X0505 N-CEN LIVE 0001496608 XXXXXXXX 811-23799 false false N-1A S000076879 C000237018 S000076880 C000237019 S000079470 C000240507 S000079471 C000240508 S000079472 C000240509 S000079881 C000241312 S000080208 C000241953 S000082566 C000245882 S000082567 C000245883 S000082568 C000245884 S000082569 C000245885 S000082570 C000245886 S000083864 C000247934 S000083865 C000247935 S000083870 C000247940 S000088373 C000254634 S000088374 C000254635 S000092962 C000261013 S000093934 C000262396 S000093944 C000262410 S000093945 C000262411 S000093946 C000262412 AB Active ETFs, Inc. 811-23799 0001496608 2549006ZG5WBMZRI5P66 ALLIANCEBERNSTEIN LP 66 Hudson Boulevard East NEW YORK 10001 US-NY US 212-969-1000 State Street Bank and Trust Company 1 Congress Street Suite 1 Boston 02114 617-786-3000 Custody and Accounting Records N N N-1A 23 Y Alexander Chaloff 005019996 Y Carol C. McMullen N/A N Emilie D. Wrapp N/A N Garry L. Moody N/A N Jeanette W. Loeb N/A N Jeffrey R. Holland 002861766 N Jorge A. Bermudez N/A N R. Jay Gerken 001340228 N Jennifer Friedland N/A 501 Commerce St Nashville 37203 XXXXXX N N N N N N N Foreside Fund Services, LLC 8-51293 000046106 254900I9MBNZITP8G247 N N Ernst & Young LLP 42 254900Y3CIB1KF938C31 N N N N N N N AB California Intermediate Municipal ETF S000093944 2549006ME7I5OODNLG27 Y 0 0 0 Exchange-Traded Fund Y N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 6658430.00000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 5055164.00000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 6007605.00000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 2286114.80000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 6663746.50000000 BNY Capital Markets, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 2785421.00000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 3000000.00000000 Guardian Capital LP N/A 000105078 549300F70RYK3Z5ZPU58 CA 11946533.25000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 9078111.25000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 39394871.56000000 94966971.86000000 N 1099771191.55000000 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N ABS-mortgage backed security ABS-other Debt Derivative-credit Derivative-interest rate Y AB Conservative Buffer ETF S000082566 2549004KD0W6WH0VHG69 N 0 0 0 Exchange-Traded Fund Y N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 202392.00000000 SG Americas Securities, LLC 8-66125 000128351 549300F35UE0BOM1WJ55 624039.00000000 826431.00000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 40946509.46000000 40946509.46000000 N 857187017.40923076 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N Derivative-equity Short-term investment vehicle Y AB Core Bond ETF S000093945 254900OJ1FAPK3DUS059 Y 0 0 0 Exchange-Traded Fund N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO 529900H31AYI6WA1J534 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Public Limited Company N1FBEDJ5J41VKZLO2475 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Public Limited Company (Budapest, HU, Branch) N1FBEDJ5J41VKZLO2475 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) FirstRand Bank Limited ZAYQDKTCATIXF9OQY690 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch) F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic IBTC Bank Ltd 549300NIVXF92ZIOVW61 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Namibia Limited 254900K6TJFDYKSQWV49 NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Ghana PLC 549300WFGKTC3MGDCX95 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 5287.35000000 5287.35000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 4942769.81000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 1926013.46000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 1818983.94000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 605387.94000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 60254998.77000000 BNP Paribas Securities Corp. 8-32682 000015794 RCNB6OTYUAMMP879YW96 505943.10000000 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 1180832.52000000 Jane Street Capital, LLC 8-52275 000103782 549300ZM16HMPEPNV857 8398044.04000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 111230289.91000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 415085.88000000 191515329.37000000 N 876573830.90000000 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N ABS-collateralized bond/debt obligation ABS-mortgage backed security ABS-other Debt Derivative-foreign exchange Derivative-interest rate Equity-common Short-term investment vehicle Y AB Core Plus Bond ETF S000082567 2549009RYFB2CMWFBA42 N 0 0 0 Exchange-Traded Fund N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(f)(17 CFR 270.18f-4(f)) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 4036.37000000 4036.37000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 86706727.46000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 58307497.61000000 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 15969013.76000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 67887043.08000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 24727737.95000000 Jane Street Capital, LLC 8-52275 000103782 549300ZM16HMPEPNV857 32915457.70000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 25013464.41000000 Jane Street Execution Services, LLC 8-69254 000167280 549300HXJLXCPDWAH070 14778606.86000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 46792219.24000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 90066608.84000000 514115931.06000000 N 141403911.85846153 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N ABS-collateralized bond/debt obligation ABS-mortgage backed security ABS-other Debt Derivative-interest rate Short-term investment vehicle Y AB Corporate Bond ETF S000082568 254900SWUO8JGVSQXB63 N 0 0 0 Exchange-Traded Fund N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 1942.98000000 1942.98000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 14935691.05000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 8559379.25000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 2561536.11000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 5089091.66000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 1722482.90000000 Jane Street Capital, LLC 8-52275 000103782 549300ZM16HMPEPNV857 7254149.90000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 7571660.01000000 Jane Street Execution Services, LLC 8-69254 000167280 549300HXJLXCPDWAH070 4292821.44000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 20709140.14000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 28348278.20000000 114668251.19000000 N 26304705.40923076 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N Debt Derivative-interest rate Short-term investment vehicle Y AB Disruptors ETF S000079470 254900XCHVY6412C2208 N 0 0 0 Exchange-Traded Fund Y N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split 2867693.93000000 295128.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO 529900H31AYI6WA1J534 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas (Athens, Attica, GR, Branch) R0MUWSFPU8MPRO8K5P83 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Public Limited Company N1FBEDJ5J41VKZLO2475 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, Anonim Sirketi CWZ8NZDH5SKY12Q4US31 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch) 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Karachi, Sindh, PK, Branch) E57ODZWZ7FF32TWEFA76 PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch) 7LTWFZYICNSX8D621K86 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch) 25490016G0WR60ANOK04 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) First Abu Dhabi Bank MISR S.A.E. 549300FRMQH3ELEXQI94 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Intesa Sanpaolo S.p.A. 2W8N8UU78PMDQKZENC08 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch) F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch) RILFO74KP1CM8P6PCT96 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Colombo, Western, LK, Branch) 2HI3YI5320L3RW6NJ957 LK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Hungary Zrt. Y28RT6GGYJ696PMW8T44 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 78627.87000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 81959.84000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 64325.92000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 20716.19000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 65975.30000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 67693.38000000 National Financial Services LLC 8-26740 000013041 549300JRHF1MHHWUAW04 11037.37000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 20400.46000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 13083.38000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 66306.32000000 544691.35000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 453413955.44000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 120371389.08000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 1472575.00000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 17364282.26000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 47099683.91000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 4194442.00000000 Mizuho Securities USA LLC 8-37710 000019647 7TK5RJIZDFROZCA6XF66 17661375.23000000 Jane Street Capital, LLC 8-52275 000103782 549300ZM16HMPEPNV857 27669815.94000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 33569542.19000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 1168710023.39000000 1891527084.44000000 Y 791009700.88846153 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N Equity-common Short-term investment vehicle Y AB Emerging Markets Opportunities ETF S000092962 2549002A6QETPBRY4E33 Y 0 0 0 Exchange-Traded Fund N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO 529900H31AYI6WA1J534 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas (Athens, Attica, GR, Branch) R0MUWSFPU8MPRO8K5P83 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Public Limited Company N1FBEDJ5J41VKZLO2475 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Public Limited Company (Budapest, HU, Branch) N1FBEDJ5J41VKZLO2475 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, Anonim Sirketi CWZ8NZDH5SKY12Q4US31 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch) 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Karachi, Sindh, PK, Branch) E57ODZWZ7FF32TWEFA76 PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Clearstream Banking S.A. 549300OL514RA0SXJJ44 LU N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch) 7LTWFZYICNSX8D621K86 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) 7LTWFZYICNSX8D621K86 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch) 25490016G0WR60ANOK04 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) First Abu Dhabi Bank P.J.S.C. 2138002Y3WMK6RZS8H90 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) FirstRand Bank Limited ZAYQDKTCATIXF9OQY690 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Intesa Sanpaolo S.p.A. 2W8N8UU78PMDQKZENC08 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Czech Republic and Slovakia, a.s. KR6LSKV3BTSJRD41IF75 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 10189.62000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 10218.79000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 359.21000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 278.44000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 288.95000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 2567.17000000 TD Securities (USA) LLC 8-36747 000018476 SUVUFHICNZMP2WKHG940 45.11000000 Bradesco Securities, Inc. 8-52806 000104347 5493005BOEQJY4OBZP25 71.21000000 Virtu Americas LLC 8-68193 000149823 549300RA02N3BNSWBV74 33.55000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 885.37000000 24966.25000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 6117843.68000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 2341.51000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 1561610.75000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 36419383.71000000 44101179.65000000 Y 18330821.87166666 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N Derivative-equity Equity-common Short-term investment vehicle Y AB High Yield ETF S000079881 254900AO63P5WSVVUO09 N 0 0 0 Exchange-Traded Fund N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(f)(17 CFR 270.18f-4(f)) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N Clearstream Banking S.A. 549300OL514RA0SXJJ44 LU N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch) RILFO74KP1CM8P6PCT96 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 3239.53000000 3239.53000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 91734356.73000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 104391720.86000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 33549709.66000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 15707920.57000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 85306233.93000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 17867394.98000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 8223733.30000000 Jane Street Capital, LLC 8-52275 000103782 549300ZM16HMPEPNV857 78429534.12000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 19688322.64000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 160188460.09000000 670465987.31000000 N 218219228.26538461 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N Debt Derivative-credit Derivative-equity Derivative-foreign exchange Derivative-interest rate Equity-common Equity-preferred Loan Short-term investment vehicle Y AB International Buffer ETF S000088373 254900B3HY4W21HWM665 Y 0 0 0 Exchange-Traded Fund Y N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 122676.60000000 SG Americas Securities, LLC 8-66125 000128351 549300F35UE0BOM1WJ55 290847.67000000 413524.27000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 2555709.22000000 2555709.22000000 N 41092515.16583333 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N Derivative-equity Short-term investment vehicle Y AB International Growth ETF S000093934 254900I5OQVR9BOTOL95 Y 0 0 0 Exchange-Traded Fund N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO 529900H31AYI6WA1J534 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas (Athens, Attica, GR, Branch) R0MUWSFPU8MPRO8K5P83 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Public Limited Company N1FBEDJ5J41VKZLO2475 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, Anonim Sirketi CWZ8NZDH5SKY12Q4US31 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch) 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch) 7LTWFZYICNSX8D621K86 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) 7LTWFZYICNSX8D621K86 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch) 25490016G0WR60ANOK04 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) First Abu Dhabi Bank MISR S.A.E. 549300FRMQH3ELEXQI94 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) First Abu Dhabi Bank P.J.S.C. 2138002Y3WMK6RZS8H90 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) FirstRand Bank Limited ZAYQDKTCATIXF9OQY690 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Intesa Sanpaolo S.p.A. 2W8N8UU78PMDQKZENC08 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch) F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Czech Republic and Slovakia, a.s. KR6LSKV3BTSJRD41IF75 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 591.02000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 132.76000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 4.97000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 11.52000000 BMO Capital Markets Corp. 8-34344 000016686 RUC0QBLBRPRCU4W1NE59 0.04000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 9.19000000 Liquidnet, Inc. 8-52461 000103987 213800HSKBBO1GCVRG79 3.43000000 752.93000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 5577415.63000000 5577415.63000000 N 4442106.11333333 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N Equity-common Short-term investment vehicle Y AB International Low Volatility Equity ETF S000083870 2549005V2751C60T2P45 N 0 0 0 Exchange-Traded Fund N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split 2267067.73000000 11031.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N BNP Paribas (Athens, Attica, GR, Branch) R0MUWSFPU8MPRO8K5P83 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Public Limited Company N1FBEDJ5J41VKZLO2475 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch) 25490016G0WR60ANOK04 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Intesa Sanpaolo S.p.A. 2W8N8UU78PMDQKZENC08 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch) F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch) RILFO74KP1CM8P6PCT96 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Hungary Zrt. Y28RT6GGYJ696PMW8T44 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 65771.32000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 33648.53000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 25518.19000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 21584.59000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 27964.69000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 49749.54000000 TD Securities (USA) LLC 8-36747 000018476 SUVUFHICNZMP2WKHG940 25537.55000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 28409.89000000 Berenberg Capital Markets LLC 8-68821 000156757 5493007EG0CYRKKG9L11 6995.65000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 30433.68000000 340499.79000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 370777108.15000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 135159187.93000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 15566468.04000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 52544224.60000000 Mizuho Securities USA LLC 8-37710 000019647 7TK5RJIZDFROZCA6XF66 11486500.53000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 39867150.21000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 770311347.56000000 1395711987.02000000 Y 1182053211.41461538 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N Derivative-equity Derivative-foreign exchange Equity-common Short-term investment vehicle Y AB Moderate Buffer ETF S000088374 254900506NYLOVL1HL35 Y 0 0 0 Exchange-Traded Fund Y N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 70090.00000000 SG Americas Securities, LLC 8-66125 000128351 549300F35UE0BOM1WJ55 183452.22000000 253542.22000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 10173392.63000000 10173392.63000000 N 158093915.25333333 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N Derivative-equity Short-term investment vehicle Y AB New York Intermediate Municipal ETF S000093946 254900JFJRVL0LNHDO81 Y 0 0 0 Exchange-Traded Fund Y N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 8113040.00000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 6710000.00000000 Guardian Capital LP N/A 000105078 549300F70RYK3Z5ZPU58 CA 2013880.00000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 2000.00000000 16838920.00000000 N 1292939551.82000000 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N ABS-mortgage backed security ABS-other Debt Derivative-interest rate Y AB Short Duration High Yield ETF S000083864 2549002BZYC8IRRYII87 N 0 0 0 Exchange-Traded Fund N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(f)(17 CFR 270.18f-4(f)) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Clearstream Banking S.A. 549300OL514RA0SXJJ44 LU N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 2.07000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 10866.73000000 10868.80000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 202627053.95000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 477035530.33000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 42165551.88000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 46541143.91000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 213978050.43000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 56328095.45000000 Jane Street Capital, LLC 8-52275 000103782 549300ZM16HMPEPNV857 151467417.35000000 Jane Street Execution Services, LLC 8-69254 000167280 549300HXJLXCPDWAH070 22754425.13000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 48229218.36000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 572583637.42000000 1973495821.03000000 N 796864543.10384615 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N ABS-collateralized bond/debt obligation ABS-mortgage backed security Debt Derivative-foreign exchange Derivative-interest rate Equity-common Loan Short-term investment vehicle Y AB Short Duration Income ETF S000083865 254900HEBI7K3SSDET62 N 0 0 0 Exchange-Traded Fund N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(f)(17 CFR 270.18f-4(f)) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO 529900H31AYI6WA1J534 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas (Athens, Attica, GR, Branch) R0MUWSFPU8MPRO8K5P83 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Clearstream Banking S.A. 549300OL514RA0SXJJ44 LU N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) First Abu Dhabi Bank MISR S.A.E. 549300FRMQH3ELEXQI94 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) FirstRand Bank Limited ZAYQDKTCATIXF9OQY690 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch) F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 2557.89000000 2557.89000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 16197112.48000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 13929559.42000000 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 9957001.21000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 7565861.33000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 34798406.62000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 24617625.98000000 Jane Street Capital, LLC 8-52275 000103782 549300ZM16HMPEPNV857 56109067.71000000 Jane Street Execution Services, LLC 8-69254 000167280 549300HXJLXCPDWAH070 6119025.73000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 15710103.13000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 73711659.61000000 303604532.77000000 N 117313191.96846153 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N ABS-collateralized bond/debt obligation ABS-mortgage backed security ABS-other Debt Derivative-credit Derivative-foreign exchange Derivative-interest rate Equity-common Loan Short-term investment vehicle Y AB Tax-Aware Intermediate Municipal ETF S000082569 2549007AIWCBHH687761 N 0 0 0 Exchange-Traded Fund N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 85045512.49000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 35018858.36000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 35257896.10000000 BNY Capital Markets, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 19408458.51000000 TD Securities (USA) LLC 8-36747 000018476 SUVUFHICNZMP2WKHG940 18535441.25000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 18208472.60000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 18637923.35000000 Guardian Capital LP N/A 000105078 549300F70RYK3Z5ZPU58 CA 60211877.80000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 50617605.05000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 333488857.17000000 732580764.73000000 N 260642333.21230769 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N ABS-mortgage backed security Debt Derivative-credit Derivative-interest rate Short-term investment vehicle Y AB Tax-Aware Long Municipal ETF S000082570 254900L32AHCXA8MFY47 N 0 0 0 Exchange-Traded Fund N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 7751650.90000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 6234528.80000000 BNY Capital Markets, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 7334594.75000000 U.S. Bancorp Investments, Inc. 8-35359 000017868 H85Z6XZP8B10ES0M2G89 2100000.00000000 TD Securities (USA) LLC 8-36747 000018476 SUVUFHICNZMP2WKHG940 4500000.00000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 1742837.00000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 4314336.00000000 Guardian Capital LP N/A 000105078 549300F70RYK3Z5ZPU58 CA 8650090.70000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 5343123.25000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 23280366.18000000 79920485.23000000 N 32302665.91230769 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N Debt Derivative-credit Derivative-interest rate Short-term investment vehicle Y AB Tax-Aware Short Duration Municipal ETF S000076879 254900DPOGNO77XEUY82 N 0 0 0 Exchange-Traded Fund N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 236040656.66000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 77773897.56000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 38714293.45000000 BNY Capital Markets, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 47533498.90000000 TD Securities (USA) LLC 8-36747 000018476 SUVUFHICNZMP2WKHG940 35879380.10000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 28044769.55000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 40235377.50000000 Guardian Capital LP N/A 000105078 549300F70RYK3Z5ZPU58 CA 112025896.60000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 119298977.40000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 934609496.77000000 1769723029.65000000 N 794493086.07384615 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N ABS-mortgage backed security ABS-other Debt Derivative-credit Derivative-interest rate Short-term investment vehicle Y AB US High Dividend ETF S000079471 254900SMF8UNBGEKZP24 N 0 0 0 Exchange-Traded Fund Y N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split 417528.02000000 1850.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N Citibank Europe Public Limited Company N1FBEDJ5J41VKZLO2475 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Intesa Sanpaolo S.p.A. 2W8N8UU78PMDQKZENC08 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch) F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch) RILFO74KP1CM8P6PCT96 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Hungary Zrt. Y28RT6GGYJ696PMW8T44 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 12122.03000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 7942.40000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 5134.50000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 1028.99000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 8201.89000000 34429.81000000 National Securities Clearing Corporation 8-164 000007569 549300RYC9NELN2ICA34 155023130.75000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 4713910.03000000 159737040.78000000 Y 72326454.04000000 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N Equity-common Short-term investment vehicle Y AB US Large Cap Strategic Equities ETF S000080208 254900I4OV5FSUWR5B40 N 0 0 0 Exchange-Traded Fund Y N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split 1310074.98000000 6265.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch) RILFO74KP1CM8P6PCT96 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Hungary Zrt. Y28RT6GGYJ696PMW8T44 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 1118.44000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 1586.33000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 1173.72000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 2112.91000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 1390.42000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 474.82000000 National Financial Services LLC 8-26740 000013041 549300JRHF1MHHWUAW04 401.14000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 1131.65000000 Jane Street Execution Services, LLC 8-69254 000167280 549300HXJLXCPDWAH070 683.28000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 2023.86000000 13994.28000000 National Securities Clearing Corporation 8-164 000007569 549300RYC9NELN2ICA34 388714780.66000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 58722090.96000000 447436871.62000000 Y 443559117.44461538 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N Equity-common Short-term investment vehicle Y AB US Low Volatility Equity ETF S000079472 254900J1NSYZ32212956 N 0 0 0 Exchange-Traded Fund Y N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split 180428.46000000 3062.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch) RILFO74KP1CM8P6PCT96 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Hungary Zrt. Y28RT6GGYJ696PMW8T44 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 306.52000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 1261.12000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 800.58000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 185.36000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 2189.00000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 525.58000000 BMO Capital Markets Corp. 8-34344 000016686 RUC0QBLBRPRCU4W1NE59 405.39000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 448.07000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 301.51000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 1469.08000000 8975.88000000 National Securities Clearing Corporation 8-164 000007569 549300RYC9NELN2ICA34 87036648.69000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 37501685.19000000 124538333.88000000 Y 119351342.99000000 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N Equity-common Short-term investment vehicle Y AB Ultra Short Income ETF S000076880 254900LNMZU3RC64M909 N 0 0 0 Exchange-Traded Fund N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N Vertical Management Systems, Inc. 95-4373305 Tax ID N N Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A N/A 54930049G8WQ5OOUSD19 GB 0.00000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 9094.93000000 9094.93000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 262223178.85000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 229772968.52000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 85948214.97000000 Mizuho Securities USA LLC 8-37710 000019647 7TK5RJIZDFROZCA6XF66 103924411.11000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 242092338.09000000 Citadel Securities LLC 8-53574 000116797 12UUJYTN7D3SW8KCSG25 237584772.73000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 197481920.45000000 Jane Street Execution Services, LLC 8-69254 000167280 549300HXJLXCPDWAH070 120767031.64000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 369672672.60000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 3092550230.52000000 5460498162.38000000 N 1365355914.10692307 Committed 325000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N ABS-other Debt Derivative-interest rate Short-term investment vehicle Y AB California Intermediate Municipal ETF S000093944 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.03333346 0.00000000 100.00000000 0.03333346 0.00000000 100.00000000 0.05000006 0.00000000 100.00000000 0.05000006 N AB Conservative Buffer ETF S000082566 Y 25000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.84500000 2.64500000 99.15500000 2.64500000 0.00000000 100.00000000 0.02000002 0.00000000 100.00000000 0.02000002 0.00000000 500.00000000 0.00034847 0.00000000 500.00000000 0.01996972 N AB Core Bond ETF S000093945 Y 50000.00000000 59.71142857 46.58027646 40.28857142 46.58027646 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 175.00000000 0.04542593 0.00000000 175.00000000 0.08573091 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N AB Core Plus Bond ETF S000082567 Y 50000.00000000 36.60533333 38.76273311 63.39466666 38.76273311 14.83785714 6.39404765 85.16214285 6.39404765 0.00000000 220.00000000 0.01022954 0.00000000 220.00000000 0.07998991 0.00000000 250.00000000 0.01434543 0.00000000 250.00000000 0.09642299 N AB Corporate Bond ETF S000082568 Y 50000.00000000 64.62500000 45.45004427 35.37500000 45.45004427 9.41272727 17.56760349 90.58727272 17.56760349 0.00000000 250.00000000 0.00031848 0.00000000 250.00000000 0.02000977 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N AB Disruptors ETF S000079470 Y 10000.00000000 30.12171717 39.60031126 69.87828282 39.60031126 9.54521739 10.71374406 90.45478260 10.71374406 0.00000000 396.05263157 0.00000000 0.00000000 396.05263157 0.00000000 0.00000000 400.00000000 0.00000000 0.00000000 400.00000000 0.00000000 N AB Emerging Markets Opportunities ETF S000092962 Y 50000.00000000 92.54666666 10.54060508 7.45333333 10.54060508 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 200.00000000 0.00000000 0.00000000 200.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N AB High Yield ETF S000079881 Y 25000.00000000 32.04525000 47.15760516 67.95475000 47.15760516 -1.15400000 1.96160750 101.15400000 1.96160750 0.00000000 201.25000000 0.00625215 0.00000000 110.71428571 0.03840231 0.00000000 250.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N AB International Buffer ETF S000088373 Y 25000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.49000000 0.25311394 99.51000000 0.25311394 0.00000000 100.00000000 0.08750010 0.00000000 100.00000000 0.08750010 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N AB International Growth ETF S000093934 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N AB International Low Volatility Equity ETF S000083870 Y 50000.00000000 29.14858823 40.59076551 70.85141176 40.59076551 14.72750000 13.20574415 85.27250000 13.20574415 0.00000000 789.23076923 0.00000000 0.00000000 789.23076923 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N AB Moderate Buffer ETF S000088374 Y 25000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 -0.55750000 1.04807859 100.55750000 1.04807859 0.00000000 100.00000000 0.01897434 0.00000000 100.00000000 0.01897434 0.00000000 500.00000000 0.00007778 0.00000000 0.00000000 0.00000000 N AB New York Intermediate Municipal ETF S000093946 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N AB Short Duration High Yield ETF S000083864 Y 25000.00000000 36.54175438 48.47260170 63.45824561 48.47260170 -0.54533333 0.72713929 100.54533333 0.72713929 0.00000000 194.73684210 0.03867804 0.00000000 118.75000000 0.11661716 0.00000000 250.00000000 0.00002195 0.00000000 250.00000000 0.10430946 N AB Short Duration Income ETF S000083865 Y 50000.00000000 18.43529411 37.78571502 81.56470588 37.78571502 1.36000000 3.23000000 98.64000000 3.23000000 0.00000000 223.52941176 0.00048953 0.00000000 212.50000000 0.03744322 0.00000000 250.00000000 0.00114719 0.00000000 250.00000000 0.04998664 N AB Tax-Aware Intermediate Municipal ETF S000082569 Y 50000.00000000 91.00127450 26.15031037 8.99872549 26.15031037 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 116.17647058 0.08315824 0.00000000 116.17647058 0.09215833 0.00000000 100.00000000 0.10000013 0.00000000 100.00000000 0.10000013 N AB Tax-Aware Long Municipal ETF S000082570 Y 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 77.39000000 39.16166875 22.61000000 39.16166875 0.00000000 100.00000000 0.13500006 0.00000000 100.00000000 0.13500006 0.00000000 100.00000000 0.11250010 0.00000000 100.00000000 0.11250010 N AB Tax-Aware Short Duration Municipal ETF S000076879 Y 50000.00000000 83.51623076 33.33626390 16.48376923 33.33626390 91.90916666 26.83425840 8.09083333 26.83425840 0.00000000 130.23255813 0.02909877 0.00000000 130.23255813 0.03569184 0.00000000 100.00000000 0.03666665 0.00000000 100.00000000 0.03666665 N AB US High Dividend ETF S000079471 N 20000.00000000 0.30227272 0.10565517 99.69772727 0.10565517 0.20000000 0.22627417 99.80000000 0.22627417 0.00000000 200.00000000 0.00000000 0.00000000 200.00000000 0.00000000 0.00000000 200.00000000 0.00000000 0.00000000 200.00000000 0.00000000 N AB US Large Cap Strategic Equities ETF S000080208 N 15000.00000000 11.41380530 29.09243466 88.58619469 29.09243466 18.65277777 20.94418742 81.34722222 20.94418742 0.00000000 199.02912621 0.00000000 0.00000000 199.02912621 0.00000000 0.00000000 200.00000000 0.00000000 0.00000000 200.00000000 0.00000000 N AB US Low Volatility Equity ETF S000079472 N 10000.00000000 9.31423076 26.38701815 90.68576923 26.38701815 15.46333333 17.87710888 84.53666666 17.87710888 0.00000000 149.31506849 0.00000000 0.00000000 149.31506849 0.00000000 0.00000000 150.00000000 0.00000000 0.00000000 150.00000000 0.00000000 N AB Ultra Short Income ETF S000076880 N 25000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 100.00000000 0.00000000 N true