The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Albireo Pharma Inc. | Com | 01345P106 | 23,075 | 716,381 | SH | DFND | 716,381 | 0 | 0 | ||
| Alder Biopharmaceuticals Inc. | Com | 014339105 | 16,906 | 1,238,533 | SH | DFND | 1,238,533 | 0 | 0 | ||
| Allogene Therapeutics Inc. | Com | 019770106 | 668,835 | 23,135,061 | SH | DFND | 23,135,061 | 0 | 0 | ||
| Collegium Pharmaceutical Inc. | Com | 19459J104 | 21,756 | 1,436,960 | SH | DFND | 1,436,960 | 0 | 0 | ||
| Domo Inc. | Com Cl B | 257554105 | 30,411 | 754,056 | SH | DFND | 754,056 | 0 | 0 | ||
| e l f Beauty Inc. | Com | 26856L103 | 143,215 | 13,510,828 | SH | DFND | 13,510,828 | 0 | 0 | ||
| Endo Intl PLC | Shs | G30401106 | 177,882 | 22,152,136 | SH | DFND | 22,152,136 | 0 | 0 | ||
| Entasis Therapeutics Hldgs I | Com | 293614103 | 6,900 | 1,020,748 | SH | DFND | 1,020,748 | 0 | 0 | ||
| Flexion Therapeutics Inc. | Com | 33938J106 | 11,688 | 936,507 | SH | DFND | 936,507 | 0 | 0 | ||
| Greensky Inc. | Cl A | 39572G100 | 16,278 | 1,257,977 | SH | DFND | 1,257,977 | 0 | 0 | ||
| IQVIA Hldgs Inc. | Com | 46266C105 | 1,227,220 | 8,531,251 | SH | DFND | 8,531,251 | 0 | 0 | ||
| Magnolia Oil & Gas Corp. | Cl A | 559663109 | 103,767 | 8,647,222 | SH | DFND | 8,647,222 | 0 | 0 | ||
| NIO Inc. | Spon ADS | 62914V106 | 32,329 | 6,339,057 | SH | DFND | 6,339,057 | 0 | 0 | ||
| Otonomy Inc. | Com | 68906L105 | 5,679 | 2,159,335 | SH | DFND | 2,159,335 | 0 | 0 | ||
| Playa Hotels & Resorts NV | Shs | N70544106 | 73,299 | 9,606,666 | SH | DFND | 9,606,666 | 0 | 0 | ||
| Spotify Technology S A | Shs | L8681T102 | 469,716 | 3,384,124 | SH | DFND | 3,384,124 | 0 | 0 | ||
| Tandem Diabetes Care Inc. | Com New | 875372203 | 15,851 | 249,620 | SH | DFND | 249,620 | 0 | 0 | ||
| Taylor Morrison Home Corp | Cl A | 87724P106 | 145,705 | 8,208,737 | SH | DFND | 8,208,737 | 0 | 0 | ||
| Veracyte Inc. | Com | 92337F107 | 20,264 | 809,918 | SH | DFND | 809,918 | 0 | 0 | ||
| Xinyuan Real Estate Co Ltd | Spons ADR | 98417P105 | 11,074 | 2,274,014 | SH | DFND | 2,274,014 | 0 | 0 | ||
| Five Point Holdings LLC | Com Cl A | 33833Q106 | 3,350 | 464,676 | SH | DFND | 464,676 | 0 | 0 | ||
| Northern Oil & Gas Inc. Nev | Com | 665531109 | 8,318 | 3,035,793 | SH | DFND | 3,035,793 | 0 | 0 | ||
| Oxford Square Cap Corp. | Com | 69181V107 | 7 | 1,059 | SH | DFND | 1,059 | 0 | 0 | ||
| PDVWireless Inc. | Com | 69290R104 | 41,582 | 1,182,638 | SH | DFND | 1,182,638 | 0 | 0 | ||
| PG&E Corp | Com | 69331C108 | 28,302 | 1,590,000 | SH | DFND | 1,590,000 | 0 | 0 | ||
| Sanofi | Right 12/31/2020 | 80105N113 | 6,408 | 14,240,462 | SH | DFND | 14,240,462 | 0 | 0 | ||
| Switch Inc. | Cl A | 87105L104 | 22,748 | 2,206,404 | SH | DFND | 2,206,404 | 0 | 0 | ||
| TPG Specialty Lending, Inc. | Com | 87265K102 | 54,341 | 2,717,043 | SH | DFND | 2,717,043 | 0 | 0 | ||
| TPG RE Fin Tr Inc. | Com | 87266M107 | 127,501 | 6,505,167 | SH | DFND | 6,505,167 | 0 | 0 | ||
| Air Prods & Chems Inc. | Com | 009158106 | 112,385 | 588,526 | SH | DFND | 588,526 | 0 | 0 | ||
| Amneal Pharmaceuticals Inc. | Com Stk Cl A | 03168L105 | 55,045 | 3,884,600 | SH | DFND | 3,884,600 | 0 | 0 | ||
| Broadcom Inc. | Com | 11135F101 | 65,207 | 216,844 | SH | DFND | 216,844 | 0 | 0 | ||
| Cognizant Technology Solutio | Cl A | 192446102 | 109,871 | 1,516,509 | SH | DFND | 1,516,509 | 0 | 0 | ||
| Comcast Corp New | Cl A | 20030N101 | 136,912 | 3,424,512 | SH | DFND | 3,424,512 | 0 | 0 | ||
| Energy Transfer L P | Com Ut Ltd Ptn | 29273V100 | 49,525 | 3,222,201 | SH | DFND | 3,222,201 | 0 | 0 | ||
| Fidelity National Financial | FNF Group Com | 31620R303 | 56,092 | 1,534,658 | SH | DFND | 1,534,658 | 0 | 0 | ||
| Grace W R & Co Del New | Com | 38388F108 | 155,780 | 1,996,161 | SH | DFND | 1,996,161 | 0 | 0 | ||
| Hamilton Lane Inc. | Cl A | 407497106 | 56,245 | 1,290,626 | SH | DFND | 1,290,626 | 0 | 0 | ||
| IHS Markit Ltd. | Shs | G47567105 | 37,103 | 682,298 | SH | DFND | 682,298 | 0 | 0 | ||
| Interactive Brokers Group In | Com Cl A | 45841N107 | 51,351 | 989,798 | SH | DFND | 989,798 | 0 | 0 | ||
| Koninklijke Philips N V | NY Reg Sh New | 500472303 | 43,861 | 1,073,437 | SH | DFND | 1,073,437 | 0 | 0 | ||
| Marathon Pete Corp. | Com | 56585A102 | 84,544 | 1,412,590 | SH | DFND | 1,412,590 | 0 | 0 | ||
| MPLX LP | Com Unit Rep Ltd | 55336V100 | 60,099 | 1,827,269 | SH | DFND | 1,827,269 | 0 | 0 | ||
| PagSeguro Digital Ltd. | Com Cl A | G68707101 | 41,607 | 1,393,874 | SH | DFND | 1,393,874 | 0 | 0 | ||
| Pegasystems Inc. | Com | 705573103 | 134,805 | 2,073,920 | SH | DFND | 2,073,920 | 0 | 0 | ||
| Spirit AeroSystems Hldgs Inc. | Com Cl A | 848574109 | 109,539 | 1,196,753 | SH | DFND | 1,196,753 | 0 | 0 | ||
| Unifirst Corp. Mass | Com | 904708104 | 97,220 | 633,352 | SH | DFND | 633,352 | 0 | 0 | ||
| Worldpay Inc. | Cl A | 981558109 | 115,840 | 1,020,621 | SH | DFND | 1,020,621 | 0 | 0 | ||