0001497943-14-000005.txt : 20141022
0001497943-14-000005.hdr.sgml : 20141022
20141022173104
ACCESSION NUMBER: 0001497943-14-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141022
DATE AS OF CHANGE: 20141022
EFFECTIVENESS DATE: 20141022
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hoxton Financial, Inc.
CENTRAL INDEX KEY: 0001497943
IRS NUMBER: 201882680
STATE OF INCORPORATION: WV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15455
FILM NUMBER: 141168381
BUSINESS ADDRESS:
STREET 1: 8530 SHEPHERDSTOWN PIKE
STREET 2: POST OFFICE BOX E
CITY: SHEPHERDSTOWN
STATE: WV
ZIP: 25443
BUSINESS PHONE: 304-876-2619
MAIL ADDRESS:
STREET 1: 8530 SHEPHERDSTOWN PIKE
STREET 2: POST OFFICE BOX E
CITY: SHEPHERDSTOWN
STATE: WV
ZIP: 25443
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001497943
XXXXXXXX
09-30-2014
09-30-2014
Hoxton Financial, Inc.
8530 SHEPHERDSTOWN PIKE
POST OFFICE BOX E
SHEPHERDSTOWN
WV
25443
13F HOLDINGS REPORT
028-15455
N
Archibald R. Hoxton, IV
Chief Compliance Officer
(304) 876-2619
Archibald R. Hoxton, IV
Shepherdstown
WV
10-22-2014
0
334
228285
false
INFORMATION TABLE
2
hfi13f3q2014s.xml
AOL INC
COM
00184X105
0
9
SH
SOLE
0
0
9
AT&T INC
COM
00206R102
323
9180
SH
SOLE
0
0
9180
ABBOTT LABS
COM
002824100
42
1012
SH
SOLE
0
0
1012
ABBVIE INC
COM
00287Y109
60
1042
SH
SOLE
0
0
1042
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
12
2000
SH
SOLE
0
0
2000
ACADIA PHARMACEUTICALS INC
COM
004225108
131
5305
SH
SOLE
0
0
5305
ACTIVISION BLIZZARD INC
COM
00507V109
513
24656
SH
SOLE
0
0
24656
ADOBE SYS INC
COM
00724F101
21
300
SH
SOLE
0
0
300
AGENUS INC
COM NEW
00847G705
0
1
SH
SOLE
0
0
1
ALCOA INC
COM
013817101
27
1700
SH
SOLE
0
0
1700
ALCATEL-LUCENT
SPONSORED ADR
013904305
0
11
SH
SOLE
0
0
11
ALIGN TECHNOLOGY INC
COM
016255101
13
245
SH
SOLE
0
0
245
ALLIANCEBERNSTEIN GBL HGH IN
COM
01879R106
14
1000
SH
SOLE
0
0
1000
ALLIANT TECHSYSTEMS INC
COM
018804104
316
2477
SH
SOLE
0
0
2477
ALLIANZGI EQUITY & CONV INCO
COM
018829101
18
923
SH
SOLE
0
0
923
ALPHA NATURAL RESOURCES INC
COM
02076X102
21
8398
SH
SOLE
0
0
8398
ALTRIA GROUP INC
COM
02209S103
281
6115
SH
SOLE
0
0
6115
AMAZON COM INC
COM
023135106
3
10
SH
SOLE
0
0
10
AMEREN CORP
COM
023608102
7
183
SH
SOLE
0
0
183
AMERICAN AIRLS GROUP INC
COM
02376R102
3
72
SH
SOLE
0
0
72
AMERICAN CAP LTD
COM
02503Y103
18
1274
SH
SOLE
0
0
1274
AMERICAN ELEC PWR INC
COM
025537101
1
20
SH
SOLE
0
0
20
AMERICAN EXPRESS CO
COM
025816109
146
1666
SH
SOLE
0
0
1666
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
2
104
SH
SOLE
0
0
104
AMERICAN WTR WKS CO INC NEW
COM
030420103
24
500
SH
SOLE
0
0
500
AMERICAN WOODMARK CORP
COM
030506109
7
200
SH
SOLE
0
0
200
AMGEN INC
COM
031162100
28
200
SH
SOLE
0
0
200
APPLE INC
COM
037833100
606
6018
SH
SOLE
0
0
6018
APPLIED MATLS INC
COM
038222105
24
1100
SH
SOLE
0
0
1100
ARROWHEAD RESH CORP
COM NEW
042797209
3
210
SH
SOLE
0
0
210
ASHLAND INC NEW
COM
044209104
281
2700
SH
SOLE
0
0
2700
ATRICURE INC
COM
04963C209
105
7162
SH
SOLE
0
0
7162
AUTODESK INC
COM
052769106
6
100
SH
SOLE
0
0
100
AUTOMATIC DATA PROCESSING IN
COM
053015103
128
1540
SH
SOLE
0
0
1540
BB&T CORP
COM
054937107
133
3561
SH
SOLE
0
0
3561
BCE INC
COM NEW
05534B760
167
3913
SH
SOLE
0
0
3913
BOFI HLDG INC
COM
05566U108
273
3758
SH
SOLE
0
0
3758
BANK AMER CORP
COM
060505104
17
1000
SH
SOLE
0
0
1000
BANK NEW YORK MELLON CORP
COM
064058100
271
7000
SH
SOLE
0
0
7000
BARCLAYS BANK PLC
ADS7.75%PFD S4
06739H511
13
521
SH
SOLE
0
0
521
BERKLEY W R CORP
COM
084423102
86
1800
SH
SOLE
0
0
1800
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
161
1163
SH
SOLE
0
0
1163
BIODELIVERY SCIENCES INTL IN
COM
09060J106
7
400
SH
SOLE
0
0
400
BIOGEN IDEC INC
COM
09062X103
23
70
SH
SOLE
0
0
70
BIOTIME INC
COM
09066L105
1
265
SH
SOLE
0
0
265
BLACKROCK INC
COM
09247X101
57
175
SH
SOLE
0
0
175
BLACKROCK CR ALLCTN INC TR
COM
092508100
16
1202
SH
SOLE
0
0
1202
BOEING CO
COM
097023105
5
40
SH
SOLE
0
0
40
BRISTOL MYERS SQUIBB CO
COM
110122108
28
545
SH
SOLE
0
0
545
BROADCOM CORP
CL A
111320107
16
400
SH
SOLE
0
0
400
CBRE CLARION GLOBAL REAL EST
COM
12504G100
17
2000
SH
SOLE
0
0
2000
CABELAS INC
COM
126804301
18
300
SH
SOLE
0
0
300
CALAMP CORP
COM
128126109
167
9497
SH
SOLE
0
0
9497
CANADIAN PAC RY LTD
COM
13645T100
164
792
SH
SOLE
0
0
792
CANADIAN SOLAR INC
COM
136635109
226
6331
SH
SOLE
0
0
6331
CAPITAL ONE FINL CORP
COM
14040H105
31
375
SH
SOLE
0
0
375
CARDINAL HEALTH INC
COM
14149Y108
2
30
SH
SOLE
0
0
30
CAREFUSION CORP
COM
14170T101
1
15
SH
SOLE
0
0
15
CATERPILLAR INC DEL
COM
149123101
93
940
SH
SOLE
0
0
940
CEL SCI CORP
COM PAR $0.01
150837508
0
58
SH
SOLE
0
0
58
CELGENE CORP
COM
151020104
13
134
SH
SOLE
0
0
134
CENTURYLINK INC
COM
156700106
1
16
SH
SOLE
0
0
16
CHEVRON CORP NEW
COM
166764100
384
3219
SH
SOLE
0
0
3219
CHUBB CORP
COM
171232101
87
950
SH
SOLE
0
0
950
CISCO SYS INC
COM
17275R102
97
3844
SH
SOLE
0
0
3844
CITY HLDG CO
COM
177835105
17
400
SH
SOLE
0
0
400
CLEARBRIDGE ENERGY MLP FD IN
COM
184692101
34
1205
SH
SOLE
0
0
1205
COCA COLA CO
COM
191216100
127
2970
SH
SOLE
0
0
2970
COLUMBIA PPTY TR INC
COM NEW
198287203
21
861
SH
SOLE
0
0
861
COMCAST CORP NEW
CL A
20030N101
62
1150
SH
SOLE
0
0
1150
COMCAST CORP NEW
CL A SPL
20030N200
161
3000
SH
SOLE
0
0
3000
CONOCOPHILLIPS
COM
20825C104
5
63
SH
SOLE
0
0
63
CORNING INC
COM
219350105
7
387
SH
SOLE
0
0
387
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
259
4568
SH
SOLE
0
0
4568
CUMMINS INC
COM
231021106
3
20
SH
SOLE
0
0
20
CYTORI THERAPEUTICS INC
COM
23283K105
0
200
SH
SOLE
0
0
200
DCP MIDSTREAM PARTNERS LP
COM UT LTD PTN
23311P100
16
285
SH
SOLE
0
0
285
DTE ENERGY CO
COM
233331107
170
2234
SH
SOLE
0
0
2234
DARDEN RESTAURANTS INC
COM
237194105
15
300
SH
SOLE
0
0
300
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
6
88
SH
SOLE
0
0
88
DEERE & CO
COM
244199105
3
40
SH
SOLE
0
0
40
DIAGEO P L C
SPON ADR NEW
25243Q205
1
8
SH
SOLE
0
0
8
DISNEY WALT CO
COM DISNEY
254687106
356
3997
SH
SOLE
0
0
3997
DIRECTV
COM
25490A309
2
25
SH
SOLE
0
0
25
DOMINION RES INC VA NEW
COM
25746U109
252
3643
SH
SOLE
0
0
3643
DOMINOS PIZZA INC
COM
25754A201
1
14
SH
SOLE
0
0
14
DOVER CORP
COM
260003108
1
11
SH
SOLE
0
0
11
DOW CHEM CO
COM
260543103
68
1290
SH
SOLE
0
0
1290
DU PONT E I DE NEMOURS & CO
COM
263534109
74
1030
SH
SOLE
0
0
1030
DUKE ENERGY CORP NEW
COM NEW
26441C204
396
5300
SH
SOLE
0
0
5300
E TRADE FINANCIAL CORP
COM NEW
269246401
0
10
SH
SOLE
0
0
10
EV ENERGY PARTNERS LP
COM UNITS
26926V107
5
137
SH
SOLE
0
0
137
EDISON INTL
COM
281020107
60
1071
SH
SOLE
0
0
1071
EMERSON ELEC CO
COM
291011104
35
561
SH
SOLE
0
0
561
ENCANA CORP
COM
292505104
19
900
SH
SOLE
0
0
900
ENCORE WIRE CORP
COM
292562105
230
6195
SH
SOLE
0
0
6195
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
26
400
SH
SOLE
0
0
400
ENERPLUS CORP
COM
292766102
8
400
SH
SOLE
0
0
400
ENTERPRISE PRODS PARTNERS L
COM
293792107
321
7954
SH
SOLE
0
0
7954
EXELON CORP
COM
30161N101
3
100
SH
SOLE
0
0
100
EXPEDIA INC DEL
COM NEW
30212P303
1
10
SH
SOLE
0
0
10
EXPRESS SCRIPTS HLDG CO
COM
30219G108
266
3768
SH
SOLE
0
0
3768
EXTRA SPACE STORAGE INC
COM
30225T102
145
2806
SH
SOLE
0
0
2806
EXXON MOBIL CORP
COM
30231G102
487
5173
SH
SOLE
0
0
5173
FACEBOOK INC
CL A
30303M102
27
338
SH
SOLE
0
0
338
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
10321
169473
SH
SOLE
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169473
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
10026
309347
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SOLE
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309347
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
10835
277313
SH
SOLE
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0
277313
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
11032
197741
SH
SOLE
0
0
197741
FIRSTENERGY CORP
COM
337932107
2
66
SH
SOLE
0
0
66
FLAHERTY&CRMN PFD SEC INCOM
COM
338478100
19
1000
SH
SOLE
0
0
1000
FLAHERTY & CRUMRINE TOTAL RE
COM
338479108
20
1000
SH
SOLE
0
0
1000
FORD MTR CO DEL
COM PAR $0.01
345370860
22
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SOLE
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0
1462
FRONTIER COMMUNICATIONS CORP
COM
35906A108
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52
SH
SOLE
0
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52
FUEL TECH INC
COM
359523107
1
200
SH
SOLE
0
0
200
GAIN CAP HLDGS INC
COM
36268W100
9
1471
SH
SOLE
0
0
1471
GAMING & LEISURE PPTYS INC
COM
36467J108
139
4506
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GENERAL DYNAMICS CORP
COM
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2
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SH
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13
GENERAL ELECTRIC CO
COM
369604103
214
8341
SH
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GENERAL MLS INC
COM
370334104
51
1009
SH
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GENESEE & WYO INC
CL A
371559105
131
1378
SH
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0
0
1378
GENUINE PARTS CO
COM
372460105
1
11
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0
11
GILEAD SCIENCES INC
COM
375558103
11
100
SH
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0
0
100
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
3
58
SH
SOLE
0
0
58
GLOBALSCAPE INC
COM
37940G109
0
10
SH
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0
0
10
GOOGLE INC
CL A
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3
5
SH
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0
0
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GOOGLE INC
CL C
38259P706
3
5
SH
SOLE
0
0
5
HCP INC
COM
40414L109
1
20
SH
SOLE
0
0
20
HANSEN MEDICAL INC
COM
411307101
1
800
SH
SOLE
0
0
800
HARMONIC INC
COM
413160102
3
500
SH
SOLE
0
0
500
HEALTHSOUTH CORP
COM NEW
421924309
390
10575
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SOLE
0
0
10575
HEALTH CARE REIT INC
COM
42217K106
39
629
SH
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0
0
629
HEWLETT PACKARD CO
COM
428236103
1
20
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20
HOME DEPOT INC
COM
437076102
302
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0
0
3289
HONEYWELL INTL INC
COM
438516106
112
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SH
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1200
IAC INTERACTIVECORP
COM PAR $.001
44919P508
278
4218
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0
0
4218
ILLINOIS TOOL WKS INC
COM
452308109
1
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0
0
16
INTEL CORP
COM
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0
1960
INTERNATIONAL BUSINESS MACHS
COM
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INTERNATIONAL FLAVORS&FRAGRA
COM
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65
INTL PAPER CO
COM
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ISHARES
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MSCI CDA ETF
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100
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MSCI MEX CAP ETF
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76652
ISHARES TR
TIPS BD ETF
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24
ISHARES TR
1-3 YR TR BD ETF
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185
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2194
ISHARES TR
MSCI EAFE ETF
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214
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214
ISHARES TR
RUS 1000 VAL ETF
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97
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970
ISHARES TR
RUS 1000 GRW ETF
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1030
ISHARES TR
RUS 1000 ETF
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3
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27
ISHARES TR
RUSSELL 3000 ETF
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199
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199
ISHARES TR
U.S. FIN SVC ETF
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ISHARES TR
CORE S&P SCP ETF
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100
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GL CLEAN ENE ETF
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ISHARES
JP MOR EM MK ETF
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IBOXX HI YD ETF
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MRG RL ES CP ETF
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ISHARES
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1-3 YR CR BD ETF
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U.S. AER&DEF ETF
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USA ESG SLCT ETF
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13
163
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163
ISHARES
EAFE VALUE ETF
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ISHARES
NW ZEALND CP ETF
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MSCI PHILIPS ETF
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ISHARES TR
FLTG RATE BD ETF
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ISHARES TR
CORE HIGH DV ETF
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11979
ISHARES TR
USA MIN VOL ETF
46429B697
51
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JDS UNIPHASE CORP
COM PAR $0.001
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93
JPMORGAN CHASE & CO
COM
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JARDEN CORP
COM
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5445
JOHNSON & JOHNSON
COM
478160104
263
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JOHNSON CTLS INC
COM
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100
KANSAS CITY SOUTHERN
COM NEW
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148
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KAYNE ANDERSON MDSTM ENERGY
COM
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COM
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COM
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UT LTD PARTNER
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56
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KINDER MORGAN MANAGEMENT LLC
SHS
49455U100
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KNOWLES CORP
COM
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KRAFT FOODS GROUP INC
COM
50076Q106
1
18
SH
SOLE
0
0
18
LAUDER ESTEE COS INC
CL A
518439104
15
200
SH
SOLE
0
0
200
LENNAR CORP
CL A
526057104
260
6685
SH
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0
0
6685
LILLY ELI & CO
COM
532457108
130
2000
SH
SOLE
0
0
2000
LOCKHEED MARTIN CORP
COM
539830109
6
32
SH
SOLE
0
0
32
LOUISIANA PAC CORP
COM
546347105
78
5757
SH
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0
0
5757
LOWES COS INC
COM
548661107
368
6956
SH
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0
0
6956
M & T BK CORP
COM
55261F104
80
649
SH
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0
0
649
MGE ENERGY INC
COM
55277P104
12
315
SH
SOLE
0
0
315
MADISON SQUARE GARDEN CO
CL A
55826P100
70
1061
SH
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0
0
1061
MAGNA INTL INC
COM
559222401
6
68
SH
SOLE
0
0
68
MANPOWERGROUP INC
COM
56418H100
256
3650
SH
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0
0
3650
MARATHON OIL CORP
COM
565849106
12
307
SH
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0
0
307
MAST THERAPEUTICS INC
COM
576314108
1
1091
SH
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0
0
1091
MAXIM INTEGRATED PRODS INC
COM
57772K101
1
30
SH
SOLE
0
0
30
MCDONALDS CORP
COM
580135101
50
523
SH
SOLE
0
0
523
MEDIVATION INC
COM
58501N101
190
1920
SH
SOLE
0
0
1920
MEDTRONIC INC
COM
585055106
206
3325
SH
SOLE
0
0
3325
MERCK & CO INC NEW
COM
58933Y105
40
672
SH
SOLE
0
0
672
MERIDIAN BIOSCIENCE INC
COM
589584101
27
1539
SH
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0
0
1539
MICROSOFT CORP
COM
594918104
86
1856
SH
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0
0
1856
MICROCHIP TECHNOLOGY INC
COM
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25
526
SH
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0
0
526
MIDDLESEX WATER CO
COM
596680108
18
907
SH
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0
0
907
MOHAWK INDS INC
COM
608190104
120
891
SH
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0
0
891
MONSANTO CO NEW
COM
61166W101
35
314
SH
SOLE
0
0
314
MYLAN INC
COM
628530107
2
45
SH
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0
0
45
MYRIAD GENETICS INC
COM
62855J104
4
100
SH
SOLE
0
0
100
NETFLIX INC
COM
64110L106
5
11
SH
SOLE
0
0
11
NEWMARKET CORP
COM
651587107
6
16
SH
SOLE
0
0
16
NEXTERA ENERGY INC
COM
65339F101
5
52
SH
SOLE
0
0
52
NIKE INC
CL B
654106103
1
8
SH
SOLE
0
0
8
NORFOLK SOUTHERN CORP
COM
655844108
22
200
SH
SOLE
0
0
200
NUCOR CORP
COM
670346105
82
1514
SH
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0
0
1514
NUVEEN REAL ESTATE INCOME FD
COM
67071B108
16
1500
SH
SOLE
0
0
1500
NUVEEN CORE EQUITY ALPHA FUN
COM
67090X107
6
351
SH
SOLE
0
0
351
OCCIDENTAL PETE CORP DEL
COM
674599105
56
585
SH
SOLE
0
0
585
OHR PHARMACEUTICAL INC
COM NEW
67778H200
36
4897
SH
SOLE
0
0
4897
OMEGA HEALTHCARE INVS INC
COM
681936100
34
984
SH
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0
0
984
ORACLE CORP
COM
68389X105
11
300
SH
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0
0
300
OREXIGEN THERAPEUTICS INC
COM
686164104
2
400
SH
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0
0
400
PNC FINL SVCS GROUP INC
COM
693475105
7
84
SH
SOLE
0
0
84
PPG INDS INC
COM
693506107
6
32
SH
SOLE
0
0
32
PTC INC
COM
69370C100
0
6
SH
SOLE
0
0
6
PEMBINA PIPELINE CORP
COM
706327103
32
765
SH
SOLE
0
0
765
PENN NATL GAMING INC
COM
707569109
39
3480
SH
SOLE
0
0
3480
PEOPLES UNITED FINANCIAL INC
COM
712704105
1
80
SH
SOLE
0
0
80
PEPSICO INC
COM
713448108
62
671
SH
SOLE
0
0
671
PFIZER INC
COM
717081103
255
8623
SH
SOLE
0
0
8623
PHILIP MORRIS INTL INC
COM
718172109
1
15
SH
SOLE
0
0
15
PHILLIPS 66
COM
718546104
9
108
SH
SOLE
0
0
108
PILGRIMS PRIDE CORP NEW
COM
72147K108
162
5298
SH
SOLE
0
0
5298
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
11
192
SH
SOLE
0
0
192
POTBELLY CORP
COM
73754Y100
0
22
SH
SOLE
0
0
22
POWERSHARES ETF TRUST
DWA MOMENTUM PTF
73935X153
3401
86507
SH
SOLE
0
0
86507
POWERSHARES ETF TRUST
TECH SECT PORT
73935X344
38
1108
SH
SOLE
0
0
1108
POWERSHARES ETF TRUST
ENERGY SEC POR
73935X385
7217
124598
SH
SOLE
0
0
124598
POWERSHARES ETF TRUST
BASIC MAT SECT
73935X427
31
568
SH
SOLE
0
0
568
POWERSHARES ETF TRUST
DYN LSR & ENT
73935X757
1990
59512
SH
SOLE
0
0
59512
POWERSHARES ETF TRUST II
DWA DEVMKTMOM PT
73936Q108
12147
498029
SH
SOLE
0
0
498029
POWERSHARES ETF TRUST II
DWA EMKT MOM PTF
73936Q207
11358
608362
SH
SOLE
0
0
608362
POWERSHARES ETF TRUST II
GLOBL AGRI ETF
73936Q702
4
144
SH
SOLE
0
0
144
POWERSHARES ETF TRUST II
DWA SC MOMNT PTF
73936Q744
11857
330453
SH
SOLE
0
0
330453
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
24167
995356
SH
SOLE
0
0
995356
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
417
11935
SH
SOLE
0
0
11935
PROCTER & GAMBLE CO
COM
742718109
162
1931
SH
SOLE
0
0
1931
PROSHARES TR
PSHS ULSHT SP500
74347B300
64
2585
SH
SOLE
0
0
2585
QIHOO 360 TECHNOLOGY CO LTD
ADS
74734M109
188
2790
SH
SOLE
0
0
2790
QUALCOMM INC
COM
747525103
10
138
SH
SOLE
0
0
138
RPM INTL INC
COM
749685103
181
3962
SH
SOLE
0
0
3962
RAYTHEON CO
COM NEW
755111507
5
50
SH
SOLE
0
0
50
REALTY INCOME CORP
COM
756109104
70
1712
SH
SOLE
0
0
1712
REYNOLDS AMERICAN INC
COM
761713106
249
4215
SH
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0
0
4215
RITE AID CORP
COM
767754104
0
27
SH
SOLE
0
0
27
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1
13
SH
SOLE
0
0
13
SPDR S&P 500 ETF TR
TR UNIT
78462F103
25
125
SH
SOLE
0
0
125
SPDR GOLD TRUST
GOLD SHS
78463V107
4
36
SH
SOLE
0
0
36
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
30
600
SH
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0
0
600
SPDR SERIES TRUST
BARC SHT TR CP
78464A474
18162
591779
SH
SOLE
0
0
591779
SPDR SERIES TRUST
S&P PHARMAC
78464A722
9677
91289
SH
SOLE
0
0
91289
SPDR SERIES TRUST
S&P BIOTECH
78464A870
5317
34093
SH
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0
0
34093
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
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39
155
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0
155
SANDISK CORP
COM
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2
20
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0
20
SANOFI
RIGHT 12/31/2020
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0
2039
SCHLUMBERGER LTD
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122
1200
SH
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0
0
1200
SCHWAB CHARLES CORP NEW
COM
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26
900
SH
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0
0
900
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
5
230
SH
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0
230
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
3
149
SH
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0
149
SIGNATURE BK NEW YORK N Y
COM
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209
1869
SH
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0
1869
SIRIUS XM HLDGS INC
COM
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4
1100
SH
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0
0
1100
SKYWORKS SOLUTIONS INC
COM
83088M102
4
75
SH
SOLE
0
0
75
SMUCKER J M CO
COM NEW
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20
205
SH
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0
0
205
SNAP ON INC
COM
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317
2621
SH
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0
0
2621
SONOCO PRODS CO
COM
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1
24
SH
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0
0
24
SOUTHERN CO
COM
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1
19
SH
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0
0
19
SOUTHWEST AIRLS CO
COM
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2
66
SH
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0
66
SPECTRA ENERGY CORP
COM
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1
34
SH
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0
0
34
SPRINT CORP
COM SER 1
85207U105
3
500
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0
0
500
STARBUCKS CORP
COM
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30
400
SH
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0
0
400
SUMMIT FINANCIAL GROUP INC
COM
86606G101
10
1000
SH
SOLE
0
0
1000
SYSCO CORP
COM
871829107
8
200
SH
SOLE
0
0
200
TJX COS INC NEW
COM
872540109
53
896
SH
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0
0
896
TARGET CORP
COM
87612E106
3
50
SH
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0
0
50
TELEDYNE TECHNOLOGIES INC
COM
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2
20
SH
SOLE
0
0
20
TENNECO INC
COM
880349105
462
8837
SH
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0
0
8837
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
11
200
SH
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0
0
200
3-D SYS CORP DEL
COM NEW
88554D205
2
40
SH
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0
0
40
3M CO
COM
88579Y101
227
1602
SH
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0
1602
TIFFANY & CO NEW
COM
886547108
5
50
SH
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0
0
50
TIME INC NEW
COM
887228104
0
15
SH
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0
0
15
TIME WARNER INC
COM NEW
887317303
9
122
SH
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0
0
122
TIME WARNER CABLE INC
COM
88732J207
4
27
SH
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0
0
27
TOLL BROTHERS INC
COM
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307
9867
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0
9867
TORONTO DOMINION BK ONT
COM NEW
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74
1500
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0
0
1500
TRACTOR SUPPLY CO
COM
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253
4109
SH
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4109
TRAVELERS COMPANIES INC
COM
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6
68
SH
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0
68
TREX CO INC
COM
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12
340
SH
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0
0
340
2U INC
COM
90214J101
11
720
SH
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0
0
720
U S GLOBAL INVS INC
CL A
902952100
1
380
SH
SOLE
0
0
380
US BANCORP DEL
COM NEW
902973304
320
7657
SH
SOLE
0
0
7657
U S SILICA HLDGS INC
COM
90346E103
13
200
SH
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0
0
200
UNDER ARMOUR INC
CL A
904311107
11
152
SH
SOLE
0
0
152
UNILEVER N V
N Y SHS NEW
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14
345
SH
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0
0
345
UNION BANKSHARES CORP NEW
COM
90539J109
32
1400
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0
0
1400
UNITED BANKSHARES INC WEST V
COM
909907107
152
4907
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4907
UNITED NAT FOODS INC
COM
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45
734
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UNITED PARCEL SERVICE INC
CL B
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235
2389
SH
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0
2389
UNITED TECHNOLOGIES CORP
COM
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153
1450
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0
0
1450
UNITEDHEALTH GROUP INC
COM
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224
2599
SH
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0
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2599
VALSPAR CORP
COM
920355104
162
2053
SH
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0
0
2053
VANGUARD WHITEHALL FDS INC
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14619
SH
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0
0
14619
VANGUARD INDEX FDS
TOTAL STK MKT
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1
10
SH
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0
0
10
VERISIGN INC
COM
92343E102
242
4399
SH
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0
0
4399
VERIZON COMMUNICATIONS INC
COM
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557
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SH
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11138
VERITIV CORP
COM
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7
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0
0
7
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
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16
SH
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0
0
16
WGL HLDGS INC
COM
92924F106
127
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3025
WAL-MART STORES INC
COM
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200
SH
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0
200
WALGREEN CO
COM
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19
318
SH
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318
WASHINGTON REAL ESTATE INVT
SH BEN INT
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SH
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300
WASTE MGMT INC DEL
COM
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SH
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20
WELLS FARGO & CO NEW
COM
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SH
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0
6261
WESTERN ASSET PREMIER BD FD
SHS BEN INT
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SH
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2000
WESTERN ASSET WORLDWIDE INCO
COM
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4
365
SH
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365
WEYERHAEUSER CO
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3266
WHOLE FOODS MKT INC
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160
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0
160
WINDSTREAM HLDGS INC
COM
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512
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0
512
WISDOMTREE TR
EMERG MKTS ETF
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77
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0
77
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COM
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761
SH
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0
761
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COM
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200
SH
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0
200
NOBLE CORP PLC
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7
300
SH
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0
0
300
PARAGON OFFSHORE PLC
SHS
G6S01W108
1
99
SH
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0
0
99
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SHS
H01531104
56
1524
SH
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0
1524