0001104659-20-022896.txt : 20200219 0001104659-20-022896.hdr.sgml : 20200219 20200219172004 ACCESSION NUMBER: 0001104659-20-022896 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200214 FILED AS OF DATE: 20200219 DATE AS OF CHANGE: 20200219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lucas Richard M CENTRAL INDEX KEY: 0001503845 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35000 FILM NUMBER: 20631183 MAIL ADDRESS: STREET 1: 7501 WISCONSIN AVENUE STREET 2: SUITE 1200 CITY: BETHESDA STATE: MD ZIP: 20814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walker & Dunlop, Inc. CENTRAL INDEX KEY: 0001497770 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7501 WISCONSIN AVENUE STREET 2: SUITE 1200E CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: (301) 215-5500 MAIL ADDRESS: STREET 1: 7501 WISCONSIN AVENUE STREET 2: SUITE 1200E CITY: BETHESDA STATE: MD ZIP: 20814 4 1 a4.xml 4 X0306 4 2020-02-14 0 0001497770 Walker & Dunlop, Inc. WD 0001503845 Lucas Richard M C/O WALKER & DUNLOP, INC. 7501 WISCONSIN AVENUE, SUITE 1200E BETHESDA MD 20814 0 1 0 0 EVP & Gen Counsel & Secretary Common Stock 2020-02-14 4 A 0 18357 0 A 140773 D Common Stock 2020-02-14 4 A 0 6345 0 A 147118 D Common Stock 2020-02-14 4 F 0 8340 78.79 D 138778 D Common Stock 2020-02-15 4 F 0 5038 78.79 D 133740 D Deferred Stock Units 2020-02-14 4 A 0 4442 0 A Common Stock 4442 4442 D Restricted Stock Units 2020-02-14 4 A 0 2221 0 A Common Stock 2221 2221 D On March 28, 2017, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 14, 2020, the Compensation Committee of the Issuer's Board of Directors determined that the performance goals had been met, resulting in the vesting of these shares. The restricted stock vests in three equal annual installments beginning on February 15, 2021. Each deferred stock unit represents the right to receive one share of common stock of the Issuer. The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. Each restricted stock unit represents the right to receive one share of common stock of the Issuer. The restricted stock units will be settled in shares of the Issuer's common stock on March 15, 2023, subject to vesting acceleration pursuant to the Plan. /s/ Daniel J. Groman, Attorney-in-fact 2020-02-19