X0306
4
2019-07-17
0
0001591587
AssetMark Financial Holdings, Inc.
AMK
0001497047
Bhagat Rohit
C/O ASSETMARK FINANCIAL HOLDINGS, INC.
1655 GRANT STREET, 10TH FLOOR
CONCORD
CA
94520
1
0
0
0
Common stock
2019-07-17
4
J
0
47605
0
A
47605
D
Received in a distribution by AssetMark Holdings LLC ("AH LLC") to its members on a pro-rata basis in respect of their respective interests in AH LLC, for no consideration.
Includes shares subject to a Share Restriction Agreement with the Issuer that provides for transfer of all or a portion of the shares to the Issuer in the event of termination of employment prior to designated release dates.
/s/ Ted Angus, as Attorney-in-Fact, for Rohit Bhagat
2020-01-15