0001104659-23-032892.txt : 20230315 0001104659-23-032892.hdr.sgml : 20230315 20230315172423 ACCESSION NUMBER: 0001104659-23-032892 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230314 FILED AS OF DATE: 20230315 DATE AS OF CHANGE: 20230315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stone James CENTRAL INDEX KEY: 0001515176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00832 FILM NUMBER: 23736258 MAIL ADDRESS: STREET 1: C/O NEW MOUNTAIN FINANCE CORPORATION STREET 2: 787 7TH AVENUE, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Mountain Finance Corp CENTRAL INDEX KEY: 0001496099 IRS NUMBER: 272978010 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127300200 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: New Mountain Guardian Corp DATE OF NAME CHANGE: 20100706 4 1 tm239477-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-03-14 0 0001496099 New Mountain Finance Corp NMFC 0001515176 Stone James C/O NEW MOUNTAIN CAPITAL, L.L.C. 1633 BROADWAY, 48TH FLOOR NEW YORK NY 10019 0 1 0 0 Section 16 Officer Common Stock 2023-03-14 4 P 0 7300 11.9599 A 125969.90 D Common Stock 2023-03-14 4 P 0 3700 11.95 A 129669.90 D Common Stock 38032.98 I By Spouse Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Stone's previous beneficial ownership report on Form 4 on March 4, 2020. /s/ James Stone 2023-03-15