0001140361-16-086714.txt : 20161115
0001140361-16-086714.hdr.sgml : 20161115
20161115121518
ACCESSION NUMBER: 0001140361-16-086714
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161115
DATE AS OF CHANGE: 20161115
EFFECTIVENESS DATE: 20161115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SRB Corp
CENTRAL INDEX KEY: 0001496228
IRS NUMBER: 042968130
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15030
FILM NUMBER: 161998663
BUSINESS ADDRESS:
STREET 1: 125 HIGH STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-457-7527
MAIL ADDRESS:
STREET 1: 125 HIGH STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001496228
XXXXXXXX
09-30-2016
09-30-2016
SRB Corp
125 HIGH STREET
BOSTON
MA
02110
13F HOLDINGS REPORT
028-15030
N
Frederick C. Childs
Vice President
617-457-7527
Frederick C. Childs
Boston
MA
11-15-2016
2
186
684459
false
1
0001556246
028-15035
Plymouth Rock Co Inc
2
0001576841
028-15488
Palisades Safety & Insurance Association
INFORMATION TABLE
2
form13fInfoTable.xml
ACCENTURE PLC
SHS CLASS A
G1151C101
167
1371
SH
DFND
1
1371
0
0
AETNA INC
COM
00817Y108
151
1311
SH
DFND
1
1311
0
0
AFFILIATED MANAGER GROUP
COM
008252108
161
1111
SH
DFND
1
1111
0
0
AFLAC
COM
001055102
155
2153
SH
DFND
1
2153
0
0
ALASKA AIR GROUP INC
COM
011659109
152
2301
SH
DFND
1
2301
0
0
ALLIANT ENERGY CORP
COM
018802108
163
4257
SH
DFND
1
4257
0
0
ALLSTATE CORP
COM
020002101
159
2297
SH
DFND
1
2297
0
0
AMEREN CORPORATION
COM
023608102
150
3053
SH
DFND
1
3053
0
0
AMERICAN EXPRESS CO
COM
025816109
154
2397
SH
DFND
1
2397
0
0
AMERIPRISE FINANCIAL INC
COM
03076C106
160
1606
SH
DFND
1
1606
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
142
1758
SH
DFND
1
1758
0
0
AMETEK INC
COM
031100100
151
3157
SH
DFND
1
3157
0
0
ANTHEM INC
COM
036752103
153
1220
SH
DFND
1
1220
0
0
AON PLC
SHS CL A
G0408V102
161
1433
SH
DFND
1
1433
0
0
APPLE INC
COM
037833100
163
1446
SH
DFND
1
1446
0
0
APPLIED MATERIALS INC
COM
038222105
158
5232
SH
DFND
1
5232
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
152
3605
SH
DFND
1
3605
0
0
ARTHUR J GALLAGHER & CO
COM
363576109
172
3389
SH
DFND
1
3389
0
0
ASSURANT INC
COM
04621X108
167
1815
SH
DFND
1
1815
0
0
AT&T INC
COM
00206R102
154
3792
SH
DFND
1
3792
0
0
AVERY DENNISON CORP
COM
053611109
165
2116
SH
DFND
1
2116
0
0
BANK OF AMERICA CORP
COM
060505104
159
10146
SH
DFND
1
10146
0
0
BANK OF NEW YORK MELLON CORP/T
COM
064058100
156
3903
SH
DFND
1
3903
0
0
BAXTER INTERNATIONAL INC
COM
071813109
156
3270
SH
DFND
1
3270
0
0
BB&T CORPORATION
COM
054937107
153
4054
SH
DFND
1
4054
0
0
BED BATH & BEYOND INC
COM
075896100
143
3317
SH
DFND
1
3317
0
0
BERKSHIRE HATHAWAY INC
CL B NEW
084670702
153
1057
SH
DFND
1
1057
0
0
BEST BUY CO INC
COM
086516101
149
3912
SH
DFND
1
3912
0
0
BIOGEN IDEC INC
COM
09062X103
157
502
SH
DFND
1
502
0
0
BLACKROCK INC
COM
09247X101
153
423
SH
DFND
1
423
0
0
BORGWARNER INC
COM
099724106
161
4587
SH
DFND
1
4587
0
0
CA INC
COM
12673P105
150
4529
SH
DFND
1
4529
0
0
CAPITAL ONE FINANCIAL CO
COM
14040H105
164
2285
SH
DFND
1
2285
0
0
CARDINAL HEALTH INC
COM
14149Y108
149
1914
SH
DFND
1
1914
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
162
3325
SH
DFND
1
3325
0
0
CH ROBINSON WORLDWIDE INC
COM NEW
12541W209
160
2268
SH
DFND
1
2268
0
0
CHUBB LTD
COM
H1467J104
158
1254
SH
DFND
1
1254
0
0
CIGNA CORP
COM
125509109
154
1181
SH
DFND
1
1181
0
0
CINCINNATI FINANCIAL CORP
COM
172062101
158
2092
SH
DFND
1
2092
0
0
CISCO SYSTEMS INC
COM
17275R102
159
5008
SH
DFND
1
5008
0
0
CITIGROUP INC
COM NEW
172967424
159
3358
SH
DFND
1
3358
0
0
CITIZENS FINANCIAL GROUP
COM
174610105
164
6656
SH
DFND
1
6656
0
0
COACH INC
COM
189754104
7998
218753
SH
DFND
1
218753
0
0
COACH INC
COM
189754104
11001
300908
SH
DFND
1,2
300908
0
0
COGNIZANT TEC SOLUTIONS A
CL A
192446102
136
2849
SH
DFND
1
2849
0
0
COMCAST CORP
CL A
20030N101
158
2383
SH
DFND
1
2383
0
0
Comerica Inc.
COM
200340107
161
3412
SH
DFND
1
3412
0
0
CONSOLIDATED EDISON INC
COM
209115104
155
2059
SH
DFND
1
2059
0
0
CORNING INC
COM
219350105
170
7197
SH
DFND
1
7197
0
0
CSX CORP
COM
126408103
167
5468
SH
DFND
1
5468
0
0
CUMMINS INC
COM
231021106
160
1245
SH
DFND
1
1245
0
0
CVS CAREMARK CORP
COM
126650100
144
1614
SH
DFND
1
1614
0
0
DANAHER CORP
COM
235851102
159
2029
SH
DFND
1
2029
0
0
DARDEN RESTAURANTS
COM
237194105
160
2602
SH
DFND
1
2602
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
171
2396
SH
DFND
1
2396
0
0
DELTA AIR LINES
COM NEW
247361702
168
4276
SH
DFND
1
4276
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
153
2699
SH
DFND
1
2699
0
0
DOLLAR GENERAL CORP
COM
256677105
121
1726
SH
DFND
1
1726
0
0
DOVER CORP
COM
260003108
156
2115
SH
DFND
1
2115
0
0
DOW CHEMICAL CO
COM
260543103
151
2921
SH
DFND
1
2921
0
0
DR HORTON INC
COM
23331A109
144
4782
SH
DFND
1
4782
0
0
DTE ENERGY COMPANY
COM
233331107
163
1737
SH
DFND
1
1737
0
0
EATON CORP PLC
SHS
G29183103
155
2356
SH
DFND
1
2356
0
0
ELECTRONIC ARTS INC
COM
285512109
162
1896
SH
DFND
1
1896
0
0
EMERSON ELECTRIC CO
COM
291011104
158
2899
SH
DFND
1
2899
0
0
ENERGY TRANSFER PARTNERS
UNIT LTD PARTN
29273R109
6416
173408
SH
DFND
1
173408
0
0
ENERGY TRANSFER PARTNERS
UNIT LTD PARTN
29273R109
7054
190651
SH
DFND
1,2
190651
0
0
ENTERPRISE PRODUCTS PARTNERS
COM
293792107
7995
289342
SH
DFND
1
289342
0
0
ENTERPRISE PRODUCTS PARTNERS
COM
293792107
6341
229488
SH
DFND
1,2
229488
0
0
EVERSOURCE ENERGY
COM
30040W108
154
2851
SH
DFND
1
2851
0
0
EXELON CORP
COM
30161N101
151
4534
SH
DFND
1
4534
0
0
EXPRESS SCRIPTS HOLDING
COM
30219G108
144
2038
SH
DFND
1
2038
0
0
EXXON MOBIL CORP
COM
30231G102
36062
413177
SH
DFND
1
413177
0
0
EXXON MOBIL CORP
COM
30231G102
44597
510967
SH
DFND
1,2
510967
0
0
FIFTH THIRD BANCORP
COM
316773100
160
7824
SH
DFND
1
7824
0
0
FIRST SOLAR INC
COM
336433107
167
4236
SH
DFND
1
4236
0
0
FLIR SYSTEMS INC
COM
302445101
158
5017
SH
DFND
1
5017
0
0
FLUOR CORP
COM
343412102
151
2945
SH
DFND
1
2945
0
0
FOOT LOCKER INC
COM
344849104
155
2287
SH
DFND
1
2287
0
0
FRANKLIN RESOURCES INC
COM
354613101
153
4302
SH
DFND
1
4302
0
0
GAP INC
COM
364760108
130
5826
SH
DFND
1
5826
0
0
GENERAL DYNAMICS
COM
369550108
156
1004
SH
DFND
1
1004
0
0
GENUINE PARTS CO
COM
372460105
152
1517
SH
DFND
1
1517
0
0
HARMAN INTERNATIONAL
COM
413086109
156
1850
SH
DFND
1
1850
0
0
HARTFORD FINL SV HIG
COM
416515104
169
3941
SH
DFND
1
3941
0
0
HEWLETT-PACKARD CO
COM
40434L105
166
10703
SH
DFND
1
10703
0
0
HONEYWELL INTERNATIONAL
COM
438516106
156
1342
SH
DFND
1
1342
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
133
8514
SH
DFND
1
8514
0
0
HUNT JB TRANSPRT SVCS INC
COM
445658107
155
1912
SH
DFND
1
1912
0
0
HUNTINGTON BANCSHARES INC/OH
COM
446150104
161
16346
SH
DFND
1
16346
0
0
INGERSOLL- RAND PLC
SHS
G47791101
157
2313
SH
DFND
1
2313
0
0
INTEL CORP CAP
COM
458140100
51465
1363678
SH
DFND
1
1363678
0
0
INTEL CORP CAP
COM
458140100
67329
1784026
SH
DFND
1,2
1784026
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
159
591
SH
DFND
1
591
0
0
INTERPUBLIC GROUP OF COS INC
COM
460690100
153
6851
SH
DFND
1
6851
0
0
INVESCO LTD
SHS
G491BT108
160
5105
SH
DFND
1
5105
0
0
JOHNSON & JOHNSON
COM
478160104
155
1315
SH
DFND
1
1315
0
0
JP MORGAN CHASE & CO
COM
46625H100
158
2374
SH
DFND
1
2374
0
0
JUNIPER NETWORKS INC
COM
48203R104
161
6681
SH
DFND
1
6681
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
145
1549
SH
DFND
1
1549
0
0
KEYCORP
COM
493267108
158
12942
SH
DFND
1
12942
0
0
LINCOLN NATIONAL CORP
COM
534187109
159
3389
SH
DFND
1
3389
0
0
LOCKHEED MARTIN CORP
COM
539830109
152
633
SH
DFND
1
633
0
0
M&T BANK CORP
COM
55261F104
155
1334
SH
DFND
1
1334
0
0
MARATHON PETROLEUM CORP
COM
56585A102
151
3731
SH
DFND
1
3731
0
0
MARSH & MCLENNAN COS INC
COM
571748102
157
2340
SH
DFND
1
2340
0
0
MCKESSON CORP
COM
58155Q103
136
814
SH
DFND
1
814
0
0
MERCK & CO. INC.
COM
58933Y105
34384
550934
SH
DFND
1
550934
0
0
MERCK & CO. INC.
COM
58933Y105
49384
791280
SH
DFND
1,2
791280
0
0
METLIFE INC
COM
59156R108
171
3849
SH
DFND
1
3849
0
0
MICHAEL KORS HOLDINGS LTD
SHS
G60754101
145
3105
SH
DFND
1
3105
0
0
MICROSOFT CORP
COM
594918104
40772
707964
SH
DFND
1
707964
0
0
MICROSOFT CORP
COM
594918104
60277
1046657
SH
DFND
1,2
1046657
0
0
MOHAWK INDUSTRIES INC
COM
608190104
149
743
SH
DFND
1
743
0
0
MONDELEZ INTERNATIONAL INC
CL A
609207105
160
3651
SH
DFND
1
3651
0
0
MORGAN STANLEY
COM NEW
617446448
161
5036
SH
DFND
1
5036
0
0
MOSAIC CO
COM
61945C103
130
5311
SH
DFND
1
5311
0
0
NORFOLK SOUTHERN CORP
COM
655844108
161
1658
SH
DFND
1
1658
0
0
NORTHEAST BANCORP
COM NEW
663904209
4135
357041
SH
DFND
1
357041
0
0
NORTHERN TRUST CORP
COM
665859104
156
2296
SH
DFND
1
2296
0
0
NORTHROP GRUMMAN CORP
COM
666807102
157
733
SH
DFND
1
733
0
0
OMNICOM GROUP INC
COM
681919106
158
1856
SH
DFND
1
1856
0
0
PARKER HANNIFIN CORP
COM
701094104
162
1290
SH
DFND
1
1290
0
0
PEOPLE'S UNITED FINANCIAL INC
COM
712704105
158
9993
SH
DFND
1
9993
0
0
PHILLIPS 66
COM
718546104
163
2029
SH
DFND
1
2029
0
0
PINNACLE WEST CAPITAL CORP
COM
723484101
153
2009
SH
DFND
1
2009
0
0
PLAINS ALL AMER PIPELINE LP
UNIT LTD PARTN
726503105
3886
123718
SH
DFND
1
123718
0
0
PLAINS ALL AMER PIPELINE LP
UNIT LTD PARTN
726503105
6509
207217
SH
DFND
1,2
207217
0
0
PNC FINANCIAL SERVICES
COM
693475105
165
1835
SH
DFND
1
1835
0
0
PPG INDUSTRIES INC
COM
693506107
152
1471
SH
DFND
1
1471
0
0
PRINCIPAL FINANCIAL GROUP
COM
74251V102
169
3289
SH
DFND
1
3289
0
0
PROCTER & GAMBLE CO
COM
742718109
10149
113079
SH
DFND
1
113079
0
0
PROCTER & GAMBLE CO
COM
742718109
6291
70100
SH
DFND
1,2
70100
0
0
PROGRESSIVE CORP
COM
743315103
154
4881
SH
DFND
1
4881
0
0
PRUDENTIAL FINANCIAL INC
COM
744320102
167
2044
SH
DFND
1
2044
0
0
PUBLIC SERVICE ENTERPRISE GROU
COM
744573106
152
3620
SH
DFND
1
3620
0
0
PULTEGROUP INC
COM
745867101
144
7204
SH
DFND
1
7204
0
0
PVH CORP
COM
693656100
159
1440
SH
DFND
1
1440
0
0
QUALCOMM INC
COM
747525103
171
2493
SH
DFND
1
2493
0
0
QUANTA SERVICES INC
COM
74762E102
165
5912
SH
DFND
1
5912
0
0
RAYTHEON CO
COM NEW
755111507
149
1092
SH
DFND
1
1092
0
0
REGIONS FINANCIAL CORP
COM
7591EP100
160
16241
SH
DFND
1
16241
0
0
REYNOLDS AMERICAN INC
COM
761713106
146
3104
SH
DFND
1
3104
0
0
ROBERT HALF INTL INC
COM
770323103
155
4087
SH
DFND
1
4087
0
0
ROCKWELL AUTOMATION INC
COM
773903109
162
1327
SH
DFND
1
1327
0
0
ROCKWELL COLLINS INC
COM
774341101
156
1850
SH
DFND
1
1850
0
0
SAFETY INSURANCE GROUP INC
COM
78648T100
32848
488668
SH
DFND
1
488668
0
0
SAFETY INSURANCE GROUP INC
COM
78648T100
64269
956097
SH
DFND
1,2
956097
0
0
SAFEWAY INC
#N/A
786CVR308
0
4247
SH
DFND
1
4247
0
0
SAFEWAY INC
#N/A
786CVR209
4
4247
SH
DFND
1
4247
0
0
SIGNET JEWELERS LTD
SHS
G81276100
123
1654
SH
DFND
1
1654
0
0
SNAP-ON INC
COM
833034101
155
1017
SH
DFND
1
1017
0
0
SOUTHWEST AIRLINES CO
COM
844741108
167
4296
SH
DFND
1
4296
0
0
STANLEY BLACK & DECKER I
COM
854502101
154
1255
SH
DFND
1
1255
0
0
STATE STREET CORP
COM
857477103
161
2307
SH
DFND
1
2307
0
0
SUNTRUST BANKS INC
COM
867914103
161
3673
SH
DFND
1
3673
0
0
SYNCHRONY FINANCIAL
COM
87165B103
162
5786
SH
DFND
1
5786
0
0
TARGET CORP
COM
87612E106
35409
515559
SH
DFND
1
515559
0
0
TARGET CORP
COM
87612E106
46912
683050
SH
DFND
1,2
683050
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
160
2483
SH
DFND
1
2483
0
0
TESORO CORP
COM
881609101
166
2087
SH
DFND
1
2087
0
0
TEXAS INSTRUMENT
COM
882508104
157
2235
SH
DFND
1
2235
0
0
TEXTRON INC
COM
883203101
149
3751
SH
DFND
1
3751
0
0
TIFFANY & CO
COM
886547108
164
2263
SH
DFND
1
2263
0
0
TJX COS INC/THE
COM
872540109
149
1999
SH
DFND
1
1999
0
0
TORCHMARK CORP
COM
891027104
158
2470
SH
DFND
1
2470
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
167
15677
SH
DFND
1
15677
0
0
TRAVELERS COS INC
COM
89417E109
154
1341
SH
DFND
1
1341
0
0
TYSON FOODS
CL A
902494103
156
2084
SH
DFND
1
2084
0
0
UNION PACIFIC CORP
COM
907818108
159
1633
SH
DFND
1
1633
0
0
UNITED CONTINENTAL HOLDINGS
COM
910047109
172
3275
SH
DFND
1
3275
0
0
UNITED HEALTH GROUP INC
COM
91324P102
151
1077
SH
DFND
1
1077
0
0
UNUM GROUP
COM
91529Y106
161
4568
SH
DFND
1
4568
0
0
URBAN OUTFITTERS INC
COM
917047102
146
4217
SH
DFND
1
4217
0
0
US BANCORP
COM NEW
902973304
155
3608
SH
DFND
1
3608
0
0
VALERO ENERGY CORP
COM
91913Y100
151
2847
SH
DFND
1
2847
0
0
VERISK ANALYTICS INC
COM
92345Y106
18046
222025
SH
DFND
1
222025
0
0
VF CORP
COM
918204108
136
2428
SH
DFND
1
2428
0
0
WAL-MART STORES INC
COM
931142103
156
2160
SH
DFND
1
2160
0
0
WALT DISNEY CO THE
COM DISNEY
254687106
152
1642
SH
DFND
1
1642
0
0
WEC ENERGY GROUP INC
COM
92939U106
161
2694
SH
DFND
1
2694
0
0
WELLS FARGO & COMPANY
COM
949746101
143
3231
SH
DFND
1
3231
0
0
WHIRLPOOL CORP
COM
963320106
137
842
SH
DFND
1
842
0
0
WHOLE FOODS MARKET INC
COM
966837106
143
5033
SH
DFND
1
5033
0
0
XL GROUP LTD
COM
G98294104
158
4689
SH
DFND
1
4689
0
0
ZIONS BANCORP
COM
989701107
173
5587
SH
DFND
1
5587
0
0