0001213900-18-013087.txt : 20180927 0001213900-18-013087.hdr.sgml : 20180927 20180927115937 ACCESSION NUMBER: 0001213900-18-013087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180926 FILED AS OF DATE: 20180927 DATE AS OF CHANGE: 20180927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Petrocelli Richard A CENTRAL INDEX KEY: 0001496743 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23328 FILM NUMBER: 181090059 MAIL ADDRESS: STREET 1: 1350 6TH AVENUE, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Flat Rock Opportunity Fund CENTRAL INDEX KEY: 0001732078 IRS NUMBER: 826905131 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125963413 MAIL ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 ownership.xml X0306 4 2018-09-26 0 0001732078 Flat Rock Opportunity Fund FROPX 0001496743 Petrocelli Richard A C/O FLAT ROCK OPPORTUNITY FUND 1350 6TH AVENUE, 18TH FLOOR NEW YORK NY 10019 0 1 0 0 CFO & Chief Operating Officer Common Shares of Beneficial Interest 2018-09-26 4 P 0 977 20.48 A 13477 D /s/ Richard A. Petrocelli 2018-09-27