0001495479-16-000110.txt : 20161208 0001495479-16-000110.hdr.sgml : 20161208 20161208212526 ACCESSION NUMBER: 0001495479-16-000110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161206 FILED AS OF DATE: 20161208 DATE AS OF CHANGE: 20161208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bravo Brio Restaurant Group, Inc. CENTRAL INDEX KEY: 0001495479 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 341566328 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 GOODALE BOULEVARD STREET 2: SUITE 100 CITY: COLUMBUS STATE: OH ZIP: 43212 BUSINESS PHONE: (614) 326-7944 MAIL ADDRESS: STREET 1: 777 GOODALE BOULEVARD STREET 2: SUITE 100 CITY: COLUMBUS STATE: OH ZIP: 43212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Malley Brian T CENTRAL INDEX KEY: 0001502319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34920 FILM NUMBER: 162042700 MAIL ADDRESS: STREET 1: C/O BRAVO BRIO RESTAURANT GROUP, INC. STREET 2: 777 GOODALE BLVD, SUITE 100 CITY: COLUMBUS STATE: OH ZIP: 43212 4 1 wf-form4_148125031282329.xml FORM 4 X0306 4 2016-12-06 0 0001495479 Bravo Brio Restaurant Group, Inc. BBRG 0001502319 O'Malley Brian T C/O BRAVO BRIO RESTAURANT GROUP, INC. 777 GOODALE BLVD, SUITE 100 COLUMBUS OH 43212 1 1 0 0 Chief Executive Officer Common Shares, no par value per share 2016-12-06 4 M 0 49100 1.45 A 168147 D Common Shares, no par value per share 2016-12-06 4 S 0 49100 3.7675 D 119047 D Common Shares, no par value per share 2016-12-07 4 M 0 41330 1.45 A 160377 D Common Shares, no par value per share 2016-12-07 4 S 0 15000 3.75 D 145377 D Stock Option (right to buy) 1.45 2016-12-06 4 M 0 49100 0 D 2010-10-26 2016-06-29 Common Shares, no par value per share 49100.0 41330 D Stock Option (right to buy) 1.45 2016-12-07 4 M 0 41330 0 D 2010-10-26 2016-06-29 Common Shares, no par value per share 41330.0 0 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents shares sold to pay the exercise price and applicable withholding taxes associated with the exercise of stock options pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.90, inclusive. Mr. O'Malley has provided to Bravo Brio Restaurant Group, Inc. (the "Company") and undertakes to provide to any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Sean R. Hunter, Attorney-in-Fact 2016-12-08