0001497943-15-000005.txt : 20151020
0001497943-15-000005.hdr.sgml : 20151020
20151020160949
ACCESSION NUMBER: 0001497943-15-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151020
DATE AS OF CHANGE: 20151020
EFFECTIVENESS DATE: 20151020
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hoxton Financial, Inc.
CENTRAL INDEX KEY: 0001497943
IRS NUMBER: 201882680
STATE OF INCORPORATION: WV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15455
FILM NUMBER: 151166430
BUSINESS ADDRESS:
STREET 1: 8530 SHEPHERDSTOWN PIKE
STREET 2: POST OFFICE BOX E
CITY: SHEPHERDSTOWN
STATE: WV
ZIP: 25443
BUSINESS PHONE: 304-876-2619
MAIL ADDRESS:
STREET 1: 8530 SHEPHERDSTOWN PIKE
STREET 2: POST OFFICE BOX E
CITY: SHEPHERDSTOWN
STATE: WV
ZIP: 25443
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001497943
XXXXXXXX
09-30-2015
09-30-2015
Hoxton Financial, Inc.
8530 SHEPHERDSTOWN PIKE
POST OFFICE BOX E
SHEPHERDSTOWN
WV
25443
13F HOLDINGS REPORT
028-15455
N
Archibald R. Hoxton, IV
Chief Compliance Officer
(304) 876-2619
Archibald R. Hoxton, IV
Shepherdstown
WV
10-20-2015
0
364
210468
false
INFORMATION TABLE
2
hfi13f3q2015.xml
ACNB CORP
COM
000868109
49
2359
SH
SOLE
0
0
2359
AT&T INC
COM
00206R102
362
11104
SH
SOLE
0
0
11104
ABBOTT LABS
COM
002824100
41
1012
SH
SOLE
0
0
1012
ABBVIE INC
COM
00287Y109
57
1042
SH
SOLE
0
0
1042
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
11
2000
SH
SOLE
0
0
2000
ACADIA PHARMACEUTICALS INC
COM
004225108
446
13490
SH
SOLE
0
0
13490
ACTIVISION BLIZZARD INC
COM
00507V109
852
27576
SH
SOLE
0
0
27576
ADOBE SYS INC
COM
00724F101
25
300
SH
SOLE
0
0
300
AETHLON MED INC
COM NEW
00808Y208
7
1000
SH
SOLE
0
0
1000
AGENUS INC
COM NEW
00847G705
0
1
SH
SOLE
0
0
1
ALCOA INC
COM
013817101
8
800
SH
SOLE
0
0
800
ALCATEL-LUCENT
SPONSORED ADR
013904305
0
11
SH
SOLE
0
0
11
ALIGN TECHNOLOGY INC
COM
016255101
14
245
SH
SOLE
0
0
245
ALLIANZGI EQUITY & CONV INCO
COM
018829101
16
923
SH
SOLE
0
0
923
ALTRIA GROUP INC
COM
02209S103
473
8702
SH
SOLE
0
0
8702
AMAZON COM INC
COM
023135106
114
223
SH
SOLE
0
0
223
AMERICAN AIRLS GROUP INC
COM
02376R102
3
72
SH
SOLE
0
0
72
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
10
500
SH
SOLE
0
0
500
AMERICAN ELEC PWR INC
COM
025537101
1
20
SH
SOLE
0
0
20
AMERICAN EXPRESS CO
COM
025816109
49
666
SH
SOLE
0
0
666
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
2
104
SH
SOLE
0
0
104
AMERICAN WTR WKS CO INC NEW
COM
030420103
28
500
SH
SOLE
0
0
500
AMERICAN WOODMARK CORP
COM
030506109
13
200
SH
SOLE
0
0
200
AMERIPRISE FINL INC
COM
03076C106
39
360
SH
SOLE
0
0
360
AMGEN INC
COM
031162100
62
450
SH
SOLE
0
0
450
APPLE INC
COM
037833100
1232
11172
SH
SOLE
0
0
11172
APPLIED MATLS INC
COM
038222105
16
1100
SH
SOLE
0
0
1100
ARROWHEAD RESH CORP
COM NEW
042797209
1
210
SH
SOLE
0
0
210
ATRICURE INC
COM
04963C209
157
7162
SH
SOLE
0
0
7162
AUTODESK INC
COM
052769106
4
100
SH
SOLE
0
0
100
AUTOMATIC DATA PROCESSING IN
COM
053015103
124
1540
SH
SOLE
0
0
1540
BB&T CORP
COM
054937107
114
3199
SH
SOLE
0
0
3199
BCE INC
COM NEW
05534B760
210
5127
SH
SOLE
0
0
5127
BANK AMER CORP
COM
060505104
18
1125
SH
SOLE
0
0
1125
BANK NEW YORK MELLON CORP
COM
064058100
215
5500
SH
SOLE
0
0
5500
BECTON DICKINSON & CO
COM
075887109
0
1
SH
SOLE
0
0
1
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
200
1533
SH
SOLE
0
0
1533
BIODELIVERY SCIENCES INTL IN
COM
09060J106
5
900
SH
SOLE
0
0
900
BIOGEN INC
COM
09062X103
20
70
SH
SOLE
0
0
70
BLACKROCK INC
COM
09247X101
26
87
SH
SOLE
0
0
87
BLACKROCK CR ALLCTN INC TR
COM
092508100
15
1202
SH
SOLE
0
0
1202
BLACKROCK MUNIYIELD FD INC
COM
09253W104
39
2750
SH
SOLE
0
0
2750
BOEING CO
COM
097023105
32
241
SH
SOLE
0
0
241
BRISTOL MYERS SQUIBB CO
COM
110122108
56
945
SH
SOLE
0
0
945
BROADCOM CORP
CL A
111320107
26
500
SH
SOLE
0
0
500
CBRE CLARION GLOBAL REAL EST
COM
12504G100
15
2000
SH
SOLE
0
0
2000
CDK GLOBAL INC
COM
12508E101
24
512
SH
SOLE
0
0
512
CSX CORP
COM
126408103
0
3
SH
SOLE
0
0
3
CVS HEALTH CORP
COM
126650100
29
300
SH
SOLE
0
0
300
CABELAS INC
COM
126804301
14
300
SH
SOLE
0
0
300
CALIFORNIA RES CORP
COM
13057Q107
1
234
SH
SOLE
0
0
234
CANADIAN SOLAR INC
COM
136635109
300
18032
SH
SOLE
0
0
18032
CAPITAL ONE FINL CORP
COM
14040H105
27
375
SH
SOLE
0
0
375
CARDINAL HEALTH INC
COM
14149Y108
2
30
SH
SOLE
0
0
30
CATERPILLAR INC DEL
COM
149123101
77
1181
SH
SOLE
0
0
1181
CEL SCI CORP
COM PAR $0.01
150837508
0
58
SH
SOLE
0
0
58
CELGENE CORP
COM
151020104
20
184
SH
SOLE
0
0
184
CHEMOURS CO
COM
163851108
0
44
SH
SOLE
0
0
44
CHEVRON CORP NEW
COM
166764100
367
4650
SH
SOLE
0
0
4650
CHIPOTLE MEXICAN GRILL INC
COM
169656105
9
13
SH
SOLE
0
0
13
CISCO SYS INC
COM
17275R102
115
4398
SH
SOLE
0
0
4398
CITY HLDG CO
COM
177835105
20
400
SH
SOLE
0
0
400
CLAYMORE EXCHANGE TRD FD TR
2024 CORP BOND
18383M233
7
344
SH
SOLE
0
0
344
CLAYMORE EXCHANGE TRD FD TR
GUGG BULSH 2022
18383M258
7
341
SH
SOLE
0
0
341
CLAYMORE EXCHANGE TRD FD TR
GUGG BULSH 2021
18383M266
7
341
SH
SOLE
0
0
341
CLAYMORE EXCHANGE TRD FD TR
GUG BULL2020 E
18383M514
7
338
SH
SOLE
0
0
338
CLAYMORE EXCHANGE TRD FD TR
GUG BULL2019 E
18383M522
7
341
SH
SOLE
0
0
341
CLAYMORE EXCHANGE TRD FD TR
GUG BULL2018 E
18383M530
7
340
SH
SOLE
0
0
340
CLAYMORE EXCHANGE TRD FD TR
GUGG CRP BD 2017
18383M548
7
317
SH
SOLE
0
0
317
COCA COLA CO
COM
191216100
129
3204
SH
SOLE
0
0
3204
COLUMBIA PPTY TR INC
COM NEW
198287203
20
861
SH
SOLE
0
0
861
COMCAST CORP NEW
CL A
20030N101
65
1150
SH
SOLE
0
0
1150
COMCAST CORP NEW
CL A SPL
20030N200
78
1365
SH
SOLE
0
0
1365
COMMUNICATIONS SALES&LEAS IN
COM
20341J104
2
102
SH
SOLE
0
0
102
CONOCOPHILLIPS
COM
20825C104
6
120
SH
SOLE
0
0
120
CORNING INC
COM
219350105
7
391
SH
SOLE
0
0
391
COSTCO WHSL CORP NEW
COM
22160K105
19
131
SH
SOLE
0
0
131
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
312
4939
SH
SOLE
0
0
4939
CYTORI THERAPEUTICS INC
COM
23283K105
0
200
SH
SOLE
0
0
200
CYTOSORBENTS CORP
COM NEW
23283X206
5
800
SH
SOLE
0
0
800
DCP MIDSTREAM PARTNERS LP
COM UT LTD PTN
23311P100
7
285
SH
SOLE
0
0
285
DTE ENERGY CO
COM
233331107
226
2816
SH
SOLE
0
0
2816
DARDEN RESTAURANTS INC
COM
237194105
21
300
SH
SOLE
0
0
300
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
6
88
SH
SOLE
0
0
88
DEERE & CO
COM
244199105
3
40
SH
SOLE
0
0
40
DIAMONDROCK HOSPITALITY CO
COM
252784301
3
314
SH
SOLE
0
0
314
DISNEY WALT CO
COM DISNEY
254687106
905
8856
SH
SOLE
0
0
8856
DISCOVER FINL SVCS
COM
254709108
488
9388
SH
SOLE
0
0
9388
DOMINOS PIZZA INC
COM
25754A201
1
5
SH
SOLE
0
0
5
DOVER CORP
COM
260003108
1
11
SH
SOLE
0
0
11
DOW CHEM CO
COM
260543103
72
1694
SH
SOLE
0
0
1694
DU PONT E I DE NEMOURS & CO
COM
263534109
11
222
SH
SOLE
0
0
222
E TRADE FINANCIAL CORP
COM NEW
269246401
0
10
SH
SOLE
0
0
10
EDISON INTL
COM
281020107
68
1071
SH
SOLE
0
0
1071
EMERSON ELEC CO
COM
291011104
16
361
SH
SOLE
0
0
361
ENCANA CORP
COM
292505104
1
200
SH
SOLE
0
0
200
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
16
400
SH
SOLE
0
0
400
ENTERPRISE PRODS PARTNERS L
COM
293792107
328
13168
SH
SOLE
0
0
13168
EXELON CORP
COM
30161N101
3
100
SH
SOLE
0
0
100
EXPEDIA INC DEL
COM NEW
30212P303
1
10
SH
SOLE
0
0
10
EXPRESS SCRIPTS HLDG CO
COM
30219G108
362
4468
SH
SOLE
0
0
4468
EXTRA SPACE STORAGE INC
COM
30225T102
379
4906
SH
SOLE
0
0
4906
EXXON MOBIL CORP
COM
30231G102
497
6682
SH
SOLE
0
0
6682
FACEBOOK INC
CL A
30303M102
58
647
SH
SOLE
0
0
647
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
11237
170080
SH
SOLE
0
0
170080
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
10477
305721
SH
SOLE
0
0
305721
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
10916
260458
SH
SOLE
0
0
260458
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
10463
179778
SH
SOLE
0
0
179778
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
551
25115
SH
SOLE
0
0
25115
FLAHERTY&CRMN PFD SEC INCOM
COM
338478100
19
1000
SH
SOLE
0
0
1000
FLAHERTY & CRUMRINE TOTAL RE
COM
338479108
19
1000
SH
SOLE
0
0
1000
FORD MTR CO DEL
COM PAR $0.01
345370860
61
4462
SH
SOLE
0
0
4462
FRONTIER COMMUNICATIONS CORP
COM
35906A108
0
20
SH
SOLE
0
0
20
GALENA BIOPHARMA INC
COM
363256108
79
50000
SH
SOLE
0
0
50000
GAMING & LEISURE PPTYS INC
COM
36467J108
77
2593
SH
SOLE
0
0
2593
GENERAL DYNAMICS CORP
COM
369550108
2
13
SH
SOLE
0
0
13
GENERAL ELECTRIC CO
COM
369604103
291
11526
SH
SOLE
0
0
11526
GENERAL MLS INC
COM
370334104
124
2209
SH
SOLE
0
0
2209
GENERAL MTRS CO
COM
37045V100
2
64
SH
SOLE
0
0
64
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
1
58
SH
SOLE
0
0
58
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
1
58
SH
SOLE
0
0
58
GENUINE PARTS CO
COM
372460105
1
11
SH
SOLE
0
0
11
GILEAD SCIENCES INC
COM
375558103
20
200
SH
SOLE
0
0
200
GLADSTONE INVT CORP
COM
376546107
2
221
SH
SOLE
0
0
221
GLOBALSCAPE INC
COM
37940G109
0
10
SH
SOLE
0
0
10
GLOBAL X FDS
FTSE GREECE 20
37950E366
1
75
SH
SOLE
0
0
75
GOPRO INC
CL A
38268T103
268
8570
SH
SOLE
0
0
8570
GREENBRIER COS INC
COM
393657101
7
203
SH
SOLE
0
0
203
HCP INC
COM
40414L109
1
20
SH
SOLE
0
0
20
HALYARD HEALTH INC
COM
40650V100
0
1
SH
SOLE
0
0
1
HEALTHSOUTH CORP
COM NEW
421924309
270
7027
SH
SOLE
0
0
7027
HEWLETT PACKARD CO
COM
428236103
1
20
SH
SOLE
0
0
20
HOME DEPOT INC
COM
437076102
426
3690
SH
SOLE
0
0
3690
HONEYWELL INTL INC
COM
438516106
114
1200
SH
SOLE
0
0
1200
ILLINOIS TOOL WKS INC
COM
452308109
1
16
SH
SOLE
0
0
16
INCYTE CORP
COM
45337C102
66
600
SH
SOLE
0
0
600
INDEXIQ ETF TR
US RL EST SMCP
45409B628
2
86
SH
SOLE
0
0
86
INSPERITY INC
COM
45778Q107
10
223
SH
SOLE
0
0
223
INTEL CORP
COM
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68
2260
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0
0
2260
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
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56
INTERNATIONAL BUSINESS MACHS
COM
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INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
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65
INTL PAPER CO
COM
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ISHARES GOLD TRUST
ISHARES
464285105
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190
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0
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190
ISHARES
EM MK MINVOL ETF
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176
3536
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3536
ISHARES
MSCI MEX CAP ETF
464286822
17
328
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328
ISHARES TR
CORE S&P500 ETF
464287200
2
10
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0
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10
ISHARES TR
MSCI EAFE ETF
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1648
SH
SOLE
0
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1648
ISHARES TR
RUS MID-CAP ETF
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193
SH
SOLE
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193
ISHARES TR
RUS 1000 VAL ETF
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158
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1696
ISHARES TR
RUS 1000 GRW ETF
464287614
178
1910
SH
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1910
ISHARES TR
RUS 1000 ETF
464287622
3
27
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0
0
27
ISHARES TR
RUSSELL 2000 ETF
464287655
18
166
SH
SOLE
0
0
166
ISHARES TR
RUSSELL 3000 ETF
464287689
13
117
SH
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0
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117
ISHARES TR
U.S. FIN SVC ETF
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101382
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ISHARES TR
CORE S&P SCP ETF
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384
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384
ISHARES TR
GL CLEAN ENE ETF
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1183
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1183
ISHARES TR
JP MOR EM MK ETF
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81
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81
ISHARES TR
GLB INFRASTR ETF
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26
700
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700
ISHARES TR
IBOXX HI YD ETF
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82
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ISHARES TR
MRG RL ES CP ETF
464288539
474
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SH
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47673
ISHARES TR
INTERM CR BD ETF
464288638
16
150
SH
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0
150
ISHARES TR
1-3 YR CR BD ETF
464288646
11
100
SH
SOLE
0
0
100
ISHARES TR
U.S. PFD STK ETF
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SH
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230219
ISHARES TR
U.S. AER&DEF ETF
464288760
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SH
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76780
ISHARES TR
USA ESG SLCT ETF
464288802
13
163
SH
SOLE
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163
ISHARES TR
EAFE VALUE ETF
464288877
602
12999
SH
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ISHARES TR
MSCI PHILIPS ETF
46429B408
1202
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34943
ISHARES TR
FLTG RATE BD ETF
46429B655
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241011
ISHARES TR
CORE HIGH DV ETF
46429B663
24
339
SH
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339
ISHARES TR
EAFE MIN VOL ETF
46429B689
308
4929
SH
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4929
ISHARES TR
USA MIN VOL ETF
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666
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16831
ISHARES TR
2018 CORP EX ETF
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ISHARES TR
2020 CORP EX ETF
46432FAK3
12
121
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ISHARES TR
2023 CORP EX ETF
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23
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244
ISHARES TR
2023 CP TM ETF
46432FAZ0
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0
0
157
JPMORGAN CHASE & CO
COM
46625H100
149
2443
SH
SOLE
0
0
2443
JARDEN CORP
COM
471109108
422
8641
SH
SOLE
0
0
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JOHNSON & JOHNSON
COM
478160104
267
2864
SH
SOLE
0
0
2864
KEURIG GREEN MTN INC
COM
49271M100
1
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SH
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0
0
16
KIMBERLY CLARK CORP
COM
494368103
2
14
SH
SOLE
0
0
14
KINDER MORGAN INC DEL
COM
49456B101
59
2119
SH
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0
0
2119
KRAFT HEINZ CO
COM
500754106
11
151
SH
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0
0
151
LANDSTAR SYS INC
COM
515098101
0
3
SH
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0
0
3
LANNET INC
COM
516012101
0
2
SH
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0
0
2
LAUDER ESTEE COS INC
CL A
518439104
16
200
SH
SOLE
0
0
200
LEGG MASON INC
COM
524901105
39
948
SH
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0
0
948
LENNAR CORP
CL A
526057104
416
8642
SH
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0
0
8642
LILLY ELI & CO
COM
532457108
222
2650
SH
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0
0
2650
LIVE NATION ENTERTAINMENT IN
COM
538034109
3
139
SH
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0
0
139
LOCKHEED MARTIN CORP
COM
539830109
7
32
SH
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0
0
32
LOWES COS INC
COM
548661107
349
5057
SH
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0
0
5057
LUMENTUM HLDGS INC
COM
55024U109
0
18
SH
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0
0
18
M & T BK CORP
COM
55261F104
59
484
SH
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0
0
484
MGE ENERGY INC
COM
55277P104
13
315
SH
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0
0
315
MSG NETWORK INC
CL A
553573106
116
1610
SH
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0
0
1610
MAGNA INTL INC
COM
559222401
12
244
SH
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0
0
244
MARATHON OIL CORP
COM
565849106
5
307
SH
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0
0
307
MARRIOTT INTL INC NEW
CL A
571903202
27
400
SH
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0
0
400
MAST THERAPEUTICS INC
COM
576314108
1
1091
SH
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0
0
1091
MAXIM INTEGRATED PRODS INC
COM
57772K101
1
30
SH
SOLE
0
0
30
MCDONALDS CORP
COM
580135101
52
523
SH
SOLE
0
0
523
MEDASSETS INC
COM
584045108
0
8
SH
SOLE
0
0
8
MEDIVATION INC
COM
58501N101
191
4500
SH
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0
0
4500
MERCK & CO INC NEW
COM
58933Y105
55
1122
SH
SOLE
0
0
1122
MERIDIAN BIOSCIENCE INC
COM
589584101
26
1539
SH
SOLE
0
0
1539
METHODE ELECTRS INC
COM
591520200
9
278
SH
SOLE
0
0
278
MICROSOFT CORP
COM
594918104
154
3470
SH
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0
0
3470
MICROCHIP TECHNOLOGY INC
COM
595017104
23
526
SH
SOLE
0
0
526
MIDDLESEX WATER CO
COM
596680108
22
907
SH
SOLE
0
0
907
MOHAWK INDS INC
COM
608190104
162
891
SH
SOLE
0
0
891
MONDELEZ INTL INC
CL A
609207105
25
607
SH
SOLE
0
0
607
MONSANTO CO NEW
COM
61166W101
27
314
SH
SOLE
0
0
314
NRG ENERGY INC
COM NEW
629377508
0
1
SH
SOLE
0
0
1
NASDAQ INC
COM
631103108
2
29
SH
SOLE
0
0
29
NAVIENT CORP
COM
63938C108
0
18
SH
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0
0
18
NETFLIX INC
COM
64110L106
17
161
SH
SOLE
0
0
161
NEXTERA ENERGY INC
COM
65339F101
5
52
SH
SOLE
0
0
52
NIKE INC
CL B
654106103
0
2
SH
SOLE
0
0
2
NORFOLK SOUTHERN CORP
COM
655844108
15
200
SH
SOLE
0
0
200
NOVAVAX INC
COM
670002104
1
100
SH
SOLE
0
0
100
NUANCE COMMUNICATIONS INC
COM
67020Y100
2
137
SH
SOLE
0
0
137
NUCOR CORP
COM
670346105
57
1514
SH
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0
0
1514
NUVEEN PERFORMANCE PLUS MUN
COM
67062P108
40
2800
SH
SOLE
0
0
2800
NUVEEN MUN MKT OPPORTUNITY F
COM
67062W103
39
3000
SH
SOLE
0
0
3000
NVIDIA CORP
COM
67066G104
5
200
SH
SOLE
0
0
200
NUVEEN REAL ESTATE INCOME FD
COM
67071B108
17
1500
SH
SOLE
0
0
1500
NUVEEN CORE EQUITY ALPHA FUN
COM
67090X107
5
351
SH
SOLE
0
0
351
NUVEEN MUN OPPORTUNITY FD IN
COM
670984103
42
3000
SH
SOLE
0
0
3000
OCCIDENTAL PETE CORP DEL
COM
674599105
39
585
SH
SOLE
0
0
585
OHR PHARMACEUTICAL INC
COM NEW
67778H200
239
86422
SH
SOLE
0
0
86422
OMEGA HEALTHCARE INVS INC
COM
681936100
35
984
SH
SOLE
0
0
984
ORACLE CORP
COM
68389X105
11
300
SH
SOLE
0
0
300
ORBITAL ATK INC
COM
68557N103
149
2073
SH
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0
0
2073
PNC FINL SVCS GROUP INC
COM
693475105
7
84
SH
SOLE
0
0
84
PPG INDS INC
COM
693506107
6
64
SH
SOLE
0
0
64
PTC INC
COM
69370C100
0
6
SH
SOLE
0
0
6
PEMBINA PIPELINE CORP
COM
706327103
18
765
SH
SOLE
0
0
765
PENN NATL GAMING INC
COM
707569109
33
1980
SH
SOLE
0
0
1980
PEPSICO INC
COM
713448108
54
571
SH
SOLE
0
0
571
PFIZER INC
COM
717081103
302
9603
SH
SOLE
0
0
9603
PHILIP MORRIS INTL INC
COM
718172109
1
15
SH
SOLE
0
0
15
PHILLIPS 66
COM
718546104
16
208
SH
SOLE
0
0
208
PILGRIMS PRIDE CORP NEW
COM
72147K108
4
200
SH
SOLE
0
0
200
PORTOLA PHARMACEUTICALS INC
COM
737010108
8
189
SH
SOLE
0
0
189
POTBELLY CORP
COM
73754Y100
0
22
SH
SOLE
0
0
22
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
1
38
SH
SOLE
0
0
38
POWERSHARES ETF TRUST
DWA MOMENTUM PTF
73935X153
6887
171404
SH
SOLE
0
0
171404
POWERSHARES ETF TRUST
TECH SECT PORT
73935X344
43
1108
SH
SOLE
0
0
1108
POWERSHARES ETF TRUST
ENERGY SEC POR
73935X385
9946
279861
SH
SOLE
0
0
279861
POWERSHARES ETF TRUST
BASIC MAT SECT
73935X427
25
568
SH
SOLE
0
0
568
POWERSHARES ETF TRUST
WNDRHLL CLN EN
73935X500
49
11981
SH
SOLE
0
0
11981
POWERSHARES ETF TRUST
DYN LSR & ENT
73935X757
2261
63442
SH
SOLE
0
0
63442
POWERSHARES ETF TRUST II
DWA DEVMKTMOM PT
73936Q108
11425
508676
SH
SOLE
0
0
508676
POWERSHARES ETF TRUST II
DWA EMKT MOM PTF
73936Q207
11698
761593
SH
SOLE
0
0
761593
POWERSHARES ETF TRUST II
DWA SC MOMNT PTF
73936Q744
12750
342473
SH
SOLE
0
0
342473
POWERSHARES ETF TRUST II
KBW YIELD REIT
73936Q819
2
66
SH
SOLE
0
0
66
POWERSHARES GLOBAL ETF TRUST
GBL CLEAN ENER
73936T615
74
6978
SH
SOLE
0
0
6978
POWERSHARES ETF TR II
S&P600 LOVL PT
73937B639
154
4755
SH
SOLE
0
0
4755
POWERSHARES ETF TR II
S&P400 LOVL PT
73937B647
381
11746
SH
SOLE
0
0
11746
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
704
19587
SH
SOLE
0
0
19587
PROCTER & GAMBLE CO
COM
742718109
144
2000
SH
SOLE
0
0
2000
PROSHARES TR
PSHS ULSHT SP500
74347B300
60
2585
SH
SOLE
0
0
2585
QIHOO 360 TECHNOLOGY CO LTD
ADS
74734M109
185
3869
SH
SOLE
0
0
3869
QUALCOMM INC
COM
747525103
6
105
SH
SOLE
0
0
105
RPM INTL INC
COM
749685103
260
6204
SH
SOLE
0
0
6204
REALTY INCOME CORP
COM
756109104
81
1712
SH
SOLE
0
0
1712
REGENERON PHARMACEUTICALS
COM
75886F107
14
30
SH
SOLE
0
0
30
REXAHN PHARMACEUTICALS INC
COM
761640101
0
822
SH
SOLE
0
0
822
REYNOLDS AMERICAN INC
COM
761713106
396
8949
SH
SOLE
0
0
8949
RITE AID CORP
COM
767754104
3
431
SH
SOLE
0
0
431
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1
13
SH
SOLE
0
0
13
SLM CORP
COM
78442P106
5
736
SH
SOLE
0
0
736
SPDR S&P 500 ETF TR
TR UNIT
78462F103
24
127
SH
SOLE
0
0
127
SPDR GOLD TRUST
GOLD SHS
78463V107
4
36
SH
SOLE
0
0
36
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
27
600
SH
SOLE
0
0
600
SPDR SERIES TRUST
BARC SHT TR CP
78464A474
18331
600607
SH
SOLE
0
0
600607
SPDR SERIES TRUST
S&P PHARMAC
78464A722
7626
162533
SH
SOLE
0
0
162533
SPDR SERIES TRUST
S&P BIOTECH
78464A870
4751
76314
SH
SOLE
0
0
76314
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
211
1300
SH
SOLE
0
0
1300
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
85
342
SH
SOLE
0
0
342
SALESFORCE COM INC
COM
79466L302
21
300
SH
SOLE
0
0
300
SANDISK CORP
COM
80004C101
1
20
SH
SOLE
0
0
20
SANOFI
RIGHT 12/31/2020
80105N113
0
2039
SH
SOLE
0
0
2039
SCHLUMBERGER LTD
COM
806857108
83
1200
SH
SOLE
0
0
1200
SCHWAB CHARLES CORP NEW
COM
808513105
26
900
SH
SOLE
0
0
900
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
2
149
SH
SOLE
0
0
149
SHAKE SHACK INC
CL A
819047101
0
10
SH
SOLE
0
0
10
SIGNATURE BK NEW YORK N Y
COM
82669G104
422
3071
SH
SOLE
0
0
3071
SIRIUS XM HLDGS INC
COM
82968B103
7
1904
SH
SOLE
0
0
1904
SKECHERS U S A INC
CL A
830566105
0
2
SH
SOLE
0
0
2
SKYWORKS SOLUTIONS INC
COM
83088M102
6
75
SH
SOLE
0
0
75
SMUCKER J M CO
COM NEW
832696405
23
205
SH
SOLE
0
0
205
SNAP ON INC
COM
833034101
463
3070
SH
SOLE
0
0
3070
SONOCO PRODS CO
COM
835495102
1
24
SH
SOLE
0
0
24
SOUTHERN CO
COM
842587107
1
19
SH
SOLE
0
0
19
SOUTHWEST AIRLS CO
COM
844741108
1140
29960
SH
SOLE
0
0
29960
SPECTRA ENERGY CORP
COM
847560109
1
34
SH
SOLE
0
0
34
SPRINT CORP
COM SER 1
85207U105
2
500
SH
SOLE
0
0
500
STARBUCKS CORP
COM
855244109
47
822
SH
SOLE
0
0
822
SUMMIT FINANCIAL GROUP INC
COM
86606G101
12
1000
SH
SOLE
0
0
1000
SYSCO CORP
COM
871829107
8
200
SH
SOLE
0
0
200
TJX COS INC NEW
COM
872540109
64
896
SH
SOLE
0
0
896
TELEDYNE TECHNOLOGIES INC
COM
879360105
2
20
SH
SOLE
0
0
20
TENNECO INC
COM
880349105
461
10286
SH
SOLE
0
0
10286
TESLA MTRS INC
COM
88160R101
1
5
SH
SOLE
0
0
5
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
11
200
SH
SOLE
0
0
200
THERMO FISHER SCIENTIFIC INC
COM
883556102
37
300
SH
SOLE
0
0
300
3-D SYS CORP DEL
COM NEW
88554D205
0
40
SH
SOLE
0
0
40
3M CO
COM
88579Y101
241
1702
SH
SOLE
0
0
1702
TIFFANY & CO NEW
COM
886547108
4
50
SH
SOLE
0
0
50
TOLL BROTHERS INC
COM
889478103
426
12429
SH
SOLE
0
0
12429
TORONTO DOMINION BK ONT
COM NEW
891160509
59
1500
SH
SOLE
0
0
1500
TRAVELERS COMPANIES INC
COM
89417E109
0
2
SH
SOLE
0
0
2
TREX CO INC
COM
89531P105
11
340
SH
SOLE
0
0
340
US BANCORP DEL
COM NEW
902973304
373
9100
SH
SOLE
0
0
9100
UNDER ARMOUR INC
CL A
904311107
73
755
SH
SOLE
0
0
755
UNILEVER PLC
SPON ADR NEW
904767704
8
200
SH
SOLE
0
0
200
UNILEVER N V
N Y SHS NEW
904784709
8
210
SH
SOLE
0
0
210
UNION BANKSHARES CORP NEW
COM
90539J109
283
11780
SH
SOLE
0
0
11780
UNITED BANKSHARES INC WEST V
COM
909907107
232
6097
SH
SOLE
0
0
6097
UNITED PARCEL SERVICE INC
CL B
911312106
236
2389
SH
SOLE
0
0
2389
UNITED STATES STL CORP NEW
COM
912909108
9
837
SH
SOLE
0
0
837
UNITED TECHNOLOGIES CORP
COM
913017109
169
1900
SH
SOLE
0
0
1900
UNITEDHEALTH GROUP INC
COM
91324P102
334
2876
SH
SOLE
0
0
2876
VALERO ENERGY CORP NEW
COM
91913Y100
0
4
SH
SOLE
0
0
4
VALSPAR CORP
COM
920355104
148
2053
SH
SOLE
0
0
2053
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
1654
26399
SH
SOLE
0
0
26399
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
1
20
SH
SOLE
0
0
20
VANGUARD INDEX FDS
REIT ETF
922908553
2
25
SH
SOLE
0
0
25
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1
10
SH
SOLE
0
0
10
VERISIGN INC
COM
92343E102
245
3476
SH
SOLE
0
0
3476
VERIZON COMMUNICATIONS INC
COM
92343V104
559
12843
SH
SOLE
0
0
12843
VERITIV CORP
COM
923454102
0
2
SH
SOLE
0
0
2
VIAVI SOLUTIONS INC
COM
925550105
0
93
SH
SOLE
0
0
93
VISA INC
COM CL A
92826C839
70
1010
SH
SOLE
0
0
1010
VISTA OUTDOOR INC
COM
928377100
184
4146
SH
SOLE
0
0
4146
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
7
234
SH
SOLE
0
0
234
WGL HLDGS INC
COM
92924F106
108
1875
SH
SOLE
0
0
1875
WPP PLC NEW
ADR
92937A102
104
1000
SH
SOLE
0
0
1000
WAL-MART STORES INC
COM
931142103
13
200
SH
SOLE
0
0
200
WALGREENS BOOTS ALLIANCE INC
COM
931427108
26
318
SH
SOLE
0
0
318
WASHINGTON REAL ESTATE INVT
SH BEN INT
939653101
7
300
SH
SOLE
0
0
300
WASTE MGMT INC DEL
COM
94106L109
1
20
SH
SOLE
0
0
20
WELLS FARGO & CO NEW
COM
949746101
846
16483
SH
SOLE
0
0
16483
WELLTOWER INC
COM
95040Q104
43
629
SH
SOLE
0
0
629
WESTERN ASSET PREMIER BD FD
SHS BEN INT
957664105
25
2000
SH
SOLE
0
0
2000
WESTERN ASSET WORLDWIDE INCO
COM
957668106
4
365
SH
SOLE
0
0
365
WEYERHAEUSER CO
COM
962166104
89
3266
SH
SOLE
0
0
3266
WHOLE FOODS MKT INC
COM
966837106
5
160
SH
SOLE
0
0
160
WILLIAMS COS INC DEL
COM
969457100
433
11737
SH
SOLE
0
0
11737
WINDSTREAM HLDGS INC
COM NEW
97382A200
1
85
SH
SOLE
0
0
85
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
8649
158263
SH
SOLE
0
0
158263
WYNDHAM WORLDWIDE CORP
COM
98310W108
63
871
SH
SOLE
0
0
871
XENIA HOTELS & RESORTS INC
COM
984017103
0
0
SH
SOLE
0
0
0
AIRCASTLE LTD
COM
G0129K104
353
17118
SH
SOLE
0
0
17118
ICON PLC
SHS
G4705A100
13
184
SH
SOLE
0
0
184
MEDTRONIC PLC
SHS
G5960L103
223
3325
SH
SOLE
0
0
3325
NOBLE CORP PLC
SHS USD
G65431101
3
300
SH
SOLE
0
0
300
PARAGON OFFSHORE PLC
SHS
G6S01W108
0
33
SH
SOLE
0
0
33
ALLIED WRLD ASSUR COM HLDG A
SHS
H01531104
84
2195
SH
SOLE
0
0
2195
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
11
143
SH
SOLE
0
0
143
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
43
515
SH
SOLE
0
0
515
MYLAN N V
SHS EURO
N59465109
2
45
SH
SOLE
0
0
45