EX-99.G3 11 d11498216_ex99g-3.htm

 

Exhibit (g)(3)

AB ACTIVE ETFs, INC.

1345 Avenue of the Americas

New York, NY 10105

 

 

____________, 2024

 

State Street Bank and Trust Company

1 Congress Street, Suite 1

Boston, MA 02114-2016

Attention: Ted Duggan - Senior Vice President

 

 
  Re: AB ACTIVE ETFs, INC. (the “Fund”)  

 

 
Ladies and Gentlemen:
 
Please be advised that the Fund has established five new portfolios series known as:
-AB International Buffer ETF
-AB Moderate Buffer ETF

 

  (each, a Portfolio”, together the “Portfolios”).

 

 

In accordance with Section 29.15.2 of the Custody Agreement dated as of July 22, 2022, as amended, modified, or supplemented from time to time (the “Agreement”), by and between the Fund and State Street Bank and Trust Company (“State Street”), the undersigned Fund hereby requests that State Street act as Custodian for the new Portfolios under the terms of the Agreement, and that Appendix A to the Agreement be hereby amended and restated as set forth on Exhibit A attached hereto.

 

In connection with such request, the undersigned Fund hereby confirms, as of the date hereof, its representations and warranties set forth in Section 26 of the Agreement.

 

 

 

 

 

 
 

 

 
Please indicate your acceptance of the foregoing by executing this letter agreement and  returning a copy to the Fund.

 

 

  Sincerely,
   
  AB ACTIVE ETFs, INC.
   
   
  By:       ______________________
  Name:  ______________________
  Title:     ______________________, Duly Authorized
   

 

 

 

 

 

 

 

 
Agreed and Accepted:
STATE STREET BANK AND TRUST COMPANY
 
 
By:       _______________________  
Name:   _______________________  
Title:      ______________________, Duly Authorized  
Effective Date:  _________________  

 

 

 

 
 
 
Appendix A
ETF Clients
 
 
Fund Name   Jurisdiction of Formation
AB Active ETFs, Inc.    
AB Ultra Short Income ETF   Maryland
AB Tax-Aware Short Duration Municipal ETF   Maryland
AB Disruptors ETF   Maryland
AB US High Dividend ETF   Maryland
AB US Low Volatility Equity ETF   Maryland
AB High Yield ETF   Maryland
AB US Large Cap Strategic Equities ETF   Maryland
AB Conservative Buffer ETF   Maryland
AB Corporate Bond ETF   Maryland
AB Core Plus Bond ETF   Maryland
AB Tax-Aware Intermediate Municipal ETF   Maryland
AB Tax-Aware Long Municipal ETF   Maryland
AB International Low Volatility Equity ETF   Maryland
AB Short Duration High Yield ETF   Maryland
AB Short Duration Income ETF   Maryland
AB International Buffer ETF   Maryland
AB Moderate Buffer ETF   Maryland