0001398344-20-004456.txt : 20200226 0001398344-20-004456.hdr.sgml : 20200226 20200226165555 ACCESSION NUMBER: 0001398344-20-004456 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200221 FILED AS OF DATE: 20200226 DATE AS OF CHANGE: 20200226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Landis Kevin M CENTRAL INDEX KEY: 0001518301 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00830 FILM NUMBER: 20656729 MAIL ADDRESS: STREET 1: 150 ALMADEN BLVD., SUITE 1250 CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Firsthand Technology Value Fund, Inc. CENTRAL INDEX KEY: 0001495584 IRS NUMBER: 273008946 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BLVD. STREET 2: SUITE 1250 CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 408-886-7096 MAIL ADDRESS: STREET 1: 150 ALMADEN BLVD. STREET 2: SUITE 1250 CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 fp0051279_4.xml X0306 4 2020-02-21 0 0001495584 Firsthand Technology Value Fund, Inc. SVVC 0001518301 Landis Kevin M 150 ALMADEN BLVD., SUITE 1250 SAN JOSE CA 95113 1 1 0 0 President Common Stock 44016 I By Firsthand Capital Management, Inc. Common Stock 2020-02-23 4 J 0 285714 7.00 A 616429 D Shares purchased by reporting person as part of a joint tender offer with the issuer, as described in Schedule TO filed on December 17, 2019, and most recently amended on February 20, 2020. /s/ Kevin Landis 2020-02-25