The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AEYE, INC. | COM CL A | 008183105 | 267,266 | 468,805 | SH | DFND | 1,2 | 0 | 468,805 | 0 | ||
LITHIUM AMERICAS CORP. | COM | 53681J103 | 40,656,079 | 15,002,243 | SH | DFND | 1 | 0 | 15,002,243 | 0 | ||
LITHIUM AMERICAS (ARGENTINA) CORP. | COM | 53680Q207 | 32,104,804 | 15,002,245 | SH | DFND | 1 | 0 | 15,002,245 | 0 | ||
SES AI CORP | COM CL A | 78397Q109 | 1,521,459 | 2,921,950 | SH | DFND | 1,2 | 0 | 19,724,337 | 0 | ||
NOUVEAU MONDE GRAPHITE INC. | COM | 66979W842 | 18,875,000 | 12,500,000 | SH | DFND | 1 | 0 | 12,500,000 | 0 |