0001496201-21-000004.txt : 20210817
0001496201-21-000004.hdr.sgml : 20210817
20210816181558
ACCESSION NUMBER: 0001496201-21-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210817
DATE AS OF CHANGE: 20210816
EFFECTIVENESS DATE: 20210817
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPHERA FUNDS MANAGEMENT LTD.
CENTRAL INDEX KEY: 0001496201
IRS NUMBER: 000000000
STATE OF INCORPORATION: L3
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15863
FILM NUMBER: 211180285
BUSINESS ADDRESS:
STREET 1: 21 HA'ARBA'AH STREET
CITY: TEL AVIV
STATE: L3
ZIP: 64739
BUSINESS PHONE: 972-3-6845535
MAIL ADDRESS:
STREET 1: 21 HA'ARBA'AH STREET
CITY: TEL AVIV
STATE: L3
ZIP: 64739
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001496201
XXXXXXXX
06-30-2021
06-30-2021
SPHERA FUNDS MANAGEMENT LTD.
21 HA'ARBA'AH STREET
TEL AVIV
L3
64739
13F HOLDINGS REPORT
028-15863
N
Israel Mor
Partner
972-3-6845535
Israel Mor
Tel Aviv
L3
08-16-2021
2
134
1432197
false
1
028-15864
Sphera Global Healthcare GP Ltd
2
028-15865
Sphera Global Healthcare Management LP
INFORMATION TABLE
2
13fv3.xml
ABBVIE INC
COM
00287Y109
41248
366194
SH
DFND
1,2
366194
0
0
ACHILLES THERAPEUTICS PLC
SPONSORED ADS
00449L102
2861
292194
SH
DFND
1,2
292194
0
0
AFFIMED N V
COM
N01045108
10852
1276702
SH
DFND
1,2
1276702
0
0
AGIOS PHARMACEUTICALS INC
CALL
00847X104
6393
116000
SH
Call
DFND
1,2
0
0
116000
ALDEYRA THERAPEUTICS INC
COM
01438T106
1700
150000
SH
DFND
1,2
150000
0
0
ALLOT LTD
SHS
M0854Q105
5477
276187
SH
DFND
276187
0
0
ALTIMMUNE INC
COM NEW
02155H200
6731
683395
SH
DFND
1,2
683395
0
0
ALX ONCOLOGY HLDGS INC
COM
00166B105
10538
192728
SH
DFND
1,2
192728
0
0
AMAZON COM INC
COM
023135106
13970
4061
SH
DFND
4061
0
0
ANNEXON INC
COM
03589W102
3339
148318
SH
DFND
1,2
148318
0
0
APOLLO STRATEGIC GROWTH CAPT
SHS CL A
G0411R106
714
73055
SH
DFND
73055
0
0
ARGENX SE
SPONSORED ADR
04016X101
2785
9249
SH
DFND
1,2
9249
0
0
ARKO CORP
COM
041242108
3399
369875
SH
DFND
369875
0
0
ARYA SCIENCES ACQU CORP IV
CL A
G31659108
5360
500000
SH
DFND
1,2
500000
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
68745
1147673
SH
DFND
1,2
1147673
0
0
ATERIAN INC
COM
02156U101
5852
399999
SH
DFND
399999
0
0
ATERIAN INC
CALL
02156U101
5202
355600
SH
Call
DFND
0
0
355600
AUDIOCODES LTD
ORD
M15342104
12746
385194
SH
DFND
385194
0
0
BCLS ACQUISITION CORP
COM CL A
G0904B105
7244
687900
SH
DFND
1,2
687900
0
0
BEAM THERAPEUTICS INC
COM
07373V105
3659
28425
SH
DFND
1,2
28425
0
0
BEIGENE LTD
SPONSORED ADR
07725L102
7173
20900
SH
DFND
1,2
20900
0
0
BIOGEN INC
COM
09062X103
8309
23995
SH
DFND
1,2
23995
0
0
BIOGEN INC
CALL
09062X103
17313
50000
SH
Call
DFND
1,2
0
0
50000
C4 THERAPEUTICS INC
COM STK
12529R107
19624
518611
SH
DFND
1,2
518611
0
0
CAESARSTONE LTD
ORD SHS
M20598104
9508
644146
SH
DFND
644146
0
0
CELCUITY INC
COM
15102K100
1080
45000
SH
DFND
1,2
45000
0
0
CENTURY THERAPEUTICS INC
COM
15673T100
2347
80000
SH
DFND
1,2
80000
0
0
CEREVEL THERAPEUTICS HLDNG I
COM
15678U128
236
9212
SH
DFND
1,2
9212
0
0
CEREVEL THERAPEUTICS HLDNG I
*W EXP 06/09/202
15678U102
2379
165295
SH
DFND
1,2
165295
0
0
CLARIM ACQUISITION CORP
UNIT 99/99/9999
18049C207
1478
148886
SH
DFND
148886
0
0
CM LIFE SCIENCES III INC
UNIT 04/30/2028
125841205
821
75000
SH
DFND
1,2
75000
0
0
CRINETICS PHARMACEUTICALS IN
COM
22663K107
11953
634088
SH
DFND
1,2
634088
0
0
CURIS INC
COM NEW
231269200
4747
588264
SH
DFND
1,2
588264
0
0
CVRX INC
COM
126638105
4200
150000
SH
DFND
1,2
150000
0
0
CYCLACEL PHARMACEUTICALS INC
COM
23254L603
3009
508322
SH
DFND
1,2
508322
0
0
CYTEIR THERAPEUTICS INC
COM
23284P103
2675
125000
SH
DFND
1,2
125000
0
0
DFP HEALTHCARE ACQUISITNS CO
COM CL A
23343Q100
1257
126491
SH
DFND
1,2
126491
0
0
DYNE THERAPEUTICS INC
COM
26818M108
7779
369714
SH
DFND
1,2
369714
0
0
E MERGE TECHNOLOGY ACQUISITI
COM CL A
26873Y104
976
100000
SH
DFND
100000
0
0
ELEVATION ONCOLOGY INC
COM
28623U101
407
30000
SH
DFND
1,2
30000
0
0
ENPHASE ENERGY INC
CALL
29355A107
42235
230000
SH
Call
DFND
0
0
230000
ESSA PHARMA INC
COM NEW
29668H708
18522
648303
SH
DFND
1,2
648303
0
0
EUCRATES BIOMEDICAL ACQU COR
SHS
G3141W106
3239
329025
SH
DFND
1,2
329025
0
0
FACEBOOK INC
CL A
30303M102
9388
27000
SH
DFND
27000
0
0
FATE THERAPEUTICS INC
COM
31189P102
14346
165299
SH
DFND
1,2
165299
0
0
FIVERR INTL LTD
ORD SHS
M4R82T106
5214
21500
SH
DFND
21500
0
0
FIVERR INTL LTD
CALL
M4R82T106
19157
79000
SH
Call
DFND
0
0
79000
FRAZIER LIFESCIENCES ACQU CO
CL A SHS
G3710A105
1237
126687
SH
DFND
1,2
126687
0
0
FREQUENCY THERAPEUTICS INC
COM
35803L108
2741
275160
SH
DFND
1,2
275160
0
0
GENERAC HLDGS INC
COM
368736104
43327
104363
SH
DFND
104363
0
0
GRACELL BIOTECHNOLOGIES INC
SPONSORED ADS
38406L103
3040
233850
SH
DFND
1,2
233850
0
0
GRAPHITE BIO INC
COM
38870X104
767
24957
SH
DFND
1,2
24957
0
0
HEALTHCARE CAPITAL CORP
UNIT 12/31/2025
42228C200
1962
196610
SH
DFND
196610
0
0
HEALTHCOR CATALIO ACQU CORP
CL A SHS
G44125105
1970
200000
SH
DFND
1,2
200000
0
0
I MAB
SPONSORED ADS
44975P103
3891
46350
SH
DFND
1,2
46350
0
0
IDEAYA BIOSCIENCES INC
COM
45166A102
7027
334794
SH
DFND
1,2
334794
0
0
IMMATICS N.V
*W EXP 07/01/202
N44445117
344
100000
SH
DFND
1,2
100000
0
0
INHIBRX INC
COM
45720L107
5204
189083
SH
DFND
1,2
189083
0
0
INTELLIA THERAPEUTICS INC
COM
45826J105
8508
52550
SH
DFND
1,2
52550
0
0
INVESCO EXCH TRADED FD TR II
CALL
46138G706
18759
210000
SH
Call
DFND
0
0
210000
IONIS PHARMACEUTICALS INC
CALL
462222100
7443
186600
SH
Call
DFND
1,2
0
0
186600
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
9852
378642
SH
DFND
1,2
378642
0
0
ISHARES TR
PUT
464287655
24084
105000
SH
Put
DFND
105000
0
0
ISHARES TR
PUT
464287515
40954
105000
SH
Put
DFND
105000
0
0
IVERIC BIO INC
COM
46583P102
3155
500000
SH
DFND
1,2
500000
0
0
JIYA ACQUISITION CORP
COM CL A
47760M102
1978
199028
SH
DFND
1,2
199028
0
0
JOHNSON & JOHNSON
COM
478160104
66820
405608
SH
DFND
1,2
405608
0
0
KORNIT DIGITAL LTD
SHS
M6372Q113
18375
147793
SH
DFND
147793
0
0
KURA ONCOLOGY INC
COM
50127T109
18116
868886
SH
DFND
1,2
868886
0
0
KYMERA THERAPEUTICS INC
COM
501575104
12605
259895
SH
DFND
1,2
259895
0
0
LAVA THERAPEUTICS NV
SHS
N51517105
2343
215359
SH
DFND
1,2
215359
0
0
LEFTERIS ACQUISITION CORP
COM CL A
52470X109
1116
114428
SH
DFND
114428
0
0
LILLY ELI & CO
COM
532457108
41748
181895
SH
DFND
1,2
181895
0
0
LIONHEART ACQUISITION CORP I
COM CL A
53625R104
986
99859
SH
DFND
99859
0
0
LIVEPERSON INC
COM
538146101
14229
225000
SH
DFND
225000
0
0
MAGIC SOFTWARE ENTERPRISES L
ORD
559166103
259
15976
SH
DFND
15976
0
0
MERCK & CO INC
COM
58933Y105
60085
772601
SH
DFND
1,2
772601
0
0
MERCK & CO INC
PUT
58933Y105
60085
772600
SH
Put
DFND
1,2
772600
0
0
MERUS N V
COM
N5749R100
6037
286506
SH
DFND
1,2
286506
0
0
MICROSOFT CORP
COM
594918104
18295
67536
SH
DFND
67536
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
7642
47309
SH
DFND
1,2
47309
0
0
MONTE ROSA THERAPEUTICS INC
COM
61225M102
2270
100000
SH
DFND
1,2
100000
0
0
NAUTILUS BIOTECHNOLOGY INC
COM
63909J108
8080
800000
SH
DFND
1,2
800000
0
0
NICE LTD
SPONSORED ADR
653656108
19001
76786
SH
DFND
76786
0
0
NICE SYS INC
NOTE 1.250% 1/1
65366HAB9
731
250000
SH
DFND
250000
0
0
NKARTA INC
COM
65487U108
8001
252478
SH
DFND
1,2
252478
0
0
NURIX THERAPEUTICS INC
COM
67080M103
6477
244157
SH
DFND
1,2
244157
0
0
OMEGA ALPHA SPAC
CL A
G6749V107
995
100000
SH
DFND
1,2
100000
0
0
ONCORUS INC
COM
68236R103
12331
893548
SH
DFND
1,2
893548
0
0
ONTO INNOVATION INC
COM
683344105
7855
107548
SH
DFND
107548
0
0
ORCHARD THERAPEUTICS PLC
ADS
68570P101
5999
1366564
SH
DFND
1,2
1366564
0
0
OUTLOOK THERAPEUTICS INC
*W EXP 02/18/202
69012T115
49
129500
SH
DFND
1,2
129500
0
0
PERRIGO CO PLC
SHS
G97822103
2407
52500
SH
DFND
52500
0
0
PLAYTIKA HLDG CORP
COM
72815L107
3576
150000
SH
DFND
150000
0
0
PLIANT THERAPEUTICS INC
COM
729139105
1485
51000
SH
DFND
1,2
51000
0
0
PMV PHARMACEUTICALS INC
COM
69353Y103
2872
84074
SH
DFND
1,2
84074
0
0
PRAXIS PRECISION MEDICINES I
COM
74006W108
1382
75600
SH
DFND
1,2
75600
0
0
PROTAGONIST THERAPEUTICS INC
COM
74366E102
13597
302965
SH
DFND
1,2
302965
0
0
REPARE THERAPEUTICS INC
COM
760273102
3130
100391
SH
DFND
1,2
100391
0
0
RESEARCH ALLIANCE CORP II
COM CL A
760873109
6000
600000
SH
DFND
1,2
600000
0
0
SANOFI
SPONSORED ADR
80105N105
44413
843400
SH
DFND
1,2
843400
0
0
SARISSA CAPITAL ACQUISITN CO
CL A
G7823W102
237
23900
SH
DFND
1,2
23900
0
0
SELECT SECTOR SPDR TR
PUT
81369Y803
31009
210000
SH
Put
DFND
210000
0
0
SENTINELONE INC
CL A
81730H109
2907
68400
SH
DFND
68400
0
0
SHATTUCK LABS INC
COM
82024L103
7949
274214
SH
DFND
1,2
274214
0
0
SIGILON THERAPEUTICS INC
COM
82657L107
3865
360239
SH
DFND
1,2
360239
0
0
SILVERBACK THERAPEUTICS INC
COM
82835W108
5371
173891
SH
DFND
1,2
173891
0
0
SINGULAR GENOMICS SYSTEMS IN
COM
82933R100
1480
53867
SH
DFND
1,2
53867
0
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
8899
32200
SH
DFND
32200
0
0
SPDR SER TR
PUT
78464A870
84625
625000
SH
Put
DFND
1,2
625000
0
0
SPRINGWORKS THERAPEUTICS INC
COM
85205L107
16080
195117
SH
DFND
1,2
195117
0
0
STOKE THERAPEUTICS INC
COM
86150R107
7847
233135
SH
DFND
1,2
233135
0
0
SUNRUN INC
COM
86771W105
4016
72000
SH
DFND
72000
0
0
SUTRO BIOPHARMA INC
COM
869367102
5481
294825
SH
DFND
1,2
294825
0
0
SYNDAX PHARMACEUTICALS INC
COM
87164F105
9395
547187
SH
DFND
1,2
547187
0
0
TAILWIND INTERNATNAL ACQ COR
UNIT 99/99/9999
G8662F127
483
48342
SH
DFND
48342
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
8245
832878
SH
DFND
832878
0
0
TEVA PHARMACEUTICAL INDS LTD
CALL
881624209
18909
1910000
SH
Call
DFND
0
0
1910000
THERAPEUTICS ACQUISITION COR
COM CL A
88339T103
10378
1009497
SH
DFND
1,2
1009497
0
0
TREMOR INTL LTD
ADS
89484T104
2985
150000
SH
DFND
150000
0
0
TURMERIC ACQUISITION CORP
CL A
G9127T108
2170
219440
SH
DFND
1,2
219440
0
0
TWILIO INC
CL A
90138F102
10445
26500
SH
DFND
26500
0
0
TWIST BIOSCIENCE CORP
COM
90184D100
2399
18000
SH
DFND
1,2
18000
0
0
UNIQURE NV
SHS
N90064101
5298
172000
SH
DFND
1,2
172000
0
0
VARONIS SYS INC
COM
922280102
12562
218013
SH
DFND
218013
0
0
VERINT SYS INC
COM
92343X100
6761
150000
SH
DFND
150000
0
0
VERONA PHARMA PLC
SPONSORED ADS
925050106
5240
801256
SH
DFND
1,2
801256
0
0
VINCERX PHARMA INC
COM NEW
92731L106
2955
227450
SH
DFND
1,2
227450
0
0
VISTAGEN THERAPEUTICS INC
COM NEW
92840H202
12854
4080673
SH
DFND
1,2
4080673
0
0
WEREWOLF THERAPEUTICS INC
COM
95075A107
12049
706294
SH
DFND
1,2
706294
0
0
WIX COM LTD
SHS
M98068105
1655
5700
SH
DFND
5700
0
0
XENON PHARMACEUTICALS INC
COM
98420N105
51412
276130
SH
DFND
1,2
276130
0
0
YUMANITY THERAPEUTICS INC
COM
98872L102
1343
115298
SH
DFND
1,2
115298
0
0
ZAI LAB LTD
ADR
98887Q104
17335
97946
SH
DFND
1,2
97946
0
0