CORP | COM | 907818108 | 939 | 4,403 | SH | SOLE | 0 | 0 | 4,403 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 891 | 4,880 | SH | SOLE | 0 | 0 | 4,880 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 462 | 900 | SH | SOLE | 0 | 0 | 900 | ||
V F CORP | COM | 918204108 | 552 | 12,487 | SH | SOLE | 0 | 0 | 12,487 | ||
VANGUARD WORLD FD | ESG US STK ETF | 921910733 | 3,755 | 56,545 | SH | SOLE | 0 | 0 | 56,545 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 241 | 3,142 | SH | SOLE | 0 | 0 | 3,142 | ||
VANGUARD TAX-MANAGED INTL FD | VAN FTSE DEV MKT | 921943858 | 5,066 | 124,175 | SH | SOLE | 0 | 0 | 124,175 | ||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 25,706 | 252,765 | SH | SOLE | 0 | 0 | 252,765 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 1,585 | 31,727 | SH | SOLE | 0 | 0 | 31,727 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 3,528 | 84,703 | SH | SOLE | 0 | 0 | 84,703 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 3,607 | 47,300 | SH | SOLE | 0 | 0 | 47,300 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 9,652 | 27,824 | SH | SOLE | 0 | 0 | 27,824 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 1,285 | 7,329 | SH | SOLE | 0 | 0 | 7,329 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,559 | 7,915 | SH | SOLE | 0 | 0 | 7,915 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 2,717 | 12,189 | SH | SOLE | 0 | 0 | 12,189 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 828 | 4,701 | SH | SOLE | 0 | 0 | 4,701 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 31,709 | 168,113 | SH | SOLE | 0 | 0 | 168,113 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 380 | 7,492 | SH | SOLE | 0 | 0 | 7,492 | ||
VISA INC | COM CL A | 92826C839 | 226 | 1,150 | SH | SOLE | 0 | 0 | 1,150 |