EX-99.H2 4 d10602257_ex99h-2.htm

 

Exhibit (h)(2)

AB ACTIVE ETFs, INC.
1345 Avenue of the Americas
New York, NY 10105

March 8, 2023

STATE STREET BANK AND TRUST COMPANY
2495 Natomas Park Drive Suite 400
Sacramento, CA 95833
Attention: Andrea Sharp
Telephone: 916-319-6688

with a copy to:

STATE STREET BANK AND TRUST COMPANY
Legal Division — Global Services Americas
One Lincoln Street
Boston, MA 02110
Attention: Senior Vice President and Senior Managing Counsel

  Re: AB ACTIVE ETFs, INC. (the Fund”)

 

Ladies and Gentlemen:

Please be advised that the undersigned Fund has established three new portfolio series known as AB US Low Volatility Equity ETF, AB US High Dividend ETF and AB Disruptors ETF (the “Portfolios”).

In accordance with Section 1, Appointment of Administrator provision, of the Administration Agreement dated as of August 8, 2022, as amended, modified, or supplemented from time to time (the “Agreement”), by and between AB Active ETFs, Inc. and State Street Bank and Trust Company (“State Street”), the undersigned Fund hereby requests that State Street act as Administrator for the new Portfolios under the terms of the Agreement, and that Schedule A to the Agreement be hereby amended and restated as set forth on Exhibit A attached hereto. Further, the undersigned Fund hereby requests that State Street as Administrator render services to the new Portfolios in accordance with Schedule B6 to the Agreement, and that Annex I to Schedule B6 be hereby amended and restated as set forth on Exhibit B attached hereto. In connection with such request, the undersigned Fund hereby confirms, as of the date hereof, its representations and warranties set forth in Section 4 of the Agreement. Amended Exhibit A and Annex I also reflects the following name change:

‘AB Tax-Aware Short Duration ETF’ is currently known as ‘AB Tax-Aware Short Duration Municipal ETF’.

 

 

 

 

 

 

 

 
 

 

Please indicate your acceptance of the foregoing by executing this letter agreement and returning a copy to the Fund.

  Sincerely,
     
  AB ACTIVE ETFs, INC.
     
  By: /s/ Stephen J. Laffey
  Name: Stephen J. Laffey
  Title: Assistant Secretary, Duly Authorized
     

 

Agreed and Accepted:  
     
STATE STREET BANK AND TRUST COMPANY
     
By: /s/ Andrea E. Sharp    
Name: Andrea E. Sharp    
Title: Managing Director, Duly Authroized    
Effective Date: March 13, 2023    
       
         

 

 

 

 

 

 

 

 

 

 

 
 

 

Exhibit A

ADMINISTRATION AGREEMENT

SCHEDULE A
Listing of Portfolios

AB Active ETFs, Inc.

AB Ultra Short Income ETF

AB Tax-Aware Short Duration Municipal ETF

AB Disruptors ETF

AB US High Dividend ETF

AB US Low Volatility Equity ETF

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 
 

 

Exhibit B

ANNEX I

AB Active ETFs, Inc,

Further to the Amendment to the Administration Agreement dated as of August 8, 2022 between AB Active ETFs, Inc. (the “Company”) and State Street Bank and Trust Company (the “Administrator”), the Company and the Administrator mutually agree to update this Annex 1 by adding Portfolios as applicable:

Form N-PORT Services
and Quarterly Portfolio of Investments
Services
   

AB Active ETFs, Inc.

Service Type

Standard N-
PORT and N-
CEN Reporting
Solution (Data
and Filing)

 
AB Ultra Short Income ETF Monthly  
AB Tax-Aware Short Duration Municipal ETF Monthly  
AB Disruptors KIT Monthly  
AB US High Dividend ETF Monthly  
AB US Low Volatility Equity ETF Monthly  

 

Form N-CEN Services  
AB Active ETFs, Inc.  

 

 

 

 

 

 

 

 
 

 

IN WITNESS WHEREOF, the undersigned, by their authorized representatives, have executed this
Annex 1 as of the last signature date set forth below.

AB ACTIVE ETFs, INC.   STATE STREET BANK AND TRUST COMPANY
             
             
By: /s/ Stephen J. Laffey   By: /s/ Andrea E. Sharp
  Name Stephen J. Laffey     Name Andrea E. Sharp
  Title: Assistant Secretary     Title: Managing Director
  Address:       Address: 2495 Natomas Park Drive, Ste 400
            Sacramento, CA 95833
             
  Date: March 8, 2023     Date: March 13, 2023