X0306 4 2014-01-30 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001497948 LaPrade,III Frank G. 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 Chief Enterprise Srvcs Officer Common Stock 2014-01-30 4 A 0 15262.0000 0.0000 A 51529.0000 D Common Stock 676.0000 I By 401(k) 2014 Restricted Stock Units 0.0000 2014-01-30 4 A 0 12068.0000 0.0000 A Common Stock 12068.0000 12068.0000 D Restricted Stock Units 0.0000 2014-01-30 4 A 0 8752.0000 0.0000 A 2015-02-15 2015-02-15 Common Stock 8752.0000 8752.0000 D Stock Options 70.9600 2014-01-30 4 A 0 29964.0000 0.0000 A 2024-01-29 Common Stock 29964.0000 29964.0000 D This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. This award is reported net of 425 units automatically withheld by the Company to satisfy the reporting person's tax obligation. These restricted stock units will vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. Each restricted stock unit will vest on January 1, 2015 and will be settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. This option becomes exercisable in 1/3 increments beginning on February 15, 2015 and annually thereafter. Gregory W. Seward (POA on file) 2014-02-03