-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EP8GKLKx9/tXPxh/kbphs54XI/qLlgMEzQFBGY04rjgMlBVvGfVdzvmV/JujuGmg hNiJyD/qvd2s2fupEgI5ag== 0000950123-10-101728.txt : 20101105 0000950123-10-101728.hdr.sgml : 20101105 20101105163014 ACCESSION NUMBER: 0000950123-10-101728 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20101105 DATE AS OF CHANGE: 20101105 GROUP MEMBERS: BRSE, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Bravo Brio Restaurant Group, Inc. CENTRAL INDEX KEY: 0001495479 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 341566328 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-85734 FILM NUMBER: 101169141 BUSINESS ADDRESS: STREET 1: 777 GOODALE BOULEVARD STREET 2: SUITE 100 CITY: COLUMBUS STATE: OH ZIP: 43212 BUSINESS PHONE: (614) 326-7944 MAIL ADDRESS: STREET 1: 777 GOODALE BOULEVARD STREET 2: SUITE 100 CITY: COLUMBUS STATE: OH ZIP: 43212 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BRUCKMANN ROSSER SHERRILL & CO II LP CENTRAL INDEX KEY: 0001088424 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 126 E 56TH ST STREET 2: 29TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125213700 MAIL ADDRESS: STREET 1: 126 EAST 56TH ST STREET 2: 29TH FL CITY: NEW YORK STATE: NY ZIP: 10022 SC 13D 1 l41073sc13d.htm SC 13D sc13d
Table of Contents

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

Bravo Brio Restaurant Group, Inc.
(Name of Issuer)
Common Shares, no par value per share
(Title of Class of Securities)
10567B 109
(CUSIP Number)
Bruckmann, Rosser, Sherrill & Co. II, L.P.
c/o Bruckmann, Rosser, Sherrill & Co., Inc.
126 East 56th Street, 29th Floor
New York, NY 10022
(212) 521-3799
Copy to:
Carmen J. Romano, Esq.
James A. Lebovitz, Esq.
Dechert LLP
2929 Arch Street
Philadelphia, PA 19104
(215) 994-4000
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
October 26, 2010
(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


TABLE OF CONTENTS

Item 1. Security and Issuer
Item 2. Identity and Background
Item 3. Source and Amount of Funds or Other Consideration
Item 4. Purpose of Transaction
Item 5. Interest in Securities of the Issuer
Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer
Item 7. Material to be Filed as Exhibits
SIGNATURES
INDEX TO EXHIBITS
EX-99.1


Table of Contents

                     
CUSIP Number
 
10567B 109 
 

 

           
1.   NAMES OF REPORTING PERSONS

Bruckmann, Rosser, Sherrill & Co. II, L.P.
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o 
  (b)   þ 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS)
   
  OO
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  7.   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,281,061 common shares
       
EACH 9.   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER
     
    2,281,061 common shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,281,061 common shares
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
   
  11.8%*
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN
* The calculation of the foregoing percentage is based on 19,250,000 Issuer Common Shares (as defined herein) outstanding as of October 26, 2010.


Table of Contents

                     
CUSIP Number
 
10567B 109 
 

 

           
1.   NAMES OF REPORTING PERSONS

BRSE, L.L.C.
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o 
  (b)   þ 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS)
   
  OO
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  7.   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,281,061 common shares
       
EACH 9.   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER
     
    2,281,061 common shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,281,061 common shares
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
   
  11.8%*
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  OO (Limited Liability Company)
 
* The calculation of the foregoing percentage is based on 19,250,000 Issuer Common Shares (as defined herein) outstanding as of October 26, 2010.


Table of Contents

Item 1. Security and Issuer
     This statement on Schedule 13D (“Schedule 13D”) relates to the common shares, no par value per share (“Issuer Common Shares”), of Bravo Brio Restaurant Group, Inc., an Ohio corporation (“BBRG” or the “Issuer”). The address of the principal executive office of the Issuer is 777 Goodale Boulevard, Suite 100, Columbus, Ohio 43212.
Item 2. Identity and Background
     This Schedule 13D is being filed jointly by the following persons (collectively, the “Reporting Persons”):
         
Reporting Persons   Principal Business   Address of Principal Office
 
 
       
Bruckmann, Rosser, Sherrill & Co. II, L.P.
  To make private equity investments in securities of public and private companies.   126 East 56th Street, 29th Floor, New
York, New York 10022
 
       
BRSE, L.L.C.
  To act as the general partner of Bruckmann, Rosser, Sherrill & Co. II, L.P.   126 East 56th Street, 29th Floor, New
York, New York 10022
     Bruckmann, Rosser, Sherrill & Co. II, L.P., a Delaware limited partnership (the “Fund”), is the beneficial owner of 2,281,061 Issuer Common Shares. The sole general partner of the Fund is BRSE, L.L.C., a Delaware limited liability company (“BRSE”). Due to its relationship to the Fund, BRSE may be deemed to have shared voting and investment power with respect to the Issuer Common Shares beneficially owned by the Fund. As such, BRSE may be deemed to have shared beneficial ownership over such Issuer Common Shares. BRSE, however, disclaims beneficial ownership of such Issuer Common Shares except to the extent of its pecuniary interest therein. There are no executive officers or directors of the Fund. The name, residence or business address, and present principal occupation or employment of each manager of BRSE is listed on Schedule I to this Schedule 13D.
     Officers of BRSE serve as power of attorney holders of Julie Frist and as such the Fund and BRSE may be deemed to have indirect beneficial ownership of 4,062 Issuer Common Shares held by Ms. Frist. The Fund and BRSE expressly disclaim beneficial ownership of the Issuer Common Shares held by Ms. Frist. The address of Ms. Frist is c/o Bruckmann, Rosser, Sherrill & Co., Inc., 126 East 56th Street, 29th Floor, New York, New York 10022.
     Information in this Schedule 13D with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person assumes responsibility for the accuracy or completeness of information provided by another Reporting Person.
     During the past five years, none of the Reporting Persons (or, to the knowledge of the Reporting Persons, any of the persons listed on Schedule I hereto) (i) has been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
Item 3. Source and Amount of Funds or Other Consideration
     The Fund and Ms. Frist were holders of membership units in Bravo Development Holdings LLC, a Delaware limited liability company (“Holdings”). The Fund and Ms. Frist held in the aggregate 26,535 units of Holdings with a total purchase price for such units of $26,535,000.00. The Issuer was a majority owned subsidiary of Holdings. Pursuant to the terms of that certain Exchange Agreement by and among the Issuer, Holdings and the other shareholders of the issuer (the “Exchange Agreement”), prior to the consummation of the initial public offering of Issuer Common Shares on October 26, 2010 (the “IPO”), Holdings and each other shareholder of the Issuer exchanged all of its shares of common stock and preferred stock in the Issuer for Issuer Common Shares (the “Exchange”). Following the Exchange and immediately prior to the IPO, Holdings distributed its Issuer Common Shares to its members on a pro rata basis in accordance with such members’ ownership interest in the units of Holdings (the “Distribution”). As a result of the Exchange and the Distribution, the Fund and Ms. Frist received in the aggregate 5,401,768 Issuer Common Shares. 3,120,707 of the Fund’s and Ms. Frist’s Issuer Common Shares received in the Distribution were sold in the IPO.

 


Table of Contents

Item 4. Purpose of Transaction
     The information set forth or incorporated in Item 3 hereof is incorporated herein by reference.
     Other than as described in this Item 4, none of the Reporting Persons, nor, to the knowledge of each Reporting Person, any individuals listed in response to Item 2 hereof, has any current plans or proposals that relate to or that would result in any of the transactions or other matters specified in clauses (a) through (j) of Item 4 of Schedule 13D; provided, that the Reporting Persons may, at any time, review or reconsider their position with respect to the Issuer and reserve the right to develop such plans or proposals.
Item 5. Interest in Securities of the Issuer
     (a) and (b) The information contained on the cover pages to this Schedule 13D and the information set forth or incorporated in Items 2, 3, 4 and 6 hereof are incorporated herein by reference.
     The percentage of Issuer Common Shares reported beneficially owned by each person herein is based upon 19,250,000 Issuer Common Shares, which reflects Issuer Common Shares issued and outstanding as reported in the prospectus filed by the Issuer with the Securities and Exchange Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, on October 21, 2010, relating to the Issuer’s registration statement on Form S-1, as amended (Registration No. 333-167951).
     The Fund owns directly 2,276,999 Issuer Common Shares, constituting approximately 11.8% of the shares outstanding. BRSE owns directly no Issuer Common Shares. Ms. Frist owns directly 4,062 Issuer Common Shares, constituting less than 0.1% of the shares outstanding. By reason of the provisions of Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), each of the Fund and BRSE may be deemed to beneficially own 2,281,061 Issuer Common Shares, constituting approximately 11.8% of the Issuer Common Shares outstanding, of which 2,276,999 shares are owned directly by the Fund and 4,062 shares are owned directly by Ms. Frist. Each of the Fund and BRSE disclaims beneficial ownership of the Issuer Common Shares held directly by Ms. Frist. BRSE disclaims beneficial ownership of the Issuer Common Shares held directly by the Fund except to the extent of its pecuniary interest therein.
     The Fund has the power to dispose of and to vote the shares directly owned by it, which power may be exercised by its general partner, BRSE.
     (c) None of the Reporting Persons or, to the best knowledge of each of the Reporting Persons, without independent verification, any person listed in response to Item 2 hereof, has engaged in any transaction during the past 60 days involving Issuer Common Shares, except for the Exchange, Distribution and IPO described in Item 3 of this Schedule 13D.
     (d) Not applicable.
     (e) Not applicable.
     Neither the filing of this Schedule 13D nor any of its contents shall be deemed to constitute an admission that any Reporting Person is the beneficial owner of any Issuer Common Shares referred to in this Schedule 13D for purposes of Section 13(d) of the Exchange Act or for any other purpose, and such beneficial ownership is expressly disclaimed.
Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.
     The information set forth or incorporated in Items 3 and 4 hereof is incorporated herein by reference.
     The Reporting Persons have entered into a Joint Filing Agreement attached as Exhibit 1 hereto, as required by Rule 13d-1(k) promulgated under the Exchange Act.
Item 7. Material to be Filed as Exhibits
     
Exhibit Number   Description of Exhibits
1.
  Agreement of Joint Filing, dated as of November 5, 2010, by and between Bruckmann, Rosser, Sherrill & Co. II, L.P. and BRSE, L.L.C.

 


Table of Contents

SIGNATURES
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
  BRUCKMANN, ROSSER, SHERRILL & CO. II,
L.P.

By: BRSE, L.L.C., as its General Partner
 
 
  By:   /s/ Harold O. Rosser II    
    Name:   Harold O. Rosser II   
    Title:   Manager   
 
  BRSE, L.L.C.
 
 
  By:   /s/ Harold O. Rosser II    
    Name:   Harold O. Rosser II   
    Title:   Manager   
 
Dated: November 5, 2010

 


Table of Contents

SCHEDULE I
The names and business addresses of the managers of BRSE, L.L.C. are set forth below. There are no executive officers or directors of BRSE, L.L.C. Each manager, in his capacity as a manager, may act on behalf of BRSE, L.L.C. and each is a United States citizen.
         
Name   Position   Address
Bruce C. Bruckmann
  Manager   126 East 56th Street, 29th Floor, New
York, New York 10022
 
       
Harold O. Rosser II
  Manager   126 East 56th Street, 29th Floor, New
York, New York 10022
 
       
Stephen C. Sherrill
  Manager   126 East 56th Street, 29th Floor, New
York, New York 10022
 
       
Thomas J. Baldwin
  Manager   126 East 56th Street, 29th Floor, New
York, New York 10022
 
       
Paul D. Kaminski
  Manager   126 East 56th Street, 29th Floor, New
York, New York 10022

 


Table of Contents

INDEX TO EXHIBITS
     
Exhibit Number   Description of Exhibits
1.
  Agreement of Joint Filing, dated as of November 5, 2010, by and between Bruckmann, Rosser, Sherrill & Co. II, L.P. and BRSE, L.L.C.

 

EX-99.1 2 l41073exv99w1.htm EX-99.1 exv99w1
Exhibit 1
JOINT FILING AGREEMENT
Dated as of November 5, 2010
     In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of the undersigned of a Schedule 13D (including any and all amendments thereto) with respect to the common shares, no par value per share, of Bravo Brio Restaurant Group, Inc., an Ohio corporation, and that this Joint Filing Agreement may be included as an Exhibit to such joint filing.
     This Joint Filing Agreement may be executed in any number of counterparts, all of which together shall constitute one and the same instrument.
[Rest of page intentionally left blank]

 


 

     IN WITNESS WHEREOF, the undersigned hereby execute this Joint Filing Agreement as of the date first written above.
         
  BRUCKMANN, ROSSER, SHERRILL & CO.
II, L.P.

By: BRSE, L.L.C., as its General Partner
 
 
  By:   /s/ Harold O. Rosser II    
    Name:   Harold O. Rosser II   
    Title:   Manager   
 
  BRSE, L.L.C.
 
 
  By:   /s/ Harold O. Rosser II    
    Name:   Harold O. Rosser II   
    Title:   Manager   
 
[Signature Page to Joint Filing Agreement]

 

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