X0306 4 2014-03-10 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001497948 LaPrade,III Frank G. 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 Chief Enterprise Srvcs Officer Common Stock 2014-03-10 4 M 0 4403.0000 0.0000 A 50188.0000 D Common Stock 2014-03-10 4 F 0 2101.0000 75.1500 D 48087.0000 D Common Stock 677.0000 I By 401(k) Performance Share Units 0.0000 2014-03-10 4 M 0 4403.0000 0.0000 D Common Stock 4403.0000 0.0000 D These performance shares for the January 26, 2011 grant were settled at the end of a three-year performance period based on the Company's relative and absolute cash return on average tangible assets against a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares for the January 26, 2011 grant. This is authorized in the performance share award agreement. Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction. Gregory W. Seward (POA on file) 2014-03-12