0001498301-19-000112.txt : 20191118 0001498301-19-000112.hdr.sgml : 20191118 20191118170847 ACCESSION NUMBER: 0001498301-19-000112 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191113 FILED AS OF DATE: 20191118 DATE AS OF CHANGE: 20191118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baldwin Marisa CENTRAL INDEX KEY: 0001793496 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11736 FILM NUMBER: 191228267 MAIL ADDRESS: STREET 1: C/O ASCENA RETAIL GROUP, INC. STREET 2: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascena Retail Group, Inc. CENTRAL INDEX KEY: 0001498301 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 300641353 STATE OF INCORPORATION: DE FISCAL YEAR END: 0803 BUSINESS ADDRESS: STREET 1: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 BUSINESS PHONE: 551.777.6700 MAIL ADDRESS: STREET 1: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2019-11-13 0 0001498301 Ascena Retail Group, Inc. ASNA 0001793496 Baldwin Marisa C/O ASCENA RETAIL GROUP, INC. 933 MACARTHUR BOULEVARD MAHWAH NJ 07430 0 1 0 0 EVP, CHRO Common 37652 D Restricted Stock Units Common 13334 D Option to Buy 12.80 2022-10-23 Common 38005 D Option To Buy 5.56 2023-09-21 Common 60377 D Option To Buy 2.60 2024-12-04 Common 28148 D Option to Buy 3.92 2025-10-03 Common 24868 D Option To Buy .26 2026-10-02 Common 100000 D Restricted stock units issued under the Company's 2010 Stock Incentive Plan. On September 29, 2015, the reporting person was granted 40,000 restricted stock units, vesting in three annual installments beginning September 29, 2018. Restricted stock units convert into common stock on a one-for-one basis. Granted under the Company's 2010 Stock Incentive Plan. On October 23, 2015, the reporting person was granted 38,005 non-qualified stock options, vesting in three annual installments beginning on October 23, 2016. Granted under the Company's 2016 Omnibus Incentive Plan. On September 21, 2016, the reporting person was granted 60,377 non-qualified stock options, vesting in three annual installments beginning on September 21, 2017. On December 4, 2017 the reporting person was granted 28,148 non-qualified stock options, vesting in two annual installments beginning on December 4, 2018. On October 3, 2018, the reporting person was granted 24,868 non-qualified stock options, vesting in two annual installments beginning on October 3, 2019. On October 2, 2019, the reporting person was granted 100,000 non-qualified stock options, vesting in two annual installments beginning on October 2, 2020. EXHIBIT LIST: EX-24: Power of Attorney Marisa Baldwin Mary Beth Riley, Power of Attorney 2019-11-18 EX-24 2 poabaldwin.htm


EXHIBIT 24  POWER OF ATTORNEY



KNOW ALL BY THESE PRESENTS that the undersigned hereby constitutes and appoints Gary Holland and Mary Beth Riley and each of them acting or signing alone as his or her true and lawful attorney in fact to



 (1) execute for and on behalf of the undersigned in the undersigneds capacity as an officer and/or director of Ascena Retail Group Inc (the Company) any and all reports required to be filed by the undersigned in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder



 (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3 4 or 5 or other required report and timely file such report with the United States Securities and Exchange Commission and any stock exchange or similar authority and



 (3) take any other action of any type whatsoever in connection with the foregoing which in the opinion of such attorney in fact may be of benefit to in the best interest of or legally required by the undersigned it being understood that the documents executed by such attorney in fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney in fact may approve in his discretion.



The undersigned hereby grants to each such attorney in fact full power and authority to do and perform each and every act and thing whatsoever requisite necessary and proper to be done in the exercise of any of the rights and powers herein granted as fully to all intents and purposes as the undersigned might or could do if personally present with full power of substitution or revocation hereby ratifying and confirming all that such attorney in fact or his or her substitute or substitutes shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted.  The undersigned acknowledges that no such attorney in fact in serving in such capacity at the request of the undersigned is hereby assuming nor is the Company hereby assuming any of the undersigneds responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.



This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file reports under Section 16 with respect to the undersigneds holdings of and transactions in securities issued by the Company unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys in fact.



IN WITNESS WHEREOF the undersigned has caused this Power of Attorney to be executed as of this 1st day of November, 2019





   Printed Name: Marisa Baldwin