0001539497-23-002245.txt : 20231222
0001539497-23-002245.hdr.sgml : 20231222
20231222160058
ACCESSION NUMBER: 0001539497-23-002245
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231222
FILED AS OF DATE: 20231222
DATE AS OF CHANGE: 20231222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Mark A.
CENTRAL INDEX KEY: 0001496772
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41655
FILM NUMBER: 231509694
MAIL ADDRESS:
STREET 1: 5619 DENVER TECH CENTER PARKWAY
STREET 2: SUITE 1000
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NIOCORP DEVELOPMENTS LTD
CENTRAL INDEX KEY: 0001512228
STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000]
ORGANIZATION NAME: 01 Energy & Transportation
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 7000 S. YOSEMITE STREET
STREET 2: STE. 115
CITY: CENTENNIAL
STATE: CO
ZIP: 80112
BUSINESS PHONE: 720-639-4647
MAIL ADDRESS:
STREET 1: 7000 S. YOSEMITE STREET
STREET 2: STE. 115
CITY: CENTENNIAL
STATE: CO
ZIP: 80112
FORMER COMPANY:
FORMER CONFORMED NAME: QUANTUM RARE EARTH DEVELOPMENTS CORP.
DATE OF NAME CHANGE: 20110204
4
1
ownership.xml
X0508
4
2023-12-22
0
0001512228
NIOCORP DEVELOPMENTS LTD
NB
0001496772
Smith Mark A.
C/O NIOCORP DEVELOPMENTS LTD.
7000 YOSEMITE STREETE, SUITE 115
CENTENNIAL
CO
80112
0
1
0
0
President & CEO
0
Common Shares
2023-12-22
4
P
0
46801
A
2088596
D
Common Share Purchase Warrant (right to buy)
3.54
2023-12-22
4
P
0
46801
A
2023-12-22
2025-12-22
Common Shares
46801
46801
D
On December 22, 2023, the reporting person purchased 46,801 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer and one warrant (a "Warrant") to purchase one Common Share. The price per Unit was $3.205, which amount includes $0.125 per Warrant underlying each Unit.
/s/ Mark A. Smith
2023-12-22