0001539497-23-002245.txt : 20231222 0001539497-23-002245.hdr.sgml : 20231222 20231222160058 ACCESSION NUMBER: 0001539497-23-002245 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231222 FILED AS OF DATE: 20231222 DATE AS OF CHANGE: 20231222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Mark A. CENTRAL INDEX KEY: 0001496772 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41655 FILM NUMBER: 231509694 MAIL ADDRESS: STREET 1: 5619 DENVER TECH CENTER PARKWAY STREET 2: SUITE 1000 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NIOCORP DEVELOPMENTS LTD CENTRAL INDEX KEY: 0001512228 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 7000 S. YOSEMITE STREET STREET 2: STE. 115 CITY: CENTENNIAL STATE: CO ZIP: 80112 BUSINESS PHONE: 720-639-4647 MAIL ADDRESS: STREET 1: 7000 S. YOSEMITE STREET STREET 2: STE. 115 CITY: CENTENNIAL STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: QUANTUM RARE EARTH DEVELOPMENTS CORP. DATE OF NAME CHANGE: 20110204 4 1 ownership.xml X0508 4 2023-12-22 0 0001512228 NIOCORP DEVELOPMENTS LTD NB 0001496772 Smith Mark A. C/O NIOCORP DEVELOPMENTS LTD. 7000 YOSEMITE STREETE, SUITE 115 CENTENNIAL CO 80112 0 1 0 0 President & CEO 0 Common Shares 2023-12-22 4 P 0 46801 A 2088596 D Common Share Purchase Warrant (right to buy) 3.54 2023-12-22 4 P 0 46801 A 2023-12-22 2025-12-22 Common Shares 46801 46801 D On December 22, 2023, the reporting person purchased 46,801 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer and one warrant (a "Warrant") to purchase one Common Share. The price per Unit was $3.205, which amount includes $0.125 per Warrant underlying each Unit. /s/ Mark A. Smith 2023-12-22