0001769022-22-000018.txt : 20220315
0001769022-22-000018.hdr.sgml : 20220315
20220315164250
ACCESSION NUMBER: 0001769022-22-000018
CONFORMED SUBMISSION TYPE: DFAN14A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20220315
DATE AS OF CHANGE: 20220315
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Firsthand Technology Value Fund, Inc.
CENTRAL INDEX KEY: 0001495584
IRS NUMBER: 273008946
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: DFAN14A
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00830
FILM NUMBER: 22741745
BUSINESS ADDRESS:
STREET 1: 150 ALMADEN BLVD.
STREET 2: SUITE 1250
CITY: SAN JOSE
STATE: CA
ZIP: 95113
BUSINESS PHONE: 408-886-7096
MAIL ADDRESS:
STREET 1: 150 ALMADEN BLVD.
STREET 2: SUITE 1250
CITY: SAN JOSE
STATE: CA
ZIP: 95113
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Klarquist Scott
CENTRAL INDEX KEY: 0001769022
FILING VALUES:
FORM TYPE: DFAN14A
MAIL ADDRESS:
STREET 1: 20 PINE STREET, APT 1117
CITY: NEW YORK
STATE: NY
ZIP: 10005
DFAN14A
1
svvcletter3142022.txt
SVVC DFAN14A FILING
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 14A
Proxy Statement Pursuant to Section 14(a) of the
Securities Exchange Act of 1934
(Amendment No. 1)
Filed by the Registrant
Filed by a Party other than the Registrant = X
Check the appropriate box:
Preliminary Proxy Statement
Confidential, For Use of the Commission Only
(as permitted by Rule 14a-6(e)(2))
Definitive Proxy Statement
Definitive Additional Materials
X = Soliciting Material Pursuant to Sec 240.14a-12
FIRSTHAND TECHNOLOGY VALUE FUND, INC.
(Name of Registrant as Specified in Its Charter)
SCOTT KLARQUIST
(Name of Person(s) Filing Proxy Statement, if Other Than the Registrant)
Payment of Filing Fee (Check the appropriate box):
X = No fee required.
Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
(1) Title of each class of securities to which transaction applies:
(2) Aggregate number of securities to which transaction applies:
(3) Per unit price or other underlying value of transaction computed pursuant
to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is
calculated and state how it was determined):
(4)Proposed maximum aggregate value of transaction:
(5)Total fee paid:
Fee paid previously with preliminary materials:
Check box if any part of the fee is offset as provided by Exchange Act Rule
0-11(a)(2) and identify the filing for which the offsetting fee was paid
previously. Identify the previous filing by registration
statement number, or the Form or Schedule and the date of its filing.
(1) Amount previously paid:
(2) Form, Schedule or Registration Statement No.:
(3) Filing Party:
(4) Date Filed:
AMENDMENT NO. 1 TO DFAN14A FILED MARCH 11, 2022
CERTAIN INFORMATION CONCERNING THE PARTICIPANT:
Scott Klarquist intends to file a preliminary proxy statement and
accompanying proxy card with the Securities and Exchange Commission
(SEC) to be used to solicit votes for his election as a director
at the 2022 annual meeting of stockholders of Firsthand Technology
Value Fund, Inc., a Maryland corporation (the Company).
MR. KLARQUIST STRONGLY ADVISES ALL STOCKHOLDERS OF
THE COMPANY TO READ THE PROXY STATEMENT AND OTHER
PROXY MATERIALS AS THEY BECOME AVAILABLE BECAUSE
THEY WILL CONTAIN IMPORTANT INFORMATION. SUCH PROXY
MATERIALS WILL BE AVAILABLE AT NO CHARGE ON THE SEC'S
WEB SITE AT HTTP://WWW.SEC.GOV. IN ADDITION, THE PROXY
SOLICITATION MATERIALS, WHEN AVAILABLE, WILL BE POSTED
UNDER THE "ACTIVISM" TAB ON SEVENCORNERSCAPITAL.COM.
As of the date hereof, Mr. Klarquist may be deemed to directly beneficially
own 2,577 shares of common stock, par value $0.001 per share, of the
Company.