0001104659-24-051295.txt : 20240424 0001104659-24-051295.hdr.sgml : 20240424 20240424172530 ACCESSION NUMBER: 0001104659-24-051295 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240422 FILED AS OF DATE: 20240424 DATE AS OF CHANGE: 20240424 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kline John CENTRAL INDEX KEY: 0001515172 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00832 FILM NUMBER: 24871654 MAIL ADDRESS: STREET 1: C/O NEW MOUNTAIN FINANCE CORPORATION STREET 2: 787 7TH AVENUE, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Mountain Finance Corp CENTRAL INDEX KEY: 0001496099 ORGANIZATION NAME: IRS NUMBER: 272978010 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127300200 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: New Mountain Guardian Corp DATE OF NAME CHANGE: 20100706 4 1 tm2412536-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-04-22 0 0001496099 New Mountain Finance Corp NMFC 0001515172 Kline John C/O NEW MOUNTAIN CAPITAL, L.L.C. 1633 BROADWAY, 48TH FLOOR NEW YORK NY 10019 1 1 0 0 CEO, President, and Director 0 Common Stock 2024-04-22 4 S 0 9 12.555 D 255838.50 D Common Stock 2024-04-22 4 S 0 1229 12.553 D 254609.50 D Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on March 14, 2023. A portion of Mr. Kline's shares are directly held in an account that permits the broker to dispose of securities held therein to satisfy any margin calls related to such account. On April 22, 2024, without Mr. Kline's knowledge, the sale reflected in this report was initiated by the broker to satisfy a margin call. Mr. Kline was unaware of the transaction. /s/ John R. Kline 2024-04-24