0001181431-13-059343.txt : 20131115 0001181431-13-059343.hdr.sgml : 20131115 20131115205526 ACCESSION NUMBER: 0001181431-13-059343 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131113 FILED AS OF DATE: 20131115 DATE AS OF CHANGE: 20131115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORGANOVO HOLDINGS, INC. CENTRAL INDEX KEY: 0001497253 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 271488943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 6275 NANCY RIDGE DRIVE STREET 2: SUITE 110 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-550-9994 MAIL ADDRESS: STREET 1: 6275 NANCY RIDGE DRIVE STREET 2: SUITE 110 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: REAL ESTATE RESTORATION & RENTAL, INC. DATE OF NAME CHANGE: 20100722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: David Eric CENTRAL INDEX KEY: 0001549671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35996 FILM NUMBER: 131225268 MAIL ADDRESS: STREET 1: 6275 NANCY RIDGE DRIVE, SUITE 110 CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 rrd395398.xml X0306 4 2013-11-13 0 0001497253 ORGANOVO HOLDINGS, INC. ONVO 0001549671 David Eric 6275 NANCY RIDGE DRIVE, SUITE 110 SAN DIEGO CA 92121 0 1 0 0 Chief Strategy Officer Common Stock 2013-11-13 4 S 0 16470 10.3889 D 731306 D These shares were acquired pursuant to a cashless exercise of an in-the-money warrant exempt from Section 16(b). The Reporting Person initially acquired the warrant on February 8, 2012. This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $10.30 to $10.45. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. This number does not include 700,000 shares of common stock underlying outstanding options held by Mr. David; post-transaction Mr. David continues to beneficially own or have a right to acquire 1,431,306 shares of common stock. /s/ Eric David 2013-11-15