0001178913-18-002380.txt : 20180813
0001178913-18-002380.hdr.sgml : 20180813
20180813083013
ACCESSION NUMBER: 0001178913-18-002380
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180813
DATE AS OF CHANGE: 20180813
EFFECTIVENESS DATE: 20180813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPHERA FUNDS MANAGEMENT LTD.
CENTRAL INDEX KEY: 0001496201
IRS NUMBER: 000000000
STATE OF INCORPORATION: L3
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15863
FILM NUMBER: 181010350
BUSINESS ADDRESS:
STREET 1: 21 HA'ARBA'AH STREET
CITY: TEL AVIV
STATE: L3
ZIP: 64739
BUSINESS PHONE: 972-3-6845535
MAIL ADDRESS:
STREET 1: 21 HA'ARBA'AH STREET
CITY: TEL AVIV
STATE: L3
ZIP: 64739
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001496201
XXXXXXXX
06-30-2018
06-30-2018
false
SPHERA FUNDS MANAGEMENT LTD.
21 HA'ARBA'AH STREET
TEL AVIV
L3
64739
13F HOLDINGS REPORT
028-15863
Y
Investment discretion with regard to a portion of the securities reported herein is exercised by Sphera Global Healthcare Management L.P. (the "Management Company"). The Management Company is managed, controlled, and operated by its general partner, Sphera Global Healthcare GP Ltd. (the "General Partner"), the shares of which are owned 50% by Sphera Funds Management Ltd. ("SFML"). SFML is entitled to appoint 50% of the members of the board of directors of the General Partner (the "Board of Directors") and 50% of the members to the investment committee of the Management Company (the "Investment Committee"), and therefore may be deemed to share control of the General Partner and Management Company. This Form 13F shall not be construed as an admission by SFML, the General Partner, or the Management Company that it is the beneficial owner of any of the securities covered by this Form 13F, and each of SFML, the General Partner, and the Management Company disclaim beneficial ownership of any such securities. Per informal guidance received from the Division of Investment Management, section 13(f) securities that are dual listed on a U.S. stock exchange and the Tel Aviv Stock Exchange were included in this Form 13F only if they were purchased in the U.S.
Ori Goldfarb
Chief Executive Officer
972-3-6845535
/s/ Ori Goldfarb
Tel Aviv
L3
08-05-2018
2
110
725360
true
1
0001599855
028-15864
Sphera Global Healthcare GP Ltd.
2
0001599854
028-15865
Sphera Global Healthcare Management LP
INFORMATION TABLE
2
infotable.xml
ABEONA THERAPEUTICS INC
COM
00289Y107
3571
223172
SH
DFND
1,2
223172
0
0
ADAMAS PHARMACEUTICALS INC
COM
00548A106
5518
213625
SH
DFND
1,2
213625
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
724
5336
SH
DFND
5336
0
0
AEGLEA BIOTHERAPEUTICS INC
COM
00773J103
5386
509118
SH
DFND
1,2
509118
0
0
AERPIO PHARMACEUTICALS INC
COM
00810B105
4580
1103554
SH
DFND
1,2
1103554
0
0
ALDEYRA THERAPEUTICS INC
COM
01438T106
6733
846935
SH
DFND
1,2
846935
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
19932
160544
SH
DFND
1,2
160544
0
0
ALLENA PHARMACEUTICALS INC
COM
018119107
3484
267349
SH
DFND
1,2
267349
0
0
ALLERGAN PLC
SHS
G0177J108
10003
60000
SH
DFND
1,2
60000
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
19228
195232
SH
DFND
1,2
195232
0
0
ALPHABET INC
CAP STK CL A
02079K305
3691
3269
SH
DFND
3269
0
0
AMGEN INC
COM
031162100
18459
100000
SH
DFND
1,2
100000
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
18573
1189056
SH
DFND
1,2
1189056
0
0
APELLIS PHARMACEUTICALS INC
COM
03753U106
2438
110803
SH
DFND
1,2
110803
0
0
APTINYX INC
COM
03836N103
2477
102474
SH
DFND
1,2
102474
0
0
AQUINOX PHARMACEUTICALS INC
COM
03842B101
683
257613
SH
DFND
1,2
257613
0
0
ARQULE INC
COM
04269E107
8282
1497683
SH
DFND
1,2
1497683
0
0
ARRAY BIOPHARMA INC
COM
04269X105
5702
339804
SH
DFND
1,2
339804
0
0
ASCENDIS PHARMA A S
SPONSORED ADR
04351P101
5192
78048
SH
DFND
1,2
78048
0
0
AUDIOCODES LTD
ORD
M15342104
461
59226
SH
DFND
59226
0
0
AUTOLUS THERAPEUTICS PLC
SPON ADS
05280R100
4716
176045
SH
DFND
1,2
176045
0
0
BIOGEN INC
COM
09062X103
14512
50000
SH
DFND
1,2
50000
0
0
BIOHAVEN PHARMACTL HLDG CO L
COM
G11196105
5430
137388
SH
DFND
1,2
137388
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
589
6250
SH
DFND
1,2
6250
0
0
BLUEBIRD BIO INC
COM
09609G100
11376
72483
SH
DFND
1,2
72483
0
0
CAESARSTONE LTD
ORD SHS
M20598104
3485
230816
SH
DFND
230816
0
0
CELLECTIS S A
SPONSORED ADS
15117K103
9955
351874
SH
DFND
1,2
351874
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
416
1419
SH
DFND
1419
0
0
CISCO SYS INC
COM
17275R102
4303
100000
SH
DFND
100000
0
0
CISION LTD
SHS
G1992S109
224
15000
SH
DFND
15000
0
0
CLEARSIDE BIOMEDICAL INC
COM
185063104
11425
1068720
SH
DFND
1,2
1068720
0
0
CORVUS PHARMACEUTICALS INC
COM
221015100
3689
335987
SH
DFND
1,2
335987
0
0
CTI BIOPHARMA CORP
COM NEW
12648L601
4355
874407
SH
DFND
1,2
874407
0
0
CYTOMX THERAPEUTICS INC
COM
23284F105
1901
83142
SH
DFND
1,2
83142
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
3661
93031
SH
DFND
1,2
93031
0
0
DELEK US HLDGS INC NEW
COM
24665A103
1231
24533
SH
DFND
24533
0
0
EIDOS THERAPEUTICS INC
COM
28249H104
220
10828
SH
DFND
1,2
10828
0
0
ELOXX PHARMACEUTICALS INC
COM
29014R103
2859
167474
SH
DFND
1,2
167474
0
0
EPIZYME INC
COM
29428V104
4162
307154
SH
DFND
1,2
307154
0
0
EVOKE PHARMA INC
COM
30049G104
3527
1410946
SH
DFND
1,2
1410946
0
0
FACEBOOK INC
CL A
30303M102
3712
19100
SH
DFND
19100
0
0
FLEX LTD
ORD
Y2573F102
3666
259824
SH
DFND
259824
0
0
FORESCOUT TECHNOLOGIES INC
COM
34553D101
2617
76400
SH
DFND
76400
0
0
GILAT SATELLITE NETWORKS LTD
SHS NEW
M51474118
1501
163367
SH
DFND
163367
0
0
GILEAD SCIENCES INC
COM
375558103
25148
355000
SH
DFND
1,2
355000
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
30837
765000
SH
DFND
1,2
765000
0
0
GLYCOMIMETICS INC
COM
38000Q102
3870
239933
SH
DFND
1,2
239933
0
0
HOMOLOGY MEDICINES INC
COM
438083107
2893
141836
SH
DFND
1,2
141836
0
0
IMMUNOMEDICS INC
COM
452907108
7259
306655
SH
DFND
1,2
306655
0
0
INNOVATE BIOPHARMACEUTICLS I
COM PAR
45782F105
7844
980502
SH
DFND
1,2
980502
0
0
ISHARES TR
RUSSELL 2000 ETF
464287955
24566
150000
SH
Put
DFND
150000
0
0
KADMON HLDGS INC
COM
48283N106
6196
1552846
SH
DFND
1,2
1552846
0
0
KEMPHARM INC
COM
488445107
147
22622
SH
DFND
1,2
22622
0
0
KEZAR LIFE SCIENCES INC
COM
49372L100
3943
227900
SH
DFND
1,2
227900
0
0
KORNIT DIGITAL LTD
SHS
M6372Q113
2329
130831
SH
DFND
130831
0
0
KURA ONCOLOGY INC
COM
50127T109
6406
351953
SH
DFND
1,2
351953
0
0
LAM RESEARCH CORP
COM
512807108
2523
14597
SH
DFND
14597
0
0
LEAP THERAPEUTICS INC
COM
52187K101
4492
499137
SH
DFND
1,2
499137
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
2355
109842
SH
DFND
109842
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
4473
22760
SH
DFND
22760
0
0
MELINTA THERAPEUTICS INC
COM
58549G100
6252
984492
SH
DFND
1,2
984492
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
7246
85954
SH
DFND
85954
0
0
MERCK & CO INC
COM
58933Y105
41276
680000
SH
DFND
1,2
680000
0
0
MICROSOFT CORP
COM
594918104
7340
74435
SH
DFND
74435
0
0
MINERVA NEUROSCIENCES INC
COM
603380106
6766
820120
SH
DFND
1,2
820120
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
707
14335
SH
DFND
1,2
14335
0
0
MOHAWK INDS INC
COM
608190104
236
1100
SH
DFND
1100
0
0
MYLAN N V
SHS EURO
N59465109
30864
854000
SH
DFND
1,2
854000
0
0
NEOS THERAPEUTICS INC
COM
64052L106
2201
352142
SH
DFND
1,2
352142
0
0
NICE LTD
SPONSORED ADR
653656108
6231
60043
SH
DFND
60043
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
2967
10844
SH
DFND
10844
0
0
OBSEVA SA
COM
H5861P103
3689
243669
SH
DFND
1,2
243669
0
0
PFIZER INC
COM
717081103
14149
390000
SH
DFND
1,2
390000
0
0
PIERIS PHARMACEUTICALS INC
COM
720795103
216
42632
SH
DFND
1,2
42632
0
0
PIERIS PHARMACEUTICALS INC
COM
720795103
4056
800000
SH
DFND
1,2
800000
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
1385
120000
SH
DFND
1,2
120000
0
0
PROQR THRAPEUTICS N V
SHS EURO
N71542109
3604
493749
SH
DFND
1,2
493749
0
0
RADCOM LTD
SHS NEW
M81865111
1042
52760
SH
DFND
52760
0
0
RADWARE LTD
ORD
M81873107
443
17527
SH
DFND
17527
0
0
REATA PHARMACEUTICALS INC
CL A
75615P103
4757
136044
SH
DFND
1,2
136044
0
0
RETROPHIN INC
COM
761299106
9625
353072
SH
DFND
1,2
353072
0
0
ROCKET PHARMACEUTICALS INC
COM
77313F106
677
34475
SH
DFND
1,2
34475
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
19179
145096
SH
DFND
1,2
145096
0
0
SCHOLAR ROCK HLDG CORP
COM
80706P103
4430
283997
SH
DFND
1,2
283997
0
0
SERVICEMASTER GLOBAL HLDGS I
COM
81761R109
565
9500
SH
DFND
9500
0
0
SESEN BIO INC
COM
817763105
4635
2377068
SH
DFND
1,2
2377068
0
0
SHIRE PLC
SPONSORED ADR
82481R106
21353
126500
SH
DFND
1,2
126500
0
0
SIERRA ONCOLOGY INC
COM
82640U107
3184
1075806
SH
DFND
1,2
1075806
0
0
SITEONE LANDSCAPE SUPPLY INC
COM
82982L103
252
3000
SH
DFND
3000
0
0
SNAP ON INC
COM
833034101
220
1366
SH
DFND
1366
0
0
SODASTREAM INTERNATIONAL LTD
USD SHS
M9068E105
6292
73762
SH
DFND
73762
0
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
2342
48948
SH
DFND
48948
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A950
71393
750000
SH
Put
DFND
1,2
750000
0
0
STRONGBRIDGE BIOPHARMA PLC
SHS USD
G85347105
4044
673996
SH
DFND
1,2
673996
0
0
TEVA PHARMACEUTICAL FIN LLC
DBCV 0.250% 2/0
88163VAE9
970
2135
SH
DFND
2135
0
0
TRANSLATE BIO INC
COM
89374L104
1645
130000
SH
DFND
1,2
130000
0
0
TRICIDA INC
COM
89610F101
610
20410
SH
DFND
1,2
20410
0
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
206
800
SH
DFND
800
0
0
UNIQURE NV
SHS
N90064101
5764
152490
SH
DFND
1,2
152490
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
491
2000
SH
DFND
2000
0
0
VERRICA PHARMACEUTICALS INC
COM
92511W108
2482
125800
SH
DFND
1,2
125800
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
3399
20000
SH
DFND
1,2
20000
0
0
VIKING THERAPEUTICS INC
COM
92686J106
7425
782424
SH
DFND
1,2
782424
0
0
VISA INC
COM CL A
92826C839
5351
40401
SH
DFND
40401
0
0
VISTAGEN THERAPEUTICS INC
COM NEW
92840H202
1879
1371892
SH
DFND
1,2
1371892
0
0
WABTEC CORP
COM
929740108
4590
46564
SH
DFND
46564
0
0
WIX COM LTD
SHS
M98068105
2963
29542
SH
DFND
29542
0
0
XENON PHARMACEUTICALS INC
COM
98420N105
4039
439034
SH
DFND
1,2
439034
0
0
ZAFGEN INC
COM
98885E103
4910
480000
SH
DFND
1,2
480000
0
0
ZYMEWORKS INC
COM
98985W102
1091
73800
SH
DFND
1,2
73800
0
0