0001104659-20-022896.txt : 20200219
0001104659-20-022896.hdr.sgml : 20200219
20200219172004
ACCESSION NUMBER: 0001104659-20-022896
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200214
FILED AS OF DATE: 20200219
DATE AS OF CHANGE: 20200219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lucas Richard M
CENTRAL INDEX KEY: 0001503845
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35000
FILM NUMBER: 20631183
MAIL ADDRESS:
STREET 1: 7501 WISCONSIN AVENUE
STREET 2: SUITE 1200
CITY: BETHESDA
STATE: MD
ZIP: 20814
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Walker & Dunlop, Inc.
CENTRAL INDEX KEY: 0001497770
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7501 WISCONSIN AVENUE
STREET 2: SUITE 1200E
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: (301) 215-5500
MAIL ADDRESS:
STREET 1: 7501 WISCONSIN AVENUE
STREET 2: SUITE 1200E
CITY: BETHESDA
STATE: MD
ZIP: 20814
4
1
a4.xml
4
X0306
4
2020-02-14
0
0001497770
Walker & Dunlop, Inc.
WD
0001503845
Lucas Richard M
C/O WALKER & DUNLOP, INC.
7501 WISCONSIN AVENUE, SUITE 1200E
BETHESDA
MD
20814
0
1
0
0
EVP & Gen Counsel & Secretary
Common Stock
2020-02-14
4
A
0
18357
0
A
140773
D
Common Stock
2020-02-14
4
A
0
6345
0
A
147118
D
Common Stock
2020-02-14
4
F
0
8340
78.79
D
138778
D
Common Stock
2020-02-15
4
F
0
5038
78.79
D
133740
D
Deferred Stock Units
2020-02-14
4
A
0
4442
0
A
Common Stock
4442
4442
D
Restricted Stock Units
2020-02-14
4
A
0
2221
0
A
Common Stock
2221
2221
D
On March 28, 2017, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 14, 2020, the Compensation Committee of the Issuer's Board of Directors determined that the performance goals had been met, resulting in the vesting of these shares.
The restricted stock vests in three equal annual installments beginning on February 15, 2021.
Each deferred stock unit represents the right to receive one share of common stock of the Issuer.
The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.
Each restricted stock unit represents the right to receive one share of common stock of the Issuer.
The restricted stock units will be settled in shares of the Issuer's common stock on March 15, 2023, subject to vesting acceleration pursuant to the Plan.
/s/ Daniel J. Groman, Attorney-in-fact
2020-02-19