0001144204-13-065112.txt : 20131202 0001144204-13-065112.hdr.sgml : 20131202 20131202172638 ACCESSION NUMBER: 0001144204-13-065112 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20131101 FILED AS OF DATE: 20131202 DATE AS OF CHANGE: 20131202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: General Growth Properties, Inc. CENTRAL INDEX KEY: 0001496048 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 272963337 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-960-5000 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: New GGP, Inc. DATE OF NAME CHANGE: 20100706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Property Partners L.P. CENTRAL INDEX KEY: 0001545772 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 131252585 BUSINESS ADDRESS: STREET 1: 73 FRONT STREET CITY: HAMILTON STATE: D0 ZIP: HM 12 BUSINESS PHONE: 212-417-7000 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Property Partners Ltd CENTRAL INDEX KEY: 0001560282 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 131252586 BUSINESS ADDRESS: STREET 1: 73 FRONT STREET STREET 2: 5TH FLOOR CITY: HAMILTON STATE: D0 ZIP: HM 12 BUSINESS PHONE: 212 417 7514 MAIL ADDRESS: STREET 1: 73 FRONT STREET STREET 2: 5TH FLOOR CITY: HAMILTON STATE: D0 ZIP: HM 12 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CanHoldco 3 ULC CENTRAL INDEX KEY: 0001574299 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 131252590 BUSINESS ADDRESS: STREET 1: 181 BAY STREET STREET 2: BROOKFIELD PLACE SUITE 300 CITY: TORONTO STATE: Z4 ZIP: M5J2T3 BUSINESS PHONE: 212 415 7514 MAIL ADDRESS: STREET 1: 181 BAY STREET STREET 2: BROOKFIELD PLACE SUITE 300 CITY: TORONTO STATE: Z4 ZIP: M5J2T3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CanHoldco 1 ULC CENTRAL INDEX KEY: 0001574298 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 131252591 BUSINESS ADDRESS: STREET 1: 181 BAY STREET STREET 2: BROOKFIELD PLACE SUITE 300 CITY: TORONTO STATE: Z4 ZIP: M5J2T3 BUSINESS PHONE: 212 415 7514 MAIL ADDRESS: STREET 1: 181 BAY STREET STREET 2: BROOKFIELD PLACE SUITE 300 CITY: TORONTO STATE: Z4 ZIP: M5J2T3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield BPY Holdings (US) Inc. CENTRAL INDEX KEY: 0001560314 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 131252592 BUSINESS ADDRESS: STREET 1: SUITE 181, BAY STREET STREET 2: BROOKFIELD PLACE CITY: TORONTO STATE: A6 ZIP: M5J2T3 BUSINESS PHONE: 212 417 7514 MAIL ADDRESS: STREET 1: SUITE 181, BAY STREET STREET 2: BROOKFIELD PLACE CITY: TORONTO STATE: A6 ZIP: M5J2T3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CanHoldco 4 ULC CENTRAL INDEX KEY: 0001574297 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 131252589 BUSINESS ADDRESS: STREET 1: 181 BAY STREET STREET 2: BROOKFIELD PLACE SUITE 300 CITY: TORONTO STATE: Z4 ZIP: M5J2T3 BUSINESS PHONE: 212 415 7514 MAIL ADDRESS: STREET 1: 181 BAY STREET STREET 2: BROOKFIELD PLACE SUITE 300 CITY: TORONTO STATE: Z4 ZIP: M5J2T3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Property LP CENTRAL INDEX KEY: 0001560317 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 131252593 BUSINESS ADDRESS: STREET 1: 73 FRONT STREET STREET 2: 5TH FLOOR CITY: HAMILTON STATE: D0 ZIP: HM 12 BUSINESS PHONE: 212 417 7514 MAIL ADDRESS: STREET 1: 73 FRONT STREET STREET 2: 5TH FLOOR CITY: HAMILTON STATE: D0 ZIP: HM 12 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CanHoldco 2 ULC CENTRAL INDEX KEY: 0001574295 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 131252588 BUSINESS ADDRESS: STREET 1: 181 BAY STREET STREET 2: BROOKFIELD PLACE SUITE 300 CITY: TORONTO STATE: Z4 ZIP: M5J2T3 BUSINESS PHONE: 212 415 7514 MAIL ADDRESS: STREET 1: 181 BAY STREET STREET 2: BROOKFIELD PLACE SUITE 300 CITY: TORONTO STATE: Z4 ZIP: M5J2T3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield BPY Retail Holdings I LLC CENTRAL INDEX KEY: 0001570911 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 131252587 BUSINESS ADDRESS: STREET 1: 4 BROOKFIELD PLACE STREET 2: 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 212 417 7514 MAIL ADDRESS: STREET 1: 4 BROOKFIELD PLACE STREET 2: 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 FORMER NAME: FORMER CONFORMED NAME: Brookfield BPY Retail Holdings I Inc. DATE OF NAME CHANGE: 20130301 4/A 1 v361952_4a.xml OWNERSHIP DOCUMENT X0306 4/A 2013-11-01 2013-11-05 0 0001496048 General Growth Properties, Inc. GGP 0001560282 Brookfield Property Partners Ltd 73 FRONT STREET 5TH FLOOR HAMILTON D0 HM 12 BERMUDA 1 0 1 1 Director by deputization *** 0001545772 Brookfield Property Partners L.P. 73 FRONT STREET 5TH FLOOR HAMILTON D0 HM 12 BERMUDA 1 0 1 1 Director by deputization *** 0001560317 Brookfield Property LP 73 FRONT STREET 5TH FLOOR HAMILTON D0 HM 12 BERMUDA 1 0 1 1 Director by deputization *** 0001560314 Brookfield BPY Holdings (US) Inc. 181 BAY STREET SUITE 300 TORONTO A6 M5J2T3 ONTARIO, CANADA 1 0 1 1 Director by deputization *** 0001574298 CanHoldco 1 ULC 181 BAY STREET SUITE 300 TORONTO A6 M5J2T3 ONTARIO, CANADA 1 0 1 1 Director by deputization *** 0001574299 CanHoldco 3 ULC 181 BAY STREET SUITE 300 TORONTO A6 M5J2T3 ONTARIO, CANADA 1 0 1 1 Director by deputization *** 0001574297 CanHoldco 4 ULC 181 BAY STREET SUITE 300 TORONTO A6 M5J2T3 ONTARIO, CANADA 1 0 1 1 Director by deputization *** 0001574295 CanHoldco 2 ULC 181 BAY STREET SUITE 300 TORONTO A6 M5J2T3 ONTARIO, CANADA 1 0 1 1 Director by deputization *** 0001570911 Brookfield BPY Retail Holdings I LLC 4 BROOKFIELD PLACE 250 VESEY STREET NEW YORK NY 10281 1 0 1 1 Director by deputization *** Common Stock, Par Value $0.01 per share 2013-11-01 4 J 0 39457353 20.39 A 39457353 I See Footnote Common Stock, Par Value $0.01 per share 2013-11-01 4 P 0 13543059 20.39 A 13543059 I See Footnote Warrants to acquire Common Stock 2013-11-01 4 J 0 22222290 14.76 A 2010-11-09 2017-11-09 Common Stock 25400077 22222290 I See Footnote See Exhibit 99.1; Note 1. See Exhibit 99.1; Note 2. See Exhibit 99.1; Note 3. See Exhibit 99.1; Note 4. *** Brian Kingston, a Senior Managing Partner of Brookfield Asset Management Inc., a corporation formed under the laws of the Province of Ontario ("BAM"), serves on the board of directors of the Issuer as a representative of BAM and certain of its affiliates, including the Reporting Person. The Reporting Person is a "director by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934. Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information and Signature /s/ Jane Sheere, Secretary 2013-12-02 EX-99.1 2 v361952_ex99-1.htm EXPLANATION OF RESPONSES

Exhibit 99.1

Explanation of Responses:

(1) Common Stock and Warrants held directly by Brookfield BPY Retail Holdings I LLC, a Delaware limited liability company (“BPY”). BPY is an indirect subsidiary of the Reporting Person. In accordance with Instruction 4(b)(iv), the entire amount of the Common Stock and Warrants directly held by BPY is reported herein.

(2) Common Stock held directly by Brookfield BPY Retail Holdings Sub I LLC, a Delaware limited liability company (“BPY Sub”). BPY Sub is an indirect subsidiary of the Reporting Person. In accordance with Instruction 4(b)(iv), the entire amount of the Common Stock directly held by BPY Sub is reported herein.

(3) The Reporting Person disclaims beneficial ownership of all shares of Common Stock and Warrants that are directly beneficially owned by BPY and BPY Sub, except to the extent of any indirect pecuniary interest therein.

(4) Each Warrant entitled the holder to purchase 1.143 shares of Common Stock at an initial exercise price of $10.75 per share, subject to adjustments as provided in the warrant agreement, dated as of November 9, 2010, by and among Mellon Investor Services LLC, as warrant agent, and the Issuer.

EX-99.2 3 v361952_ex99-2.htm JOINT FILER INFORMATION AND SIGNATURE

Exhibit 99.2 - Joint Filer Information and Signature

Joint Filers:

1. Name:	Brookfield Property Partners L.P.
Address:	73 Front Street, 5^th Floor, Hamilton HM 12, Bermuda

	Brookfield Property Partners L.P.

By:

/s/ Jane Sheere

Date: December 2, 2013

Name: Jane Sheere

Title: Secretary of Brookfield Property Partners Limited,

General Partner of Brookfield Property Partners L.P.

2. Name:	Brookfield Property L.P.
Address:	73 Front Street, 5th Fl., Hamilton HM 12 Bermuda

	BROOKFIELD PROPERTY L.P.

	By: Brookfield Property Partners L.P., its general partner

By:

/s/ Jane Sheere

Date: December 2, 2013

Name: Jane Sheere

Title: Secretary of Brookfield Property Partners Limited,

General Partner of Brookfield Property Partners L.P.

3. Name:	Brookfield BPY Holdings (US) Inc.
Address:	181 Bay Street, Suite 300, Toronto, Ontario, Canada M5J 2T3

	BROOKFIELD BPY HOLDINGS (US) INC.

By:

/s/ Steven Douglas

Date: December 2, 2013

		Name: Steven Douglas
		Title: President & Chief Financial Officer

4. Name:	CANHOLDCO 1 ULC
Address:	181 Bay Street, Suite 300, Toronto, Ontario, Canada M5J 2T3

	CANHOLDCO 1 ULC

By:

/s/ Steven Douglas

Date: December 2, 2013

		Name: Steven Douglas
		Title: Director

5. Name:	CANHOLDCO 3 ULC
Address:	181 Bay Street, Suite 300, Toronto, Ontario, Canada M5J 2T3

	CANHOLDCO 3 ULC

By:

/s/ Steven Douglas

Date: December 2, 2013

		Name: Steven Douglas
		Title: Director

6. Name:	CANHOLDCO 4 ULC
Address:	181 Bay Street, Suite 300, Toronto, Ontario, Canada M5J 2T3

	CANHOLDCO 4 ULC

By:

/s/ Steven Douglas

Date: December 2, 2013

		Name: Steven Douglas
		Title: Director

7. Name:	CANHOLDCO 2 ULC
Address:	181 Bay Street, Suite 300, Toronto, Ontario, Canada M5J 2T3

	CANHOLDCO 2 ULC

By:

/s/ Steven Douglas

Date: December 2, 2013

		Name: Steven Douglas
		Title: Director

8. Name:	Brookfield BPY Retail Holdings I LLC
Address:	4 Brookfield Place, 250 Vesey Street, New York, NY 10281

	BROOKFIELD BPY RETAIL HOLDINGS I LLC

By:

/s/ Michelle Campbell

Date: December 2, 2013

		Name: Michelle Campbell
		Title: Assistant Secretary