0001497943-14-000004.txt : 20140710
0001497943-14-000004.hdr.sgml : 20140710
20140710131401
ACCESSION NUMBER: 0001497943-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140710
DATE AS OF CHANGE: 20140710
EFFECTIVENESS DATE: 20140710
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hoxton Financial, Inc.
CENTRAL INDEX KEY: 0001497943
IRS NUMBER: 201882680
STATE OF INCORPORATION: WV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15455
FILM NUMBER: 14969030
BUSINESS ADDRESS:
STREET 1: 8530 SHEPHERDSTOWN PIKE
STREET 2: POST OFFICE BOX E
CITY: SHEPHERDSTOWN
STATE: WV
ZIP: 25443
BUSINESS PHONE: 304-876-2619
MAIL ADDRESS:
STREET 1: 8530 SHEPHERDSTOWN PIKE
STREET 2: POST OFFICE BOX E
CITY: SHEPHERDSTOWN
STATE: WV
ZIP: 25443
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001497943
XXXXXXXX
06-30-2014
06-30-2014
Hoxton Financial, Inc.
8530 SHEPHERDSTOWN PIKE
POST OFFICE BOX E
SHEPHERDSTOWN
WV
25443
13F HOLDINGS REPORT
028-15455
N
Archibald R. Hoxton, IV
Chief Compliance Officer
(304) 876-2619
Archibald R. Hoxton, IV
Shepherdstown
WV
07-10-2014
0
319
234190
false
INFORMATION TABLE
2
hfi13f2q2014.xml
THE ADT CORPORATION
COM
00101J106
1
40
SH
SOLE
0
0
40
AT&T INC
COM
00206R102
297
8387
SH
SOLE
0
0
8387
ABBOTT LABS
COM
002824100
44
1067
SH
SOLE
0
0
1067
ABBVIE INC
COM
00287Y109
62
1097
SH
SOLE
0
0
1097
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
13
2000
SH
SOLE
0
0
2000
ACADIA PHARMACEUTICALS INC
COM
004225108
125
5523
SH
SOLE
0
0
5523
ACTIVISION BLIZZARD INC
COM
00507V109
14
610
SH
SOLE
0
0
610
ADOBE SYS INC
COM
00724F101
22
300
SH
SOLE
0
0
300
ALCOA INC
COM
013817101
29
1940
SH
SOLE
0
0
1940
ALCATEL-LUCENT
SPONSORED ADR
013904305
0
11
SH
SOLE
0
0
11
ALIGN TECHNOLOGY INC
COM
016255101
14
245
SH
SOLE
0
0
245
ALLIANCEBERNSTEIN GBL HGH IN
COM
01879R106
14
1000
SH
SOLE
0
0
1000
ALLIANT TECHSYSTEMS INC
COM
018804104
324
2418
SH
SOLE
0
0
2418
ALLIANZGI EQUITY & CONV INCO
COM
018829101
19
923
SH
SOLE
0
0
923
ALPHA NATURAL RESOURCES INC
COM
02076X102
31
8398
SH
SOLE
0
0
8398
ALTRIA GROUP INC
COM
02209S103
256
6115
SH
SOLE
0
0
6115
AMAZON COM INC
COM
023135106
4
13
SH
SOLE
0
0
13
AMEREN CORP
COM
023608102
7
183
SH
SOLE
0
0
183
AMERICAN AIRLS GROUP INC
COM
02376R102
3
72
SH
SOLE
0
0
72
AMERICAN CAP LTD
COM
02503Y103
19
1274
SH
SOLE
0
0
1274
AMERICAN ELEC PWR INC
COM
025537101
1
20
SH
SOLE
0
0
20
AMERICAN EXPRESS CO
COM
025816109
156
1645
SH
SOLE
0
0
1645
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
3
104
SH
SOLE
0
0
104
AMERICAN WTR WKS CO INC NEW
COM
030420103
25
500
SH
SOLE
0
0
500
AMERICAN WOODMARK CORP
COM
030506109
6
200
SH
SOLE
0
0
200
AMGEN INC
COM
031162100
30
257
SH
SOLE
0
0
257
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
36
1314
SH
SOLE
0
0
1314
APPLE INC
COM
037833100
541
5823
SH
SOLE
0
0
5823
APPLIED MATLS INC
COM
038222105
25
1100
SH
SOLE
0
0
1100
ARROWHEAD RESH CORP
COM NEW
042797209
3
210
SH
SOLE
0
0
210
ASHLAND INC NEW
COM
044209104
298
2736
SH
SOLE
0
0
2736
ATRICURE INC
COM
04963C209
132
7162
SH
SOLE
0
0
7162
AUTODESK INC
COM
052769106
6
100
SH
SOLE
0
0
100
AUTOMATIC DATA PROCESSING IN
COM
053015103
122
1540
SH
SOLE
0
0
1540
BB&T CORP
COM
054937107
140
3561
SH
SOLE
0
0
3561
BCE INC
COM NEW
05534B760
147
3245
SH
SOLE
0
0
3245
BOFI HLDG INC
COM
05566U108
270
3671
SH
SOLE
0
0
3671
BANK OF AMERICA CORPORATION
COM
060505104
15
1000
SH
SOLE
0
0
1000
BANK NEW YORK MELLON CORP
COM
064058100
262
7000
SH
SOLE
0
0
7000
BERKLEY W R CORP
COM
084423102
83
1800
SH
SOLE
0
0
1800
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
147
1163
SH
SOLE
0
0
1163
BIODELIVERY SCIENCES INTL IN
COM
09060J106
5
400
SH
SOLE
0
0
400
BIOGEN IDEC INC
COM
09062X103
22
70
SH
SOLE
0
0
70
BIOTIME INC
COM
09066L105
1
265
SH
SOLE
0
0
265
BLACKROCK INC
COM
09247X101
56
175
SH
SOLE
0
0
175
BLACKROCK CR ALLCTN INC TR
COM
092508100
17
1202
SH
SOLE
0
0
1202
BLACKROCK MUNI INTER DR FD I
COM
09253X102
30
2069
SH
SOLE
0
0
2069
BOEING CO
COM
097023105
5
40
SH
SOLE
0
0
40
BRISTOL MYERS SQUIBB CO
COM
110122108
26
545
SH
SOLE
0
0
545
BROADCOM CORP
CL A
111320107
15
400
SH
SOLE
0
0
400
CBRE CLARION GLOBAL REAL EST
COM
12504G100
18
2000
SH
SOLE
0
0
2000
CABELAS INC
COM
126804301
19
300
SH
SOLE
0
0
300
CALAMP CORP
COM
128126109
205
9451
SH
SOLE
0
0
9451
CANADIAN PAC RY LTD
COM
13645T100
143
792
SH
SOLE
0
0
792
CANADIAN SOLAR INC
COM
136635109
213
6811
SH
SOLE
0
0
6811
CAPITAL ONE FINL CORP
COM
14040H105
31
375
SH
SOLE
0
0
375
CARDINAL HEALTH INC
COM
14149Y108
2
30
SH
SOLE
0
0
30
CAREFUSION CORP
COM
14170T101
1
15
SH
SOLE
0
0
15
CATERPILLAR INC DEL
COM
149123101
100
920
SH
SOLE
0
0
920
CEL SCI CORP
COM PAR $0.01
150837508
0
58
SH
SOLE
0
0
58
CELGENE CORP
COM
151020104
12
134
SH
SOLE
0
0
134
CENOVUS ENERGY INC
COM
15135U109
3
100
SH
SOLE
0
0
100
CHEVRON CORP NEW
COM
166764100
416
3190
SH
SOLE
0
0
3190
CHUBB CORP
COM
171232101
88
950
SH
SOLE
0
0
950
CISCO SYS INC
COM
17275R102
77
3088
SH
SOLE
0
0
3088
CITY HLDG CO
COM
177835105
20
450
SH
SOLE
0
0
450
COCA COLA CO
COM
191216100
126
2970
SH
SOLE
0
0
2970
COLUMBIA PPTY TR INC
COM NEW
198287203
22
861
SH
SOLE
0
0
861
COMCAST CORP NEW
CL A
20030N101
71
1320
SH
SOLE
0
0
1320
COMCAST CORP NEW
CL A SPL
20030N200
160
3000
SH
SOLE
0
0
3000
CONOCOPHILLIPS
COM
20825C104
1
15
SH
SOLE
0
0
15
CORNING INC
COM
219350105
8
386
SH
SOLE
0
0
386
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
295
4602
SH
SOLE
0
0
4602
CYTORI THERAPEUTICS INC
COM
23283K105
4
1600
SH
SOLE
0
0
1600
DCP MIDSTREAM PARTNERS LP
COM UT LTD PTN
23311P100
16
285
SH
SOLE
0
0
285
DTE ENERGY CO
COM
233331107
174
2234
SH
SOLE
0
0
2234
DARDEN RESTAURANTS INC
COM
237194105
14
300
SH
SOLE
0
0
300
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
6
88
SH
SOLE
0
0
88
DEERE & CO
COM
244199105
4
40
SH
SOLE
0
0
40
DIAGEO P L C
SPON ADR NEW
25243Q205
1
8
SH
SOLE
0
0
8
DISNEY WALT CO
COM DISNEY
254687106
336
3915
SH
SOLE
0
0
3915
DIRECTV
COM
25490A309
2
25
SH
SOLE
0
0
25
DOMINION RES INC VA NEW
COM
25746U109
261
3643
SH
SOLE
0
0
3643
DOMINOS PIZZA INC
COM
25754A201
1
20
SH
SOLE
0
0
20
DOVER CORP
COM
260003108
1
11
SH
SOLE
0
0
11
DOW CHEM CO
COM
260543103
73
1416
SH
SOLE
0
0
1416
DU PONT E I DE NEMOURS & CO
COM
263534109
1
22
SH
SOLE
0
0
22
DUKE ENERGY CORP NEW
COM NEW
26441C204
393
5300
SH
SOLE
0
0
5300
E TRADE FINANCIAL CORP
COM NEW
269246401
0
10
SH
SOLE
0
0
10
EDISON INTL
COM
281020107
62
1071
SH
SOLE
0
0
1071
EMERSON ELEC CO
COM
291011104
37
561
SH
SOLE
0
0
561
ENCANA CORP
COM
292505104
21
900
SH
SOLE
0
0
900
ENCORE WIRE CORP
COM
292562105
288
5875
SH
SOLE
0
0
5875
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
23
400
SH
SOLE
0
0
400
ENERPLUS CORP
COM
292766102
10
400
SH
SOLE
0
0
400
ENTERPRISE PRODS PARTNERS L
COM
293792107
319
4074
SH
SOLE
0
0
4074
EXELON CORP
COM
30161N101
4
100
SH
SOLE
0
0
100
EXPEDIA INC DEL
COM NEW
30212P303
1
10
SH
SOLE
0
0
10
EXPRESS SCRIPTS HLDG CO
COM
30219G108
266
3830
SH
SOLE
0
0
3830
EXTRA SPACE STORAGE INC
COM
30225T102
149
2806
SH
SOLE
0
0
2806
EXXON MOBIL CORP
COM
30231G102
519
5157
SH
SOLE
0
0
5157
FACEBOOK INC
CL A
30303M102
22
326
SH
SOLE
0
0
326
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
10040
168505
SH
SOLE
0
0
168505
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
10216
307254
SH
SOLE
0
0
307254
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
10979
275793
SH
SOLE
0
0
275793
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
10562
198266
SH
SOLE
0
0
198266
FIRSTENERGY CORP
COM
337932107
2
66
SH
SOLE
0
0
66
FLAHERTY&CRMN PFD SEC INCOM
COM
338478100
20
1000
SH
SOLE
0
0
1000
FLAHERTY & CRUMRINE TOTAL RE
COM
338479108
20
1000
SH
SOLE
0
0
1000
FORD MTR CO DEL
COM PAR $0.01
345370860
22
1301
SH
SOLE
0
0
1301
FRONTIER COMMUNICATIONS CORP
COM
35906A108
0
52
SH
SOLE
0
0
52
FUEL TECH INC
COM
359523107
1
200
SH
SOLE
0
0
200
GAIN CAP HLDGS INC
COM
36268W100
12
1471
SH
SOLE
0
0
1471
GAMING & LEISURE PPTYS INC
COM
36467J108
153
4506
SH
SOLE
0
0
4506
GENERAL DYNAMICS CORP
COM
369550108
2
13
SH
SOLE
0
0
13
GENERAL ELECTRIC CO
COM
369604103
225
8555
SH
SOLE
0
0
8555
GENERAL MLS INC
COM
370334104
53
1009
SH
SOLE
0
0
1009
GENESEE & WYO INC
CL A
371559105
145
1378
SH
SOLE
0
0
1378
GENUINE PARTS CO
COM
372460105
1
11
SH
SOLE
0
0
11
GILEAD SCIENCES INC
COM
375558103
8
100
SH
SOLE
0
0
100
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
3
58
SH
SOLE
0
0
58
GOOGLE INC
CL A
38259P508
3
5
SH
SOLE
0
0
5
GOOGLE INC
CL C
38259P706
3
5
SH
SOLE
0
0
5
HCP INC
COM
40414L109
1
20
SH
SOLE
0
0
20
HANSEN MEDICAL INC
COM
411307101
1
800
SH
SOLE
0
0
800
HEALTHSOUTH CORP
COM NEW
421924309
379
10575
SH
SOLE
0
0
10575
HEALTH CARE REIT INC
COM
42217K106
39
629
SH
SOLE
0
0
629
HEWLETT PACKARD CO
COM
428236103
1
20
SH
SOLE
0
0
20
HOME DEPOT INC
COM
437076102
274
3386
SH
SOLE
0
0
3386
HONEYWELL INTL INC
COM
438516106
112
1200
SH
SOLE
0
0
1200
IAC INTERACTIVECORP
COM PAR $.001
44919P508
297
4290
SH
SOLE
0
0
4290
ILLINOIS TOOL WKS INC
COM
452308109
1
16
SH
SOLE
0
0
16
INTEL CORP
COM
458140100
61
1960
SH
SOLE
0
0
1960
INTERNATIONAL BUSINESS MACHS
COM
459200101
584
3220
SH
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0
0
3220
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
7
65
SH
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0
0
65
INTL PAPER CO
COM
460146103
27
527
SH
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0
0
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ISHARES GOLD TRUST
ISHARES
464285105
2
190
SH
SOLE
0
0
190
ISHARES
MSCI MEX CAP ETF
464286822
5126
75596
SH
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0
0
75596
ISHARES
TIPS BD ETF
464287176
3
24
SH
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0
0
24
ISHARES
CORE TOTUSBD ETF
464287226
4
40
SH
SOLE
0
0
40
ISHARES
MSCI EAFE ETF
464287465
15
214
SH
SOLE
0
0
214
ISHARES
RUS 1000 VAL ETF
464287598
98
970
SH
SOLE
0
0
970
ISHARES
RUS 1000 GRW ETF
464287614
94
1030
SH
SOLE
0
0
1030
ISHARES
RUS 1000 ETF
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3
27
SH
SOLE
0
0
27
ISHARES
RUSSELL 3000 ETF
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28
242
SH
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0
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242
ISHARES
U.S. FIN SVC ETF
464287770
8358
98996
SH
SOLE
0
0
98996
ISHARES
CORE S&P SCP ETF
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9
78
SH
SOLE
0
0
78
ISHARES
GL CLEAN ENE ETF
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14
1183
SH
SOLE
0
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1183
ISHARES
JP MOR EM MK ETF
464288281
6579
57071
SH
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57071
ISHARES
INTL SEL DIV ETF
464288448
66
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1659
ISHARES
IBOXX HI YD ETF
464288513
340
3575
SH
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0
0
3575
ISHARES
MRG RL ES CP ETF
464288539
290
22912
SH
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0
0
22912
ISHARES
INTERM CR BD ETF
464288638
17
150
SH
SOLE
0
0
150
ISHARES
1-3 YR CR BD ETF
464288646
11
100
SH
SOLE
0
0
100
ISHARES
U.S. PFD STK ETF
464288687
7949
199163
SH
SOLE
0
0
199163
ISHARES
U.S. AER&DEF ETF
464288760
7938
73611
SH
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0
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73611
ISHARES
USA ESG SLCT ETF
464288802
13
163
SH
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0
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163
ISHARES
EAFE VALUE ETF
464288877
332
5668
SH
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0
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5668
ISHARES
NW ZEALND CP ETF
464289123
174
4136
SH
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0
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4136
ISHARES TR
MSCI PHILIPS ETF
46429B408
5552
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SH
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0
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150736
ISHARES TR
FLTG RATE BD ETF
46429B655
11521
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SH
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0
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226796
ISHARES TR
HIGH DIVIDND ETF
46429B663
840
11147
SH
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0
0
11147
ISHARES TR
USA MIN VOL ETF
46429B697
50
1350
SH
SOLE
0
0
1350
JPMORGAN CHASE & CO
COM
46625H100
122
2111
SH
SOLE
0
0
2111
JARDEN CORP
COM
471109108
329
5537
SH
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0
0
5537
JOHNSON & JOHNSON
COM
478160104
269
2568
SH
SOLE
0
0
2568
JOHNSON CTLS INC
COM
478366107
5
100
SH
SOLE
0
0
100
KANSAS CITY SOUTHERN
COM NEW
485170302
131
1222
SH
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0
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1222
KIMBERLY CLARK CORP
COM
494368103
2
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SH
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0
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14
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
41
500
SH
SOLE
0
0
500
KINDER MORGAN MANAGEMENT LLC
SHS
49455U100
31
391
SH
SOLE
0
0
391
KNOWLES CORP
COM
49926D109
0
5
SH
SOLE
0
0
5
KRAFT FOODS GROUP INC
COM
50076Q106
3
49
SH
SOLE
0
0
49
LAUDER ESTEE COS INC
CL A
518439104
15
200
SH
SOLE
0
0
200
LENNAR CORP
CL A
526057104
279
6655
SH
SOLE
0
0
6655
LILLY ELI & CO
COM
532457108
124
2000
SH
SOLE
0
0
2000
LOCKHEED MARTIN CORP
COM
539830109
5
32
SH
SOLE
0
0
32
LOUISIANA PAC CORP
COM
546347105
86
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SH
SOLE
0
0
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LOWES COS INC
COM
548661107
341
7096
SH
SOLE
0
0
7096
LULULEMON ATHLETICA INC
COM
550021109
81
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SH
SOLE
0
0
1994
M & T BK CORP
COM
55261F104
81
649
SH
SOLE
0
0
649
MGE ENERGY INC
COM
55277P104
12
315
SH
SOLE
0
0
315
MADISON SQUARE GARDEN CO
CL A
55826P100
66
1061
SH
SOLE
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MAGNA INTL INC
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68
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0
68
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298
3512
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307
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307
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53
523
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523
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157
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212
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526
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526
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907
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123
891
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0
891
MONDELEZ INTL INC
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4
95
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0
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39
314
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0
314
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COM NEW
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4
120
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120
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45
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11
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0
11
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5
52
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0
52
NIKE INC
CL B
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1
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0
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200
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200
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75
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COM
67071B108
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1500
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COM
67090X107
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351
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351
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OHR PHARMACEUTICAL INC
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47
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OMEGA HEALTHCARE INVS INC
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220
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220
OREXIGEN THERAPEUTICS INC
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400
PPG INDS INC
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32
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75
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PENN NATL GAMING INC
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PEOPLES UNITED FINANCIAL INC
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54
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1966
PEPSICO INC
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65
725
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0
725
PFIZER INC
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253
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0
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PHILLIPS 66
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5
64
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0
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PILGRIMS PRIDE CORP NEW
COM
72147K108
145
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192
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73754Y100
1
33
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0
33
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71316
POWERSHARES ETF TRUST
TECH SECT PORT
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1108
SH
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0
1108
POWERSHARES ETF TRUST
ENERGY SEC POR
73935X385
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BASIC MAT SECT
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31
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568
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4
144
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144
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313447
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SENIOR LN PORT
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PROCTER & GAMBLE CO
COM
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135
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1721
PROSHARES TR
PSHS ULSHT SP500
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2585
QIHOO 360 TECHNOLOGY CO LTD
ADS
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QUALCOMM INC
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RPM INTL INC
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REYNOLDS AMERICAN INC
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ROYAL DUTCH SHELL PLC
SPONS ADR A
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13
SPDR S&P 500 ETF TR
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125
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125
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36
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600
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600
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SPDR SERIES TRUST
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S&P HOMEBUILD
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40
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900
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230
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230
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149
SIGNATURE BK NEW YORK N Y
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244
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1100
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203
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317
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SONOCO PRODS CO
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24
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220
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34
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31
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400
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65
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1000
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4
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SUSSER HLDGS CORP
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107
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TJX COS INC NEW
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48
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200
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0
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228
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0
50
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360
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TRAVELERS COMPANIES INC
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168
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340
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340
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720
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380
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380
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146
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146
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100
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345
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245
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167
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VALSPAR CORP
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13669
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VERISIGN INC
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215
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130
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200
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200
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300
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120
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