X0206 3 2020-11-18 0 0001497504 PLx Pharma Inc. PLXP 0001674751 Level One Partners, LLC 210 RIDGE MCINTIRE ROAD, SUITE 350 CHARLOTTESVILLE VA 22903 0 0 1 0 0001804350 Hardie Robert D. 210 RIDGE MCINTIRE ROAD, SUITE 350 CHARLOTTESVILLE VA 22903 0 0 1 0 0001804348 Hardie Molly G. 210 RIDGE MCINTIRE ROAD, SUITE 350 CHARLOTTESVILLE VA 22903 0 0 1 0 Common Stock, $0.001 par value 1320306 D Common Stock, $0.001 par value 875000 D Warrants (right to buy) 4.31 2020-11-18 2025-11-18 Common Stock 1452337 D Level One Partners, LLC (the "Reporting Person") is owned by Robert D. Hardie ("Mr. Hardie") and Molly G. Hardie ("Ms. Hardie"), who are married. Mr. Hardie is the manager of the Reporting Person and also holds shares of PLx Pharma Inc. (the "Company") individually. As of the date of this report, the Reporting Person holds 1,320,306 shares of Common Stock, $.001 par value per share (the "Common Stock") of the Company, and Mr. Hardie holds 875,000 shares of Common Stock of the Company. Pursuant to 17 CFR Section 240.16a-1(a)(2), Ms. Hardie's beneficial ownership is limited to her pecuniary interest, if any, in such securities. As of the date of this report, the Reporting Person holds warrants to purchase 1,452,337 shares of Common Stock. Robert D. Hardie, Manager of Level One Partners, LLC 2021-03-12 Robert D. Hardie 2021-03-12 Molly G. Hardie 2021-03-12