0001498301-17-000063.txt : 20170922 0001498301-17-000063.hdr.sgml : 20170922 20170922164419 ACCESSION NUMBER: 0001498301-17-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170921 FILED AS OF DATE: 20170922 DATE AS OF CHANGE: 20170922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holloway Duane D CENTRAL INDEX KEY: 0001664637 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11736 FILM NUMBER: 171098007 MAIL ADDRESS: STREET 1: C/O ASCENA RETAIL GROUP, INC. STREET 2: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascena Retail Group, Inc. CENTRAL INDEX KEY: 0001498301 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 300641353 STATE OF INCORPORATION: DE FISCAL YEAR END: 0729 BUSINESS ADDRESS: STREET 1: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 BUSINESS PHONE: 551.777.6700 MAIL ADDRESS: STREET 1: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-09-21 0001498301 Ascena Retail Group, Inc. ASNA 0001664637 Holloway Duane D C/O ASCENA RETAIL GROUP, INC. 933 MACARTHUR BOULEVARD MAHWAH NJ 07430 0 1 0 0 EVP, General Counsel Common 2017-09-21 4 M 0 3613 A 5129 D Common 2017-09-21 4 F 0 1242 2.11 D 3887 D Restricted Stock Units 2017-09-21 4 M 0 3613 0 D Common 3613 7225 D Restricted stock units convert into common stock on a one-for-one basis. Granted under the Company's 2016 Omnibus Incentive Plan. On September 21, 2016, the reporting person was granted 10,838 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. Mary Beth Riley by power of attorney 2017-09-22